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HISTORY
OF THE
UNITED STATES
BY
CHARLES A. BEARD
AND
MARY R. BEARD
New York
THE MACMILLAN COMPANY
1921
All rights reserved
Copyright, 1921,
By THE MACMILLAN COMPANY.
Set up and electrotyped. Published March, 1921.
Norwood Press
J.S. Cushing Co.—Berwick & Smith Co.
Norwood, Mass., U.S.A.
PREFACE
As things now stand, the course of instruction in American history in our public
schools embraces three distinct treatments of the subject. Three separate books
are used. First, there is the primary book, which is usually a very condensed
narrative with emphasis on biographies and anecdotes. Second, there is the
advanced text for the seventh or eighth grade, generally speaking, an expansion
of the elementary book by the addition of forty or fifty thousand words.
Finally, there is the high school manual. This, too, ordinarily follows the
beaten path, giving fuller accounts of the same events and characters. To put it
bluntly, we do not assume that our children obtain permanent possessions from
their study of history in the lower grades. If mathematicians followed the same
method, high school texts on algebra and geometry would include the
multiplication table and fractions.
There is, of course, a ready answer to the criticism advanced above. It is that
teachers have learned from bitter experience how little history their pupils
retain as they pass along the regular route. No teacher of history will deny
this. Still it is a standing challenge to existing methods of historical
instruction. If the study of history cannot be made truly progressive like the
study of mathematics, science, and languages, then the historians assume a grave
responsibility in adding their subject to the already overloaded curriculum. If
the successive historical texts are only enlarged editions of the first
text—more facts, more dates, more words—then history deserves most of the sharp
criticism which it is receiving from teachers of science, civics, and economics.
In this condition of affairs we find our justification for offering a new high
school text in American history. Our first contribution is one of omission. The
time-honored stories of exploration and the biographies of heroes are left out.
We frankly hold that, if pupils know little or nothing about Columbus, Cortes,
Magellan, or Captain John Smith by the time they reach the high school, it is
useless to tell the same stories for perhaps the fourth time. It is worse than
useless. It is an offense against the teachers of those subjects that are
demonstrated to be progressive in character.
In the next place we have omitted all descriptions of battles. Our reasons for
this are simple. The strategy of a campaign or of a single battle is a highly
technical, and usually a highly controversial, matter about which experts differ
widely. In the field of military and naval operations most writers and teachers
of history are mere novices. To dispose of Gettysburg or the Wilderness in ten
lines or ten pages is equally absurd to the serious student of military affairs.
Any one who compares the ordinary textbook account of a single Civil War
campaign with the account given by Ropes, for instance, will ask for no further
comment. No youth called upon to serve our country in arms would think of
turning to a high school manual for information about the art of warfare. The
dramatic scene or episode, so useful in arousing the interest of the immature
pupil, seems out of place in a book that deliberately appeals to boys and girls
on the very threshold of life's serious responsibilities.
It is not upon negative features, however, that we rest our case. It is rather
upon constructive features.
First. We have written a topical, not a narrative, history. We have tried to set
forth the important aspects, problems, and movements of each period, bringing in
the narrative rather by way of illustration.
Second. We have emphasized those historical topics which help to explain how our
nation has come to be what it is to-day.
Third. We have dwelt fully upon the social and economic aspects of our history,
especially in relation to the politics of each period.
Fourth. We have treated the causes and results of wars, the problems of
financing and sustaining armed forces, rather than military strategy. These are
the subjects which belong to a history for civilians. These are matters which
civilians can understand—matters which they must understand, if they are to play
well their part in war and peace.
Fifth. By omitting the period of exploration, we have been able to enlarge the
treatment of our own time. We have given special attention to the history of
those current questions which must form the subject matter of sound instruction
in citizenship.
Sixth. We have borne in mind that America, with all her unique characteristics,
is a part of a general civilization. Accordingly we have given diplomacy,
foreign affairs, world relations, and the reciprocal influences of nations their
appropriate place.
Seventh. We have deliberately aimed at standards of maturity. The study of a
mere narrative calls mainly for the use of the memory. We have aimed to
stimulate habits of analysis, comparison, association, reflection, and
generalization—habits calculated to enlarge as well as inform the mind. We have
been at great pains to make our text clear, simple, and direct; but we have
earnestly sought to stretch the intellects of our readers—to put them upon their
mettle. Most of them will receive the last of their formal instruction in the
high school. The world will soon expect maturity from them. Their achievements
will depend upon the possession of other powers than memory alone. The
effectiveness of their citizenship in our republic will be measured by the
excellence of their judgment as well as the fullness of their information.
C.A.B.
M.R.B.
New York City,
February 8, 1921.
A SMALL LIBRARY IN AMERICAN HISTORY
SINGLE VOLUMES:
BASSETT, J.S. A Short History of the United States
ELSON, H.W. History of the United States of America
SERIES:
"Epochs of American History," edited by A.B. Hart
HART, A.B. Formation of the Union
THWAITES, R.G. The Colonies
WILSON, WOODROW. Division and Reunion
"Riverside Series," edited by W.E. Dodd
BECKER, C.L. Beginnings of the American People
DODD, W.E. Expansion and Conflict
JOHNSON, A. Union and Democracy
PAXSON, F.L. The New Nation
CONTENTS
PART I. THE COLONIAL PERIOD
chapter
page
I.
The Great Migration to America
1
The Agencies of American Colonization
2
The Colonial Peoples
6
The Process of Colonization
12
II.
Colonial Agriculture, Industry, and Commerce
20
The Land and the Westward Movement
20
Industrial and Commercial Development
28
III.
Social and Political Progress
38
The Leadership of the Churches
39
Schools and Colleges
43
The Colonial Press
46
The Evolution in Political Institutions
48
IV.
The Development of Colonial Nationalism
56
Relations with the Indians and the French
57
The Effects of Warfare on the Colonies
61
Colonial Relations with the British Government
64
Summary of Colonial Period
73
PART II. CONFLICT AND INDEPENDENCE
V.
The New Course in British Imperial Policy
77
George III and His System
77
George III's Ministers and Their Colonial Policies
79
Colonial Resistance Forces Repeal
83
Resumption of British Revenue and Commercial Policies
87
Renewed Resistance in America
90
Retaliation by the British Government
93
From Reform to Revolution in America
95
VI.
The American Revolution
99
Resistance and Retaliation
99
American Independence
101
The Establishment of Government and the New Allegiance
108
Military Affairs
116
The Finances of the Revolution
125
The Diplomacy of the Revolution
127
Peace at Last
132
Summary of the Revolutionary Period
135
PART III. FOUNDATIONS OF THE UNION AND NATIONAL POLITICS
VII.
The Formation of the Constitution
139
The Promise and the Difficulties of America
139
The Calling of a Constitutional Convention
143
The Framing of the Constitution
146
The Struggle over Ratification
157
VIII.
The Clash of Political Parties
162
The Men and Measures of the New Government
162
The Rise of Political Parties
168
Foreign Influences and Domestic Politics
171
IX.
The Jeffersonian Republicans in Power
186
Republican Principles and Policies
186
The Republicans and the Great West
188
The Republican War for Commercial Independence
193
The Republicans Nationalized
201
The National Decisions of Chief Justice Marshall
208
Summary of Union and National Politics
212
PART IV. THE WEST AND JACKSONIAN DEMOCRACY
X.
The Farmers beyond the Appalachians
217
Preparation for Western Settlement
217
The Western Migration and New States
221
The Spirit of the Frontier
228
The West and the East Meet
230
XI.
Jacksonian Democracy
238
The Democratic Movement in the East
238
The New Democracy Enters the Arena
244
The New Democracy at Washington
250
The Rise of the Whigs
260
The Interaction of American and European Opinion
265
XII.
The Middle Border and the Great West
271
The Advance of the Middle Border
271
On to the Pacific—Texas and the Mexican War
276
The Pacific Coast and Utah
284
Summary of Western Development and National Politics
292
PART V. SECTIONAL CONFLICT AND RECONSTRUCTION
XIII.
The Rise of the Industrial System
295
The Industrial Revolution
296
The Industrial Revolution and National Politics
307
XIV.
The Planting System and National Politics
316
Slavery—North and South
316
Slavery in National Politics
324
The Drift of Events toward the Irrepressible Conflict
332
XV.
The Civil War and Reconstruction
344
The Southern Confederacy
344
The War Measures of the Federal Government
350
The Results of the Civil War
365
Reconstruction in the South
370
Summary of the Sectional Conflict
375
PART VI. NATIONAL GROWTH AND WORLD POLITICS
XVI.
The Political and Economic Evolution of the South
379
The South at the Close of the War
379
The Restoration of White Supremacy
382
The Economic Advance of the South
389
XVII.
Business Enterprise and the Republican Party
401
Railways and Industry
401
The Supremacy of the Republican Party (1861-1885)
412
The Growth of Opposition to Republican Rule
417
XVIII.
The Development of the Great West
425
The Railways as Trail Blazers
425
The Evolution of Grazing and Agriculture
431
Mining and Manufacturing in the West
436
The Admission of New States
440
The Influence of the Far West on National Life
443
XIX.
Domestic Issues before the Country(1865-1897)
451
The Currency Question
452
The Protective Tariff and Taxation
459
The Railways and Trusts
460
The Minor Parties and Unrest
462
The Sound Money Battle of 1896
466
Republican Measures and Results
472
XX.
America a World Power(1865-1900)
477
American Foreign Relations (1865-1898)
478
Cuba and the Spanish War
485
American Policies in the Philippines and the Orient
497
Summary of National Growth and World Politics
504
PART VII. PROGRESSIVE DEMOCRACY AND THE WORLD WAR
XXI.
The Evolution of Republican Policies(1901-1913)
507
Foreign Affairs
508
Colonial Administration
515
The Roosevelt Domestic Policies
519
Legislative and Executive Activities
523
The Administration of President Taft
527
Progressive Insurgency and the Election of 1912
530
XXII.
The Spirit of Reform in America
536
An Age of Criticism
536
Political Reforms
538
Measures of Economic Reform
546
XXIII.
The New Political Democracy
554
The Rise of the Woman Movement
555
The National Struggle for Woman Suffrage
562
XXIV.
Industrial Democracy
570
Coöperation between Employers and Employees
571
The Rise and Growth of Organized Labor
575
The Wider Relations of Organized Labor
577
Immigration and Americanization
582
XXV.
President Wilson and the World War
588
Domestic Legislation
588
Colonial and Foreign Policies
592
The United States and the European War
596
The United States at War
604
The Settlement at Paris
612
Summary of Democracy and the World War
620
Appendix
627
A Topical Syllabus
645
Index
655
MAPS
page
The Original Grants (color map)
Facing
4
German and Scotch-Irish Settlements
8
Distribution of Population in 1790
27
English, French, and Spanish Possessions in America, 1750 (color map)
Facing
59
The Colonies at the Time of the Declaration of Independence (color map)
Facing
108
North America according to the Treaty of 1783 (color map)
Facing
134
The United States in 1805 (color map)
Facing
193
Roads and Trails into Western Territory (color map)
Facing
224
The Cumberland Road
233
Distribution of Population in 1830
235
Texas and the Territory in Dispute
282
The Oregon Country and the Disputed Boundary
285
The Overland Trails
287
Distribution of Slaves in Southern States
323
The Missouri Compromise
326
Slave and Free Soil on the Eve of the Civil War
335
The United States in 1861 (color map)
Facing
345
Railroads of the United States in 1918
405
The United States in 1870 (color map)
Facing
427
The United States in 1912 (color map)
Facing
443
American Dominions in the Pacific (color map)
Facing
500
The Caribbean Region (color map)
Facing
592
Battle Lines of the Various Years of the World War
613
Europe in 1919 (color map)
Between
618-619
ILLUSTRATIONS
The Nations of the West
John Winthrop, Governor of the Massachusetts Bay Company
William Penn, Proprietor of Pennsylvania
A Glimpse of Old Germantown
Old Dutch Fort and English Church Near Albany
Southern Plantation Mansion
A New England Farmhouse
Domestic Industry: Dipping Tallow Candles
The Dutch West India Warehouse in New Amsterdam (New York City)
A Page from a Famous Schoolbook
The Royal Governor's Palace at New Berne
Virginians Defending Themselves against the Indians
Braddock's Retreat
Benjamin Franklin
George III
Patrick Henry
Samuel Adams
Spirit of 1776
Thomas Paine
Thomas Jefferson Reading His Draft of the Declaration
Mobbing the Tories
George Washington
Robert Morris
Alexander Hamilton
An Advertisement of The Federalist
Celebrating the Ratification
First United States Bank at Philadelphia
Louis XVI in the Hands of the Mob
A Quarrel between a Federalist and a Republican
New England Jumping into the Hands of George III
John Marshall
A Log Cabin—Lincoln's Birthplace
An Early Mississippi Steamboat
Thomas Dorr Arousing His Followers
Andrew Jackson
Daniel Webster
An Old Cartoon Ridiculing Clay's Tariff
Santa Barbara Mission
San Francisco in 1849
A New England Mill Built in 1793
An Early Railway
Lowell, Massachusetts, in 1838
John C. Calhoun
Henry Clay
An Old Cartoon Representing Webster "Stealing Clay's Thunder"
Harriet Beecher Stowe
Jefferson Davis
The Draft Riots in New York City
A Blockade Runner
John Bright
William H. Seward
Abraham Lincoln
General Ulysses S. Grant
General Robert E. Lee
The Federal Military Hospital at Gettysburg
Steel Mills—Birmingham, Alabama
A Southern Cotton Mill in a Cotton Field
A Glimpse of Memphis, Tennessee
A Corner in the Bethlehem Steel Works
John D. Rockefeller
Wall Street, New York City
A Town on the Prairie
Logging
The Canadian Building
Commodore Perry's Men Making Presents to the Japanese
William J. Bryan in 1898
President McKinley and His Cabinet
Grover Cleveland
An old cartoon.A Sight Too Bad
Cuban Revolutionists
A Philippine Home
Roosevelt Talking to the Engineer of a Railroad Train
Panama Canal
A Sugar Mill, Porto Rico
Mr Taft in the Philippines
The Roosevelt Dam, Phoenix, Arizona
An East Side Street in New York
Abigail Adams
Susan B. Anthony
Conference of Men and Women Delegates
Samuel Gompers and Other Labor Leaders
The Launching of a Ship at the Great Naval Yards, Newark, N.J.
Troops Returning from France
Premiers Lloyd George, Orlando and Clémenceau and President Wilson at Paris
"The Nations of the West" (popularly called "The Pioneers"), designed by A.
Stirling Calder and modeled by Mr. Calder, F.G.R. Roth, and Leo Lentelli, topped
the Arch of the Setting Sun at the Panama-Pacific Exposition held at San
Francisco in 1915. Facing the Court of the Universe moves a group of men and
women typical of those who have made our civilization. From left to right appear
the French-Canadian, the Alaskan, the Latin-American, the German, the Italian,
the Anglo-American, and the American Indian, squaw and warrior. In the place of
honor in the center of the group, standing between the oxen on the tongue of the
prairie schooner, is a figure, beautiful and almost girlish, but strong,
dignified, and womanly, the Mother of To-morrow. Above the group rides the
Spirit of Enterprise, flanked right and left by the Hopes of the Future in the
person of two boys. The group as a whole is beautifully symbolic of the westward
march of American civilization.
Photograph by Cardinell-Vincent Co., San Francisco
"The Nations of the West"
HISTORY OF
THE UNITED STATES
PART I. THE COLONIAL PERIOD
CHAPTER I
THE GREAT MIGRATION TO AMERICA
The tide of migration that set in toward the shores of North America during the
early years of the seventeenth century was but one phase in the restless and
eternal movement of mankind upon the surface of the earth. The ancient Greeks
flung out their colonies in every direction, westward as far as Gaul, across the
Mediterranean, and eastward into Asia Minor, perhaps to the very confines of
India. The Romans, supported by their armies and their government, spread their
dominion beyond the narrow lands of Italy until it stretched from the heather of
Scotland to the sands of Arabia. The Teutonic tribes, from their home beyond the
Danube and the Rhine, poured into the empire of the Cæsars and made the
beginnings of modern Europe. Of this great sweep of races and empires the
settlement of America was merely a part. And it was, moreover, only one aspect
of the expansion which finally carried the peoples, the institutions, and the
trade of Europe to the very ends of the earth.
In one vital point, it must be noted, American colonization differed from that
of the ancients. The Greeks usually carried with them affection for the
government they left behind and sacred fire from the altar of the parent city;
but thousands of the immigrants who came to America disliked the state and
disowned the church of the mother country. They established compacts of
government for themselves and set up altars of their own. They sought not only
new soil to till but also political and religious liberty for themselves and
their children.
The Agencies of American Colonization
It was no light matter for the English to cross three thousand miles of water
and found homes in the American wilderness at the opening of the seventeenth
century. Ships, tools, and supplies called for huge outlays of money. Stores had
to be furnished in quantities sufficient to sustain the life of the settlers
until they could gather harvests of their own. Artisans and laborers of skill
and industry had to be induced to risk the hazards of the new world. Soldiers
were required for defense and mariners for the exploration of inland waters.
Leaders of good judgment, adept in managing men, had to be discovered.
Altogether such an enterprise demanded capital larger than the ordinary merchant
or gentleman could amass and involved risks more imminent than he dared to
assume. Though in later days, after initial tests had been made, wealthy
proprietors were able to establish colonies on their own account, it was the
corporation that furnished the capital and leadership in the beginning.
The Trading Company.—English pioneers in exploration found an instrument for
colonization in companies of merchant adventurers, which had long been employed
in carrying on commerce with foreign countries. Such a corporation was composed
of many persons of different ranks of society—noblemen, merchants, and
gentlemen—who banded together for a particular undertaking, each contributing a
sum of money and sharing in the profits of the venture. It was organized under
royal authority; it received its charter, its grant of land, and its trading
privileges from the king and carried on its operations under his supervision and
control. The charter named all the persons originally included in the
corporation and gave them certain powers in the management of its affairs,
including the right to admit new members. The company was in fact a little
government set up by the king. When the members of the corporation remained in
England, as in the case of the Virginia Company, they operated through agents
sent to the colony. When they came over the seas themselves and settled in
America, as in the case of Massachusetts, they became the direct government of
the country they possessed. The stockholders in that instance became the voters
and the governor, the chief magistrate.
John Winthrop, Governor of the
Massachusetts Bay Company
Four of the thirteen colonies in America owed their origins to the trading
corporation. It was the London Company, created by King James I, in 1606, that
laid during the following year the foundations of Virginia at Jamestown. It was
under the auspices of their West India Company, chartered in 1621, that the
Dutch planted the settlements of the New Netherland in the valley of the Hudson.
The founders of Massachusetts were Puritan leaders and men of affairs whom King
Charles I incorporated in 1629 under the title: "The governor and company of the
Massachusetts Bay in New England." In this case the law did but incorporate a
group drawn together by religious ties. "We must be knit together as one man,"
wrote John Winthrop, the first Puritan governor in America. Far to the south, on
the banks of the Delaware River, a Swedish commercial company in 1638 made the
beginnings of a settlement, christened New Sweden; it was destined to pass under
the rule of the Dutch, and finally under the rule of William Penn as the
proprietary colony of Delaware.
In a certain sense, Georgia may be included among the "company colonies." It
was, however, originally conceived by the moving spirit, James Oglethorpe, as an
asylum for poor men, especially those imprisoned for debt. To realize this
humane purpose, he secured from King George II, in 1732, a royal charter uniting
several gentlemen, including himself, into "one body politic and corporate,"
known as the "Trustees for establishing the colony of Georgia in America." In
the structure of their organization and their methods of government, the
trustees did not differ materially from the regular companies created for trade
and colonization. Though their purposes were benevolent, their transactions had
to be under the forms of law and according to the rules of business.
The Religious Congregation.—A second agency which figured largely in the
settlement of America was the religious brotherhood, or congregation, of men and
women brought together in the bonds of a common religious faith. By one of the
strange fortunes of history, this institution, founded in the early days of
Christianity, proved to be a potent force in the origin and growth of
self-government in a land far away from Galilee. "And the multitude of them that
believed were of one heart and of one soul," we are told in the Acts describing
the Church at Jerusalem. "We are knit together as a body in a most sacred
covenant of the Lord ... by virtue of which we hold ourselves strictly tied to
all care of each other's good and of the whole," wrote John Robinson, a leader
among the Pilgrims who founded their tiny colony of Plymouth in 1620. The
Mayflower Compact, so famous in American history, was but a written and signed
agreement, incorporating the spirit of obedience to the common good, which
served as a guide to self-government until Plymouth was annexed to Massachusetts
in 1691.
Three other colonies, all of which retained their identity until the eve of
the American Revolution, likewise sprang directly from the congregations of the
faithful: Rhode Island, Connecticut, and New Hampshire, mainly offshoots from
Massachusetts. They were founded by small bodies of men and women, "united in
solemn covenants with the Lord," who planted their settlements in the
wilderness. Not until many a year after Roger Williams and Anne Hutchinson
conducted their followers to the Narragansett country was Rhode Island granted a
charter of incorporation (1663) by the crown. Not until long after the
congregation of Thomas Hooker from Newtown blazed the way into the Connecticut
River Valley did the king of England give Connecticut a charter of its own
(1662) and a place among the colonies. Half a century elapsed before the towns
laid out beyond the Merrimac River by emigrants from Massachusetts were formed
into the royal province of New Hampshire in 1679.
Even when Connecticut was chartered, the parchment and sealing wax of the royal
lawyers did but confirm rights and habits of self-government and obedience to
law previously established by the congregations. The towns of Hartford, Windsor,
and Wethersfield had long lived happily under their "Fundamental Orders" drawn
up by themselves in 1639; so had the settlers dwelt peacefully at New Haven
under their "Fundamental Articles" drafted in the same year. The pioneers on the
Connecticut shore had no difficulty in agreeing that "the Scriptures do hold
forth a perfect rule for the direction and government of all men."
The Proprietor.—A third and very important colonial agency was the proprietor,
or proprietary. As the name, associated with the word "property," implies, the
proprietor was a person to whom the king granted property in lands in North
America to have, hold, use, and enjoy for his own benefit and profit, with the
right to hand the estate down to his heirs in perpetual succession. The
proprietor was a rich and powerful person, prepared to furnish or secure the
capital, collect the ships, supply the stores, and assemble the settlers
necessary to found and sustain a plantation beyond the seas. Sometimes the
proprietor worked alone. Sometimes two or more were associated like partners in
the common undertaking.
William Penn,
Proprietor of Pennsylvania
Five colonies, Maryland, Pennsylvania, New Jersey, and the Carolinas, owe their
formal origins, though not always their first settlements, nor in most cases
their prosperity, to the proprietary system. Maryland, established in 1634 under
a Catholic nobleman, Lord Baltimore, and blessed with religious toleration by
the act of 1649, flourished under the mild rule of proprietors until it became a
state in the American union. New Jersey, beginning its career under two
proprietors, Berkeley and Carteret, in 1664, passed under the direct government
of the crown in 1702. Pennsylvania was, in a very large measure, the product of
the generous spirit and tireless labors of its first proprietor, the leader of
the Friends, William Penn, to whom it was granted in 1681 and in whose family it
remained until 1776. The two Carolinas were first organized as one colony in
1663 under the government and patronage of eight proprietors, including Lord
Clarendon; but after more than half a century both became royal provinces
governed by the king.
The Colonial Peoples
The English.—In leadership and origin the thirteen colonies, except New York and
Delaware, were English. During the early days of all, save these two, the main,
if not the sole, current of immigration was from England. The colonists came
from every walk of life. They were men, women, and children of "all sorts and
conditions." The major portion were yeomen, or small land owners, farm laborers,
and artisans. With them were merchants and gentlemen who brought their stocks of
goods or their fortunes to the New World. Scholars came from Oxford and
Cambridge to preach the gospel or to teach. Now and then the son of an English
nobleman left his baronial hall behind and cast his lot with America. The people
represented every religious faith—members of the Established Church of England;
Puritans who had labored to reform that church; Separatists, Baptists, and
Friends, who had left it altogether; and Catholics, who clung to the religion of
their fathers.
New England was almost purely English. During the years between 1629 and 1640,
the period of arbitrary Stuart government, about twenty thousand Puritans
emigrated to America, settling in the colonies of the far North. Although minor
additions were made from time to time, the greater portion of the New England
people sprang from this original stock. Virginia, too, for a long time drew
nearly all her immigrants from England alone. Not until the eve of the
Revolution did other nationalities, mainly the Scotch-Irish and Germans, rival
the English in numbers.
The populations of later English colonies—the Carolinas, New York, Pennsylvania,
and Georgia—while receiving a steady stream of immigration from England, were
constantly augmented by wanderers from the older settlements. New York was
invaded by Puritans from New England in such numbers as to cause the Anglican
clergymen there to lament that "free thinking spreads almost as fast as the
Church." North Carolina was first settled toward the northern border by
immigrants from Virginia. Some of the North Carolinians, particularly the
Quakers, came all the way from New England, tarrying in Virginia only long
enough to learn how little they were wanted in that Anglican colony.
The Scotch-Irish.—Next to the English in numbers and influence were the
Scotch-Irish, Presbyterians in belief, English in tongue. Both religious and
economic reasons sent them across the sea. Their Scotch ancestors, in the days
of Cromwell, had settled in the north of Ireland whence the native Irish had
been driven by the conqueror's sword. There the Scotch nourished for many years
enjoying in peace their own form of religion and growing prosperous in the
manufacture of fine linen and woolen cloth. Then the blow fell. Toward the end
of the seventeenth century their religious worship was put under the ban and the
export of their cloth was forbidden by the English Parliament. Within two
decades twenty thousand Scotch-Irish left Ulster alone, for America; and all
during the eighteenth century the migration continued to be heavy. Although no
exact record was kept, it is reckoned that the Scotch-Irish and the Scotch who
came directly from Scotland, composed one-sixth of the entire American
population on the eve of the Revolution.
Settlements of German and
Scotch-Irish Immigrants
These newcomers in America made their homes chiefly in New Jersey, Pennsylvania,
Maryland, Virginia, and the Carolinas. Coming late upon the scene, they found
much of the land immediately upon the seaboard already taken up. For this reason
most of them became frontier people settling the interior and upland regions.
There they cleared the land, laid out their small farms, and worked as "sturdy
yeomen on the soil," hardy, industrious, and independent in spirit, sharing
neither the luxuries of the rich planters nor the easy life of the leisurely
merchants. To their agriculture they added woolen and linen manufactures, which,
flourishing in the supple fingers of their tireless women, made heavy inroads
upon the trade of the English merchants in the colonies. Of their labors a poet
has sung:
"O, willing hands to toil;
Strong natures tuned to the harvest-song and bound to the kindly soil;
Bold pioneers for the wilderness, defenders in the field."
The Germans.—Third among the colonists in order of numerical importance were
the Germans. From the very beginning, they appeared in colonial records. A
number of the artisans and carpenters in the first Jamestown colony were of
German descent. Peter Minuit, the famous governor of New Motherland, was a
German from Wesel on the Rhine, and Jacob Leisler, leader of a popular uprising
against the provincial administration of New York, was a German from
Frankfort-on-Main. The wholesale migration of Germans began with the founding of
Pennsylvania. Penn was diligent in searching for thrifty farmers to cultivate
his lands and he made a special effort to attract peasants from the Rhine
country. A great association, known as the Frankfort Company, bought more than
twenty thousand acres from him and in 1684 established a center at Germantown
for the distribution of German immigrants. In old New York,
Rhinebeck-on-the-Hudson became a similar center for distribution. All the way
from Maine to Georgia inducements were offered to the German farmers and in
nearly every colony were to be found, in time, German settlements. In fact the
migration became so large that German princes were frightened at the loss of so
many subjects and England was alarmed by the influx of foreigners into her
overseas dominions. Yet nothing could stop the movement. By the end of the
colonial period, the number of Germans had risen to more than two hundred
thousand.
The majority of them were Protestants from the Rhine region, and South Germany.
Wars, religious controversies, oppression, and poverty drove them forth to
America. Though most of them were farmers, there were also among them skilled
artisans who contributed to the rapid growth of industries in Pennsylvania.
Their iron, glass, paper, and woolen mills, dotted here and there among the
thickly settled regions, added to the wealth and independence of the province.
From an old print
A Glimpse of Old Germantown
Unlike the Scotch-Irish, the Germans did not speak the language of the original
colonists or mingle freely with them. They kept to themselves, built their own
schools, founded their own newspapers, and published their own books. Their
clannish habits often irritated their neighbors and led to occasional agitations
against "foreigners." However, no serious collisions seem to have occurred; and
in the days of the Revolution, German soldiers from Pennsylvania fought in the
patriot armies side by side with soldiers from the English and Scotch-Irish
sections.
Other Nationalities.—Though the English, the Scotch-Irish, and the Germans made
up the bulk of the colonial population, there were other racial strains as well,
varying in numerical importance but contributing their share to colonial life.
From France came the Huguenots fleeing from the decree of the king which
inflicted terrible penalties upon Protestants.
From "Old Ireland" came thousands of native Irish, Celtic in race and Catholic
in religion. Like their Scotch-Irish neighbors to the north, they revered
neither the government nor the church of England imposed upon them by the sword.
How many came we do not know, but shipping records of the colonial period show
that boatload after boatload left the southern and eastern shores of Ireland for
the New World. Undoubtedly thousands of their passengers were Irish of the
native stock. This surmise is well sustained by the constant appearance of
Celtic names in the records of various colonies.
From an old print
Old Dutch Fort and English Church Near Albany
The Jews, then as ever engaged in their age-long battle for religious and
economic toleration, found in the American colonies, not complete liberty, but
certainly more freedom than they enjoyed in England, France, Spain, or Portugal.
The English law did not actually recognize their right to live in any of the
dominions, but owing to the easy-going habits of the Americans they were allowed
to filter into the seaboard towns. The treatment they received there varied. On
one occasion the mayor and council of New York forbade them to sell by retail
and on another prohibited the exercise of their religious worship. Newport,
Philadelphia, and Charleston were more hospitable, and there large Jewish
colonies, consisting principally of merchants and their families, flourished in
spite of nominal prohibitions of the law.
Though the small Swedish colony in Delaware was quickly submerged beneath the
tide of English migration, the Dutch in New York continued to hold their own for
more than a hundred years after the English conquest in 1664. At the end of the
colonial period over one-half of the 170,000 inhabitants of the province were
descendants of the original Dutch—still distinct enough to give a decided cast
to the life and manners of New York. Many of them clung as tenaciously to their
mother tongue as they did to their capacious farmhouses or their Dutch ovens;
but they were slowly losing their identity as the English pressed in beside them
to farm and trade.
The melting pot had begun its historic mission.
The Process of Colonization
Considered from one side, colonization, whatever the motives of the emigrants,
was an economic matter. It involved the use of capital to pay for their passage,
to sustain them on the voyage, and to start them on the way of production. Under
this stern economic necessity, Puritans, Scotch-Irish, Germans, and all were
alike laid.
Immigrants Who Paid Their Own Way.—Many of the immigrants to America in colonial
days were capitalists themselves, in a small or a large way, and paid their own
passage. What proportion of the colonists were able to finance their voyage
across the sea is a matter of pure conjecture. Undoubtedly a very considerable
number could do so, for we can trace the family fortunes of many early settlers.
Henry Cabot Lodge is authority for the statement that "the settlers of New
England were drawn from the country gentlemen, small farmers, and yeomanry of
the mother country.... Many of the emigrants were men of wealth, as the old
lists show, and all of them, with few exceptions, were men of property and good
standing. They did not belong to the classes from which emigration is usually
supplied, for they all had a stake in the country they left behind." Though it
would be interesting to know how accurate this statement is or how applicable to
the other colonies, no study has as yet been made to gratify that interest. For
the present it is an unsolved problem just how many of the colonists were able
to bear the cost of their own transfer to the New World.
Indentured Servants.—That at least tens of thousands of immigrants were unable
to pay for their passage is established beyond the shadow of a doubt by the
shipping records that have come down to us. The great barrier in the way of the
poor who wanted to go to America was the cost of the sea voyage. To overcome
this difficulty a plan was worked out whereby shipowners and other persons of
means furnished the passage money to immigrants in return for their promise, or
bond, to work for a term of years to repay the sum advanced. This system was
called indentured servitude.
It is probable that the number of bond servants exceeded the original twenty
thousand Puritans, the yeomen, the Virginia gentlemen, and the Huguenots
combined. All the way down the coast from Massachusetts to Georgia were to be
found in the fields, kitchens, and workshops, men, women, and children serving
out terms of bondage generally ranging from five to seven years. In the
proprietary colonies the proportion of bond servants was very high. The
Baltimores, Penns, Carterets, and other promoters anxiously sought for workers
of every nationality to till their fields, for land without labor was worth no
more than land in the moon. Hence the gates of the proprietary colonies were
flung wide open. Every inducement was offered to immigrants in the form of cheap
land, and special efforts were made to increase the population by importing
servants. In Pennsylvania, it was not uncommon to find a master with fifty bond
servants on his estate. It has been estimated that two-thirds of all the
immigrants into Pennsylvania between the opening of the eighteenth century and
the outbreak of the Revolution were in bondage. In the other Middle colonies the
number was doubtless not so large; but it formed a considerable part of the
population.
The story of this traffic in white servants is one of the most striking things
in the history of labor. Bondmen differed from the serfs of the feudal age in
that they were not bound to the soil but to the master. They likewise differed
from the negro slaves in that their servitude had a time limit. Still they were
subject to many special disabilities. It was, for instance, a common practice to
impose on them penalties far heavier than were imposed upon freemen for the same
offense. A free citizen of Pennsylvania who indulged in horse racing and
gambling was let off with a fine; a white servant guilty of the same unlawful
conduct was whipped at the post and fined as well.
The ordinary life of the white servant was also severely restricted. A bondman
could not marry without his master's consent; nor engage in trade; nor refuse
work assigned to him. For an attempt to escape or indeed for any infraction of
the law, the term of service was extended. The condition of white bondmen in
Virginia, according to Lodge, "was little better than that of slaves. Loose
indentures and harsh laws put them at the mercy of their masters." It would not
be unfair to add that such was their lot in all other colonies. Their fate
depended upon the temper of their masters.
Cruel as was the system in many ways, it gave thousands of people in the Old
World a chance to reach the New—an opportunity to wrestle with fate for freedom
and a home of their own. When their weary years of servitude were over, if they
survived, they might obtain land of their own or settle as free mechanics in the
towns. For many a bondman the gamble proved to be a losing venture because he
found himself unable to rise out of the state of poverty and dependence into
which his servitude carried him. For thousands, on the contrary, bondage proved
to be a real avenue to freedom and prosperity. Some of the best citizens of
America have the blood of indentured servants in their veins.
The Transported—Involuntary Servitude.—In their anxiety to secure settlers, the
companies and proprietors having colonies in America either resorted to or
connived at the practice of kidnapping men, women, and children from the streets
of English cities. In 1680 it was officially estimated that "ten thousand
persons were spirited away" to America. Many of the victims of the practice were
young children, for the traffic in them was highly profitable. Orphans and
dependents were sometimes disposed of in America by relatives unwilling to
support them. In a single year, 1627, about fifteen hundred children were
shipped to Virginia.
In this gruesome business there lurked many tragedies, and very few romances.
Parents were separated from their children and husbands from their wives.
Hundreds of skilled artisans—carpenters, smiths, and weavers—utterly disappeared
as if swallowed up by death. A few thus dragged off to the New World to be sold
into servitude for a term of five or seven years later became prosperous and
returned home with fortunes. In one case a young man who was forcibly carried
over the sea lived to make his way back to England and establish his claim to a
peerage.
Akin to the kidnapped, at least in economic position, were convicts deported to
the colonies for life in lieu of fines and imprisonment. The Americans protested
vigorously but ineffectually against this practice. Indeed, they exaggerated its
evils, for many of the "criminals" were only mild offenders against unduly harsh
and cruel laws. A peasant caught shooting a rabbit on a lord's estate or a
luckless servant girl who purloined a pocket handkerchief was branded as a
criminal along with sturdy thieves and incorrigible rascals. Other transported
offenders were "political criminals"; that is, persons who criticized or opposed
the government. This class included now Irish who revolted against British rule
in Ireland; now Cavaliers who championed the king against the Puritan
revolutionists; Puritans, in turn, dispatched after the monarchy was restored;
and Scotch and English subjects in general who joined in political uprisings
against the king.
The African Slaves.—Rivaling in numbers, in the course of time, the indentured
servants and whites carried to America against their will were the African
negroes brought to America and sold into slavery. When this form of bondage was
first introduced into Virginia in 1619, it was looked upon as a temporary
necessity to be discarded with the increase of the white population. Moreover it
does not appear that those planters who first bought negroes at the auction
block intended to establish a system of permanent bondage. Only by a slow
process did chattel slavery take firm root and become recognized as the leading
source of the labor supply. In 1650, thirty years after the introduction of
slavery, there were only three hundred Africans in Virginia.
The great increase in later years was due in no small measure to the inordinate
zeal for profits that seized slave traders both in Old and in New England.
Finding it relatively easy to secure negroes in Africa, they crowded the
Southern ports with their vessels. The English Royal African Company sent to
America annually between 1713 and 1743 from five to ten thousand slaves. The
ship owners of New England were not far behind their English brethren in pushing
this extraordinary traffic.
As the proportion of the negroes to the free white population steadily rose, and
as whole sections were overrun with slaves and slave traders, the Southern
colonies grew alarmed. In 1710, Virginia sought to curtail the importation by
placing a duty of £5 on each slave. This effort was futile, for the royal
governor promptly vetoed it. From time to time similar bills were passed, only
to meet with royal disapproval. South Carolina, in 1760, absolutely prohibited
importation; but the measure was killed by the British crown. As late as 1772,
Virginia, not daunted by a century of rebuffs, sent to George III a petition in
this vein: "The importation of slaves into the colonies from the coast of Africa
hath long been considered as a trade of great inhumanity and under its present
encouragement, we have too much reason to fear, will endanger the very existence
of Your Majesty's American dominions.... Deeply impressed with these sentiments,
we most humbly beseech Your Majesty to remove all those restraints on Your
Majesty's governors of this colony which inhibit their assenting to such laws as
might check so very pernicious a commerce."
All such protests were without avail. The negro population grew by leaps and
bounds, until on the eve of the Revolution it amounted to more than half a
million. In five states—Maryland, Virginia, the two Carolinas, and Georgia—the
slaves nearly equalled or actually exceeded the whites in number. In South
Carolina they formed almost two-thirds of the population. Even in the Middle
colonies of Delaware and Pennsylvania about one-fifth of the inhabitants were
from Africa. To the North, the proportion of slaves steadily diminished although
chattel servitude was on the same legal footing as in the South. In New York
approximately one in six and in New England one in fifty were negroes, including
a few freedmen.
The climate, the soil, the commerce, and the industry of the North were all
unfavorable to the growth of a servile population. Still, slavery, though
sectional, was a part of the national system of economy. Northern ships carried
slaves to the Southern colonies and the produce of the plantations to Europe.
"If the Northern states will consult their interest, they will not oppose the
increase in slaves which will increase the commodities of which they will become
the carriers," said John Rutledge, of South Carolina, in the convention which
framed the Constitution of the United States. "What enriches a part enriches the
whole and the states are the best judges of their particular interest,"
responded Oliver Ellsworth, the distinguished spokesman of Connecticut.
References
E. Charming, History of the United States, Vols. I and II.
J.A. Doyle, The English Colonies in America (5 vols.).
J. Fiske, Old Virginia and Her Neighbors (2 vols.).
A.B. Faust, The German Element in the United States (2 vols.).
H.J. Ford, The Scotch-Irish in America.
L. Tyler, England in America (American Nation Series).
R. Usher, The Pilgrims and Their History.
Questions
1. America has been called a nation of immigrants. Explain why.
2. Why were individuals unable to go alone to America in the beginning? What
agencies made colonization possible? Discuss each of them.
3. Make a table of the colonies, showing the methods employed in their
settlement.
4. Why were capital and leadership so very important in early colonization?
5. What is meant by the "melting pot"? What nationalities were represented among
the early colonists?
6. Compare the way immigrants come to-day with the way they came in colonial
times.
7. Contrast indentured servitude with slavery and serfdom.
8. Account for the anxiety of companies and proprietors to secure colonists.
9. What forces favored the heavy importation of slaves?
10. In what way did the North derive advantages from slavery?
Research Topics
The Chartered Company.—Compare the first and third charters of Virginia in
Macdonald, Documentary Source Book of American History, 1606-1898, pp. 1-14.
Analyze the first and second Massachusetts charters in Macdonald, pp. 22-84.
Special reference: W.A.S. Hewins, English Trading Companies.
Congregations and Compacts for Self-government.—A study of the Mayflower
Compact, the Fundamental Orders of Connecticut and the Fundamental Articles of
New Haven in Macdonald, pp. 19, 36, 39. Reference: Charles Borgeaud, Rise of
Modern Democracy, and C.S. Lobingier, The People's Law, Chaps. I-VII.
The Proprietary System.—Analysis of Penn's charter of 1681, in Macdonald, p. 80.
Reference: Lodge, Short History of the English Colonies in America, p. 211.
Studies of Individual Colonies.—Review of outstanding events in history of each
colony, using Elson, History of the United States, pp. 55-159, as the basis.
Biographical Studies.—John Smith, John Winthrop, William Penn, Lord Baltimore,
William Bradford, Roger Williams, Anne Hutchinson, Thomas Hooker, and Peter
Stuyvesant, using any good encyclopedia.
Indentured Servitude.—In Virginia, Lodge, Short History, pp. 69-72; in
Pennsylvania, pp. 242-244. Contemporary account in Callender, Economic History
of the United States, pp. 44-51. Special reference: Karl Geiser, Redemptioners
and Indentured Servants (Yale Review, X, No. 2 Supplement).
Slavery.—In Virginia, Lodge, Short History, pp. 67-69; in the Northern colonies,
pp. 241, 275, 322, 408, 442.
The People of the Colonies.—Virginia, Lodge, Short History, pp. 67-73; New
England, pp. 406-409, 441-450; Pennsylvania, pp. 227-229, 240-250; New York, pp.
312-313, 322-335.
CHAPTER II
COLONIAL AGRICULTURE, INDUSTRY, AND COMMERCE
The Land and the Westward Movement
The Significance of Land Tenure.—The way in which land may be acquired, held,
divided among heirs, and bought and sold exercises a deep influence on the life
and culture of a people. The feudal and aristocratic societies of Europe were
founded on a system of landlordism which was characterized by two distinct
features. In the first place, the land was nearly all held in great estates,
each owned by a single proprietor. In the second place, every estate was kept
intact under the law of primogeniture, which at the death of a lord transferred
all his landed property to his eldest son. This prevented the subdivision of
estates and the growth of a large body of small farmers or freeholders owning
their own land. It made a form of tenantry or servitude inevitable for the mass
of those who labored on the land. It also enabled the landlords to maintain
themselves in power as a governing class and kept the tenants and laborers
subject to their economic and political control. If land tenure was so
significant in Europe, it was equally important in the development of America,
where practically all the first immigrants were forced by circumstances to
derive their livelihood from the soil.
Experiments in Common Tillage.—In the New World, with its broad extent of land
awaiting the white man's plow, it was impossible to introduce in its entirety
and over the whole area the system of lords and tenants that existed across the
sea. So it happened that almost every kind of experiment in land tenure, from
communism to feudalism, was tried. In the early days of the Jamestown colony,
the land, though owned by the London Company, was tilled in common by the
settlers. No man had a separate plot of his own. The motto of the community was:
"Labor and share alike." All were supposed to work in the fields and receive an
equal share of the produce. At Plymouth, the Pilgrims attempted a similar
experiment, laying out the fields in common and distributing the joint produce
of their labor with rough equality among the workers.
In both colonies the communistic experiments were failures. Angry at the lazy
men in Jamestown who idled their time away and yet expected regular meals,
Captain John Smith issued a manifesto: "Everyone that gathereth not every day as
much as I do, the next day shall be set beyond the river and forever banished
from the fort and live there or starve." Even this terrible threat did not bring
a change in production. Not until each man was given a plot of his own to till,
not until each gathered the fruits of his own labor, did the colony prosper. In
Plymouth, where the communal experiment lasted for five years, the results were
similar to those in Virginia, and the system was given up for one of separate
fields in which every person could "set corn for his own particular." Some other
New England towns, refusing to profit by the experience of their Plymouth
neighbor, also made excursions into common ownership and labor, only to abandon
the idea and go in for individual ownership of the land. "By degrees it was seen
that even the Lord's people could not carry the complicated communist
legislation into perfect and wholesome practice."
Feudal Elements in the Colonies—Quit Rents, Manors, and Plantations.—At the
other end of the scale were the feudal elements of land tenure found in the
proprietary colonies, in the seaboard regions of the South, and to some extent
in New York. The proprietor was in fact a powerful feudal lord, owning land
granted to him by royal charter. He could retain any part of it for his personal
use or dispose of it all in large or small lots. While he generally kept for
himself an estate of baronial proportions, it was impossible for him to manage
directly any considerable part of the land in his dominion. Consequently he
either sold it in parcels for lump sums or granted it to individuals on
condition that they make to him an annual payment in money, known as "quit
rent." In Maryland, the proprietor sometimes collected as high as £9000 (equal
to about $500,000 to-day) in a single year from this source. In Pennsylvania,
the quit rents brought a handsome annual tribute into the exchequer of the Penn
family. In the royal provinces, the king of England claimed all revenues
collected in this form from the land, a sum amounting to £19,000 at the time of
the Revolution. The quit rent,—"really a feudal payment from freeholders,"—was
thus a material source of income for the crown as well as for the proprietors.
Wherever it was laid, however, it proved to be a burden, a source of constant
irritation; and it became a formidable item in the long list of grievances which
led to the American Revolution.
Something still more like the feudal system of the Old World appeared in the
numerous manors or the huge landed estates granted by the crown, the companies,
or the proprietors. In the colony of Maryland alone there were sixty manors of
three thousand acres each, owned by wealthy men and tilled by tenants holding
small plots under certain restrictions of tenure. In New York also there were
many manors of wide extent, most of which originated in the days of the Dutch
West India Company, when extensive concessions were made to patroons to induce
them to bring over settlers. The Van Rensselaer, the Van Cortlandt, and the
Livingston manors were so large and populous that each was entitled to send a
representative to the provincial legislature. The tenants on the New York manors
were in somewhat the same position as serfs on old European estates. They were
bound to pay the owner a rent in money and kind; they ground their grain at his
mill; and they were subject to his judicial power because he held court and
meted out justice, in some instances extending to capital punishment.
The manors of New York or Maryland were, however, of slight consequence as
compared with the vast plantations of the Southern seaboard—huge estates, far
wider in expanse than many a European barony and tilled by slaves more servile
than any feudal tenants. It must not be forgotten that this system of land
tenure became the dominant feature of a large section and gave a decided bent to
the economic and political life of America.
Southern Plantation Mansion
The Small Freehold.—In the upland regions of the South, however, and throughout
most of the North, the drift was against all forms of servitude and tenantry and
in the direction of the freehold; that is, the small farm owned outright and
tilled by the possessor and his family. This was favored by natural
circumstances and the spirit of the immigrants. For one thing, the abundance of
land and the scarcity of labor made it impossible for the companies, the
proprietors, or the crown to develop over the whole continent a network of vast
estates. In many sections, particularly in New England, the climate, the stony
soil, the hills, and the narrow valleys conspired to keep the farms within a
moderate compass. For another thing, the English, Scotch-Irish, and German
peasants, even if they had been tenants in the Old World, did not propose to
accept permanent dependency of any kind in the New. If they could not get
freeholds, they would not settle at all; thus they forced proprietors and
companies to bid for their enterprise by selling land in small lots. So it
happened that the freehold of modest proportions became the cherished unit of
American farmers. The people who tilled the farms were drawn from every quarter
of western Europe; but the freehold system gave a uniform cast to their economic
and social life in America.
From an old print
A New England Farmhouse
Social Effects of Land Tenure.—Land tenure and the process of western settlement
thus developed two distinct types of people engaged in the same
pursuit—agriculture. They had a common tie in that they both cultivated the soil
and possessed the local interest and independence which arise from that
occupation. Their methods and their culture, however, differed widely.
The Southern planter, on his broad acres tilled by slaves, resembled the English
landlord on his estates more than he did the colonial farmer who labored with
his own hands in the fields and forests. He sold his rice and tobacco in large
amounts directly to English factors, who took his entire crop in exchange for
goods and cash. His fine clothes, silverware, china, and cutlery he bought in
English markets. Loving the ripe old culture of the mother country, he often
sent his sons to Oxford or Cambridge for their education. In short, he depended
very largely for his prosperity and his enjoyment of life upon close relations
with the Old World. He did not even need market towns in which to buy native
goods, for they were made on his own plantation by his own artisans who were
usually gifted slaves.
The economic condition of the small farmer was totally different. His crops were
not big enough to warrant direct connection with English factors or the personal
maintenance of a corps of artisans. He needed local markets, and they sprang up
to meet the need. Smiths, hatters, weavers, wagon-makers, and potters at
neighboring towns supplied him with the rough products of their native skill.
The finer goods, bought by the rich planter in England, the small farmer
ordinarily could not buy. His wants were restricted to staples like tea and
sugar, and between him and the European market stood the merchant. His community
was therefore more self-sufficient than the seaboard line of great plantations.
It was more isolated, more provincial, more independent, more American. The
planter faced the Old East. The farmer faced the New West.
The Westward Movement.—Yeoman and planter nevertheless were alike in one
respect. Their land hunger was never appeased. Each had the eye of an expert for
new and fertile soil; and so, north and south, as soon as a foothold was secured
on the Atlantic coast, the current of migration set in westward, creeping
through forests, across rivers, and over mountains. Many of the later
immigrants, in their search for cheap lands, were compelled to go to the border;
but in a large part the path breakers to the West were native Americans of the
second and third generations. Explorers, fired by curiosity and the lure of the
mysterious unknown, and hunters, fur traders, and squatters, following their own
sweet wills, blazed the trail, opening paths and sending back stories of the new
regions they traversed. Then came the regular settlers with lawful titles to the
lands they had purchased, sometimes singly and sometimes in companies.
In Massachusetts, the westward movement is recorded in the founding of
Springfield in 1636 and Great Barrington in 1725. By the opening of the
eighteenth century the pioneers of Connecticut had pushed north and west until
their outpost towns adjoined the Hudson Valley settlements. In New York, the
inland movement was directed by the Hudson River to Albany, and from that old
Dutch center it radiated in every direction, particularly westward through the
Mohawk Valley. New Jersey was early filled to its borders, the beginnings of the
present city of New Brunswick being made in 1681 and those of Trenton in 1685.
In Pennsylvania, as in New York, the waterways determined the main lines of
advance. Pioneers, pushing up through the valley of the Schuylkill, spread over
the fertile lands of Berks and Lancaster counties, laying out Reading in 1748.
Another current of migration was directed by the Susquehanna, and, in 1726, the
first farmhouse was built on the bank where Harrisburg was later founded. Along
the southern tier of counties a thin line of settlements stretched westward to
Pittsburgh, reaching the upper waters of the Ohio while the colony was still
under the Penn family.
In the South the westward march was equally swift. The seaboard was quickly
occupied by large planters and their slaves engaged in the cultivation of
tobacco and rice. The Piedmont Plateau, lying back from the coast all the way
from Maryland to Georgia, was fed by two streams of migration, one westward from
the sea and the other southward from the other colonies—Germans from
Pennsylvania and Scotch-Irish furnishing the main supply. "By 1770, tide-water
Virginia was full to overflowing and the 'back country' of the Blue Ridge and
the Shenandoah was fully occupied. Even the mountain valleys ... were claimed by
sturdy pioneers. Before the Declaration of Independence, the oncoming tide of
home-seekers had reached the crest of the Alleghanies."
Distribution of Population, 1790
Beyond the mountains pioneers had already ventured, harbingers of an invasion
that was about to break in upon Kentucky and Tennessee. As early as 1769 that
mighty Nimrod, Daniel Boone, curious to hunt buffaloes, of which he had heard
weird reports, passed through the Cumberland Gap and brought back news of a
wonderful country awaiting the plow. A hint was sufficient. Singly, in pairs,
and in groups, settlers followed the trail he had blazed. A great land
corporation, the Transylvania Company, emulating the merchant adventurers of
earlier times, secured a huge grant of territory and sought profits in quit
rents from lands sold to farmers. By the outbreak of the Revolution there were
several hundred people in the Kentucky region. Like the older colonists, they
did not relish quit rents, and their opposition wrecked the Transylvania
Company. They even carried their protests into the Continental Congress in 1776,
for by that time they were our "embryo fourteenth colony."
Industrial and Commercial Development
Though the labor of the colonists was mainly spent in farming, there was a
steady growth in industrial and commercial pursuits. Most of the staple
industries of to-day, not omitting iron and textiles, have their beginnings in
colonial times. Manufacturing and trade soon gave rise to towns which enjoyed an
importance all out of proportion to their numbers. The great centers of commerce
and finance on the seaboard originated in the days when the king of England was
"lord of these dominions."
Domestic Industry: Dipping Tallow Candles
Textile Manufacture as a Domestic Industry.—Colonial women, in addition to
sharing every hardship of pioneering, often the heavy labor of the open field,
developed in the course of time a national industry which was almost exclusively
their own. Wool and flax were raised in abundance in the North and South. "Every
farm house," says Coman, the economic historian, "was a workshop where the women
spun and wove the serges, kerseys, and linsey-woolseys which served for the
common wear." By the close of the seventeenth century, New England manufactured
cloth in sufficient quantities to export it to the Southern colonies and to the
West Indies. As the industry developed, mills were erected for the more
difficult process of dyeing, weaving, and fulling, but carding and spinning
continued to be done in the home. The Dutch of New Netherland, the Swedes of
Delaware, and the Scotch-Irish of the interior "were not one whit behind their
Yankee neighbors."
The importance of this enterprise to British economic life can hardly be
overestimated. For many a century the English had employed their fine woolen
cloth as the chief staple in a lucrative foreign trade, and the government had
come to look upon it as an object of special interest and protection. When the
colonies were established, both merchants and statesmen naturally expected to
maintain a monopoly of increasing value; but before long the Americans, instead
of buying cloth, especially of the coarser varieties, were making it to sell. In
the place of customers, here were rivals. In the place of helpless reliance upon
English markets, here was the germ of economic independence.
If British merchants had not discovered it in the ordinary course of trade,
observant officers in the provinces would have conveyed the news to them. Even
in the early years of the eighteenth century the royal governor of New York
wrote of the industrious Americans to his home government: "The consequence will
be that if they can clothe themselves once, not only comfortably, but handsomely
too, without the help of England, they who already are not very fond of
submitting to government will soon think of putting in execution designs they
have long harboured in their breasts. This will not seem strange when you
consider what sort of people this country is inhabited by."
The Iron Industry.—Almost equally widespread was the art of iron working—one of
the earliest and most picturesque of colonial industries. Lynn, Massachusetts,
had a forge and skilled artisans within fifteen years after the founding of
Boston. The smelting of iron began at New London and New Haven about 1658; in
Litchfield county, Connecticut, a few years later; at Great Barrington,
Massachusetts, in 1731; and near by at Lenox some thirty years after that. New
Jersey had iron works at Shrewsbury within ten years after the founding of the
colony in 1665. Iron forges appeared in the valleys of the Delaware and the
Susquehanna early in the following century, and iron masters then laid the
foundations of fortunes in a region destined to become one of the great iron
centers of the world. Virginia began iron working in the year that saw the
introduction of slavery. Although the industry soon lapsed, it was renewed and
flourished in the eighteenth century. Governor Spotswood was called the "Tubal
Cain" of the Old Dominion because he placed the industry on a firm foundation.
Indeed it seems that every colony, except Georgia, had its iron foundry. Nails,
wire, metallic ware, chains, anchors, bar and pig iron were made in large
quantities; and Great Britain, by an act in 1750, encouraged the colonists to
export rough iron to the British Islands.
Shipbuilding.—Of all the specialized industries in the colonies, shipbuilding
was the most important. The abundance of fir for masts, oak for timbers and
boards, pitch for tar and turpentine, and hemp for rope made the way of the
shipbuilder easy. Early in the seventeenth century a ship was built at New
Amsterdam, and by the middle of that century shipyards were scattered along the
New England coast at Newburyport, Salem, New Bedford, Newport, Providence, New
London, and New Haven. Yards at Albany and Poughkeepsie in New York built ships
for the trade of that colony with England and the Indies. Wilmington and
Philadelphia soon entered the race and outdistanced New York, though unable to
equal the pace set by New England. While Maryland, Virginia, and South Carolina
also built ships, Southern interest was mainly confined to the lucrative
business of producing ship materials: fir, cedar, hemp, and tar.
Fishing.—The greatest single economic resource of New England outside of
agriculture was the fisheries. This industry, started by hardy sailors from
Europe, long before the landing of the Pilgrims, flourished under the
indomitable seamanship of the Puritans, who labored with the net and the harpoon
in almost every quarter of the Atlantic. "Look," exclaimed Edmund Burke, in the
House of Commons, "at the manner in which the people of New England have of late
carried on the whale fishery. Whilst we follow them among the tumbling mountains
of ice and behold them penetrating into the deepest frozen recesses of Hudson's
Bay and Davis's Straits, while we are looking for them beneath the arctic
circle, we hear that they have pierced into the opposite region of polar cold,
that they are at the antipodes and engaged under the frozen serpent of the
south.... Nor is the equinoctial heat more discouraging to them than the
accumulated winter of both poles. We know that, whilst some of them draw the
line and strike the harpoon on the coast of Africa, others run the longitude and
pursue their gigantic game along the coast of Brazil. No sea but what is vexed
by their fisheries. No climate that is not witness to their toils. Neither the
perseverance of Holland nor the activity of France nor the dexterous and firm
sagacity of English enterprise ever carried this most perilous mode of hard
industry to the extent to which it has been pushed by this recent people."
The influence of the business was widespread. A large and lucrative European
trade was built upon it. The better quality of the fish caught for food was sold
in the markets of Spain, Portugal, and Italy, or exchanged for salt, lemons, and
raisins for the American market. The lower grades of fish were carried to the
West Indies for slave consumption, and in part traded for sugar and molasses,
which furnished the raw materials for the thriving rum industry of New England.
These activities, in turn, stimulated shipbuilding, steadily enlarging the
demand for fishing and merchant craft of every kind and thus keeping the
shipwrights, calkers, rope makers, and other artisans of the seaport towns
rushed with work. They also increased trade with the mother country for, out of
the cash collected in the fish markets of Europe and the West Indies, the
colonists paid for English manufactures. So an ever-widening circle of American
enterprise centered around this single industry, the nursery of seamanship and
the maritime spirit.
Oceanic Commerce and American Merchants.—All through the eighteenth century, the
commerce of the American colonies spread in every direction until it rivaled in
the number of people employed, the capital engaged, and the profits gleaned, the
commerce of European nations. A modern historian has said: "The enterprising
merchants of New England developed a network of trade routes that covered
well-nigh half the world." This commerce, destined to be of such significance in
the conflict with the mother country, presented, broadly speaking, two aspects.
On the one side, it involved the export of raw materials and agricultural
produce. The Southern colonies produced for shipping, tobacco, rice, tar, pitch,
and pine; the Middle colonies, grain, flour, furs, lumber, and salt pork; New
England, fish, flour, rum, furs, shoes, and small articles of manufacture. The
variety of products was in fact astounding. A sarcastic writer, while sneering
at the idea of an American union, once remarked of colonial trade: "What sort of
dish will you make? New England will throw in fish and onions. The middle
states, flax-seed and flour. Maryland and Virginia will add tobacco. North
Carolina, pitch, tar, and turpentine. South Carolina, rice and indigo, and
Georgia will sprinkle the whole composition with sawdust. Such an absurd jumble
will you make if you attempt to form a union among such discordant materials as
the thirteen British provinces."
On the other side, American commerce involved the import trade, consisting
principally of English and continental manufactures, tea, and "India goods."
Sugar and molasses, brought from the West Indies, supplied the flourishing
distilleries of Massachusetts, Rhode Island, and Connecticut. The carriage of
slaves from Africa to the Southern colonies engaged hundreds of New England's
sailors and thousands of pounds of her capital.
The disposition of imported goods in the colonies, though in part controlled by
English factors located in America, employed also a large and important body of
American merchants like the Willings and Morrises of Philadelphia; the Amorys,
Hancocks, and Faneuils of Boston; and the Livingstons and Lows of New York. In
their zeal and enterprise, they were worthy rivals of their English competitors,
so celebrated for world-wide commercial operations. Though fully aware of the
advantages they enjoyed in British markets and under the protection of the
British navy, the American merchants were high-spirited and mettlesome, ready to
contend with royal officers in order to shield American interests against
outside interference.
The Dutch West India Warehouse in New Amsterdam (New York City)
Measured against the immense business of modern times, colonial commerce seems
perhaps trivial. That, however, is not the test of its significance. It must be
considered in relation to the growth of English colonial trade in its entirety—a
relation which can be shown by a few startling figures. The whole export trade
of England, including that to the colonies, was, in 1704, £6,509,000. On the eve
of the American Revolution, namely, in 1772, English exports to the American
colonies alone amounted to £6,024,000; in other words, almost as much as the
whole foreign business of England two generations before. At the first date,
colonial trade was but one-twelfth of the English export business; at the second
date, it was considerably more than one-third. In 1704, Pennsylvania bought in
English markets goods to the value of £11,459; in 1772 the purchases of the same
colony amounted to £507,909. In short, Pennsylvania imports increased fifty
times within sixty-eight years, amounting in 1772 to almost the entire export
trade of England to the colonies at the opening of the century. The American
colonies were indeed a great source of wealth to English merchants.
Intercolonial Commerce.—Although the bad roads of colonial times made overland
transportation difficult and costly, the many rivers and harbors along the coast
favored a lively water-borne trade among the colonies. The Connecticut, Hudson,
Delaware, and Susquehanna rivers in the North and the many smaller rivers in the
South made it possible for goods to be brought from, and carried to, the
interior regions in little sailing vessels with comparative ease. Sloops laden
with manufactures, domestic and foreign, collected at some city like Providence,
New York, or Philadelphia, skirted the coasts, visited small ports, and sailed
up the navigable rivers to trade with local merchants who had for exchange the
raw materials which they had gathered in from neighboring farms. Larger ships
carried the grain, live stock, cloth, and hardware of New England to the
Southern colonies, where they were traded for tobacco, leather, tar, and ship
timber. From the harbors along the Connecticut shores there were frequent
sailings down through Long Island Sound to Maryland, Virginia, and the distant
Carolinas.
Growth of Towns.—In connection with this thriving trade and industry there grew
up along the coast a number of prosperous commercial centers which were soon
reckoned among the first commercial towns of the whole British empire, comparing
favorably in numbers and wealth with such ports as Liverpool and Bristol. The
statistical records of that time are mainly guesses; but we know that
Philadelphia stood first in size among these towns. Serving as the port of entry
for Pennsylvania, Delaware, and western Jersey, it had drawn within its borders,
just before the Revolution, about 25,000 inhabitants. Boston was second in rank,
with somewhat more than 20,000 people. New York, the "commercial capital of
Connecticut and old East Jersey," was slightly smaller than Boston, but growing
at a steady rate. The fourth town in size was Charleston, South Carolina, with
about 10,000 inhabitants. Newport in Rhode Island, a center of rum manufacture
and shipping, stood fifth, with a population of about 7000. Baltimore and
Norfolk were counted as "considerable towns." In the interior, Hartford in
Connecticut, Lancaster and York in Pennsylvania, and Albany in New York, with
growing populations and increasing trade, gave prophecy of an urban America away
from the seaboard. The other towns were straggling villages. Williamsburg,
Virginia, for example, had about two hundred houses, in which dwelt a dozen
families of the gentry and a few score of tradesmen. Inland county seats often
consisted of nothing more than a log courthouse, a prison, and one wretched inn
to house judges, lawyers, and litigants during the sessions of the court.
The leading towns exercised an influence on colonial opinion all out of
proportion to their population. They were the centers of wealth, for one thing;
of the press and political activity, for another. Merchants and artisans could
readily take concerted action on public questions arising from their commercial
operations. The towns were also centers for news, gossip, religious controversy,
and political discussion. In the market places the farmers from the countryside
learned of British policies and laws, and so, mingling with the townsmen, were
drawn into the main currents of opinion which set in toward colonial nationalism
and independence.
References
J. Bishop, History of American Manufactures (2 vols.).
E.L. Bogart, Economic History of the United States.
P.A. Bruce, Economic History of Virginia (2 vols.).
E. Semple, American History and Its Geographical Conditions.
W. Weeden, Economic and Social History of New England. (2 vols.).
Questions
1. Is land in your community parceled out into small farms? Contrast the system
in your community with the feudal system of land tenure.
2. Are any things owned and used in common in your community? Why did common
tillage fail in colonial times?
3. Describe the elements akin to feudalism which were introduced in the
colonies.
4. Explain the success of freehold tillage.
5. Compare the life of the planter with that of the farmer.
6. How far had the western frontier advanced by 1776?
7. What colonial industry was mainly developed by women? Why was it very
important both to the Americans and to the English?
8. What were the centers for iron working? Ship building?
9. Explain how the fisheries affected many branches of trade and industry.
10. Show how American trade formed a vital part of English business.
11. How was interstate commerce mainly carried on?
12. What were the leading towns? Did they compare in importance with British
towns of the same period?
Research Topics
Land Tenure.—Coman, Industrial History (rev. ed.), pp. 32-38. Special reference:
Bruce, Economic History of Virginia, Vol. I, Chap. VIII.
Tobacco Planting in Virginia.—Callender, Economic History of the United States,
pp. 22-28.
Colonial Agriculture.—Coman, pp. 48-63. Callender, pp. 69-74. Reference: J.R.H.
Moore, Industrial History of the American People, pp. 131-162.
Colonial Manufactures.—Coman, pp. 63-73. Callender, pp. 29-44. Special
reference: Weeden, Economic and Social History of New England.
Colonial Commerce.—Coman, pp. 73-85. Callender, pp. 51-63, 78-84. Moore, pp.
163-208. Lodge, Short History of the English Colonies, pp. 409-412, 229-231,
312-314.
Chapter III
SOCIAL AND POLITICAL PROGRESS
Colonial life, crowded as it was with hard and unremitting toil, left scant
leisure for the cultivation of the arts and sciences. There was little money in
private purses or public treasuries to be dedicated to schools, libraries, and
museums. Few there were with time to read long and widely, and fewer still who
could devote their lives to things that delight the eye and the mind. And yet,
poor and meager as the intellectual life of the colonists may seem by way of
comparison, heroic efforts were made in every community to lift the people above
the plane of mere existence. After the first clearings were opened in the
forests those efforts were redoubled, and with lengthening years told upon the
thought and spirit of the land. The appearance, during the struggle with
England, of an extraordinary group of leaders familiar with history, political
philosophy, and the arts of war, government, and diplomacy itself bore eloquent
testimony to the high quality of the American intellect. No one, not even the
most critical, can run through the writings of distinguished Americans scattered
from Massachusetts to Georgia—the Adamses, Ellsworth, the Morrises, the
Livingstons, Hamilton, Franklin, Washington, Madison, Marshall, Henry, the
Randolphs, and the Pinckneys—without coming to the conclusion that there was
something in American colonial life which fostered minds of depth and power.
Women surmounted even greater difficulties than the men in the process of
self-education, and their keen interest in public issues is evident in many a
record like the Letters of Mrs. John Adams to her husband during the Revolution;
the writings of Mrs. Mercy Otis Warren, the sister of James Otis, who measured
her pen with the British propagandists; and the patriot newspapers founded and
managed by women.
The Leadership of the Churches
In the intellectual life of America, the churches assumed a rôle of high
importance. There were abundant reasons for this. In many of the
colonies—Maryland, Pennsylvania, and New England—the religious impulse had been
one of the impelling motives in stimulating immigration. In all the colonies,
the clergy, at least in the beginning, formed the only class with any leisure to
devote to matters of the spirit. They preached on Sundays and taught school on
week days. They led in the discussion of local problems and in the formation of
political opinion, so much of which was concerned with the relation between
church and state. They wrote books and pamphlets. They filled most of the chairs
in the colleges; under clerical guidance, intellectual and spiritual, the
Americans received their formal education. In several of the provinces the
Anglican Church was established by law. In New England the Puritans were
supreme, notwithstanding the efforts of the crown to overbear their authority.
In the Middle colonies, particularly, the multiplication of sects made the
dominance of any single denomination impossible; and in all of them there was a
growing diversity of faith, which promised in time a separation of church and
state and freedom of opinion.
The Church of England.—Virginia was the stronghold of the English system of
church and state. The Anglican faith and worship were prescribed by law,
sustained by taxes imposed on all, and favored by the governor, the provincial
councilors, and the richest planters. "The Established Church," says Lodge, "was
one of the appendages of the Virginia aristocracy. They controlled the vestries
and the ministers, and the parish church stood not infrequently on the estate of
the planter who built and managed it." As in England, Catholics and Protestant
Dissenters were at first laid under heavy disabilities. Only slowly and on
sufferance were they admitted to the province; but when once they were even
covertly tolerated, they pressed steadily in, until, by the Revolution, they
outnumbered the adherents of the established order.
The Church was also sanctioned by law and supported by taxes in the Carolinas
after 1704, and in Georgia after that colony passed directly under the crown in
1754—this in spite of the fact that the majority of the inhabitants were
Dissenters. Against the protests of the Catholics it was likewise established in
Maryland. In New York, too, notwithstanding the resistance of the Dutch, the
Established Church was fostered by the provincial officials, and the Anglicans,
embracing about one-fifteenth of the population, exerted an influence all out of
proportion to their numbers.
Many factors helped to enhance the power of the English Church in the colonies.
It was supported by the British government and the official class sent out to
the provinces. Its bishops and archbishops in England were appointed by the
king, and its faith and service were set forth by acts of Parliament. Having its
seat of power in the English monarchy, it could hold its clergy and missionaries
loyal to the crown and so counteract to some extent the independent spirit that
was growing up in America. The Church, always a strong bulwark of the state,
therefore had a political rôle to play here as in England. Able bishops and
far-seeing leaders firmly grasped this fact about the middle of the eighteenth
century and redoubled their efforts to augment the influence of the Church in
provincial affairs. Unhappily for their plans they failed to calculate in
advance the effect of their methods upon dissenting Protestants, who still
cherished memories of bitter religious conflicts in the mother country.
Puritanism in New England.—If the established faith made for imperial unity, the
same could not be said of Puritanism. The Plymouth Pilgrims had cast off all
allegiance to the Anglican Church and established a separate and independent
congregation before they came to America. The Puritans, essaying at first the
task of reformers within the Church, soon after their arrival in Massachusetts,
likewise flung off their yoke of union with the Anglicans. In each town a
separate congregation was organized, the male members choosing the pastor, the
teachers, and the other officers. They also composed the voters in the town
meeting, where secular matters were determined. The union of church and
government was thus complete, and uniformity of faith and life prescribed by law
and enforced by civil authorities; but this worked for local autonomy instead of
imperial unity.
The clergy became a powerful class, dominant through their learning and their
fearful denunciations of the faithless. They wrote the books for the people to
read—the famous Cotton Mather having three hundred and eighty-three books and
pamphlets to his credit. In coöperation with the civil officers they enforced a
strict observance of the Puritan Sabbath—a day of rest that began at six o'clock
on Saturday evening and lasted until sunset on Sunday. All work, all trading,
all amusement, and all worldly conversation were absolutely prohibited during
those hours. A thoughtless maid servant who for some earthly reason smiled in
church was in danger of being banished as a vagabond. Robert Pike, a devout
Puritan, thinking the sun had gone to rest, ventured forth on horseback one
Sunday evening and was luckless enough to have a ray of light strike him through
a rift in the clouds. The next day he was brought into court and fined for "his
ungodly conduct." With persons accused of witchcraft the Puritans were still
more ruthless. When a mania of persecution swept over Massachusetts in 1692,
eighteen people were hanged, one was pressed to death, many suffered
imprisonment, and two died in jail.
Just about this time, however, there came a break in the uniformity of Puritan
rule. The crown and church in England had long looked upon it with disfavor, and
in 1684 King Charles II annulled the old charter of the Massachusetts Bay
Company. A new document issued seven years later wrested from the Puritans of
the colony the right to elect their own governor and reserved the power of
appointment to the king. It also abolished the rule limiting the suffrage to
church members, substituting for it a simple property qualification. Thus a
royal governor and an official family, certain to be Episcopalian in faith and
monarchist in sympathies, were forced upon Massachusetts; and members of all
religious denominations, if they had the required amount of property, were
permitted to take part in elections. By this act in the name of the crown, the
Puritan monopoly was broken down in Massachusetts, and that province was brought
into line with Connecticut, Rhode Island, and New Hampshire, where property, not
religious faith, was the test for the suffrage.
Growth of Religious Toleration.—Though neither the Anglicans of Virginia nor the
Puritans of Massachusetts believed in toleration for other denominations, that
principle was strictly applied in Rhode Island. There, under the leadership of
Roger Williams, liberty in matters of conscience was established in the
beginning. Maryland, by granting in 1649 freedom to those who professed to
believe in Jesus Christ, opened its gates to all Christians; and Pennsylvania,
true to the tenets of the Friends, gave freedom of conscience to those "who
confess and acknowledge the one Almighty and Eternal God to be the creator,
upholder, and ruler of the World." By one circumstance or another, the Middle
colonies were thus early characterized by diversity rather than uniformity of
opinion. Dutch Protestants, Huguenots, Quakers, Baptists, Presbyterians, New
Lights, Moravians, Lutherans, Catholics, and other denominations became too
strongly intrenched and too widely scattered to permit any one of them to rule,
if it had desired to do so. There were communities and indeed whole sections
where one or another church prevailed, but in no colony was a legislature
steadily controlled by a single group. Toleration encouraged diversity, and
diversity, in turn, worked for greater toleration.
The government and faith of the dissenting denominations conspired with economic
and political tendencies to draw America away from the English state.
Presbyterians, Quakers, Baptists, and Puritans had no hierarchy of bishops and
archbishops to bind them to the seat of power in London. Neither did they look
to that metropolis for guidance in interpreting articles of faith. Local
self-government in matters ecclesiastical helped to train them for local
self-government in matters political. The spirit of independence which led
Dissenters to revolt in the Old World, nourished as it was amid favorable
circumstances in the New World, made them all the more zealous in the defense of
every right against authority imposed from without.
Schools and Colleges
Religion and Local Schools.—One of the first cares of each Protestant
denomination was the education of the children in the faith. In this work the
Bible became the center of interest. The English version was indeed the one book
of the people. Farmers, shopkeepers, and artisans, whose life had once been
bounded by the daily routine of labor, found in the Scriptures not only an
inspiration to religious conduct, but also a book of romance, travel, and
history. "Legend and annal," says John Richard Green, "war-song and psalm,
state-roll and biography, the mighty voices of prophets, the parables of
Evangelists, stories of mission journeys, of perils by sea and among the
heathen, philosophic arguments, apocalyptic visions, all were flung broadcast
over minds unoccupied for the most part by any rival learning.... As a mere
literary monument, the English version of the Bible remains the noblest example
of the English tongue." It was the King James version just from the press that
the Pilgrims brought across the sea with them.
A Page from a Famous Schoolbook
For the authority of the Established Church was substituted the authority of the
Scriptures. The Puritans devised a catechism based upon their interpretation of
the Bible, and, very soon after their arrival in America, they ordered all
parents and masters of servants to be diligent in seeing that their children and
wards were taught to read religious works and give answers to the religious
questions. Massachusetts was scarcely twenty years old before education of this
character was declared to be compulsory, and provision was made for public
schools where those not taught at home could receive instruction in reading and
writing.
Outside of New England the idea of compulsory education was not regarded with
the same favor; but the whole land was nevertheless dotted with little schools
kept by "dames, itinerant teachers, or local parsons." Whether we turn to the
life of Franklin in the North or Washington in the South, we read of tiny
schoolhouses, where boys, and sometimes girls, were taught to read and write.
Where there were no schools, fathers and mothers of the better kind gave their
children the rudiments of learning. Though illiteracy was widespread, there is
evidence to show that the diffusion of knowledge among the masses was making
steady progress all through the eighteenth century.
Religion and Higher Learning.—Religious motives entered into the establishment
of colleges as well as local schools. Harvard, founded in 1636, and Yale, opened
in 1718, were intended primarily to train "learned and godly ministers" for the
Puritan churches of New England. To the far North, Dartmouth, chartered in 1769,
was designed first as a mission to the Indians and then as a college for the
sons of New England farmers preparing to preach, teach, or practice law. The
College of New Jersey, organized in 1746 and removed to Princeton eleven years
later, was sustained by the Presbyterians. Two colleges looked to the
Established Church as their source of inspiration and support: William and Mary,
founded in Virginia in 1693, and King's College, now Columbia University,
chartered by King George II in 1754, on an appeal from the New York Anglicans,
alarmed at the growth of religious dissent and the "republican tendencies" of
the age. Two colleges revealed a drift away from sectarianism. Brown,
established in Rhode Island in 1764, and the Philadelphia Academy, forerunner of
the University of Pennsylvania, organized by Benjamin Franklin, reflected the
spirit of toleration by giving representation on the board of trustees to
several religious sects. It was Franklin's idea that his college should prepare
young men to serve in public office as leaders of the people and ornaments to
their country.
Self-education in America.—Important as were these institutions of learning,
higher education was by no means confined within their walls. Many well-to-do
families sent their sons to Oxford or Cambridge in England. Private tutoring in
the home was common. In still more families there were intelligent children who
grew up in the great colonial school of adversity and who trained themselves
until, in every contest of mind and wit, they could vie with the sons of Harvard
or William and Mary or any other college. Such, for example, was Benjamin
Franklin, whose charming autobiography, in addition to being an American
classic, is a fine record of self-education. His formal training in the
classroom was limited to a few years at a local school in Boston; but his
self-education continued throughout his life. He early manifested a zeal for
reading, and devoured, he tells us, his father's dry library on theology,
Bunyan's works, Defoe's writings, Plutarch's Lives, Locke's On the Human
Understanding, and innumerable volumes dealing with secular subjects. His
literary style, perhaps the best of his time, Franklin acquired by the diligent
and repeated analysis of the Spectator. In a life crowded with labors, he found
time to read widely in natural science and to win single-handed recognition at
the hands of European savants for his discoveries in electricity. By his own
efforts he "attained an acquaintance" with Latin, Italian, French, and Spanish,
thus unconsciously preparing himself for the day when he was to speak for all
America at the court of the king of France.
Lesser lights than Franklin, educated by the same process, were found all over
colonial America. From this fruitful source of native ability, self-educated,
the American cause drew great strength in the trials of the Revolution.
The Colonial Press
The Rise of the Newspaper.—The evolution of American democracy into a government
by public opinion, enlightened by the open discussion of political questions,
was in no small measure aided by a free press. That too, like education, was a
matter of slow growth. A printing press was brought to Massachusetts in 1639,
but it was put in charge of an official censor and limited to the publication of
religious works. Forty years elapsed before the first newspaper appeared,
bearing the curious title, Public Occurrences Both Foreign and Domestic, and it
had not been running very long before the government of Massachusetts suppressed
it for discussing a political question.
Publishing, indeed, seemed to be a precarious business; but in 1704 there came a
second venture in journalism, The Boston News-Letter, which proved to be a more
lasting enterprise because it refrained from criticizing the authorities. Still
the public interest languished. When Franklin's brother, James, began to issue
his New England Courant about 1720, his friends sought to dissuade him, saying
that one newspaper was enough for America. Nevertheless he continued it; and his
confidence in the future was rewarded. In nearly every colony a gazette or
chronicle appeared within the next thirty years or more. Benjamin Franklin was
able to record in 1771 that America had twenty-five newspapers. Boston led with
five. Philadelphia had three: two in English and one in German.
Censorship and Restraints on the Press.—The idea of printing, unlicensed by the
government and uncontrolled by the church, was, however, slow in taking form.
The founders of the American colonies had never known what it was to have the
free and open publication of books, pamphlets, broadsides, and newspapers. When
the art of printing was first discovered, the control of publishing was vested
in clerical authorities. After the establishment of the State Church in England
in the reign of Elizabeth, censorship of the press became a part of royal
prerogative. Printing was restricted to Oxford, Cambridge, and London; and no
one could publish anything without previous approval of the official censor.
When the Puritans were in power, the popular party, with a zeal which rivaled
that of the crown, sought, in turn, to silence royalist and clerical writers by
a vigorous censorship. After the restoration of the monarchy, control of the
press was once more placed in royal hands, where it remained until 1695, when
Parliament, by failing to renew the licensing act, did away entirely with the
official censorship. By that time political parties were so powerful and so
active and printing presses were so numerous that official review of all
published matter became a sheer impossibility.
In America, likewise, some troublesome questions arose in connection with
freedom of the press. The Puritans of Massachusetts were no less anxious than
King Charles or the Archbishop of London to shut out from the prying eyes of the
people all literature "not mete for them to read"; and so they established a
system of official licensing for presses, which lasted until 1755. In the other
colonies where there was more diversity of opinion and publishers could set up
in business with impunity, they were nevertheless constantly liable to arrest
for printing anything displeasing to the colonial governments. In 1721 the
editor of the Mercury in Philadelphia was called before the proprietary council
and ordered to apologize for a political article, and for a later offense of a
similar character he was thrown into jail. A still more famous case was that of
Peter Zenger, a New York publisher, who was arrested in 1735 for criticising the
administration. Lawyers who ventured to defend the unlucky editor were deprived
of their licenses to practice, and it became necessary to bring an attorney all
the way from Philadelphia. By this time the tension of feeling was high, and the
approbation of the public was forthcoming when the lawyer for the defense
exclaimed to the jury that the very cause of liberty itself, not that of the
poor printer, was on trial! The verdict for Zenger, when it finally came, was
the signal for an outburst of popular rejoicing. Already the people of King
George's province knew how precious a thing is the freedom of the press.
Thanks to the schools, few and scattered as they were, and to the vigilance of
parents, a very large portion, perhaps nearly one-half, of the colonists could
read. Through the newspapers, pamphlets, and almanacs that streamed from the
types, the people could follow the course of public events and grasp the
significance of political arguments. An American opinion was in the process of
making—an independent opinion nourished by the press and enriched by discussions
around the fireside and at the taverns. When the day of resistance to British
rule came, government by opinion was at hand. For every person who could hear
the voice of Patrick Henry and Samuel Adams, there were a thousand who could see
their appeals on the printed page. Men who had spelled out their letters while
poring over Franklin's Poor Richard's Almanac lived to read Thomas Paine's
thrilling call to arms.
The Evolution in Political Institutions
Two very distinct lines of development appeared in colonial politics. The one,
exalting royal rights and aristocratic privileges, was the drift toward
provincial government through royal officers appointed in England. The other,
leading toward democracy and self-government, was the growth in the power of the
popular legislative assembly. Each movement gave impetus to the other, with
increasing force during the passing years, until at last the final collision
between the two ideals of government came in the war of independence.
The Royal Provinces.—Of the thirteen English colonies eight were royal provinces
in 1776, with governors appointed by the king. Virginia passed under the direct
rule of the crown in 1624, when the charter of the London Company was annulled.
The Massachusetts Bay corporation lost its charter in 1684, and the new
instrument granted seven years later stripped the colonists of the right to
choose their chief executive. In the early decades of the eighteenth century
both the Carolinas were given the provincial instead of the proprietary form.
New Hampshire, severed from Massachusetts in 1679, and Georgia, surrendered by
the trustees in 1752, went into the hands of the crown. New York, transferred to
the Duke of York on its capture from the Dutch in 1664, became a province when
he took the title of James II in 1685. New Jersey, after remaining for nearly
forty years under proprietors, was brought directly under the king in 1702.
Maryland, Pennsylvania, and Delaware, although they retained their proprietary
character until the Revolution, were in some respects like the royal colonies,
for their governors were as independent of popular choice as were the appointees
of King George. Only two colonies, Rhode Island and Connecticut, retained full
self-government on the eve of the Revolution. They alone had governors and
legislatures entirely of their own choosing.
The chief officer of the royal province was the governor, who enjoyed high and
important powers which he naturally sought to augment at every turn. He enforced
the laws and, usually with the consent of a council, appointed the civil and
military officers. He granted pardons and reprieves; he was head of the highest
court; he was commander-in-chief of the militia; he levied troops for defense
and enforced martial law in time of invasion, war, and rebellion. In all the
provinces, except Massachusetts, he named the councilors who composed the upper
house of the legislature and was likely to choose those who favored his claims.
He summoned, adjourned, and dissolved the popular assembly, or the lower house;
he laid before it the projects of law desired by the crown; and he vetoed
measures which he thought objectionable. Here were in America all the elements
of royal prerogative against which Hampden had protested and Cromwell had
battled in England.
The Royal Governor's Palace at New Berne
The colonial governors were generally surrounded by a body of office-seekers and
hunters for land grants. Some of them were noblemen of broken estates who had
come to America to improve their fortunes. The pretensions of this circle grated
on colonial nerves, and privileges granted to them, often at the expense of
colonists, did much to deepen popular antipathy to the British government.
Favors extended to adherents of the Established Church displeased Dissenters.
The reappearance of this formidable union of church and state, from which they
had fled, stirred anew the ancient wrath against that combination.
The Colonial Assembly.—Coincident with the drift toward administration through
royal governors was the second and opposite tendency, namely, a steady growth in
the practice of self-government. The voters of England had long been accustomed
to share in taxation and law-making through representatives in Parliament, and
the idea was early introduced in America. Virginia was only twelve years old
(1619) when its first representative assembly appeared. As the towns of
Massachusetts multiplied and it became impossible for all the members of the
corporation to meet at one place, the representative idea was adopted, in 1633.
The river towns of Connecticut formed a representative system under their
"Fundamental Orders" of 1639, and the entire colony was given a royal charter in
1662. Generosity, as well as practical considerations, induced such proprietors
as Lord Baltimore and William Penn to invite their colonists to share in the
government as soon as any considerable settlements were made. Thus by one
process or another every one of the colonies secured a popular assembly.
It is true that in the provision for popular elections, the suffrage was finally
restricted to property owners or taxpayers, with a leaning toward the freehold
qualification. In Virginia, the rural voter had to be a freeholder owning at
least fifty acres of land, if there was no house on it, or twenty-five acres
with a house twenty-five feet square. In Massachusetts, the voter for member of
the assembly under the charter of 1691 had to be a freeholder of an estate worth
forty shillings a year at least or of other property to the value of forty
pounds sterling. In Pennsylvania, the suffrage was granted to freeholders owning
fifty acres or more of land well seated, twelve acres cleared, and to other
persons worth at least fifty pounds in lawful money.
Restrictions like these undoubtedly excluded from the suffrage a very
considerable number of men, particularly the mechanics and artisans of the
towns, who were by no means content with their position. Nevertheless, it was
relatively easy for any man to acquire a small freehold, so cheap and abundant
was land; and in fact a large proportion of the colonists were land owners. Thus
the assemblies, in spite of the limited suffrage, acquired a democratic tone.
The popular character of the assemblies increased as they became engaged in
battles with the royal and proprietary governors. When called upon by the
executive to make provision for the support of the administration, the
legislature took advantage of the opportunity to make terms in the interest of
the taxpayers. It made annual, not permanent, grants of money to pay official
salaries and then insisted upon electing a treasurer to dole it out. Thus the
colonists learned some of the mysteries of public finance, as well as the
management of rapacious officials. The legislature also used its power over
money grants to force the governor to sign bills which he would otherwise have
vetoed.
Contests between Legislatures and Governors.—As may be imagined, many and bitter
were the contests between the royal and proprietary governors and the colonial
assemblies. Franklin relates an amusing story of how the Pennsylvania assembly
held in one hand a bill for the executive to sign and, in the other hand, the
money to pay his salary. Then, with sly humor, Franklin adds: "Do not, my
courteous reader, take pet at our proprietary constitution for these our bargain
and sale proceedings in legislation. It is a happy country where justice and
what was your own before can be had for ready money. It is another addition to
the value of money and of course another spur to industry. Every land is not so
blessed."
It must not be thought, however, that every governor got off as easily as
Franklin's tale implies. On the contrary, the legislatures, like Cæsar, fed upon
meat that made them great and steadily encroached upon executive prerogatives as
they tried out and found their strength. If we may believe contemporary laments,
the power of the crown in America was diminishing when it was struck down
altogether. In New York, the friends of the governor complained in 1747 that
"the inhabitants of plantations are generally educated in republican principles;
upon republican principles all is conducted. Little more than a shadow of royal
authority remains in the Northern colonies." "Here," echoed the governor of
South Carolina, the following year, "levelling principles prevail; the frame of
the civil government is unhinged; a governor, if he would be idolized, must
betray his trust; the people have got their whole administration in their hands;
the election of the members of the assembly is by ballot; not civil posts only,
but all ecclesiastical preferments, are in the disposal or election of the
people."
Though baffled by the "levelling principles" of the colonial assemblies, the
governors did not give up the case as hopeless. Instead they evolved a system of
policy and action which they thought could bring the obstinate provincials to
terms. That system, traceable in their letters to the government in London,
consisted of three parts: (1) the royal officers in the colonies were to be made
independent of the legislatures by taxes imposed by acts of Parliament; (2) a
British standing army was to be maintained in America; (3) the remaining
colonial charters were to be revoked and government by direct royal authority
was to be enlarged.
Such a system seemed plausible enough to King George III and to many ministers
of the crown in London. With governors, courts, and an army independent of the
colonists, they imagined it would be easy to carry out both royal orders and
acts of Parliament. This reasoning seemed both practical and logical. Nor was it
founded on theory, for it came fresh from the governors themselves. It was
wanting in one respect only. It failed to take account of the fact that the
American people were growing strong in the practice of self-government and could
dispense with the tutelage of the British ministry, no matter how excellent it
might be or how benevolent its intentions.
References
A.M. Earle, Home Life in Colonial Days.
A.L. Cross, The Anglican Episcopate and the American Colonies (Harvard Studies).
E.G. Dexter, History of Education in the United States.
C.A. Duniway, Freedom of the Press in Massachusetts.
Benjamin Franklin, Autobiography.
E.B. Greene, The Provincial Governor (Harvard Studies).
A.E. McKinley, The Suffrage Franchise in the Thirteen English Colonies
(Pennsylvania University Studies).
M.C. Tyler, History of American Literature during the Colonial Times (2 vols.).
Questions
1. Why is leisure necessary for the production of art and literature? How may
leisure be secured?
2. Explain the position of the church in colonial life.
3. Contrast the political rôles of Puritanism and the Established Church.
4. How did diversity of opinion work for toleration?
5. Show the connection between religion and learning in colonial times.
6. Why is a "free press" such an important thing to American democracy?
7. Relate some of the troubles of early American publishers.
8. Give the undemocratic features of provincial government.
9. How did the colonial assemblies help to create an independent American
spirit, in spite of a restricted suffrage?
10. Explain the nature of the contests between the governors and the
legislatures.
Research Topics
Religious and Intellectual Life.—Lodge, Short History of the English Colonies:
(1) in New England, pp. 418-438, 465-475; (2) in Virginia, pp. 54-61, 87-89; (3)
in Pennsylvania, pp. 232-237, 253-257; (4) in New York, pp. 316-321. Interesting
source materials in Hart, American History Told by Contemporaries, Vol. II, pp.
255-275, 276-290.
The Government of a Royal Province, Virginia.—Lodge, pp. 43-50. Special
Reference: E.B. Greene, The Provincial Governor (Harvard Studies).
The Government of a Proprietary Colony, Pennsylvania.—Lodge, pp. 230-232.
Government in New England.—Lodge, pp. 412-417.
The Colonial Press.—Special Reference: G.H. Payne, History of Journalism in the
United States (1920).
Colonial Life in General.—John Fiske, Old Virginia and Her Neighbors, Vol. II,
pp. 174-269; Elson, History of the United States, pp. 197-210.
Colonial Government in General.—Elson, pp. 210-216.
CHAPTER IV
THE DEVELOPMENT OF COLONIAL NATIONALISM
It is one of the well-known facts of history that a people loosely united by
domestic ties of a political and economic nature, even a people torn by domestic
strife, may be welded into a solid and compact body by an attack from a foreign
power. The imperative call to common defense, the habit of sharing common
burdens, the fusing force of common service—these things, induced by the
necessity of resisting outside interference, act as an amalgam drawing together
all elements, except, perhaps, the most discordant. The presence of the enemy
allays the most virulent of quarrels, temporarily at least. "Politics," runs an
old saying, "stops at the water's edge."
This ancient political principle, so well understood in diplomatic circles,
applied nearly as well to the original thirteen American colonies as to the
countries of Europe. The necessity for common defense, if not equally great, was
certainly always pressing. Though it has long been the practice to speak of the
early settlements as founded in "a wilderness," this was not actually the case.
From the earliest days of Jamestown on through the years, the American people
were confronted by dangers from without. All about their tiny settlements were
Indians, growing more and more hostile as the frontier advanced and as sharp
conflicts over land aroused angry passions. To the south and west was the power
of Spain, humiliated, it is true, by the disaster to the Armada, but still
presenting an imposing front to the British empire. To the north and west were
the French, ambitious, energetic, imperial in temper, and prepared to contest on
land and water the advance of British dominion in America.
Relations with the Indians and the French
Indian Affairs.—It is difficult to make general statements about the relations
of the colonists to the Indians. The problem was presented in different shape in
different sections of America. It was not handled according to any coherent or
uniform plan by the British government, which alone could speak for all the
provinces at the same time. Neither did the proprietors and the governors who
succeeded one another, in an irregular train, have the consistent policy or the
matured experience necessary for dealing wisely with Indian matters. As the
difficulties arose mainly on the frontiers, where the restless and pushing
pioneers were making their way with gun and ax, nearly everything that happened
was the result of chance rather than of calculation. A personal quarrel between
traders and an Indian, a jug of whisky, a keg of gunpowder, the exchange of guns
for furs, personal treachery, or a flash of bad temper often set in motion
destructive forces of the most terrible character.
On one side of the ledger may be set innumerable generous records—of Squanto and
Samoset teaching the Pilgrims the ways of the wilds; of Roger Williams buying
his lands from the friendly natives; or of William Penn treating with them on
his arrival in America. On the other side of the ledger must be recorded many a
cruel and bloody conflict as the frontier rolled westward with deadly precision.
The Pequots on the Connecticut border, sensing their doom, fell upon the tiny
settlements with awful fury in 1637 only to meet with equally terrible
punishment. A generation later, King Philip, son of Massasoit, the friend of the
Pilgrims, called his tribesmen to a war of extermination which brought the
strength of all New England to the field and ended in his own destruction. In
New York, the relations with the Indians, especially with the Algonquins and the
Mohawks, were marked by periodic and desperate wars. Virginia and her Southern
neighbors suffered as did New England. In 1622 Opecacano, a brother of Powhatan,
the friend of the Jamestown settlers, launched a general massacre; and in 1644
he attempted a war of extermination. In 1675 the whole frontier was ablaze.
Nathaniel Bacon vainly attempted to stir the colonial governor to put up an
adequate defense and, failing in that plea, himself headed a revolt and a
successful expedition against the Indians. As the Virginia outposts advanced
into the Kentucky country, the strife with the natives was transferred to that
"dark and bloody ground"; while to the southeast, a desperate struggle with the
Tuscaroras called forth the combined forces of the two Carolinas and Virginia.
From an old print
Virginians Defending Themselves against the Indians
From such horrors New Jersey and Delaware were saved on account of their
geographical location. Pennsylvania, consistently following a policy of
conciliation, was likewise spared until her western vanguard came into full
conflict with the allied French and Indians. Georgia, by clever negotiations and
treaties of alliance, managed to keep on fair terms with her belligerent
Cherokees and Creeks. But neither diplomacy nor generosity could stay the
inevitable conflict as the frontier advanced, especially after the French
soldiers enlisted the Indians in their imperial enterprises. It was then that
desultory fighting became general warfare.
English, French, and Spanish Possessions in America, 1750
Early Relations with the French.—During the first decades of French exploration
and settlement in the St. Lawrence country, the English colonies, engrossed with
their own problems, gave little or no thought to their distant neighbors.
Quebec, founded in 1608, and Montreal, in 1642, were too far away, too small in
population, and too slight in strength to be much of a menace to Boston,
Hartford, or New York. It was the statesmen in France and England, rather than
the colonists in America, who first grasped the significance of the slowly
converging empires in North America. It was the ambition of Louis XIV of France,
rather than the labors of Jesuit missionaries and French rangers, that sounded
the first note of colonial alarm.
Evidence of this lies in the fact that three conflicts between the English and
the French occurred before their advancing frontiers met on the Pennsylvania
border. King William's War (1689-1697), Queen Anne's War (1701-1713), and King
George's War (1744-1748) owed their origins and their endings mainly to the
intrigues and rivalries of European powers, although they all involved the
American colonies in struggles with the French and their savage allies.
The Clash in the Ohio Valley.—The second of these wars had hardly closed,
however, before the English colonists themselves began to be seriously alarmed
about the rapidly expanding French dominion in the West. Marquette and Joliet,
who opened the Lake region, and La Salle, who in 1682 had gone down the
Mississippi to the Gulf, had been followed by the builders of forts. In 1718,
the French founded New Orleans, thus taking possession of the gateway to the
Mississippi as well as the St. Lawrence. A few years later they built Fort
Niagara; in 1731 they occupied Crown Point; in 1749 they formally announced
their dominion over all the territory drained by the Ohio River. Having asserted
this lofty claim, they set out to make it good by constructing in the years
1752-1754 Fort Le Bœuf near Lake Erie, Fort Venango on the upper waters of the
Allegheny, and Fort Duquesne at the junction of the streams forming the Ohio.
Though they were warned by George Washington, in the name of the governor of
Virginia, to keep out of territory "so notoriously known to be property of the
crown of Great Britain," the French showed no signs of relinquishing their
pretensions.
From an old print
Braddock's Retreat
The Final Phase—the French and Indian War.—Thus it happened that the shot which
opened the Seven Years' War, known in America as the French and Indian War, was
fired in the wilds of Pennsylvania. There began the conflict that spread to
Europe and even Asia and finally involved England and Prussia, on the one side,
and France, Austria, Spain, and minor powers on the other. On American soil, the
defeat of Braddock in 1755 and Wolfe's exploit in capturing Quebec four years
later were the dramatic features. On the continent of Europe, England subsidized
Prussian arms to hold France at bay. In India, on the banks of the Ganges, as on
the banks of the St. Lawrence, British arms were triumphant. Well could the
historian write: "Conquests equaling in rapidity and far surpassing in magnitude
those of Cortes and Pizarro had been achieved in the East." Well could the
merchants of London declare that under the administration of William Pitt, the
imperial genius of this world-wide conflict, commerce had been "united with and
made to flourish by war."
From the point of view of the British empire, the results of the war were
momentous. By the peace of 1763, Canada and the territory east of the
Mississippi, except New Orleans, passed under the British flag. The remainder of
the Louisiana territory was transferred to Spain and French imperial ambitions
on the American continent were laid to rest. In exchange for Havana, which the
British had seized during the war, Spain ceded to King George the colony of
Florida. Not without warrant did Macaulay write in after years that Pitt "was
the first Englishman of his time; and he had made England the first country in
the world."
The Effects of Warfare on the Colonies
The various wars with the French and the Indians, trivial in detail as they seem
to-day, had a profound influence on colonial life and on the destiny of America.
Circumstances beyond the control of popular assemblies, jealous of their
individual powers, compelled coöperation among them, grudging and stingy no
doubt, but still coöperation. The American people, more eager to be busy in
their fields or at their trades, were simply forced to raise and support armies,
to learn the arts of warfare, and to practice, if in a small theater, the
science of statecraft. These forces, all cumulative, drove the colonists, so
tenaciously provincial in their habits, in the direction of nationalism.
The New England Confederation.—It was in their efforts to deal with the problems
presented by the Indian and French menace that the Americans took the first
steps toward union. Though there were many common ties among the settlers of New
England, it required a deadly fear of the Indians to produce in 1643 the New
England Confederation, composed of Massachusetts, Plymouth, Connecticut, and New
Haven. The colonies so united were bound together in "a firm and perpetual
league of friendship and amity for offense and defense, mutual service and
succor, upon all just occasions." They made provision for distributing the
burdens of wars among the members and provided for a congress of commissioners
from each colony to determine upon common policies. For some twenty years the
Confederation was active and it continued to hold meetings until after the
extinction of the Indian peril on the immediate border.
Virginia, no less than Massachusetts, was aware of the importance of
intercolonial coöperation. In the middle of the seventeenth century, the Old
Dominion began treaties of commerce and amity with New York and the colonies of
New England. In 1684 delegates from Virginia met at Albany with the agents of
New York and Massachusetts to discuss problems of mutual defense. A few years
later the Old Dominion coöperated loyally with the Carolinas in defending their
borders against Indian forays.
The Albany Plan of Union.—An attempt at a general colonial union was made in
1754. On the suggestion of the Lords of Trade in England, a conference was held
at Albany to consider Indian relations, to devise measures of defense against
the French, and to enter into "articles of union and confederation for the
general defense of his Majesty's subjects and interests in North America as well
in time of peace as of war." New Hampshire, Massachusetts, Connecticut, Rhode
Island, New York, Pennsylvania, and Maryland were represented. After a long
discussion, a plan of union, drafted mainly, it seems, by Benjamin Franklin, was
adopted and sent to the colonies and the crown for approval. The colonies,
jealous of their individual rights, refused to accept the scheme and the king
disapproved it for the reason, Franklin said, that it had "too much weight in
the democratic part of the constitution." Though the Albany union failed, the
document is still worthy of study because it forecast many of the perplexing
problems that were not solved until thirty-three years afterward, when another
convention of which also Franklin was a member drafted the Constitution of the
United States.
Benjamin Franklin
The Military Education of the Colonists.—The same wars that showed the
provincials the meaning of union likewise instructed them in the art of
defending their institutions. Particularly was this true of the last French and
Indian conflict, which stretched all the way from Maine to the Carolinas and
made heavy calls upon them all for troops. The answer, it is admitted, was far
from satisfactory to the British government and the conduct of the militiamen
was far from professional; but thousands of Americans got a taste, a strong
taste, of actual fighting in the field. Men like George Washington and Daniel
Morgan learned lessons that were not forgotten in after years. They saw what
American militiamen could do under favorable circumstances and they watched
British regulars operating on American soil. "This whole transaction," shrewdly
remarked Franklin of Braddock's campaign, "gave us Americans the first suspicion
that our exalted ideas of the prowess of British regular troops had not been
well founded." It was no mere accident that the Virginia colonel who drew his
sword under the elm at Cambridge and took command of the army of the Revolution
was the brave officer who had "spurned the whistle of bullets" at the memorable
battle in western Pennsylvania.
Financial Burdens and Commercial Disorder.—While the provincials were learning
lessons in warfare they were also paying the bills. All the conflicts were
costly in treasure as in blood. King Philip's war left New England weak and
almost bankrupt. The French and Indian struggle was especially expensive. The
twenty-five thousand men put in the field by the colonies were sustained only by
huge outlays of money. Paper currency streamed from the press and debts were
accumulated. Commerce was driven from its usual channels and prices were
enhanced. When the end came, both England and America were staggering under
heavy liabilities, and to make matters worse there was a fall of prices
accompanied by a commercial depression which extended over a period of ten
years. It was in the midst of this crisis that measures of taxation had to be
devised to pay the cost of the war, precipitating the quarrel which led to
American independence.
The Expulsion of French Power from North America.—The effects of the defeat
administered to France, as time proved, were difficult to estimate. Some British
statesmen regarded it as a happy circumstance that the colonists, already
restive under their administration, had no foreign power at hand to aid them in
case they struck for independence. American leaders, on the other hand, now that
the soldiers of King Louis were driven from the continent, thought that they had
no other country to fear if they cast off British sovereignty. At all events,
France, though defeated, was not out of the sphere of American influence; for,
as events proved, it was the fortunate French alliance negotiated by Franklin
that assured the triumph of American arms in the War of the Revolution.
Colonial Relations with the British Government
It was neither the Indian wars nor the French wars that finally brought forth
American nationality. That was the product of the long strife with the mother
country which culminated in union for the war of independence. The forces that
created this nation did not operate in the colonies alone. The character of the
English sovereigns, the course of events in English domestic politics, and
English measures of control over the colonies—executive, legislative, and
judicial—must all be taken into account.
The Last of the Stuarts.—The struggles between Charles I (1625-49) and the
parliamentary party and the turmoil of the Puritan régime (1649-60) so engrossed
the attention of Englishmen at home that they had little time to think of
colonial policies or to interfere with colonial affairs. The restoration of the
monarchy in 1660, accompanied by internal peace and the increasing power of the
mercantile classes in the House of Commons, changed all that. In the reign of
Charles II (1660-85), himself an easy-going person, the policy of regulating
trade by act of Parliament was developed into a closely knit system and powerful
agencies to supervise the colonies were created. At the same time a system of
stricter control over the dominions was ushered in by the annulment of the old
charter of Massachusetts which conferred so much self-government on the
Puritans.
Charles' successor, James II, a man of sterner stuff and jealous of his
authority in the colonies as well as at home, continued the policy thus
inaugurated and enlarged upon it. If he could have kept his throne, he would
have bent the Americans under a harsh rule or brought on in his dominions a
revolution like that which he precipitated at home in 1688. He determined to
unite the Northern colonies and introduce a more efficient administration based
on the pattern of the royal provinces. He made a martinet, Sir Edmund Andros,
governor of all New England, New York, and New Jersey. The charter of
Massachusetts, annulled in the last days of his brother's reign, he continued to
ignore, and that of Connecticut would have been seized if it had not been
spirited away and hidden, according to tradition, in a hollow oak.
For several months, Andros gave the Northern colonies a taste of ill-tempered
despotism. He wrung quit rents from land owners not accustomed to feudal dues;
he abrogated titles to land where, in his opinion, they were unlawful; he forced
the Episcopal service upon the Old South Church in Boston; and he denied the
writ of habeas corpus to a preacher who denounced taxation without
representation. In the middle of his arbitrary course, however, his hand was
stayed. The news came that King James had been dethroned by his angry subjects,
and the people of Boston, kindling a fire on Beacon Hill, summoned the
countryside to dispose of Andros. The response was prompt and hearty. The hated
governor was arrested, imprisoned, and sent back across the sea under guard.
The overthrow of James, followed by the accession of William and Mary and by
assured parliamentary supremacy, had an immediate effect in the colonies. The
new order was greeted with thanksgiving. Massachusetts was given another charter
which, though not so liberal as the first, restored the spirit if not the entire
letter of self-government. In the other colonies where Andros had been
operating, the old course of affairs was resumed.
The Indifference of the First Two Georges.—On the death in 1714 of Queen Anne,
the successor of King William, the throne passed to a Hanoverian prince who,
though grateful for English honors and revenues, was more interested in Hanover
than in England. George I and George II, whose combined reigns extended from
1714 to 1760, never even learned to speak the English language, at least without
an accent. The necessity of taking thought about colonial affairs bored both of
them so that the stoutest defender of popular privileges in Boston or Charleston
had no ground to complain of the exercise of personal prerogatives by the king.
Moreover, during a large part of this period, the direction of affairs was in
the hands of an astute leader, Sir Robert Walpole, who betrayed his somewhat
cynical view of politics by adopting as his motto: "Let sleeping dogs lie." He
revealed his appreciation of popular sentiment by exclaiming: "I will not be the
minister to enforce taxes at the expense of blood." Such kings and such
ministers were not likely to arouse the slumbering resistance of the thirteen
colonies across the sea.
Control of the Crown over the Colonies.—While no English ruler from James II to
George III ventured to interfere with colonial matters personally, constant
control over the colonies was exercised by royal officers acting under the
authority of the crown. Systematic supervision began in 1660, when there was
created by royal order a committee of the king's council to meet on Mondays and
Thursdays of each week to consider petitions, memorials, and addresses
respecting the plantations. In 1696 a regular board was established, known as
the "Lords of Trade and Plantations," which continued, until the American
Revolution, to scrutinize closely colonial business. The chief duties of the
board were to examine acts of colonial legislatures, to recommend measures to
those assemblies for adoption, and to hear memorials and petitions from the
colonies relative to their affairs.
The methods employed by this board were varied. All laws passed by American
legislatures came before it for review as a matter of routine. If it found an
act unsatisfactory, it recommended to the king the exercise of his veto power,
known as the royal disallowance. Any person who believed his personal or
property rights injured by a colonial law could be heard by the board in person
or by attorney; in such cases it was the practice to hear at the same time the
agent of the colony so involved. The royal veto power over colonial legislation
was not, therefore, a formal affair, but was constantly employed on the
suggestion of a highly efficient agency of the crown. All this was in addition
to the powers exercised by the governors in the royal provinces.
Judicial Control.—Supplementing this administrative control over the colonies
was a constant supervision by the English courts of law. The king, by virtue of
his inherent authority, claimed and exercised high appellate powers over all
judicial tribunals in the empire. The right of appeal from local courts,
expressly set forth in some charters, was, on the eve of the Revolution,
maintained in every colony. Any subject in England or America, who, in the
regular legal course, was aggrieved by any act of a colonial legislature or any
decision of a colonial court, had the right, subject to certain regulations, to
carry his case to the king in council, forcing his opponent to follow him across
the sea. In the exercise of appellate power, the king in council acting as a
court could, and frequently did, declare acts of colonial legislatures duly
enacted and approved, null and void, on the ground that they were contrary to
English law.
Imperial Control in Operation.—Day after day, week after week, year after year,
the machinery for political and judicial control over colonial affairs was in
operation. At one time the British governors in the colonies were ordered not to
approve any colonial law imposing a duty on European goods imported in English
vessels. Again, when North Carolina laid a tax on peddlers, the council objected
to it as "restrictive upon the trade and dispersion of English manufactures
throughout the continent." At other times, Indian trade was regulated in the
interests of the whole empire or grants of lands by a colonial legislature were
set aside. Virginia was forbidden to close her ports to North Carolina lest
there should be retaliation.
In short, foreign and intercolonial trade were subjected to a control higher
than that of the colony, foreshadowing a day when the Constitution of the United
States was to commit to Congress the power to regulate interstate and foreign
commerce and commerce with the Indians. A superior judicial power, towering
above that of the colonies, as the Supreme Court at Washington now towers above
the states, kept the colonial legislatures within the metes and bounds of
established law. In the thousands of appeals, memorials, petitions, and
complaints, and the rulings and decisions upon them, were written the real
history of British imperial control over the American colonies.
So great was the business before the Lords of Trade that the colonies had to
keep skilled agents in London to protect their interests. As common grievances
against the operation of this machinery of control arose, there appeared in each
colony a considerable body of men, with the merchants in the lead, who chafed at
the restraints imposed on their enterprise. Only a powerful blow was needed to
weld these bodies into a common mass nourishing the spirit of colonial
nationalism. When to the repeated minor irritations were added general and
sweeping measures of Parliament applying to every colony, the rebound came in
the Revolution.
Parliamentary Control over Colonial Affairs.—As soon as Parliament gained in
power at the expense of the king, it reached out to bring the American colonies
under its sway as well. Between the execution of Charles I and the accession of
George III, there was enacted an immense body of legislation regulating the
shipping, trade, and manufactures of America. All of it, based on the
"mercantile" theory then prevalent in all countries of Europe, was designed to
control the overseas plantations in such a way as to foster the commercial and
business interests of the mother country, where merchants and men of finance had
got the upper hand. According to this theory, the colonies of the British empire
should be confined to agriculture and the production of raw materials, and
forced to buy their manufactured goods of England.
The Navigation Acts.—In the first rank among these measures of British colonial
policy must be placed the navigation laws framed for the purpose of building up
the British merchant marine and navy—arms so essential in defending the colonies
against the Spanish, Dutch, and French. The beginning of this type of
legislation was made in 1651 and it was worked out into a system early in the
reign of Charles II (1660-85).
The Navigation Acts, in effect, gave a monopoly of colonial commerce to British
ships. No trade could be carried on between Great Britain and her dominions save
in vessels built and manned by British subjects. No European goods could be
brought to America save in the ships of the country that produced them or in
English ships. These laws, which were almost fatal to Dutch shipping in America,
fell with severity upon the colonists, compelling them to pay higher freight
rates. The adverse effect, however, was short-lived, for the measures stimulated
shipbuilding in the colonies, where the abundance of raw materials gave the
master builders of America an advantage over those of the mother country. Thus
the colonists in the end profited from the restrictive policy written into the
Navigation Acts.
The Acts against Manufactures.—The second group of laws was deliberately aimed
to prevent colonial industries from competing too sharply with those of England.
Among the earliest of these measures may be counted the Woolen Act of 1699,
forbidding the exportation of woolen goods from the colonies and even the woolen
trade between towns and colonies. When Parliament learned, as the result of an
inquiry, that New England and New York were making thousands of hats a year and
sending large numbers annually to the Southern colonies and to Ireland, Spain,
and Portugal, it enacted in 1732 a law declaring that "no hats or felts, dyed or
undyed, finished or unfinished" should be "put upon any vessel or laden upon any
horse or cart with intent to export to any place whatever." The effect of this
measure upon the hat industry was almost ruinous. A few years later a similar
blow was given to the iron industry. By an act of 1750, pig and bar iron from
the colonies were given free entry to England to encourage the production of the
raw material; but at the same time the law provided that "no mill or other
engine for slitting or rolling of iron, no plating forge to work with a tilt
hammer, and no furnace for making steel" should be built in the colonies. As for
those already built, they were declared public nuisances and ordered closed.
Thus three important economic interests of the colonists, the woolen, hat, and
iron industries, were laid under the ban.
The Trade Laws.—The third group of restrictive measures passed by the British
Parliament related to the sale of colonial produce. An act of 1663 required the
colonies to export certain articles to Great Britain or to her dominions alone;
while sugar, tobacco, and ginger consigned to the continent of Europe had to
pass through a British port paying custom duties and through a British
merchant's hands paying the usual commission. At first tobacco was the only one
of the "enumerated articles" which seriously concerned the American colonies,
the rest coming mainly from the British West Indies. In the course of time,
however, other commodities were added to the list of enumerated articles, until
by 1764 it embraced rice, naval stores, copper, furs, hides, iron, lumber, and
pearl ashes. This was not all. The colonies were compelled to bring their
European purchases back through English ports, paying duties to the government
and commissions to merchants again.
The Molasses Act.—Not content with laws enacted in the interest of English
merchants and manufacturers, Parliament sought to protect the British West
Indies against competition from their French and Dutch neighbors. New England
merchants had long carried on a lucrative trade with the French islands in the
West Indies and Dutch Guiana, where sugar and molasses could be obtained in
large quantities at low prices. Acting on the protests of English planters in
the Barbadoes and Jamaica, Parliament, in 1733, passed the famous Molasses Act
imposing duties on sugar and molasses imported into the colonies from foreign
countries—rates which would have destroyed the American trade with the French
and Dutch if the law had been enforced. The duties, however, were not collected.
The molasses and sugar trade with the foreigners went on merrily, smuggling
taking the place of lawful traffic.
Effect of the Laws in America.—As compared with the strict monopoly of her
colonial trade which Spain consistently sought to maintain, the policy of
England was both moderate and liberal. Furthermore, the restrictive laws were
supplemented by many measures intended to be favorable to colonial prosperity.
The Navigation Acts, for example, redounded to the advantage of American
shipbuilders and the producers of hemp, tar, lumber, and ship stores in general.
Favors in British ports were granted to colonial producers as against foreign
competitors and in some instances bounties were paid by England to encourage
colonial enterprise. Taken all in all, there is much justification in the
argument advanced by some modern scholars to the effect that the colonists
gained more than they lost by British trade and industrial legislation.
Certainly after the establishment of independence, when free from these old
restrictions, the Americans found themselves handicapped by being treated as
foreigners rather than favored traders and the recipients of bounties in English
markets.
Be that as it may, it appears that the colonists felt little irritation against
the mother country on account of the trade and navigation laws enacted previous
to the close of the French and Indian war. Relatively few were engaged in the
hat and iron industries as compared with those in farming and planting, so that
England's policy of restricting America to agriculture did not conflict with the
interests of the majority of the inhabitants. The woolen industry was largely in
the hands of women and carried on in connection with their domestic duties, so
that it was not the sole support of any considerable number of people.
As a matter of fact, moreover, the restrictive laws, especially those relating
to trade, were not rigidly enforced. Cargoes of tobacco were boldly sent to
continental ports without even so much as a bow to the English government, to
which duties should have been paid. Sugar and molasses from the French and Dutch
colonies were shipped into New England in spite of the law. Royal officers
sometimes protested against smuggling and sometimes connived at it; but at no
time did they succeed in stopping it. Taken all in all, very little was heard of
"the galling restraints of trade" until after the French war, when the British
government suddenly entered upon a new course.
Summary of the Colonial Period
In the period between the landing of the English at Jamestown, Virginia, in
1607, and the close of the French and Indian war in 1763—a period of a century
and a half—a new nation was being prepared on this continent to take its place
among the powers of the earth. It was an epoch of migration. Western Europe
contributed emigrants of many races and nationalities. The English led the way.
Next to them in numerical importance were the Scotch-Irish and the Germans. Into
the melting pot were also cast Dutch, Swedes, French, Jews, Welsh, and Irish.
Thousands of negroes were brought from Africa to till Southern fields or labor
as domestic servants in the North.
Why did they come? The reasons are various. Some of them, the Pilgrims and
Puritans of New England, the French Huguenots, Scotch-Irish and Irish, and the
Catholics of Maryland, fled from intolerant governments that denied them the
right to worship God according to the dictates of their consciences. Thousands
came to escape the bondage of poverty in the Old World and to find free homes in
America. Thousands, like the negroes from Africa, were dragged here against
their will. The lure of adventure appealed to the restless and the lure of
profits to the enterprising merchants.
How did they come? In some cases religious brotherhoods banded together and
borrowed or furnished the funds necessary to pay the way. In other cases great
trading companies were organized to found colonies. Again it was the wealthy
proprietor, like Lord Baltimore or William Penn, who undertook to plant
settlements. Many immigrants were able to pay their own way across the sea.
Others bound themselves out for a term of years in exchange for the cost of the
passage. Negroes were brought on account of the profits derived from their sale
as slaves.
Whatever the motive for their coming, however, they managed to get across the
sea. The immigrants set to work with a will. They cut down forests, built
houses, and laid out fields. They founded churches, schools, and colleges. They
set up forges and workshops. They spun and wove. They fashioned ships and sailed
the seas. They bartered and traded. Here and there on favorable harbors they
established centers of commerce—Boston, Providence, New York, Philadelphia,
Baltimore, and Charleston. As soon as a firm foothold was secured on the shore
line they pressed westward until, by the close of the colonial period, they were
already on the crest of the Alleghanies.
Though they were widely scattered along a thousand miles of seacoast, the
colonists were united in spirit by many common ties. The major portion of them
were Protestants. The language, the law, and the literature of England furnished
the basis of national unity. Most of the colonists were engaged in the same hard
task; that of conquering a wilderness. To ties of kinship and language were
added ties created by necessity. They had to unite in defense; first, against
the Indians and later against the French. They were all subjects of the same
sovereign—the king of England. The English Parliament made laws for them and the
English government supervised their local affairs, their trade, and their
manufactures. Common forces assailed them. Common grievances vexed them. Common
hopes inspired them.
Many of the things which tended to unite them likewise tended to throw them into
opposition to the British Crown and Parliament. Most of them were freeholders;
that is, farmers who owned their own land and tilled it with their own hands. A
free soil nourished the spirit of freedom. The majority of them were Dissenters,
critics, not friends, of the Church of England, that stanch defender of the
British monarchy. Each colony in time developed its own legislature elected by
the voters; it grew accustomed to making laws and laying taxes for itself. Here
was a people learning self-reliance and self-government. The attempts to
strengthen the Church of England in America and the transformation of colonies
into royal provinces only fanned the spirit of independence which they were
designed to quench.
Nevertheless, the Americans owed much of their prosperity to the assistance of
the government that irritated them. It was the protection of the British navy
that prevented Holland, Spain, and France from wiping out their settlements.
Though their manufacture and trade were controlled in the interests of the
mother country, they also enjoyed great advantages in her markets. Free trade
existed nowhere upon the earth; but the broad empire of Britain was open to
American ships and merchandise. It could be said, with good reason, that the
disadvantages which the colonists suffered through British regulation of their
industry and trade were more than offset by the privileges they enjoyed. Still
that is somewhat beside the point, for mere economic advantage is not
necessarily the determining factor in the fate of peoples. A thousand
circumstances had helped to develop on this continent a nation, to inspire it
with a passion for independence, and to prepare it for a destiny greater than
that of a prosperous dominion of the British empire. The economists, who tried
to prove by logic unassailable that America would be richer under the British
flag, could not change the spirit of Patrick Henry, Samuel Adams, Benjamin
Franklin, or George Washington.
References
G.L. Beer, Origin of the British Colonial System and The Old Colonial System.
A. Bradley, The Fight for Canada in North America.
C.M. Andrews, Colonial Self-Government (American Nation Series).
H. Egerton, Short History of British Colonial Policy.
F. Parkman, France and England in North America (12 vols.).
R. Thwaites, France in America (American Nation Series).
J. Winsor, The Mississippi Valley and Cartier to Frontenac.
Questions
1. How would you define "nationalism"?
2. Can you give any illustrations of the way that war promotes nationalism?
3. Why was it impossible to establish and maintain a uniform policy in dealing
with the Indians?
4. What was the outcome of the final clash with the French?
5. Enumerate the five chief results of the wars with the French and the Indians.
Discuss each in detail.
6. Explain why it was that the character of the English king mattered to the
colonists.
7. Contrast England under the Stuarts with England under the Hanoverians.
8. Explain how the English Crown, Courts, and Parliament controlled the
colonies.
9. Name the three important classes of English legislation affecting the
colonies. Explain each.
10. Do you think the English legislation was beneficial or injurious to the
colonies? Why?
Research Topics
Rise of French Power in North America.—Special reference: Francis Parkman,
Struggle for a Continent.
The French and Indian Wars.—Special reference: W.M. Sloane, French War and the
Revolution, Chaps. VI-IX. Parkman, Montcalm and Wolfe, Vol. II, pp. 195-299.
Elson, History of the United States, pp. 171-196.
English Navigation Acts.—Macdonald, Documentary Source Book, pp. 55, 72, 78, 90,
103. Coman, Industrial History, pp. 79-85.
British Colonial Policy.—Callender, Economic History of the United States, pp.
102-108.
The New England Confederation.—Analyze the document in Macdonald, Source Book,
p. 45. Special reference: Fiske, Beginnings of New England, pp. 140-198.
The Administration of Andros.—Fiske, Beginnings, pp. 242-278.
Biographical Studies.—William Pitt and Sir Robert Walpole. Consult Green, Short
History of England, on their policies, using the index.
PART II. CONFLICT AND INDEPENDENCE
CHAPTER V
THE NEW COURSE IN BRITISH IMPERIAL POLICY
On October 25, 1760, King George II died and the British crown passed to his
young grandson. The first George, the son of the Elector of Hanover and Sophia
the granddaughter of James I, was a thorough German who never even learned to
speak the language of the land over which he reigned. The second George never
saw England until he was a man. He spoke English with an accent and until his
death preferred his German home. During their reign, the principle had become
well established that the king did not govern but acted only through ministers
representing the majority in Parliament.
George III and His System
The Character of the New King.—The third George rudely broke the German
tradition of his family. He resented the imputation that he was a foreigner and
on all occasions made a display of his British sympathies. To the draft of his
first speech to Parliament, he added the popular phrase: "Born and educated in
this country, I glory in the name of Briton." Macaulay, the English historian,
certainly of no liking for high royal prerogative, said of George: "The young
king was a born Englishman. All his tastes and habits, good and bad, were
English. No portion of his subjects had anything to reproach him with.... His
age, his appearance, and all that was known of his character conciliated public
favor. He was in the bloom of youth; his person and address were pleasing;
scandal imputed to him no vice; and flattery might without glaring absurdity
ascribe to him many princely virtues."
Nevertheless George III had been spoiled by his mother, his tutors, and his
courtiers. Under their influence he developed high and mighty notions about the
sacredness of royal authority and his duty to check the pretensions of
Parliament and the ministers dependent upon it. His mother had dinned into his
ears the slogan: "George, be king!" Lord Bute, his teacher and adviser, had told
him that his honor required him to take an active part in the shaping of public
policy and the making of laws. Thus educated, he surrounded himself with
courtiers who encouraged him in the determination to rule as well as reign, to
subdue all parties, and to place himself at the head of the nation and empire.
From an old print
George III
Political Parties and George III.—The state of the political parties favored the
plans of the king to restore some of the ancient luster of the crown. The Whigs,
who were composed mainly of the smaller freeholders, merchants, inhabitants of
towns, and Protestant non-conformists, had grown haughty and overbearing through
long continuance in power and had as a consequence raised up many enemies in
their own ranks. Their opponents, the Tories, had by this time given up all hope
of restoring to the throne the direct Stuart line; but they still cherished
their old notions about divine right. With the accession of George III the
coveted opportunity came to them to rally around the throne again. George
received his Tory friends with open arms, gave them offices, and bought them
seats in the House of Commons.
The British Parliamentary System.—The peculiarities of the British Parliament at
the time made smooth the way for the king and his allies with their designs for
controlling the entire government. In the first place, the House of Lords was
composed mainly of hereditary nobles whose number the king could increase by the
appointment of his favorites, as of old. Though the members of the House of
Commons were elected by popular vote, they did not speak for the mass of English
people. Great towns like Leeds, Manchester, and Birmingham, for example, had no
representatives at all. While there were about eight million inhabitants in
Great Britain, there were in 1768 only about 160,000 voters; that is to say,
only about one in every ten adult males had a voice in the government. Many
boroughs returned one or more members to the Commons although they had merely a
handful of voters or in some instances no voters at all. Furthermore, these tiny
boroughs were often controlled by lords who openly sold the right of
representation to the highest bidder. The "rotten-boroughs," as they were called
by reformers, were a public scandal, but George III readily made use of them to
get his friends into the House of Commons.
George III's Ministers and Their Colonial Policies
Grenville and the War Debt.—Within a year after the accession of George III,
William Pitt was turned out of office, the king treating him with "gross
incivility" and the crowds shouting "Pitt forever!" The direction of affairs was
entrusted to men enjoying the king's confidence. Leadership in the House of
Commons fell to George Grenville, a grave and laborious man who for years had
groaned over the increasing cost of government.
The first task after the conclusion of peace in 1763 was the adjustment of the
disordered finances of the kingdom. The debt stood at the highest point in the
history of the country. More revenue was absolutely necessary and Grenville
began to search for it, turning his attention finally to the American colonies.
In this quest he had the aid of a zealous colleague, Charles Townshend, who had
long been in public service and was familiar with the difficulties encountered
by royal governors in America. These two men, with the support of the entire
ministry, inaugurated in February, 1763, "a new system of colonial government.
It was announced by authority that there were to be no more requisitions from
the king to the colonial assemblies for supplies, but that the colonies were to
be taxed instead by act of Parliament. Colonial governors and judges were to be
paid by the Crown; they were to be supported by a standing army of twenty
regiments; and all the expenses of this force were to be met by parliamentary
taxation."
Restriction of Paper Money (1763).—Among the many complaints filed before the
board of trade were vigorous protests against the issuance of paper money by the
colonial legislatures. The new ministry provided a remedy in the act of 1763,
which declared void all colonial laws authorizing paper money or extending the
life of outstanding bills. This law was aimed at the "cheap money" which the
Americans were fond of making when specie was scarce—money which they tried to
force on their English creditors in return for goods and in payment of the
interest and principal of debts. Thus the first chapter was written in the long
battle over sound money on this continent.
Limitation on Western Land Sales.—Later in the same year (1763) George III
issued a royal proclamation providing, among other things, for the government of
the territory recently acquired by the treaty of Paris from the French. One of
the provisions in this royal decree touched frontiersmen to the quick. The
contests between the king's officers and the colonists over the disposition of
western lands had been long and sharp. The Americans chafed at restrictions on
settlement. The more adventurous were continually moving west and "squatting" on
land purchased from the Indians or simply seized without authority. To put an
end to this, the king forbade all further purchases from the Indians, reserving
to the crown the right to acquire such lands and dispose of them for settlement.
A second provision in the same proclamation vested the power of licensing trade
with the Indians, including the lucrative fur business, in the hands of royal
officers in the colonies. These two limitations on American freedom and
enterprise were declared to be in the interest of the crown and for the
preservation of the rights of the Indians against fraud and abuses.
The Sugar Act of 1764.—King George's ministers next turned their attention to
measures of taxation and trade. Since the heavy debt under which England was
laboring had been largely incurred in the defense of America, nothing seemed
more reasonable to them than the proposition that the colonies should help to
bear the burden which fell so heavily upon the English taxpayer. The Sugar Act
of 1764 was the result of this reasoning. There was no doubt about the purpose
of this law, for it was set forth clearly in the title: "An act for granting
certain duties in the British colonies and plantations in America ... for
applying the produce of such duties ... towards defraying the expenses of
defending, protecting and securing the said colonies and plantations ... and for
more effectually preventing the clandestine conveyance of goods to and from the
said colonies and plantations and improving and securing the trade between the
same and Great Britain." The old Molasses Act had been prohibitive; the Sugar
Act of 1764 was clearly intended as a revenue measure. Specified duties were
laid upon sugar, indigo, calico, silks, and many other commodities imported into
the colonies. The enforcement of the Molasses Act had been utterly neglected;
but this Sugar Act had "teeth in it." Special precautions as to bonds, security,
and registration of ship masters, accompanied by heavy penalties, promised a
vigorous execution of the new revenue law.
The strict terms of the Sugar Act were strengthened by administrative measures.
Under a law of the previous year the commanders of armed vessels stationed along
the American coast were authorized to stop, search, and, on suspicion, seize
merchant ships approaching colonial ports. By supplementary orders, the entire
British official force in America was instructed to be diligent in the execution
of all trade and navigation laws. Revenue collectors, officers of the army and
navy, and royal governors were curtly ordered to the front to do their full duty
in the matter of law enforcement. The ordinary motives for the discharge of
official obligations were sharpened by an appeal to avarice, for naval officers
who seized offenders against the law were rewarded by large prizes out of the
forfeitures and penalties.
The Stamp Act (1765).—The Grenville-Townshend combination moved steadily towards
its goal. While the Sugar Act was under consideration in Parliament, Grenville
announced a plan for a stamp bill. The next year it went through both Houses
with a speed that must have astounded its authors. The vote in the Commons stood
205 in favor to 49 against; while in the Lords it was not even necessary to go
through the formality of a count. As George III was temporarily insane, the
measure received royal assent by a commission acting as a board of regency.
Protests of colonial agents in London were futile. "We might as well have
hindered the sun's progress!" exclaimed Franklin. Protests of a few opponents in
the Commons were equally vain. The ministry was firm in its course and from all
appearances the Stamp Act hardly roused as much as a languid interest in the
city of London. In fact, it is recorded that the fateful measure attracted less
notice than a bill providing for a commission to act for the king when he was
incapacitated.
The Stamp Act, like the Sugar Act, declared the purpose of the British
government to raise revenue in America "towards defraying the expenses of
defending, protecting, and securing the British colonies and plantations in
America." It was a long measure of more than fifty sections, carefully planned
and skillfully drawn. By its provisions duties were imposed on practically all
papers used in legal transactions,—deeds, mortgages, inventories, writs, bail
bonds,—on licenses to practice law and sell liquor, on college diplomas, playing
cards, dice, pamphlets, newspapers, almanacs, calendars, and advertisements. The
drag net was closely knit, for scarcely anything escaped.
The Quartering Act (1765).—The ministers were aware that the Stamp Act would
rouse opposition in America—how great they could not conjecture. While the
measure was being debated, a friend of General Wolfe, Colonel Barré, who knew
America well, gave them an ominous warning in the Commons. "Believe me—remember
I this day told you so—" he exclaimed, "the same spirit of freedom which
actuated that people at first will accompany them still ... a people jealous of
their liberties and who will vindicate them, if ever they should be violated."
The answer of the ministry to a prophecy of force was a threat of force.
Preparations were accordingly made to dispatch a larger number of soldiers than
usual to the colonies, and the ink was hardly dry on the Stamp Act when
Parliament passed the Quartering Act ordering the colonists to provide
accommodations for the soldiers who were to enforce the new laws. "We have the
power to tax them," said one of the ministry, "and we will tax them."
Colonial Resistance Forces Repeal
Popular Opposition.—The Stamp Act was greeted in America by an outburst of
denunciation. The merchants of the seaboard cities took the lead in making a
dignified but unmistakable protest, agreeing not to import British goods while
the hated law stood upon the books. Lawyers, some of them incensed at the heavy
taxes on their operations and others intimidated by patriots who refused to
permit them to use stamped papers, joined with the merchants. Aristocratic
colonial Whigs, who had long grumbled at the administration of royal governors,
protested against taxation without their consent, as the Whigs had done in old
England. There were Tories, however, in the colonies as in England—many of them
of the official class—who denounced the merchants, lawyers, and Whig aristocrats
as "seditious, factious and republican." Yet the opposition to the Stamp Act and
its accompanying measure, the Quartering Act, grew steadily all through the
summer of 1765.
In a little while it was taken up in the streets and along the countryside. All
through the North and in some of the Southern colonies, there sprang up, as if
by magic, committees and societies pledged to resist the Stamp Act to the bitter
end. These popular societies were known as Sons of Liberty and Daughters of
Liberty: the former including artisans, mechanics, and laborers; and the latter,
patriotic women. Both groups were alike in that they had as yet taken little
part in public affairs. Many artisans, as well as all the women, were excluded
from the right to vote for colonial assemblymen.
While the merchants and Whig gentlemen confined their efforts chiefly to
drafting well-phrased protests against British measures, the Sons of Liberty
operated in the streets and chose rougher measures. They stirred up riots in
Boston, New York, Philadelphia, and Charleston when attempts were made to sell
the stamps. They sacked and burned the residences of high royal officers. They
organized committees of inquisition who by threats and intimidation curtailed
the sale of British goods and the use of stamped papers. In fact, the Sons of
Liberty carried their operations to such excesses that many mild opponents of
the stamp tax were frightened and drew back in astonishment at the forces they
had unloosed. The Daughters of Liberty in a quieter way were making a very
effective resistance to the sale of the hated goods by spurring on domestic
industries, their own particular province being the manufacture of clothing, and
devising substitutes for taxed foods. They helped to feed and clothe their
families without buying British goods.
Patrick Henry
Legislative Action against the Stamp Act.—Leaders in the colonial assemblies,
accustomed to battle against British policies, supported the popular protest.
The Stamp Act was signed on March 22, 1765. On May 30, the Virginia House of
Burgesses passed a set of resolutions declaring that the General Assembly of the
colony alone had the right to lay taxes upon the inhabitants and that attempts
to impose them otherwise were "illegal, unconstitutional, and unjust." It was in
support of these resolutions that Patrick Henry uttered the immortal challenge:
"Cæsar had his Brutus, Charles I his Cromwell, and George III...." Cries of
"Treason" were calmly met by the orator who finished: "George III may profit by
their example. If that be treason, make the most of it."
The Stamp Act Congress.—The Massachusetts Assembly answered the call of Virginia
by inviting the colonies to elect delegates to a Congress to be held in New York
to discuss the situation. Nine colonies responded and sent representatives. The
delegates, while professing the warmest affection for the king's person and
government, firmly spread on record a series of resolutions that admitted of no
double meaning. They declared that taxes could not be imposed without their
consent, given through their respective colonial assemblies; that the Stamp Act
showed a tendency to subvert their rights and liberties; that the recent trade
acts were burdensome and grievous; and that the right to petition the king and
Parliament was their heritage. They thereupon made "humble supplication" for the
repeal of the Stamp Act.
The Stamp Act Congress was more than an assembly of protest. It marked the rise
of a new agency of government to express the will of America. It was the germ of
a government which in time was to supersede the government of George III in the
colonies. It foreshadowed the Congress of the United States under the
Constitution. It was a successful attempt at union. "There ought to be no New
England men," declared Christopher Gadsden, in the Stamp Act Congress, "no New
Yorkers known on the Continent, but all of us Americans."
The Repeal of the Stamp Act and the Sugar Act.—The effect of American resistance
on opinion in England was telling. Commerce with the colonies had been
effectively boycotted by the Americans; ships lay idly swinging at the wharves;
bankruptcy threatened hundreds of merchants in London, Bristol, and Liverpool.
Workingmen in the manufacturing towns of England were thrown out of employment.
The government had sown folly and was reaping, in place of the coveted revenue,
rebellion.
Perplexed by the storm they had raised, the ministers summoned to the bar of the
House of Commons, Benjamin Franklin, the agent for Pennsylvania, who was in
London. "Do you think it right," asked Grenville, "that America should be
protected by this country and pay no part of the expenses?" The answer was
brief: "That is not the case; the colonies raised, clothed, and paid during the
last war twenty-five thousand men and spent many millions." Then came an inquiry
whether the colonists would accept a modified stamp act. "No, never," replied
Franklin, "never! They will never submit to it!" It was next suggested that
military force might compel obedience to law. Franklin had a ready answer. "They
cannot force a man to take stamps.... They may not find a rebellion; they may,
indeed, make one."
The repeal of the Stamp Act was moved in the House of Commons a few days later.
The sponsor for the repeal spoke of commerce interrupted, debts due British
merchants placed in jeopardy, Manchester industries closed, workingmen
unemployed, oppression instituted, and the loss of the colonies threatened. Pitt
and Edmund Burke, the former near the close of his career, the latter just
beginning his, argued cogently in favor of retracing the steps taken the year
before. Grenville refused. "America must learn," he wailed, "that prayers are
not to be brought to Cæsar through riot and sedition." His protests were idle.
The Commons agreed to the repeal on February 22, 1766, amid the cheers of the
victorious majority. It was carried through the Lords in the face of strong
opposition and, on March 18, reluctantly signed by the king, now restored to his
right mind.
In rescinding the Stamp Act, Parliament did not admit the contention of the
Americans that it was without power to tax them. On the contrary, it accompanied
the repeal with a Declaratory Act. It announced that the colonies were
subordinate to the crown and Parliament of Great Britain; that the king and
Parliament therefore had undoubted authority to make laws binding the colonies
in all cases whatsoever; and that the resolutions and proceedings of the
colonists denying such authority were null and void.
The repeal was greeted by the colonists with great popular demonstrations. Bells
were rung; toasts to the king were drunk; and trade resumed its normal course.
The Declaratory Act, as a mere paper resolution, did not disturb the good humor
of those who again cheered the name of King George. Their confidence was soon
strengthened by the news that even the Sugar Act had been repealed, thus
practically restoring the condition of affairs before Grenville and Townshend
inaugurated their policy of "thoroughness."
Resumption of British Revenue and Commercial Policies
The Townshend Acts (1767).—The triumph of the colonists was brief. Though Pitt,
the friend of America, was once more prime minister, and seated in the House of
Lords as the Earl of Chatham, his severe illness gave to Townshend and the Tory
party practical control over Parliament. Unconvinced by the experience with the
Stamp Act, Townshend brought forward and pushed through both Houses of
Parliament three measures, which to this day are associated with his name. First
among his restrictive laws was that of June 29, 1767, which placed the
enforcement of the collection of duties and customs on colonial imports and
exports in the hands of British commissioners appointed by the king, resident in
the colonies, paid from the British treasury, and independent of all control by
the colonists. The second measure of the same date imposed a tax on lead, glass,
paint, tea, and a few other articles imported into the colonies, the revenue
derived from the duties to be applied toward the payment of the salaries and
other expenses of royal colonial officials. A third measure was the Tea Act of
July 2, 1767, aimed at the tea trade which the Americans carried on illegally
with foreigners. This law abolished the duty which the East India Company had to
pay in England on tea exported to America, for it was thought that English tea
merchants might thus find it possible to undersell American tea smugglers.
Writs of Assistance Legalized by Parliament.—Had Parliament been content with
laying duties, just as a manifestation of power and right, and neglected their
collection, perhaps little would have been heard of the Townshend Acts. It
provided, however, for the strict, even the harsh, enforcement of the law. It
ordered customs officers to remain at their posts and put an end to smuggling.
In the revenue act of June 29, 1767, it expressly authorized the superior courts
of the colonies to issue "writs of assistance," empowering customs officers to
enter "any house, warehouse, shop, cellar, or other place in the British
colonies or plantations in America to search for and seize" prohibited or
smuggled goods.
The writ of assistance, which was a general search warrant issued to revenue
officers, was an ancient device hateful to a people who cherished the spirit of
personal independence and who had made actual gains in the practice of civil
liberty. To allow a "minion of the law" to enter a man's house and search his
papers and premises, was too much for the emotions of people who had fled to
America in a quest for self-government and free homes, who had braved such
hardships to establish them, and who wanted to trade without official
interference.
The writ of assistance had been used in Massachusetts in 1755 to prevent illicit
trade with Canada and had aroused a violent hostility at that time. In 1761 it
was again the subject of a bitter controversy which arose in connection with the
application of a customs officer to a Massachusetts court for writs of
assistance "as usual." This application was vainly opposed by James Otis in a
speech of five hours' duration—a speech of such fire and eloquence that it sent
every man who heard it away "ready to take up arms against writs of assistance."
Otis denounced the practice as an exercise of arbitrary power which had cost one
king his head and another his throne, a tyrant's device which placed the liberty
of every man in jeopardy, enabling any petty officer to work possible malice on
any innocent citizen on the merest suspicion, and to spread terror and
desolation through the land. "What a scene," he exclaimed, "does this open!
Every man, prompted by revenge, ill-humor, or wantonness to inspect the inside
of his neighbor's house, may get a writ of assistance. Others will ask it from
self-defense; one arbitrary exertion will provoke another until society is
involved in tumult and blood." He did more than attack the writ itself. He said
that Parliament could not establish it because it was against the British
constitution. This was an assertion resting on slender foundation, but it was
quickly echoed by the people. Then and there James Otis sounded the call to
America to resist the exercise of arbitrary power by royal officers. "Then and
there," wrote John Adams, "the child Independence was born." Such was the hated
writ that Townshend proposed to put into the hands of customs officers in his
grim determination to enforce the law.
The New York Assembly Suspended.—In the very month that Townshend's Acts were
signed by the king, Parliament took a still more drastic step. The assembly of
New York, protesting against the "ruinous and insupportable" expense involved,
had failed to make provision for the care of British troops in accordance with
the terms of the Quartering Act. Parliament therefore suspended the assembly
until it promised to obey the law. It was not until a third election was held
that compliance with the Quartering Act was wrung from the reluctant province.
In the meantime, all the colonies had learned on how frail a foundation their
representative bodies rested.
Renewed Resistance in America
From an old print
Samuel Adams
The Massachusetts Circular (1768).—Massachusetts, under the leadership of Samuel
Adams, resolved to resist the policy of renewed intervention in America. At his
suggestion the assembly adopted a Circular Letter addressed to the assemblies of
the other colonies informing them of the state of affairs in Massachusetts and
roundly condemning the whole British program. The Circular Letter declared that
Parliament had no right to lay taxes on Americans without their consent and that
the colonists could not, from the nature of the case, be represented in
Parliament. It went on shrewdly to submit to consideration the question as to
whether any people could be called free who were subjected to governors and
judges appointed by the crown and paid out of funds raised independently. It
invited the other colonies, in the most temperate tones, to take thought about
the common predicament in which they were all placed.
The Dissolution of Assemblies.—The governor of Massachusetts, hearing of the
Circular Letter, ordered the assembly to rescind its appeal. On meeting refusal,
he promptly dissolved it. The Maryland, Georgia, and South Carolina assemblies
indorsed the Circular Letter and were also dissolved at once. The Virginia House
of Burgesses, thoroughly aroused, passed resolutions on May 16, 1769, declaring
that the sole right of imposing taxes in Virginia was vested in its legislature,
asserting anew the right of petition to the crown, condemning the transportation
of persons accused of crimes or trial beyond the seas, and beseeching the king
for a redress of the general grievances. The immediate dissolution of the
Virginia assembly, in its turn, was the answer of the royal governor.
The Boston Massacre.—American opposition to the British authorities kept
steadily rising as assemblies were dissolved, the houses of citizens searched,
and troops distributed in increasing numbers among the centers of discontent.
Merchants again agreed not to import British goods, the Sons of Liberty renewed
their agitation, and women set about the patronage of home products still more
loyally.
On the night of March 5, 1770, a crowd on the streets of Boston began to jostle
and tease some British regulars stationed in the town. Things went from bad to
worse until some "boys and young fellows" began to throw snowballs and stones.
Then the exasperated soldiers fired into the crowd, killing five and wounding
half a dozen more. The day after the "massacre," a mass meeting was held in the
town and Samuel Adams was sent to demand the withdrawal of the soldiers. The
governor hesitated and tried to compromise. Finding Adams relentless, the
governor yielded and ordered the regulars away.
The Boston Massacre stirred the country from New Hampshire to Georgia. Popular
passions ran high. The guilty soldiers were charged with murder. Their defense
was undertaken, in spite of the wrath of the populace, by John Adams and Josiah
Quincy, who as lawyers thought even the worst offenders entitled to their full
rights in law. In his speech to the jury, however, Adams warned the British
government against its course, saying, that "from the nature of things soldiers
quartered in a populous town will always occasion two mobs where they will
prevent one." Two of the soldiers were convicted and lightly punished.
Resistance in the South.—The year following the Boston Massacre some citizens of
North Carolina, goaded by the conduct of the royal governor, openly resisted his
authority. Many were killed as a result and seven who were taken prisoners were
hanged as traitors. A little later royal troops and local militia met in a
pitched battle near Alamance River, called the "Lexington of the South."
The Gaspee Affair and the Virginia Resolutions of 1773.—On sea as well as on
land, friction between the royal officers and the colonists broke out into overt
acts. While patrolling Narragansett Bay looking for smugglers one day in 1772,
the armed ship, Gaspee, ran ashore and was caught fast. During the night several
men from Providence boarded the vessel and, after seizing the crew, set it on
fire. A royal commission, sent to Rhode Island to discover the offenders and
bring them to account, failed because it could not find a single informer. The
very appointment of such a commission aroused the patriots of Virginia to
action; and in March, 1773, the House of Burgesses passed a resolution creating
a standing committee of correspondence to develop coöperation among the colonies
in resistance to British measures.
The Boston Tea Party.—Although the British government, finding the Townshend
revenue act a failure, repealed in 1770 all the duties except that on tea, it in
no way relaxed its resolve to enforce the other commercial regulations it had
imposed on the colonies. Moreover, Parliament decided to relieve the British
East India Company of the financial difficulties into which it had fallen partly
by reason of the Tea Act and the colonial boycott that followed. In 1773 it
agreed to return to the Company the regular import duties, levied in England, on
all tea transshipped to America. A small impost of three pence, to be collected
in America, was left as a reminder of the principle laid down in the Declaratory
Act that Parliament had the right to tax the colonists.
This arrangement with the East India Company was obnoxious to the colonists for
several reasons. It was an act of favoritism for one thing, in the interest of a
great monopoly. For another thing, it promised to dump on the American market,
suddenly, an immense amount of cheap tea and so cause heavy losses to American
merchants who had large stocks on hand. It threatened with ruin the business of
all those who were engaged in clandestine trade with the Dutch. It carried with
it an irritating tax of three pence on imports. In Charleston, Annapolis, New
York, and Boston, captains of ships who brought tea under this act were roughly
handled. One night in December, 1773, a band of Boston citizens, disguised as
Indians, boarded the hated tea ships and dumped the cargo into the harbor. This
was serious business, for it was open, flagrant, determined violation of the
law. As such the British government viewed it.
Retaliation by the British Government
Reception of the News of the Tea Riot.—The news of the tea riot in Boston
confirmed King George in his conviction that there should be no soft policy in
dealing with his American subjects. "The die is cast," he stated with evident
satisfaction. "The colonies must either triumph or submit.... If we take the
resolute part, they will undoubtedly be very meek." Lord George Germain
characterized the tea party as "the proceedings of a tumultuous and riotous
rabble who ought, if they had the least prudence, to follow their mercantile
employments and not trouble themselves with politics and government, which they
do not understand." This expressed, in concise form, exactly the sentiments of
Lord North, who had then for three years been the king's chief minister. Even
Pitt, Lord Chatham, was prepared to support the government in upholding its
authority.
The Five Intolerable Acts.—Parliament, beginning on March 31, 1774, passed five
stringent measures, known in American history as the five "intolerable acts."
They were aimed at curing the unrest in America. The first of them was a bill
absolutely shutting the port of Boston to commerce with the outside world. The
second, following closely, revoked the Massachusetts charter of 1691 and
provided furthermore that the councilors should be appointed by the king, that
all judges should be named by the royal governor, and that town meetings (except
to elect certain officers) could not be held without the governor's consent. A
third measure, after denouncing the "utter subversion of all lawful government"
in the provinces, authorized royal agents to transfer to Great Britain or to
other colonies the trials of officers or other persons accused of murder in
connection with the enforcement of the law. The fourth act legalized the
quartering of troops in Massachusetts towns. The fifth of the measures was the
Quebec Act, which granted religious toleration to the Catholics in Canada,
extended the boundaries of Quebec southward to the Ohio River, and established,
in this western region, government by a viceroy.
The intolerable acts went through Parliament with extraordinary celerity. There
was an opposition, alert and informed; but it was ineffective. Burke spoke
eloquently against the Boston port bill, condemning it roundly for punishing the
innocent with the guilty, and showing how likely it was to bring grave
consequences in its train. He was heard with respect and his pleas were
rejected. The bill passed both houses without a division, the entry "unanimous"
being made upon their journals although it did not accurately represent the
state of opinion. The law destroying the charter of Massachusetts passed the
Commons by a vote of three to one; and the third intolerable act by a vote of
four to one. The triumph of the ministry was complete. "What passed in Boston,"
exclaimed the great jurist, Lord Mansfield, "is the overt act of High Treason
proceeding from our over lenity and want of foresight." The crown and Parliament
were united in resorting to punitive measures.
In the colonies the laws were received with consternation. To the American
Protestants, the Quebec Act was the most offensive. That project they viewed not
as an act of grace or of mercy but as a direct attempt to enlist French
Canadians on the side of Great Britain. The British government did not grant
religious toleration to Catholics either at home or in Ireland and the Americans
could see no good motive in granting it in North America. The act was also
offensive because Massachusetts, Connecticut, and Virginia had, under their
charters, large claims in the territory thus annexed to Quebec.
To enforce these intolerable acts the military arm of the British government was
brought into play. The commander-in-chief of the armed forces in America,
General Gage, was appointed governor of Massachusetts. Reinforcements were
brought to the colonies, for now King George was to give "the rebels," as he
called them, a taste of strong medicine. The majesty of his law was to be
vindicated by force.
From Reform to Revolution in America
The Doctrine of Natural Rights.—The dissolution of assemblies, the destruction
of charters, and the use of troops produced in the colonies a new phase in the
struggle. In the early days of the contest with the British ministry, the
Americans spoke of their "rights as Englishmen" and condemned the acts of
Parliament as unlawful, as violating the principles of the English constitution
under which they all lived. When they saw that such arguments had no effect on
Parliament, they turned for support to their "natural rights." The latter
doctrine, in the form in which it was employed by the colonists, was as English
as the constitutional argument. John Locke had used it with good effect in
defense of the English revolution in the seventeenth century. American leaders,
familiar with the writings of Locke, also took up his thesis in the hour of
their distress. They openly declared that their rights did not rest after all
upon the English constitution or a charter from the crown. "Old Magna Carta was
not the beginning of all things," retorted Otis when the constitutional argument
failed. "A time may come when Parliament shall declare every American charter
void, but the natural, inherent, and inseparable rights of the colonists as men
and as citizens would remain and whatever became of charters can never be
abolished until the general conflagration." Of the same opinion was the young
and impetuous Alexander Hamilton. "The sacred rights of mankind," he exclaimed,
"are not to be rummaged for among old parchments or musty records. They are
written as with a sunbeam in the whole volume of human destiny by the hand of
divinity itself, and can never be erased or obscured by mortal power."
Firm as the American leaders were in the statement and defense of their rights,
there is every reason for believing that in the beginning they hoped to confine
the conflict to the realm of opinion. They constantly avowed that they were
loyal to the king when protesting in the strongest language against his
policies. Even Otis, regarded by the loyalists as a firebrand, was in fact
attempting to avert revolution by winning concessions from England. "I argue
this cause with the greater pleasure," he solemnly urged in his speech against
the writs of assistance, "as it is in favor of British liberty ... and as it is
in opposition to a kind of power, the exercise of which in former periods cost
one king of England his head and another his throne."
Burke Offers the Doctrine of Conciliation.—The flooding tide of American
sentiment was correctly measured by one Englishman at least, Edmund Burke, who
quickly saw that attempts to restrain the rise of American democracy were
efforts to reverse the processes of nature. He saw how fixed and rooted in the
nature of things was the American spirit—how inevitable, how irresistible. He
warned his countrymen that there were three ways of handling the delicate
situation—and only three. One was to remove the cause of friction by changing
the spirit of the colonists—an utter impossibility because that spirit was
grounded in the essential circumstances of American life. The second was to
prosecute American leaders as criminals; of this he begged his countrymen to
beware lest the colonists declare that "a government against which a claim of
liberty is tantamount to high treason is a government to which submission is
equivalent to slavery." The third and right way to meet the problem, Burke
concluded, was to accept the American spirit, repeal the obnoxious measures, and
receive the colonies into equal partnership.
Events Produce the Great Decision.—The right way, indicated by Burke, was
equally impossible to George III and the majority in Parliament. To their narrow
minds, American opinion was contemptible and American resistance unlawful,
riotous, and treasonable. The correct way, in their view, was to dispatch more
troops to crush the "rebels"; and that very act took the contest from the realm
of opinion. As John Adams said: "Facts are stubborn things." Opinions were
unseen, but marching soldiers were visible to the veriest street urchin. "Now,"
said Gouverneur Morris, "the sheep, simple as they are, cannot be gulled as
heretofore." It was too late to talk about the excellence of the British
constitution. If any one is bewildered by the controversies of modern historians
as to why the crisis came at last, he can clarify his understanding by reading
again Edmund Burke's stately oration, On Conciliation with America.
References
G.L. Beer, British Colonial Policy (1754-63).
E. Channing, History of the United States, Vol. III.
R. Frothingham, Rise of the Republic.
G.E. Howard, Preliminaries of the Revolution (American Nation Series).
J.K. Hosmer, Samuel Adams.
J.T. Morse, Benjamin Franklin.
M.C. Tyler, Patrick Henry.
J.A. Woodburn (editor), The American Revolution (Selections from the English
work by Lecky).
Questions
1. Show how the character of George III made for trouble with the colonies.
2. Explain why the party and parliamentary systems of England favored the plans
of George III.
3. How did the state of English finances affect English policy?
4. Enumerate five important measures of the English government affecting the
colonies between 1763 and 1765. Explain each in detail.
5. Describe American resistance to the Stamp Act. What was the outcome?
6. Show how England renewed her policy of regulation in 1767.
7. Summarize the events connected with American resistance.
8. With what measures did Great Britain retaliate?
9. Contrast "constitutional" with "natural" rights.
10. What solution did Burke offer? Why was it rejected?
Research Topics
Powers Conferred on Revenue Officers by Writs of Assistance.—See a writ in
Macdonald, Source Book, p. 109.
The Acts of Parliament Respecting America.—Macdonald, pp. 117-146. Assign one to
each student for report and comment.
Source Studies on the Stamp Act.—Hart, American History Told by Contemporaries,
Vol. II, pp. 394-412.
Source Studies of the Townshend Acts.—Hart, Vol. II, pp. 413-433.
American Principles.—Prepare a table of them from the Resolutions of the Stamp
Act Congress and the Massachusetts Circular. Macdonald, pp. 136-146.
An English Historian's View of the Period.—Green, Short History of England,
Chap. X.
English Policy Not Injurious to America.—Callender, Economic History, pp.
85-121.
A Review of English Policy.—Woodrow Wilson, History of the American People, Vol.
II, pp. 129-170.
The Opening of the Revolution.—Elson, History of the United States, pp. 220-235.
CHAPTER VI
THE AMERICAN REVOLUTION
Resistance and Retaliation
The Continental Congress.—When the news of the "intolerable acts" reached
America, every one knew what strong medicine Parliament was prepared to
administer to all those who resisted its authority. The cause of Massachusetts
became the cause of all the colonies. Opposition to British policy, hitherto
local and spasmodic, now took on a national character. To local committees and
provincial conventions was added a Continental Congress, appropriately called by
Massachusetts on June 17, 1774, at the instigation of Samuel Adams. The response
to the summons was electric. By hurried and irregular methods delegates were
elected during the summer, and on September 5 the Congress duly assembled in
Carpenter's Hall in Philadelphia. Many of the greatest men in America were
there—George Washington and Patrick Henry from Virginia and John and Samuel
Adams from Massachusetts. Every shade of opinion was represented. Some were
impatient with mild devices; the majority favored moderation.
The Congress drew up a declaration of American rights and stated in clear and
dignified language the grievances of the colonists. It approved the resistance
to British measures offered by Massachusetts and promised the united support of
all sections. It prepared an address to King George and another to the people of
England, disavowing the idea of independence but firmly attacking the policies
pursued by the British government.
The Non-Importation Agreement.—The Congress was not content, however, with
professions of faith and with petitions. It took one revolutionary step. It
agreed to stop the importation of British goods into America, and the
enforcement of this agreement it placed in the hands of local "committees of
safety and inspection," to be elected by the qualified voters. The significance
of this action is obvious. Congress threw itself athwart British law. It made a
rule to bind American citizens and to be carried into effect by American
officers. It set up a state within the British state and laid down a test of
allegiance to the new order. The colonists, who up to this moment had been
wavering, had to choose one authority or the other. They were for the
enforcement of the non-importation agreement or they were against it. They
either bought English goods or they did not. In the spirit of the toast—"May
Britain be wise and America be free"—the first Continental Congress adjourned in
October, having appointed the tenth of May following for the meeting of a second
Congress, should necessity require.
Lord North's "Olive Branch."—When the news of the action of the American
Congress reached England, Pitt and Burke warmly urged a repeal of the obnoxious
laws, but in vain. All they could wring from the prime minister, Lord North, was
a set of "conciliatory resolutions" proposing to relieve from taxation any
colony that would assume its share of imperial defense and make provision for
supporting the local officers of the crown. This "olive branch" was accompanied
by a resolution assuring the king of support at all hazards in suppressing the
rebellion and by the restraining act of March 30, 1775, which in effect
destroyed the commerce of New England.
Bloodshed at Lexington and Concord (April 19, 1775).—Meanwhile the British
authorities in Massachusetts relaxed none of their efforts in upholding British
sovereignty. General Gage, hearing that military stores had been collected at
Concord, dispatched a small force to seize them. By this act he precipitated the
conflict he had sought to avoid. At Lexington, on the road to Concord, occurred
"the little thing" that produced "the great event." An unexpected collision
beyond the thought or purpose of any man had transferred the contest from the
forum to the battle field.
The Second Continental Congress.—Though blood had been shed and war was actually
at hand, the second Continental Congress, which met at Philadelphia in May,
1775, was not yet convinced that conciliation was beyond human power. It
petitioned the king to interpose on behalf of the colonists in order that the
empire might avoid the calamities of civil war. On the last day of July, it made
a temperate but firm answer to Lord North's offer of conciliation, stating that
the proposal was unsatisfactory because it did not renounce the right to tax or
repeal the offensive acts of Parliament.
Force, the British Answer.—Just as the representatives of America were about to
present the last petition of Congress to the king on August 23, 1775, George III
issued a proclamation of rebellion. This announcement declared that the
colonists, "misled by dangerous and ill-designing men," were in a state of
insurrection; it called on the civil and military powers to bring "the traitors
to justice"; and it threatened with "condign punishment the authors,
perpetrators, and abettors of such traitorous designs." It closed with the usual
prayer: "God, save the king." Later in the year, Parliament passed a sweeping
act destroying all trade and intercourse with America. Congress was silent at
last. Force was also America's answer.
American Independence
Drifting into War.—Although the Congress had not given up all hope of
reconciliation in the spring and summer of 1775, it had firmly resolved to
defend American rights by arms if necessary. It transformed the militiamen who
had assembled near Boston, after the battle of Lexington, into a Continental
army and selected Washington as commander-in-chief. It assumed the powers of a
government and prepared to raise money, wage war, and carry on diplomatic
relations with foreign countries.
From an old print
Spirit of 1776
Events followed thick and fast. On June 17, the American militia, by the
stubborn defense of Bunker Hill, showed that it could make British regulars pay
dearly for all they got. On July 3, Washington took command of the army at
Cambridge. In January, 1776, after bitter disappointments in drumming up
recruits for its army in England, Scotland, and Ireland, the British government
concluded a treaty with the Landgrave of Hesse-Cassel in Germany contracting, at
a handsome figure, for thousands of soldiers and many pieces of cannon. This was
the crowning insult to America. Such was the view of all friends of the colonies
on both sides of the water. Such was, long afterward, the judgment of the
conservative historian Lecky: "The conduct of England in hiring German
mercenaries to subdue the essentially English population beyond the Atlantic
made reconciliation hopeless and independence inevitable." The news of this
wretched transaction in German soldiers had hardly reached America before there
ran all down the coast the thrilling story that Washington had taken Boston, on
March 17, 1776, compelling Lord Howe to sail with his entire army for Halifax.
The Growth of Public Sentiment in Favor of Independence.—Events were bearing the
Americans away from their old position under the British constitution toward a
final separation. Slowly and against their desires, prudent and honorable men,
who cherished the ties that united them to the old order and dreaded with
genuine horror all thought of revolution, were drawn into the path that led to
the great decision. In all parts of the country and among all classes, the
question of the hour was being debated. "American independence," as the
historian Bancroft says, "was not an act of sudden passion nor the work of one
man or one assembly. It had been discussed in every part of the country by
farmers and merchants, by mechanics and planters, by the fishermen along the
coast and the backwoodsmen of the West; in town meetings and from the pulpit; at
social gatherings and around the camp fires; in county conventions and
conferences or committees; in colonial congresses and assemblies."
From an old print
Thomas Paine
Paine's "Commonsense."—In the midst of this ferment of American opinion, a bold
and eloquent pamphleteer broke in upon the hesitating public with a program for
absolute independence, without fears and without apologies. In the early days of
1776, Thomas Paine issued the first of his famous tracts, "Commonsense," a
passionate attack upon the British monarchy and an equally passionate plea for
American liberty. Casting aside the language of petition with which Americans
had hitherto addressed George III, Paine went to the other extreme and assailed
him with many a violent epithet. He condemned monarchy itself as a system which
had laid the world "in blood and ashes." Instead of praising the British
constitution under which colonists had been claiming their rights, he brushed it
aside as ridiculous, protesting that it was "owing to the constitution of the
people, not to the constitution of the government, that the Crown is not as
oppressive in England as in Turkey."
Having thus summarily swept away the grounds of allegiance to the old order,
Paine proceeded relentlessly to an argument for immediate separation from Great
Britain. There was nothing in the sphere of practical interest, he insisted,
which should bind the colonies to the mother country. Allegiance to her had been
responsible for the many wars in which they had been involved. Reasons of trade
were not less weighty in behalf of independence. "Our corn will fetch its price
in any market in Europe and our imported goods must be paid for, buy them where
we will." As to matters of government, "it is not in the power of Britain to do
this continent justice; the business of it will soon be too weighty and
intricate to be managed with any tolerable degree of convenience by a power so
distant from us and so very ignorant of us."
There is accordingly no alternative to independence for America. "Everything
that is right or natural pleads for separation. The blood of the slain, the
weeping voice of nature cries ''tis time to part.' ... Arms, the last resort,
must decide the contest; the appeal was the choice of the king and the continent
hath accepted the challenge.... The sun never shone on a cause of greater worth.
'Tis not the affair of a city, a county, a province or a kingdom, but of a
continent.... 'Tis not the concern of a day, a year or an age; posterity is
involved in the contest and will be more or less affected to the end of time by
the proceedings now. Now is the seed-time of Continental union, faith, and
honor.... O! ye that love mankind! Ye that dare oppose not only the tyranny, but
the tyrant, stand forth.... Let names of Whig and Tory be extinct. Let none
other be heard among us than those of a good citizen, an open and resolute
friend, and a virtuous supporter of the rights of mankind and of the free and
independent states of America." As more than 100,000 copies were scattered
broadcast over the country, patriots exclaimed with Washington: "Sound doctrine
and unanswerable reason!"
The Drift of Events toward Independence.—Official support for the idea of
independence began to come from many quarters. On the tenth of February, 1776,
Gadsden, in the provincial convention of South Carolina, advocated a new
constitution for the colony and absolute independence for all America. The
convention balked at the latter but went half way by abolishing the system of
royal administration and establishing a complete plan of self-government. A
month later, on April 12, the neighboring state of North Carolina uttered the
daring phrase from which others shrank. It empowered its representatives in the
Congress to concur with the delegates of the other colonies in declaring
independence. Rhode Island, Massachusetts, and Virginia quickly responded to the
challenge. The convention of the Old Dominion, on May 15, instructed its
delegates at Philadelphia to propose the independence of the United Colonies and
to give the assent of Virginia to the act of separation. When the resolution was
carried the British flag on the state house was lowered for all time.
Meanwhile the Continental Congress was alive to the course of events outside.
The subject of independence was constantly being raised. "Are we rebels?"
exclaimed Wyeth of Virginia during a debate in February. "No: we must declare
ourselves a free people." Others hesitated and spoke of waiting for the arrival
of commissioners of conciliation. "Is not America already independent?" asked
Samuel Adams a few weeks later. "Why not then declare it?" Still there was
uncertainty and delegates avoided the direct word. A few more weeks elapsed. At
last, on May 10, Congress declared that the authority of the British crown in
America must be suppressed and advised the colonies to set up governments of
their own.
From an old print
Thomas Jefferson Reading His Draft of the
Declaration of Independence to the
Committee of Congress
Independence Declared.—The way was fully prepared, therefore, when, on June 7,
the Virginia delegation in the Congress moved that "these united colonies are
and of right ought to be free and independent states." A committee was
immediately appointed to draft a formal document setting forth the reasons for
the act, and on July 2 all the states save New York went on record in favor of
severing their political connection with Great Britain. Two days later, July 4,
Jefferson's draft of the Declaration of Independence, changed in some slight
particulars, was adopted. The old bell in Independence Hall, as it is now known,
rang out the glad tidings; couriers swiftly carried the news to the uttermost
hamlet and farm. A new nation announced its will to have a place among the
powers of the world.
To some documents is given immortality. The Declaration of Independence is one
of them. American patriotism is forever associated with it; but patriotism alone
does not make it immortal. Neither does the vigor of its language or the
severity of its indictment give it a secure place in the records of time. The
secret of its greatness lies in the simple fact that it is one of the memorable
landmarks in the history of a political ideal which for three centuries has been
taking form and spreading throughout the earth, challenging kings and
potentates, shaking down thrones and aristocracies, breaking the armies of
irresponsible power on battle fields as far apart as Marston Moor and
Château-Thierry. That ideal, now so familiar, then so novel, is summed up in the
simple sentence: "Governments derive their just powers from the consent of the
governed."
Written in a "decent respect for the opinions of mankind," to set forth the
causes which impelled the American colonists to separate from Britain, the
Declaration contained a long list of "abuses and usurpations" which had induced
them to throw off the government of King George. That section of the Declaration
has passed into "ancient" history and is seldom read. It is the part laying down
a new basis for government and giving a new dignity to the common man that has
become a household phrase in the Old World as in the New.
In the more enduring passages there are four fundamental ideas which, from the
standpoint of the old system of government, were the essence of revolution: (1)
all men are created equal and are endowed by their Creator with certain
unalienable rights including life, liberty, and the pursuit of happiness; (2)
the purpose of government is to secure these rights; (3) governments derive
their just powers from the consent of the governed; (4) whenever any form of
government becomes destructive of these ends it is the right of the people to
alter or abolish it and institute new government, laying its foundations on such
principles and organizing its powers in such form as to them shall seem most
likely to effect their safety and happiness. Here was the prelude to the
historic drama of democracy—a challenge to every form of government and every
privilege not founded on popular assent.
The Establishment of Government and the New Allegiance
The Committees of Correspondence.—As soon as debate had passed into armed
resistance, the patriots found it necessary to consolidate their forces by
organizing civil government. This was readily effected, for the means were at
hand in town meetings, provincial legislatures, and committees of
correspondence. The working tools of the Revolution were in fact the committees
of correspondence—small, local, unofficial groups of patriots formed to exchange
views and create public sentiment. As early as November, 1772, such a committee
had been created in Boston under the leadership of Samuel Adams. It held regular
meetings, sent emissaries to neighboring towns, and carried on a campaign of
education in the doctrines of liberty.
The Colonies of North America at the Time of the Declaration of Independence
Upon local organizations similar in character to the Boston committee were built
county committees and then the larger colonial committees, congresses, and
conventions, all unofficial and representing the revolutionary elements.
Ordinarily the provincial convention was merely the old legislative assembly
freed from all royalist sympathizers and controlled by patriots. Finally, upon
these colonial assemblies was built the Continental Congress, the precursor of
union under the Articles of Confederation and ultimately under the Constitution
of the United States. This was the revolutionary government set up within the
British empire in America.
State Constitutions Framed.—With the rise of these new assemblies of the people,
the old colonial governments broke down. From the royal provinces the governor,
the judges, and the high officers fled in haste, and it became necessary to
substitute patriot authorities. The appeal to the colonies advising them to
adopt a new form of government for themselves, issued by the Congress in May,
1776, was quickly acted upon. Before the expiration of a year, Virginia, New
Jersey, Pennsylvania, Delaware, Maryland, Georgia, and New York had drafted new
constitutions as states, not as colonies uncertain of their destinies.
Connecticut and Rhode Island, holding that their ancient charters were equal to
their needs, merely renounced their allegiance to the king and went on as before
so far as the form of government was concerned. South Carolina, which had
drafted a temporary plan early in 1776, drew up a new and more complete
constitution in 1778. Two years later Massachusetts with much deliberation put
into force its fundamental law, which in most of its essential features remains
unchanged to-day.
The new state constitutions in their broad outlines followed colonial models.
For the royal governor was substituted a governor or president chosen usually by
the legislature; but in two instances, New York and Massachusetts, by popular
vote. For the provincial council there was substituted, except in Georgia, a
senate; while the lower house, or assembly, was continued virtually without
change. The old property restriction on the suffrage, though lowered slightly in
some states, was continued in full force to the great discontent of the
mechanics thus deprived of the ballot. The special qualifications, laid down in
several constitutions, for governors, senators, and representatives, indicated
that the revolutionary leaders were not prepared for any radical experiments in
democracy. The protests of a few women, like Mrs. John Adams of Massachusetts
and Mrs. Henry Corbin of Virginia, against a government which excluded them from
political rights were treated as mild curiosities of no significance, although
in New Jersey women were allowed to vote for many years on the same terms as
men.
By the new state constitutions the signs and symbols of royal power, of
authority derived from any source save "the people," were swept aside and
republican governments on an imposing scale presented for the first time to the
modern world. Copies of these remarkable documents prepared by plain citizens
were translated into French and widely circulated in Europe. There they were
destined to serve as a guide and inspiration to a generation of
constitution-makers whose mission it was to begin the democratic revolution in
the Old World.
The Articles of Confederation.—The formation of state constitutions was an easy
task for the revolutionary leaders. They had only to build on foundations
already laid. The establishment of a national system of government was another
matter. There had always been, it must be remembered, a system of central
control over the colonies, but Americans had had little experience in its
operation. When the supervision of the crown of Great Britain was suddenly
broken, the patriot leaders, accustomed merely to provincial statesmanship, were
poorly trained for action on a national stage.
Many forces worked against those who, like Franklin, had a vision of national
destiny. There were differences in economic interest—commerce and industry in
the North and the planting system of the South. There were contests over the
apportionment of taxes and the quotas of troops for common defense. To these
practical difficulties were added local pride, the vested rights of state and
village politicians in their provincial dignity, and the scarcity of men with a
large outlook upon the common enterprise.
Nevertheless, necessity compelled them to consider some sort of federation. The
second Continental Congress had hardly opened its work before the most sagacious
leaders began to urge the desirability of a permanent connection. As early as
July, 1775, Congress resolved to go into a committee of the whole on the state
of the union, and Franklin, undaunted by the fate of his Albany plan of twenty
years before, again presented a draft of a constitution. Long and desultory
debates followed and it was not until late in 1777 that Congress presented to
the states the Articles of Confederation. Provincial jealousies delayed
ratification, and it was the spring of 1781, a few months before the surrender
of Cornwallis at Yorktown, when Maryland, the last of the states, approved the
Articles. This plan of union, though it was all that could be wrung from the
reluctant states, provided for neither a chief executive nor a system of federal
courts. It created simply a Congress of delegates in which each state had an
equal voice and gave it the right to call upon the state legislatures for the
sinews of government—money and soldiers.
The Application of Tests of Allegiance.—As the successive steps were taken in
the direction of independent government, the patriots devised and applied tests
designed to discover who were for and who were against the new nation in the
process of making. When the first Continental Congress agreed not to allow the
importation of British goods, it provided for the creation of local committees
to enforce the rules. Such agencies were duly formed by the choice of men
favoring the scheme, all opponents being excluded from the elections. Before
these bodies those who persisted in buying British goods were summoned and
warned or punished according to circumstances. As soon as the new state
constitutions were put into effect, local committees set to work in the same way
to ferret out all who were not outspoken in their support of the new order of
things.
Mobbing the Tories
These patriot agencies, bearing different names in different sections, were
sometimes ruthless in their methods. They called upon all men to sign the test
of loyalty, frequently known as the "association test." Those who refused were
promptly branded as outlaws, while some of the more dangerous were thrown into
jail. The prison camp in Connecticut at one time held the former governor of New
Jersey and the mayor of New York. Thousands were black-listed and subjected to
espionage. The black-list of Pennsylvania contained the names of nearly five
hundred persons of prominence who were under suspicion. Loyalists or Tories who
were bold enough to speak and write against the Revolution were suppressed and
their pamphlets burned. In many places, particularly in the North, the property
of the loyalists was confiscated and the proceeds applied to the cause of the
Revolution.
The work of the official agencies for suppression of opposition was sometimes
supplemented by mob violence. A few Tories were hanged without trial, and others
were tarred and feathered. One was placed upon a cake of ice and held there
"until his loyalty to King George might cool." Whole families were driven out of
their homes to find their way as best they could within the British lines or
into Canada, where the British government gave them lands. Such excesses were
deplored by Washington, but they were defended on the ground that in effect a
civil war, as well as a war for independence, was being waged.
The Patriots and Tories.—Thus, by one process or another, those who were to be
citizens of the new republic were separated from those who preferred to be
subjects of King George. Just what proportion of the Americans favored
independence and what share remained loyal to the British monarchy there is no
way of knowing. The question of revolution was not submitted to popular vote,
and on the point of numbers we have conflicting evidence. On the patriot side,
there is the testimony of a careful and informed observer, John Adams, who
asserted that two-thirds of the people were for the American cause and not more
than one-third opposed the Revolution at all stages.
On behalf of the loyalists, or Tories as they were popularly known, extravagant
claims were made. Joseph Galloway, who had been a member of the first
Continental Congress and had fled to England when he saw its temper, testified
before a committee of Parliament in 1779 that not one-fifth of the American
people supported the insurrection and that "many more than four-fifths of the
people prefer a union with Great Britain upon constitutional principles to
independence." At the same time General Robertson, who had lived in America
twenty-four years, declared that "more than two-thirds of the people would
prefer the king's government to the Congress' tyranny." In an address to the
king in that year a committee of American loyalists asserted that "the number of
Americans in his Majesty's army exceeded the number of troops enlisted by
Congress to oppose them."
The Character of the Loyalists.—When General Howe evacuated Boston, more than a
thousand people fled with him. This great company, according to a careful
historian, "formed the aristocracy of the province by virtue of their official
rank; of their dignified callings and professions; of their hereditary wealth
and of their culture." The act of banishment passed by Massachusetts in 1778,
listing over 300 Tories, "reads like the social register of the oldest and
noblest families of New England," more than one out of five being graduates of
Harvard College. The same was true of New York and Philadelphia; namely, that
the leading loyalists were prominent officials of the old order, clergymen and
wealthy merchants. With passion the loyalists fought against the inevitable or
with anguish of heart they left as refugees for a life of uncertainty in Canada
or the mother country.
Tories Assail the Patriots.—The Tories who remained in America joined the
British army by the thousands or in other ways aided the royal cause. Those who
were skillful with the pen assailed the patriots in editorials, rhymes, satires,
and political catechisms. They declared that the members of Congress were
"obscure, pettifogging attorneys, bankrupt shopkeepers, outlawed smugglers,
etc." The people and their leaders they characterized as "wretched banditti ...
the refuse and dregs of mankind." The generals in the army they sneered at as
"men of rank and honor nearly on a par with those of the Congress."
Patriot Writers Arouse the National Spirit.—Stung by Tory taunts, patriot
writers devoted themselves to creating and sustaining a public opinion favorable
to the American cause. Moreover, they had to combat the depression that grew out
of the misfortunes in the early days of the war. A terrible disaster befell
Generals Arnold and Montgomery in the winter of 1775 as they attempted to bring
Canada into the revolution—a disaster that cost 5000 men; repeated calamities
harassed Washington in 1776 as he was defeated on Long Island, driven out of New
York City, and beaten at Harlem Heights and White Plains. These reverses were
almost too great for the stoutest patriots.
Pamphleteers, preachers, and publicists rose, however, to meet the needs of the
hour. John Witherspoon, provost of the College of New Jersey, forsook the
classroom for the field of political controversy. The poet, Philip Freneau,
flung taunts of cowardice at the Tories and celebrated the spirit of liberty in
many a stirring poem. Songs, ballads, plays, and satires flowed from the press
in an unending stream. Fast days, battle anniversaries, celebrations of
important steps taken by Congress afforded to patriotic clergymen abundant
opportunities for sermons. "Does Mr. Wiberd preach against oppression?"
anxiously inquired John Adams in a letter to his wife. The answer was decisive.
"The clergy of every denomination, not excepting the Episcopalian, thunder and
lighten every Sabbath. They pray for Boston and Massachusetts. They thank God
most explicitly and fervently for our remarkable successes. They pray for the
American army."
Thomas Paine never let his pen rest. He had been with the forces of Washington
when they retreated from Fort Lee and were harried from New Jersey into
Pennsylvania. He knew the effect of such reverses on the army as well as on the
public. In December, 1776, he made a second great appeal to his countrymen in
his pamphlet, "The Crisis," the first part of which he had written while defeat
and gloom were all about him. This tract was a cry for continued support of the
Revolution. "These are the times that try men's souls," he opened. "The summer
soldier and the sunshine patriot will, in this crisis, shrink from the service
of his country; but he that stands it now deserves the love and thanks of men
and women." Paine laid his lash fiercely on the Tories, branding every one as a
coward grounded in "servile, slavish, self-interested fear." He deplored the
inadequacy of the militia and called for a real army. He refuted the charge that
the retreat through New Jersey was a disaster and he promised victory soon. "By
perseverance and fortitude," he concluded, "we have the prospect of a glorious
issue; by cowardice and submission the sad choice of a variety of evils—a
ravaged country, a depopulated city, habitations without safety and slavery
without hope.... Look on this picture and weep over it." His ringing call to
arms was followed by another and another until the long contest was over.
Military Affairs
The Two Phases of the War.—The war which opened with the battle of Lexington, on
April 19, 1775, and closed with the surrender of Cornwallis at Yorktown on
October 19, 1781, passed through two distinct phases—the first lasting until the
treaty of alliance with France, in 1778, and the second until the end of the
struggle. During the first phase, the war was confined mainly to the North. The
outstanding features of the contest were the evacuation of Boston by the
British, the expulsion of American forces from New York and their retreat
through New Jersey, the battle of Trenton, the seizure of Philadelphia by the
British (September, 1777), the invasion of New York by Burgoyne and his capture
at Saratoga in October, 1777, and the encampment of American forces at Valley
Forge for the terrible winter of 1777-78.
The final phase of the war, opening with the treaty of alliance with France on
February 6, 1778, was confined mainly to the Middle states, the West, and the
South. In the first sphere of action the chief events were the withdrawal of the
British from Philadelphia, the battle of Monmouth, and the inclosure of the
British in New York by deploying American forces from Morristown, New Jersey, up
to West Point. In the West, George Rogers Clark, by his famous march into the
Illinois country, secured Kaskaskia and Vincennes and laid a firm grip on the
country between the Ohio and the Great Lakes. In the South, the second period
opened with successes for the British. They captured Savannah, conquered
Georgia, and restored the royal governor. In 1780 they seized Charleston,
administered a crushing defeat to the American forces under Gates at Camden, and
overran South Carolina, though meeting reverses at Cowpens and King's Mountain.
Then came the closing scenes. Cornwallis began the last of his operations. He
pursued General Greene far into North Carolina, clashed with him at Guilford
Court House, retired to the coast, took charge of British forces engaged in
plundering Virginia, and fortified Yorktown, where he was penned up by the
French fleet from the sea and the combined French and American forces on land.
The Geographical Aspects of the War.—For the British the theater of the war
offered many problems. From first to last it extended from Massachusetts to
Georgia, a distance of almost a thousand miles. It was nearly three thousand
miles from the main base of supplies and, though the British navy kept the
channel open, transports were constantly falling prey to daring privateers and
fleet American war vessels. The sea, on the other hand, offered an easy means of
transportation between points along the coast and gave ready access to the
American centers of wealth and population. Of this the British made good use.
Though early forced to give up Boston, they seized New York and kept it until
the end of the war; they took Philadelphia and retained it until threatened by
the approach of the French fleet; and they captured and held both Savannah and
Charleston. Wars, however, are seldom won by the conquest of cities.
Particularly was this true in the case of the Revolution. Only a small portion
of the American people lived in towns. Countrymen back from the coast were in no
way dependent upon them for a livelihood. They lived on the produce of the soil,
not upon the profits of trade. This very fact gave strength to them in the
contest. Whenever the British ventured far from the ports of entry, they
encountered reverses. Burgoyne was forced to surrender at Saratoga because he
was surrounded and cut off from his base of supplies. As soon as the British got
away from Charleston, they were harassed and worried by the guerrilla warriors
of Marion, Sumter, and Pickens. Cornwallis could technically defeat Greene at
Guilford far in the interior; but he could not hold the inland region he had
invaded. Sustained by their own labor, possessing the interior to which their
armies could readily retreat, supplied mainly from native resources, the
Americans could not be hemmed in, penned up, and destroyed at one fell blow.
The Sea Power.—The British made good use of their fleet in cutting off American
trade, but control of the sea did not seriously affect the United States. As an
agricultural country, the ruin of its commerce was not such a vital matter. All
the materials for a comfortable though somewhat rude life were right at hand. It
made little difference to a nation fighting for existence, if silks, fine
linens, and chinaware were cut off. This was an evil to which submission was
necessary.
Nor did the brilliant exploits of John Paul Jones and Captain John Barry
materially change the situation. They demonstrated the skill of American seamen
and their courage as fighting men. They raised the rates of British marine
insurance, but they did not dethrone the mistress of the seas. Less spectacular,
and more distinctive, were the deeds of the hundreds of privateers and minor
captains who overhauled British supply ships and kept British merchantmen in
constant anxiety. Not until the French fleet was thrown into the scale, were the
British compelled to reckon seriously with the enemy on the sea and make plans
based upon the possibilities of a maritime disaster.
Commanding Officers.—On the score of military leadership it is difficult to
compare the contending forces in the revolutionary contest. There is no doubt
that all the British commanders were men of experience in the art of warfare.
Sir William Howe had served in America during the French War and was accounted
an excellent officer, a strict disciplinarian, and a gallant gentleman.
Nevertheless he loved ease, society, and good living, and his expulsion from
Boston, his failure to overwhelm Washington by sallies from his comfortable
bases at New York and Philadelphia, destroyed every shred of his military
reputation. John Burgoyne, to whom was given the task of penetrating New York
from Canada, had likewise seen service in the French War both in America and
Europe. He had, however, a touch of the theatrical in his nature and after the
collapse of his plans and the surrender of his army in 1777, he devoted his time
mainly to light literature. Sir Henry Clinton, who directed the movement which
ended in the capture of Charleston in 1780, had "learned his trade on the
continent," and was regarded as a man of discretion and understanding in
military matters. Lord Cornwallis, whose achievements at Camden and Guilford
were blotted out by his surrender at Yorktown, had seen service in the Seven
Years' War and had undoubted talents which he afterward displayed with great
credit to himself in India. Though none of them, perhaps, were men of first-rate
ability, they all had training and experience to guide them.
George Washington
The Americans had a host in Washington himself. He had long been interested in
military strategy and had tested his coolness under fire during the first
clashes with the French nearly twenty years before. He had no doubts about the
justice of his cause, such as plagued some of the British generals. He was a
stern but reasonable disciplinarian. He was reserved and patient, little given
to exaltation at success or depression at reverses. In the dark hour of the
Revolution, "what held the patriot forces together?" asks Beveridge in his Life
of John Marshall. Then he answers: "George Washington and he alone. Had he died
or been seriously disabled, the Revolution would have ended.... Washington was
the soul of the American cause. Washington was the government. Washington was
the Revolution." The weakness of Congress in furnishing men and supplies, the
indolence of civilians, who lived at ease while the army starved, the intrigues
of army officers against him such as the "Conway cabal," the cowardice of Lee at
Monmouth, even the treason of Benedict Arnold, while they stirred deep emotions
in his breast and aroused him to make passionate pleas to his countrymen, did
not shake his iron will or his firm determination to see the war through to the
bitter end. The weight of Washington's moral force was immeasurable.
Of the generals who served under him, none can really be said to have been
experienced military men when the war opened. Benedict Arnold, the unhappy
traitor but brave and daring soldier, was a druggist, book seller, and ship
owner at New Haven when the news of Lexington called him to battle. Horatio
Gates was looked upon as a "seasoned soldier" because he had entered the British
army as a youth, had been wounded at Braddock's memorable defeat, and had served
with credit during the Seven Years' War; but he was the most conspicuous failure
of the Revolution. The triumph over Burgoyne was the work of other men; and his
crushing defeat at Camden put an end to his military pretensions. Nathanael
Greene was a Rhode Island farmer and smith without military experience who, when
convinced that war was coming, read Cæsar's Commentaries and took up the sword.
Francis Marion was a shy and modest planter of South Carolina whose sole passage
at arms had been a brief but desperate brush with the Indians ten or twelve
years earlier. Daniel Morgan, one of the heroes of Cowpens, had been a teamster
with Braddock's army and had seen some fighting during the French and Indian
War, but his military knowledge, from the point of view of a trained British
officer, was negligible. John Sullivan was a successful lawyer at Durham, New
Hampshire, and a major in the local militia when duty summoned him to lay down
his briefs and take up the sword. Anthony Wayne was a Pennsylvania farmer and
land surveyor who, on hearing the clash of arms, read a few books on war, raised
a regiment, and offered himself for service. Such is the story of the chief
American military leaders, and it is typical of them all. Some had seen fighting
with the French and Indians, but none of them had seen warfare on a large scale
with regular troops commanded according to the strategy evolved in European
experience. Courage, native ability, quickness of mind, and knowledge of the
country they had in abundance, and in battles such as were fought during the
Revolution all those qualities counted heavily in the balance.
Foreign Officers in American Service.—To native genius was added military talent
from beyond the seas. Baron Steuben, well schooled in the iron régime of
Frederick the Great, came over from Prussia, joined Washington at Valley Forge,
and day after day drilled and manœuvered the men, laughing and cursing as he
turned raw countrymen into regular soldiers. From France came young Lafayette
and the stern De Kalb, from Poland came Pulaski and Kosciusko;—all acquainted
with the arts of war as waged in Europe and fitted for leadership as well as
teaching. Lafayette came early, in 1776, in a ship of his own, accompanied by
several officers of wide experience, and remained loyally throughout the war
sharing the hardships of American army life. Pulaski fell at the siege of
Savannah and De Kalb at Camden. Kosciusko survived the American war to defend in
vain the independence of his native land. To these distinguished foreigners, who
freely threw in their lot with American revolutionary fortunes, was due much of
that spirit and discipline which fitted raw recruits and temperamental
militiamen to cope with a military power of the first rank.
The Soldiers.—As far as the British soldiers were concerned their annals are
short and simple. The regulars from the standing army who were sent over at the
opening of the contest, the recruits drummed up by special efforts at home, and
the thousands of Hessians bought outright by King George presented few problems
of management to the British officers. These common soldiers were far away from
home and enlisted for the war. Nearly all of them were well disciplined and many
of them experienced in actual campaigns. The armies of King George fought
bravely, as the records of Bunker Hill, Brandywine, and Monmouth demonstrate.
Many a man and subordinate officer and, for that matter, some of the high
officers expressed a reluctance at fighting against their own kin; but they
obeyed orders.
The Americans, on the other hand, while they fought with grim determination, as
men fighting for their homes, were lacking in discipline and in the experience
of regular troops. When the war broke in upon them, there were no common
preparations for it. There was no continental army; there were only local bands
of militiamen, many of them experienced in fighting but few of them "regulars"
in the military sense. Moreover they were volunteers serving for a short time,
unaccustomed to severe discipline, and impatient at the restraints imposed on
them by long and arduous campaigns. They were continually leaving the service
just at the most critical moments. "The militia," lamented Washington, "come in,
you cannot tell how; go, you cannot tell where; consume your provisions; exhaust
your stores; and leave you at last at a critical moment."
Again and again Washington begged Congress to provide for an army of regulars
enlisted for the war, thoroughly trained and paid according to some definite
plan. At last he was able to overcome, in part at least, the chronic fear of
civilians in Congress and to wring from that reluctant body an agreement to
grant half pay to all officers and a bonus to all privates who served until the
end of the war. Even this scheme, which Washington regarded as far short of
justice to the soldiers, did not produce quick results. It was near the close of
the conflict before he had an army of well-disciplined veterans capable of
meeting British regulars on equal terms.
Though there were times when militiamen and frontiersmen did valiant and
effective work, it is due to historical accuracy to deny the time-honored
tradition that a few minutemen overwhelmed more numerous forces of regulars in a
seven years' war for independence. They did nothing of the sort. For the
victories of Bennington, Trenton, Saratoga, and Yorktown there were the defeats
of Bunker Hill, Long Island, White Plains, Germantown, and Camden. Not once did
an army of militiamen overcome an equal number of British regulars in an open
trial by battle. "To bring men to be well acquainted with the duties of a
soldier," wrote Washington, "requires time.... To expect the same service from
raw and undisciplined recruits as from veteran soldiers is to expect what never
did and perhaps never will happen."
How the War Was Won.—Then how did the American army win the war? For one thing
there were delays and blunders on the part of the British generals who, in 1775
and 1776, dallied in Boston and New York with large bodies of regular troops
when they might have been dealing paralyzing blows at the scattered bands that
constituted the American army. "Nothing but the supineness or folly of the enemy
could have saved us," solemnly averred Washington in 1780. Still it is fair to
say that this apparent supineness was not all due to the British generals. The
ministers behind them believed that a large part of the colonists were loyal and
that compromise would be promoted by inaction rather than by a war vigorously
prosecuted. Victory by masterly inactivity was obviously better than conquest,
and the slighter the wounds the quicker the healing. Later in the conflict when
the seasoned forces of France were thrown into the scale, the Americans
themselves had learned many things about the practical conduct of campaigns. All
along, the British were embarrassed by the problem of supplies. Their troops
could not forage with the skill of militiamen, as they were in unfamiliar
territory. The long oversea voyages were uncertain at best and doubly so when
the warships of France joined the American privateers in preying on supply
boats.
The British were in fact battered and worn down by a guerrilla war and outdone
on two important occasions by superior forces—at Saratoga and Yorktown. Stern
facts convinced them finally that an immense army, which could be raised only by
a supreme effort, would be necessary to subdue the colonies if that hazardous
enterprise could be accomplished at all. They learned also that America would
then be alienated, fretful, and the scene of endless uprisings calling for an
army of occupation. That was a price which staggered even Lord North and George
III. Moreover, there were forces of opposition at home with which they had to
reckon.
Women and the War.—At no time were the women of America indifferent to the
struggle for independence. When it was confined to the realm of opinion they did
their part in creating public sentiment. Mrs. Elizabeth Timothee, for example,
founded in Charleston, in 1773, a newspaper to espouse the cause of the
province. Far to the north the sister of James Otis, Mrs. Mercy Warren, early
begged her countrymen to rest their case upon their natural rights, and in
influential circles she urged the leaders to stand fast by their principles.
While John Adams was tossing about with uncertainty at the Continental Congress,
his wife was writing letters to him declaring her faith in "independency."
When the war came down upon the country, women helped in every field. In
sustaining public sentiment they were active. Mrs. Warren with a tireless pen
combatted loyalist propaganda in many a drama and satire. Almost every
revolutionary leader had a wife or daughter who rendered service in the "second
line of defense." Mrs. Washington managed the plantation while the General was
at the front and went north to face the rigors of the awful winter at Valley
Forge—an inspiration to her husband and his men. The daughter of Benjamin
Franklin, Mrs. Sarah Bache, while her father was pleading the American cause in
France, set the women of Pennsylvania to work sewing and collecting supplies.
Even near the firing line women were to be found, aiding the wounded, hauling
powder to the front, and carrying dispatches at the peril of their lives.
In the economic sphere, the work of women was invaluable. They harvested crops
without enjoying the picturesque title of "farmerettes" and they canned and
preserved for the wounded and the prisoners of war. Of their labor in spinning
and weaving it is recorded: "Immediately on being cut off from the use of
English manufactures, the women engaged within their own families in
manufacturing various kinds of cloth for domestic use. They thus kept their
households decently clad and the surplus of their labors they sold to such as
chose to buy rather than make for themselves. In this way the female part of
families by their industry and strict economy frequently supported the whole
domestic circle, evincing the strength of their attachment and the value of
their service."
For their war work, women were commended by high authorities on more than one
occasion. They were given medals and public testimonials even as in our own day.
Washington thanked them for their labors and paid tribute to them for the
inspiration and material aid which they had given to the cause of independence.
The Finances of the Revolution
When the Revolution opened, there were thirteen little treasuries in America but
no common treasury, and from first to last the Congress was in the position of a
beggar rather than a sovereign. Having no authority to lay and collect taxes
directly and knowing the hatred of the provincials for taxation, it resorted
mainly to loans and paper money to finance the war. "Do you think," boldly
inquired one of the delegates, "that I will consent to load my constituents with
taxes when we can send to the printer and get a wagon load of money, one quire
of which will pay for the whole?"
Paper Money and Loans.—Acting on this curious but appealing political economy,
Congress issued in June, 1776, two million dollars in bills of credit to be
redeemed by the states on the basis of their respective populations. Other
issues followed in quick succession. In all about $241,000,000 of continental
paper was printed, to which the several states added nearly $210,000,000 of
their own notes. Then came interest-bearing bonds in ever increasing quantities.
Several millions were also borrowed from France and small sums from Holland and
Spain. In desperation a national lottery was held, producing meager results. The
property of Tories was confiscated and sold, bringing in about $16,000,000.
Begging letters were sent to the states asking them to raise revenues for the
continental treasury, but the states, burdened with their own affairs, gave
little heed.
Inflation and Depreciation.—As paper money flowed from the press, it rapidly
declined in purchasing power until in 1779 a dollar was worth only two or three
cents in gold or silver. Attempts were made by Congress and the states to compel
people to accept the notes at face value; but these were like attempts to make
water flow uphill. Speculators collected at once to fatten on the calamities of
the republic. Fortunes were made and lost gambling on the prices of public
securities while the patriot army, half clothed, was freezing at Valley Forge.
"Speculation, peculation, engrossing, forestalling," exclaimed Washington,
"afford too many melancholy proofs of the decay of public virtue. Nothing, I am
convinced, but the depreciation of our currency ... aided by stock jobbing and
party dissensions has fed the hopes of the enemy."
Robert Morris
The Patriot Financiers.—To the efforts of Congress in financing the war were
added the labors of private citizens. Hayn Solomon, a merchant of Philadelphia,
supplied members of Congress, including Madison, Jefferson, and Monroe, and army
officers, like Lee and Steuben, with money for their daily needs. All together
he contributed the huge sum of half a million dollars to the American cause and
died broken in purse, if not in spirit, a British prisoner of war. Another
Philadelphia merchant, Robert Morris, won for himself the name of the "patriot
financier" because he labored night and day to find the money to meet the bills
which poured in upon the bankrupt government. When his own funds were exhausted,
he borrowed from his friends. Experienced in the handling of merchandise, he
created agencies at important points to distribute supplies to the troops, thus
displaying administrative as well as financial talents.
Women organized "drives" for money, contributed their plate and their jewels,
and collected from door to door. Farmers took worthless paper in return for
their produce, and soldiers saw many a pay day pass without yielding them a
penny. Thus by the labors and sacrifices of citizens, the issuance of paper
money, lotteries, the floating of loans, borrowings in Europe, and the
impressment of supplies, the Congress staggered through the Revolution like a
pauper who knows not how his next meal is to be secured but is continuously
relieved at a crisis by a kindly fate.
The Diplomacy of the Revolution
When the full measure of honor is given to the soldiers and sailors and their
commanding officers, the civilians who managed finances and supplies, the
writers who sustained the American spirit, and the women who did well their
part, there yet remains the duty of recognizing the achievements of diplomacy.
The importance of this field of activity was keenly appreciated by the leaders
in the Continental Congress. They were fairly well versed in European history.
They knew of the balance of power and the sympathies, interests, and prejudices
of nations and their rulers. All this information they turned to good account,
in opening relations with continental countries and seeking money, supplies, and
even military assistance. For the transaction of this delicate business, they
created a secret committee on foreign correspondence as early as 1775 and
prepared to send agents abroad.
American Agents Sent Abroad.—Having heard that France was inclining a friendly
ear to the American cause, the Congress, in March, 1776, sent a commissioner to
Paris, Silas Deane of Connecticut, often styled the "first American diplomat."
Later in the year a form of treaty to be presented to foreign powers was drawn
up, and Franklin, Arthur Lee, and Deane were selected as American
representatives at the court of "His Most Christian Majesty the King of France."
John Jay of New York was chosen minister to Spain in 1779; John Adams was sent
to Holland the same year; and other agents were dispatched to Florence, Vienna,
and Berlin. The representative selected for St. Petersburg spent two fruitless
years there, "ignored by the court, living in obscurity and experiencing nothing
but humiliation and failure." Frederick the Great, king of Prussia, expressed a
desire to find in America a market for Silesian linens and woolens, but, fearing
England's command of the sea, he refused to give direct aid to the Revolutionary
cause.
Early French Interest.—The great diplomatic triumph of the Revolution was won at
Paris, and Benjamin Franklin was the hero of the occasion, although many
circumstances prepared the way for his success. Louis XVI's foreign minister,
Count de Vergennes, before the arrival of any American representative, had
brought to the attention of the king the opportunity offered by the outbreak of
the war between England and her colonies. He showed him how France could redress
her grievances and "reduce the power and greatness of England"—the empire that
in 1763 had forced upon her a humiliating peace "at the price of our
possessions, of our commerce, and our credit in the Indies, at the price of
Canada, Louisiana, Isle Royale, Acadia, and Senegal." Equally successful in
gaining the king's interest was a curious French adventurer, Beaumarchais, a man
of wealth, a lover of music, and the author of two popular plays, "Figaro" and
"The Barber of Seville." These two men had already urged upon the king secret
aid for America before Deane appeared on the scene. Shortly after his arrival
they made confidential arrangements to furnish money, clothing, powder, and
other supplies to the struggling colonies, although official requests for them
were officially refused by the French government.
Franklin at Paris.—When Franklin reached Paris, he was received only in private
by the king's minister, Vergennes. The French people, however, made manifest
their affection for the "plain republican" in "his full dress suit of spotted
Manchester velvet." He was known among men of letters as an author, a scientist,
and a philosopher of extraordinary ability. His "Poor Richard" had thrice been
translated into French and was scattered in numerous editions throughout the
kingdom. People of all ranks—ministers, ladies at court, philosophers, peasants,
and stable boys—knew of Franklin and wished him success in his mission. The
queen, Marie Antoinette, fated to lose her head in a revolution soon to follow,
played with fire by encouraging "our dear republican."
For the king of France, however, this was more serious business. England
resented the presence of this "traitor" in Paris, and Louis had to be cautious
about plunging into another war that might also end disastrously. Moreover, the
early period of Franklin's sojourn in Paris was a dark hour for the American
Revolution. Washington's brilliant exploit at Trenton on Christmas night, 1776,
and the battle with Cornwallis at Princeton had been followed by the disaster at
Brandywine, the loss of Philadelphia, the defeat at Germantown, and the
retirement to Valley Forge for the winter of 1777-78. New York City and
Philadelphia—two strategic ports—were in British hands; the Hudson and Delaware
rivers were blocked; and General Burgoyne with his British troops was on his way
down through the heart of northern New York, cutting New England off from the
rest of the colonies. No wonder the king was cautious. Then the unexpected
happened. Burgoyne, hemmed in from all sides by the American forces, his flanks
harried, his foraging parties beaten back, his supplies cut off, surrendered on
October 17, 1777, to General Gates, who had superseded General Schuyler in time
to receive the honor.
Treaties of Alliance and Commerce (1778).—News of this victory, placed by
historians among the fifteen decisive battles of the world, reached Franklin one
night early in December while he and some friends sat gloomily at dinner.
Beaumarchais, who was with him, grasped at once the meaning of the situation and
set off to the court at Versailles with such haste that he upset his coach and
dislocated his arm. The king and his ministers were at last convinced that the
hour had come to aid the Revolution. Treaties of commerce and alliance were
drawn up and signed in February, 1778. The independence of the United States was
recognized by France and an alliance was formed to guarantee that independence.
Combined military action was agreed upon and Louis then formally declared war on
England. Men who had, a few short years before, fought one another in the
wilderness of Pennsylvania or on the Plains of Abraham, were now ranged side by
side in a war on the Empire that Pitt had erected and that George III was
pulling down.
Spain and Holland Involved.—Within a few months, Spain, remembering the steady
decline of her sea power since the days of the Armada and hoping to drive the
British out of Gibraltar, once more joined the concert of nations against
England. Holland, a member of a league of armed neutrals formed in protest
against British searches on the high seas, sent her fleet to unite with the
forces of Spain, France, and America to prey upon British commerce. To all this
trouble for England was added the danger of a possible revolt in Ireland, where
the spirit of independence was flaming up.
The British Offer Terms to America.—Seeing the colonists about to be joined by
France in a common war on the English empire, Lord North proposed, in February,
1778, a renewal of negotiations. By solemn enactment, Parliament declared its
intention not to exercise the right of imposing taxes within the colonies; at
the same time it authorized the opening of negotiations through commissioners to
be sent to America. A truce was to be established, pardons granted,
objectionable laws suspended, and the old imperial constitution, as it stood
before the opening of hostilities, restored to full vigor. It was too late.
Events had taken the affairs of America out of the hands of British
commissioners and diplomats.
Effects of French Aid.—The French alliance brought ships of war, large sums of
gold and silver, loads of supplies, and a considerable body of trained soldiers
to the aid of the Americans. Timely as was this help, it meant no sudden change
in the fortunes of war. The British evacuated Philadelphia in the summer
following the alliance, and Washington's troops were encouraged to come out of
Valley Forge. They inflicted a heavy blow on the British at Monmouth, but the
treasonable conduct of General Charles Lee prevented a triumph. The recovery of
Philadelphia was offset by the treason of Benedict Arnold, the loss of Savannah
and Charleston (1780), and the defeat of Gates at Camden.
The full effect of the French alliance was not felt until 1781, when Cornwallis
went into Virginia and settled at Yorktown. Accompanied by French troops
Washington swept rapidly southward and penned the British to the shore while a
powerful French fleet shut off their escape by sea. It was this movement, which
certainly could not have been executed without French aid, that put an end to
all chance of restoring British dominion in America. It was the surrender of
Cornwallis at Yorktown that caused Lord North to pace the floor and cry out: "It
is all over! It is all over!" What might have been done without the French
alliance lies hidden from mankind. What was accomplished with the help of French
soldiers, sailors, officers, money, and supplies, is known to all the earth.
"All the world agree," exultantly wrote Franklin from Paris to General
Washington, "that no expedition was ever better planned or better executed. It
brightens the glory that must accompany your name to the latest posterity."
Diplomacy as well as martial valor had its reward.
Peace at Last
British Opposition to the War.—In measuring the forces that led to the final
discomfiture of King George and Lord North, it is necessary to remember that
from the beginning to the end the British ministry at home faced a powerful,
informed, and relentless opposition. There were vigorous protests, first against
the obnoxious acts which precipitated the unhappy quarrel, then against the way
in which the war was waged, and finally against the futile struggle to retain a
hold upon the American dominions. Among the members of Parliament who thundered
against the government were the first statesmen and orators of the land. William
Pitt, Earl of Chatham, though he deplored the idea of American independence,
denounced the government as the aggressor and rejoiced in American resistance.
Edmund Burke leveled his heavy batteries against every measure of coercion and
at last strove for a peace which, while giving independence to America, would
work for reconciliation rather than estrangement. Charles James Fox gave the
colonies his generous sympathy and warmly championed their rights. Outside of
the circle of statesmen there were stout friends of the American cause like
David Hume, the philosopher and historian, and Catherine Macaulay, an author of
wide fame and a republican bold enough to encourage Washington in seeing it
through.
Against this powerful opposition, the government enlisted a whole army of
scribes and journalists to pour out criticism on the Americans and their
friends. Dr. Samuel Johnson, whom it employed in this business, was so savage
that even the ministers had to tone down his pamphlets before printing them. Far
more weighty was Edward Gibbon, who was in time to win fame as the historian of
the Decline and Fall of the Roman Empire. He had at first opposed the
government; but, on being given a lucrative post, he used his sharp pen in its
support, causing his friends to ridicule him in these lines:
"King George, in a fright
Lest Gibbon should write
The story of England's disgrace,
Thought no way so sure
His pen to secure
As to give the historian a place."
Lord North Yields.—As time wore on, events bore heavily on the side of the
opponents of the government's measures. They had predicted that conquest was
impossible, and they had urged the advantages of a peace which would in some
measure restore the affections of the Americans. Every day's news confirmed
their predictions and lent support to their arguments. Moreover, the war, which
sprang out of an effort to relieve English burdens, made those burdens heavier
than ever. Military expenses were daily increasing. Trade with the colonies, the
greatest single outlet for British goods and capital, was paralyzed. The heavy
debts due British merchants in America were not only unpaid but postponed into
an indefinite future. Ireland was on the verge of revolution. The French had a
dangerous fleet on the high seas. In vain did the king assert in December, 1781,
that no difficulties would ever make him consent to a peace that meant American
independence. Parliament knew better, and on February 27, 1782, in the House of
Commons was carried an address to the throne against continuing the war. Burke,
Fox, the younger Pitt, Barré, and other friends of the colonies voted in the
affirmative. Lord North gave notice then that his ministry was at an end. The
king moaned: "Necessity made me yield."
In April, 1782, Franklin received word from the English government that it was
prepared to enter into negotiations leading to a settlement. This was
embarrassing. In the treaty of alliance with France, the United States had
promised that peace should be a joint affair agreed to by both nations in open
conference. Finding France, however, opposed to some of their claims respecting
boundaries and fisheries, the American commissioners conferred with the British
agents at Paris without consulting the French minister. They actually signed a
preliminary peace draft before they informed him of their operations. When
Vergennes reproached him, Franklin replied that they "had been guilty of
neglecting bienséance [good manners] but hoped that the great work would not be
ruined by a single indiscretion."
The Terms of Peace (1783).—The general settlement at Paris in 1783 was a triumph
for America. England recognized the independence of the United States, naming
each state specifically, and agreed to boundaries extending from the Atlantic to
the Mississippi and from the Great Lakes to the Floridas. England held Canada,
Newfoundland, and the West Indies intact, made gains in India, and maintained
her supremacy on the seas. Spain won Florida and Minorca but not the coveted
Gibraltar. France gained nothing important save the satisfaction of seeing
England humbled and the colonies independent.
The generous terms secured by the American commission at Paris called forth
surprise and gratitude in the United States and smoothed the way for a renewal
of commercial relations with the mother country. At the same time they gave
genuine anxiety to European diplomats. "This federal republic is born a pigmy,"
wrote the Spanish ambassador to his royal master. "A day will come when it will
be a giant; even a colossus formidable to these countries. Liberty of conscience
and the facility for establishing a new population on immense lands, as well as
the advantages of the new government, will draw thither farmers and artisans
from all the nations. In a few years we shall watch with grief the tyrannical
existence of the same colossus."
North America according to the Treaty of 1783
Summary of the Revolutionary Period
The independence of the American colonies was foreseen by many European
statesmen as they watched the growth of their population, wealth, and power; but
no one could fix the hour of the great event. Until 1763 the American colonists
lived fairly happily under British dominion. There were collisions from time to
time, of course. Royal governors clashed with stiff-necked colonial
legislatures. There were protests against the exercise of the king's veto power
in specific cases. Nevertheless, on the whole, the relations between America and
the mother country were more amicable in 1763 than at any period under the
Stuart régime which closed in 1688.
The crash, when it came, was not deliberately willed by any one. It was the
product of a number of forces that happened to converge about 1763. Three years
before, there had come to the throne George III, a young, proud, inexperienced,
and stubborn king. For nearly fifty years his predecessors, Germans as they were
in language and interest, had allowed things to drift in England and America.
George III decided that he would be king in fact as well as in name. About the
same time England brought to a close the long and costly French and Indian War
and was staggering under a heavy burden of debt and taxes. The war had been
fought partly in defense of the American colonies and nothing seemed more
reasonable to English statesmen than the idea that the colonies should bear part
of the cost of their own defense. At this juncture there came into prominence,
in royal councils, two men bent on taxing America and controlling her trade,
Grenville and Townshend. The king was willing, the English taxpayers were
thankful for any promise of relief, and statesmen were found to undertake the
experiment. England therefore set out upon a new course. She imposed taxes upon
the colonists, regulated their trade and set royal officers upon them to enforce
the law. This action evoked protests from the colonists. They held a Stamp Act
Congress to declare their rights and petition for a redress of grievances. Some
of the more restless spirits rioted in the streets, sacked the houses of the
king's officers, and tore up the stamped paper.
Frightened by uprising, the English government drew back and repealed the Stamp
Act. Then it veered again and renewed its policy of interference. Interference
again called forth American protests. Protests aroused sharper retaliation. More
British regulars were sent over to keep order. More irritating laws were passed
by Parliament. Rioting again appeared: tea was dumped in the harbor of Boston
and seized in the harbor of Charleston. The British answer was more force. The
response of the colonists was a Continental Congress for defense. An unexpected
and unintended clash of arms at Lexington and Concord in the spring of 1775
brought forth from the king of England a proclamation: "The Americans are
rebels!"
The die was cast. The American Revolution had begun. Washington was made
commander-in-chief. Armies were raised, money was borrowed, a huge volume of
paper currency was issued, and foreign aid was summoned. Franklin plied his
diplomatic arts at Paris until in 1778 he induced France to throw her sword into
the balance. Three years later, Cornwallis surrendered at Yorktown. In 1783, by
the formal treaty of peace, George III acknowledged the independence of the
United States. The new nation, endowed with an imperial domain stretching from
the Atlantic Ocean to the Mississippi River, began its career among the
sovereign powers of the earth.
In the sphere of civil government, the results of the Revolution were equally
remarkable. Royal officers and royal authorities were driven from the former
dominions. All power was declared to be in the people. All the colonies became
states, each with its own constitution or plan of government. The thirteen
states were united in common bonds under the Articles of Confederation. A
republic on a large scale was instituted. Thus there was begun an adventure in
popular government such as the world had never seen. Could it succeed or was it
destined to break down and be supplanted by a monarchy? The fate of whole
continents hung upon the answer.
References
J. Fiske, The American Revolution (2 vols.).
H. Lodge, Life of Washington (2 vols.).
W. Sumner, The Financier and the Finances of the American Revolution.
O. Trevelyan, The American Revolution (4 vols.). A sympathetic account by an
English historian.
M.C. Tyler, Literary History of the American Revolution (2 vols.).
C.H. Van Tyne, The American Revolution (American Nation Series) and The
Loyalists in the American Revolution.
Questions
1. What was the non-importation agreement? By what body was it adopted? Why was
it revolutionary in character?
2. Contrast the work of the first and second Continental Congresses.
3. Why did efforts at conciliation fail?
4. Trace the growth of American independence from opinion to the sphere of
action.
5. Why is the Declaration of Independence an "immortal" document?
6. What was the effect of the Revolution on colonial governments? On national
union?
7. Describe the contest between "Patriots" and "Tories."
8. What topics are considered under "military affairs"? Discuss each in detail.
9. Contrast the American forces with the British forces and show how the war was
won.
10. Compare the work of women in the Revolutionary War with their labors in the
World War (1917-18).
11. How was the Revolution financed?
12. Why is diplomacy important in war? Describe the diplomatic triumph of the
Revolution.
13. What was the nature of the opposition in England to the war?
14. Give the events connected with the peace settlement; the terms of peace.
Research Topics
The Spirit of America.—Woodrow Wilson, History of the American People, Vol. II,
pp. 98-126.
American Rights.—Draw up a table showing all the principles laid down by
American leaders in (1) the Resolves of the First Continental Congress,
Macdonald, Documentary Source Book, pp. 162-166; (2) the Declaration of the
Causes and the Necessity of Taking Up Arms, Macdonald, pp. 176-183; and (3) the
Declaration of Independence.
The Declaration of Independence.—Fiske, The American Revolution, Vol. I, pp.
147-197. Elson, History of the United States, pp. 250-254.
Diplomacy and the French Alliance.—Hart, American History Told by
Contemporaries, Vol. II, pp. 574-590. Fiske, Vol. II, pp. 1-24. Callender,
Economic History of the United States, pp. 159-168; Elson, pp. 275-280.
Biographical Studies.—Washington, Franklin, Samuel Adams, Patrick Henry, Thomas
Jefferson—emphasizing the peculiar services of each.
The Tories.—Hart, Contemporaries, Vol. II, pp. 470-480.
Valley Forge.—Fiske, Vol. II, pp. 25-49.
The Battles of the Revolution.—Elson, pp. 235-317.
An English View of the Revolution.—Green, Short History of England, Chap. X,
Sect. 2.
English Opinion and the Revolution.—Trevelyan, The American Revolution, Vol. III
(or Part 2, Vol. II), Chaps. XXIV-XXVII.
PART III. THE UNION AND NATIONAL POLITICS
CHAPTER VII
THE FORMATION OF THE CONSTITUTION
The Promise and the Difficulties of America
The rise of a young republic composed of thirteen states, each governed by
officials popularly elected under constitutions drafted by "the plain people,"
was the most significant feature of the eighteenth century. The majority of the
patriots whose labors and sacrifices had made this possible naturally looked
upon their work and pronounced it good. Those Americans, however, who peered
beneath the surface of things, saw that the Declaration of Independence, even if
splendidly phrased, and paper constitutions, drawn by finest enthusiasm
"uninstructed by experience," could not alone make the republic great and
prosperous or even free. All around them they saw chaos in finance and in
industry and perils for the immediate future.
The Weakness of the Articles of Confederation.—The government under the Articles
of Confederation had neither the strength nor the resources necessary to cope
with the problems of reconstruction left by the war. The sole organ of
government was a Congress composed of from two to seven members from each state
chosen as the legislature might direct and paid by the state. In determining all
questions, each state had one vote—Delaware thus enjoying the same weight as
Virginia. There was no president to enforce the laws. Congress was given power
to select a committee of thirteen—one from each state—to act as an executive
body when it was not in session; but this device, on being tried out, proved a
failure. There was no system of national courts to which citizens and states
could appeal for the protection of their rights or through which they could
compel obedience to law. The two great powers of government, military and
financial, were withheld. Congress, it is true, could authorize expenditures but
had to rely upon the states for the payment of contributions to meet its bills.
It could also order the establishment of an army, but it could only request the
states to supply their respective quotas of soldiers. It could not lay taxes nor
bring any pressure to bear upon a single citizen in the whole country. It could
act only through the medium of the state governments.
Financial and Commercial Disorders.—In the field of public finance, the
disorders were pronounced. The huge debt incurred during the war was still
outstanding. Congress was unable to pay either the interest or the principal.
Public creditors were in despair, as the market value of their bonds sank to
twenty-five or even ten cents on the dollar. The current bills of Congress were
unpaid. As some one complained, there was not enough money in the treasury to
buy pen and ink with which to record the transactions of the shadow legislature.
The currency was in utter chaos. Millions of dollars in notes issued by Congress
had become mere trash worth a cent or two on the dollar. There was no other
expression of contempt so forceful as the popular saying: "not worth a
Continental." To make matters worse, several of the states were pouring new
streams of paper money from the press. Almost the only good money in circulation
consisted of English, French, and Spanish coins, and the public was even
defrauded by them because money changers were busy clipping and filing away the
metal. Foreign commerce was unsettled. The entire British system of trade
discrimination was turned against the Americans, and Congress, having no power
to regulate foreign commerce, was unable to retaliate or to negotiate treaties
which it could enforce. Domestic commerce was impeded by the jealousies of the
states, which erected tariff barriers against their neighbors. The condition of
the currency made the exchange of money and goods extremely difficult, and, as
if to increase the confusion, backward states enacted laws hindering the prompt
collection of debts within their borders—an evil which nothing but a national
system of courts could cure.
Congress in Disrepute.—With treaties set at naught by the states, the laws
unenforced, the treasury empty, and the public credit gone, the Congress of the
United States fell into utter disrepute. It called upon the states to pay their
quotas of money into the treasury, only to be treated with contempt. Even its
own members looked upon it as a solemn futility. Some of the ablest men refused
to accept election to it, and many who did take the doubtful honor failed to
attend the sessions. Again and again it was impossible to secure a quorum for
the transaction of business.
Troubles of the State Governments.—The state governments, free to pursue their
own course with no interference from without, had almost as many difficulties as
the Congress. They too were loaded with revolutionary debts calling for heavy
taxes upon an already restive population. Oppressed by their financial burdens
and discouraged by the fall in prices which followed the return of peace, the
farmers of several states joined in a concerted effort and compelled their
legislatures to issue large sums of paper money. The currency fell in value, but
nevertheless it was forced on unwilling creditors to square old accounts.
In every part of the country legislative action fluctuated violently. Laws were
made one year only to be repealed the next and reënacted the third year. Lands
were sold by one legislature and the sales were canceled by its successor.
Uncertainty and distrust were the natural consequences. Men of substance longed
for some power that would forbid states to issue bills of credit, to make paper
money legal tender in payment of debts, or to impair the obligation of
contracts. Men heavily in debt, on the other hand, urged even more drastic
action against creditors.
So great did the discontent of the farmers in New Hampshire become in 1786 that
a mob surrounded the legislature, demanding a repeal of the taxes and the
issuance of paper money. It was with difficulty that an armed rebellion was
avoided. In Massachusetts the malcontents, under the leadership of Daniel Shays,
a captain in the Revolutionary army, organized that same year open resistance to
the government of the state. Shays and his followers protested against the
conduct of creditors in foreclosing mortgages upon the debt-burdened farmers,
against the lawyers for increasing the costs of legal proceedings, against the
senate of the state the members of which were apportioned among the towns on the
basis of the amount of taxes paid, against heavy taxes, and against the refusal
of the legislature to issue paper money. They seized the towns of Worcester and
Springfield and broke up the courts of justice. All through the western part of
the state the revolt spread, sending a shock of alarm to every center and
section of the young republic. Only by the most vigorous action was Governor
Bowdoin able to quell the uprising; and when that task was accomplished, the
state government did not dare to execute any of the prisoners because they had
so many sympathizers. Moreover, Bowdoin and several members of the legislature
who had been most zealous in their attacks on the insurgents were defeated at
the ensuing election. The need of national assistance for state governments in
times of domestic violence was everywhere emphasized by men who were opposed to
revolutionary acts.
Alarm over Dangers to the Republic.—Leading American citizens, watching the
drift of affairs, were slowly driven to the conclusion that the new ship of
state so proudly launched a few years before was careening into anarchy. "The
facts of our peace and independence," wrote a friend of Washington, "do not at
present wear so promising an appearance as I had fondly painted in my mind. The
prejudices, jealousies, and turbulence of the people at times almost stagger my
confidence in our political establishments; and almost occasion me to think that
they will show themselves unworthy of the noble prize for which we have
contended."
Washington himself was profoundly discouraged. On hearing of Shays's rebellion,
he exclaimed: "What, gracious God, is man that there should be such
inconsistency and perfidiousness in his conduct! It is but the other day that we
were shedding our blood to obtain the constitutions under which we now
live—constitutions of our own choice and making—and now we are unsheathing our
sword to overturn them." The same year he burst out in a lament over rumors of
restoring royal government. "I am told that even respectable characters speak of
a monarchical government without horror. From thinking proceeds speaking. Hence
to acting is often but a single step. But how irresistible and tremendous! What
a triumph for our enemies to verify their predictions! What a triumph for the
advocates of despotism to find that we are incapable of governing ourselves!"
Congress Attempts Some Reforms.—The Congress was not indifferent to the events
that disturbed Washington. On the contrary it put forth many efforts to check
tendencies so dangerous to finance, commerce, industries, and the Confederation
itself. In 1781, even before the treaty of peace was signed, the Congress,
having found out how futile were its taxing powers, carried a resolution of
amendment to the Articles of Confederation, authorizing the levy of a moderate
duty on imports. Yet this mild measure was rejected by the states. Two years
later the Congress prepared another amendment sanctioning the levy of duties on
imports, to be collected this time by state officers and applied to the payment
of the public debt. This more limited proposal, designed to save public credit,
likewise failed. In 1786, the Congress made a third appeal to the states for
help, declaring that they had been so irregular and so negligent in paying their
quotas that further reliance upon that mode of raising revenues was dishonorable
and dangerous.
The Calling of a Constitutional Convention
Hamilton and Washington Urge Reform.—The attempts at reform by the Congress were
accompanied by demand for, both within and without that body, a convention to
frame a new plan of government. In 1780, the youthful Alexander Hamilton,
realizing the weakness of the Articles, so widely discussed, proposed a general
convention for the purpose of drafting a new constitution on entirely different
principles. With tireless energy he strove to bring his countrymen to his view.
Washington, agreeing with him on every point, declared, in a circular letter to
the governors, that the duration of the union would be short unless there was
lodged somewhere a supreme power "to regulate and govern the general concerns of
the confederated republic." The governor of Massachusetts, disturbed by the
growth of discontent all about him, suggested to the state legislature in 1785
the advisability of a national convention to enlarge the powers of the Congress.
The legislature approved the plan, but did not press it to a conclusion.
Alexander Hamilton
The Annapolis Convention.—Action finally came from the South. The Virginia
legislature, taking things into its own hands, called a conference of delegates
at Annapolis to consider matters of taxation and commerce. When the convention
assembled in 1786, it was found that only five states had taken the trouble to
send representatives. The leaders were deeply discouraged, but the resourceful
Hamilton, a delegate from New York, turned the affair to good account. He
secured the adoption of a resolution, calling upon the Congress itself to summon
another convention, to meet at Philadelphia.
A National Convention Called (1787).—The Congress, as tardy as ever, at last
decided in February, 1787, to issue the call. Fearing drastic changes, however,
it restricted the convention to "the sole and express purpose of revising the
Articles of Confederation." Jealous of its own powers, it added that any
alterations proposed should be referred to the Congress and the states for their
approval.
Every state in the union, except Rhode Island, responded to this call. Indeed
some of the states, having the Annapolis resolution before them, had already
anticipated the Congress by selecting delegates before the formal summons came.
Thus, by the persistence of governors, legislatures, and private citizens, there
was brought about the long-desired national convention. In May, 1787, it
assembled in Philadelphia.
The Eminent Men of the Convention.—On the roll of that memorable convention were
fifty-five men, at least half of whom were acknowledged to be among the foremost
statesmen and thinkers in America. Every field of statecraft was represented by
them: war and practical management in Washington, who was chosen president of
the convention; diplomacy in Franklin, now old and full of honor in his own land
as well as abroad; finance in Alexander Hamilton and Robert Morris; law in James
Wilson of Pennsylvania; the philosophy of government in James Madison, called
the "father of the Constitution." They were not theorists but practical men,
rich in political experience and endowed with deep insight into the springs of
human action. Three of them had served in the Stamp Act Congress: Dickinson of
Delaware, William Samuel Johnson of Connecticut, and John Rutledge of South
Carolina. Eight had been signers of the Declaration of Independence: Read of
Delaware, Sherman of Connecticut, Wythe of Virginia, Gerry of Massachusetts,
Franklin, Robert Morris, George Clymer, and James Wilson of Pennsylvania. All
but twelve had at some time served in the Continental Congress and eighteen were
members of that body in the spring of 1787. Washington, Hamilton, Mifflin, and
Charles Pinckney had been officers in the Revolutionary army. Seven of the
delegates had gained political experience as governors of states. "The
convention as a whole," according to the historian Hildreth, "represented in a
marked manner the talent, intelligence, and especially the conservative
sentiment of the country."
The Framing of the Constitution
Problems Involved.—The great problems before the convention were nine in number:
(1) Shall the Articles of Confederation be revised or a new system of government
constructed? (2) Shall the government be founded on states equal in power as
under the Articles or on the broader and deeper foundation of population? (3)
What direct share shall the people have in the election of national officers?
(4) What shall be the qualifications for the suffrage? (5) How shall the
conflicting interests of the commercial and the planting states be balanced so
as to safeguard the essential rights of each? (6) What shall be the form of the
new government? (7) What powers shall be conferred on it? (8) How shall the
state legislatures be restrained from their attacks on property rights such as
the issuance of paper money? (9) Shall the approval of all the states be
necessary, as under the Articles, for the adoption and amendment of the
Constitution?
Revision of the Articles or a New Government?—The moment the first problem was
raised, representatives of the small states, led by William Paterson of New
Jersey, were on their feet. They feared that, if the Articles were overthrown,
the equality and rights of the states would be put in jeopardy. Their protest
was therefore vigorous. They cited the call issued by the Congress in summoning
the convention which specifically stated that they were assembled for "the sole
and express purpose of revising the Articles of Confederation." They cited also
their instructions from their state legislatures, which authorized them to
"revise and amend" the existing scheme of government, not to make a revolution
in it. To depart from the authorization laid down by the Congress and the
legislatures would be to exceed their powers, they argued, and to betray the
trust reposed in them by their countrymen.
To their contentions, Randolph of Virginia replied: "When the salvation of the
republic is at stake, it would be treason to our trust not to propose what we
find necessary." Hamilton, reminding the delegates that their work was still
subject to the approval of the states, frankly said that on the point of their
powers he had no scruples. With the issue clear, the convention cast aside the
Articles as if they did not exist and proceeded to the work of drawing up a new
constitution, "laying its foundations on such principles and organizing its
powers in such form" as to the delegates seemed "most likely to affect their
safety and happiness."
A Government Founded on States or on People?—The Compromise.—Defeated in their
attempt to limit the convention to a mere revision of the Articles, the
spokesmen of the smaller states redoubled their efforts to preserve the equality
of the states. The signal for a radical departure from the Articles on this
point was given early in the sessions when Randolph presented "the Virginia
plan." He proposed that the new national legislature consist of two houses, the
members of which were to be apportioned among the states according to their
wealth or free white population, as the convention might decide. This plan was
vehemently challenged. Paterson of New Jersey flatly avowed that neither he nor
his state would ever bow to such tyranny. As an alternative, he presented "the
New Jersey plan" calling for a national legislature of one house representing
states as such, not wealth or people—a legislature in which all states, large or
small, would have equal voice. Wilson of Pennsylvania, on behalf of the more
populous states, took up the gauntlet which Paterson had thrown down. It was
absurd, he urged, for 180,000 men in one state to have the same weight in
national counsels as 750,000 men in another state. "The gentleman from New
Jersey," he said, "is candid. He declares his opinion boldly.... I will be
equally candid.... I will never confederate on his principles." So the bitter
controversy ran on through many exciting sessions.
Greek had met Greek. The convention was hopelessly deadlocked and on the verge
of dissolution, "scarce held together by the strength of a hair," as one of the
delegates remarked. A crash was averted only by a compromise. Instead of a
Congress of one house as provided by the Articles, the convention agreed upon a
legislature of two houses. In the Senate, the aspirations of the small states
were to be satisfied, for each state was given two members in that body. In the
formation of the House of Representatives, the larger states were placated, for
it was agreed that the members of that chamber were to be apportioned among the
states on the basis of population, counting three-fifths of the slaves.
The Question of Popular Election.—The method of selecting federal officers and
members of Congress also produced an acrimonious debate which revealed how
deep-seated was the distrust of the capacity of the people to govern themselves.
Few there were who believed that no branch of the government should be elected
directly by the voters; still fewer were there, however, who desired to see all
branches so chosen. One or two even expressed a desire for a monarchy. The
dangers of democracy were stressed by Gerry of Massachusetts: "All the evils we
experience flow from an excess of democracy. The people do not want virtue but
are the dupes of pretended patriots.... I have been too republican heretofore
but have been taught by experience the danger of a leveling spirit." To the
"democratic licentiousness of the state legislatures," Randolph sought to oppose
a "firm senate." To check the excesses of popular government Charles Pinckney of
South Carolina declared that no one should be elected President who was not
worth $100,000 and that high property qualifications should be placed on members
of Congress and judges. Other members of the convention were stoutly opposed to
such "high-toned notions of government." Franklin and Wilson, both from
Pennsylvania, vigorously championed popular election; while men like Madison
insisted that at least one part of the government should rest on the broad
foundation of the people.
Out of this clash of opinion also came compromise. One branch, the House of
Representatives, it was agreed, was to be elected directly by the voters, while
the Senators were to be elected indirectly by the state legislatures. The
President was to be chosen by electors selected as the legislatures of the
states might determine, and the judges of the federal courts, supreme and
inferior, by the President and the Senate.
The Question of the Suffrage.—The battle over the suffrage was sharp but brief.
Gouverneur Morris proposed that only land owners should be permitted to vote.
Madison replied that the state legislatures, which had made so much trouble with
radical laws, were elected by freeholders. After the debate, the delegates,
unable to agree on any property limitations on the suffrage, decided that the
House of Representatives should be elected by voters having the "qualifications
requisite for electors of the most numerous branch of the state legislature."
Thus they accepted the suffrage provisions of the states.
The Balance between the Planting and the Commercial States.—After the debates
had gone on for a few weeks, Madison came to the conclusion that the real
division in the convention was not between the large and the small states but
between the planting section founded on slave labor and the commercial North.
Thus he anticipated by nearly three-quarters of a century "the irrepressible
conflict." The planting states had neither the free white population nor the
wealth of the North. There were, counting Delaware, six of them as against seven
commercial states. Dependent for their prosperity mainly upon the sale of
tobacco, rice, and other staples abroad, they feared that Congress might impose
restraints upon their enterprise. Being weaker in numbers, they were afraid that
the majority might lay an unfair burden of taxes upon them.
Representation and Taxation.—The Southern members of the convention were
therefore very anxious to secure for their section the largest possible
representation in Congress, and at the same time to restrain the taxing power of
that body. Two devices were thought adapted to these ends. One was to count the
slaves as people when apportioning representatives among the states according to
their respective populations; the other was to provide that direct taxes should
be apportioned among the states, in proportion not to their wealth but to the
number of their free white inhabitants. For obvious reasons the Northern
delegates objected to these proposals. Once more a compromise proved to be the
solution. It was agreed that not all the slaves but three-fifths of them should
be counted for both purposes—representation and direct taxation.
Commerce and the Slave Trade.—Southern interests were also involved in the
project to confer upon Congress the power to regulate interstate and foreign
commerce. To the manufacturing and trading states this was essential. It would
prevent interstate tariffs and trade jealousies; it would enable Congress to
protect American manufactures and to break down, by appropriate retaliations,
foreign discriminations against American commerce. To the South the proposal was
menacing because tariffs might interfere with the free exchange of the produce
of plantations in European markets, and navigation acts might confine the
carrying trade to American, that is Northern, ships. The importation of slaves,
moreover, it was feared might be heavily taxed or immediately prohibited
altogether.
The result of this and related controversies was a debate on the merits of
slavery. Gouverneur Morris delivered his mind and heart on that subject,
denouncing slavery as a nefarious institution and the curse of heaven on the
states in which it prevailed. Mason of Virginia, a slaveholder himself, was
hardly less outspoken, saying: "Slavery discourages arts and manufactures. The
poor despise labor when performed by slaves. They prevent the migration of
whites who really strengthen and enrich a country."
The system, however, had its defenders. Representatives from South Carolina
argued that their entire economic life rested on slave labor and that the high
death rate in the rice swamps made continuous importation necessary. Ellsworth
of Connecticut took the ground that the convention should not meddle with
slavery. "The morality or wisdom of slavery," he said, "are considerations
belonging to the states. What enriches a part enriches the whole." To the future
he turned an untroubled face: "As population increases, poor laborers will be so
plenty as to render slaves useless. Slavery in time will not be a speck in our
country." Virginia and North Carolina, already overstocked with slaves, favored
prohibiting the traffic in them; but South Carolina was adamant. She must have
fresh supplies of slaves or she would not federate.
So it was agreed that, while Congress might regulate foreign trade by majority
vote, the importation of slaves should not be forbidden before the lapse of
twenty years, and that any import tax should not exceed $10 a head. At the same
time, in connection with the regulation of foreign trade, it was stipulated that
a two-thirds vote in the Senate should be necessary in the ratification of
treaties. A further concession to the South was made in the provision for the
return of runaway slaves—a provision also useful in the North, where indentured
servants were about as troublesome as slaves in escaping from their masters.
The Form of the Government.—As to the details of the frame of government and the
grand principles involved, the opinion of the convention ebbed and flowed,
decisions being taken in the heat of debate, only to be revoked and taken again.
The Executive.—There was general agreement that there should be an executive
branch; for reliance upon Congress to enforce its own laws and treaties had been
a broken reed. On the character and functions of the executive, however, there
were many views. The New Jersey plan called for a council selected by the
Congress; the Virginia plan provided that the executive branch should be chosen
by the Congress but did not state whether it should be composed of one or
several persons. On this matter the convention voted first one way and then
another; finally it agreed on a single executive chosen indirectly by electors
selected as the state legislatures might decide, serving for four years, subject
to impeachment, and endowed with regal powers in the command of the army and the
navy and in the enforcement of the laws.
The Legislative Branch—Congress.—After the convention had made the great
compromise between the large and small commonwealths by giving representation to
states in the Senate and to population in the House, the question of methods of
election had to be decided. As to the House of Representatives it was readily
agreed that the members should be elected by direct popular vote. There was also
easy agreement on the proposition that a strong Senate was needed to check the
"turbulence" of the lower house. Four devices were finally selected to
accomplish this purpose. In the first place, the Senators were not to be chosen
directly by the voters but by the legislatures of the states, thus removing
their election one degree from the populace. In the second place, their term was
fixed at six years instead of two, as in the case of the House. In the third
place, provision was made for continuity by having only one-third of the members
go out at a time while two-thirds remained in service. Finally, it was provided
that Senators must be at least thirty years old while Representatives need be
only twenty-five.
The Judiciary.—The need for federal courts to carry out the law was hardly open
to debate. The feebleness of the Articles of Confederation was, in a large
measure, attributed to the want of a judiciary to hold states and individuals in
obedience to the laws and treaties of the union. Nevertheless on this point the
advocates of states' rights were extremely sensitive. They looked with distrust
upon judges appointed at the national capital and emancipated from local
interests and traditions; they remembered with what insistence they had claimed
against Britain the right of local trial by jury and with what consternation
they had viewed the proposal to make colonial judges independent of the
assemblies in the matter of their salaries. Reluctantly they yielded to the
demand for federal courts, consenting at first only to a supreme court to review
cases heard in lower state courts and finally to such additional inferior courts
as Congress might deem necessary.
The System of Checks and Balances.—It is thus apparent that the framers of the
Constitution, in shaping the form of government, arranged for a distribution of
power among three branches, executive, legislative, and judicial. Strictly
speaking we might say four branches, for the legislature, or Congress, was
composed of two houses, elected in different ways, and one of them, the Senate,
was made a check on the President through its power of ratifying treaties and
appointments. "The accumulation of all powers, legislative, executive, and
judicial, in the same hands," wrote Madison, "whether of one, a few, or many,
and whether hereditary, self-appointed, or elective, may justly be pronounced
the very definition of tyranny." The devices which the convention adopted to
prevent such a centralization of authority were exceedingly ingenious and well
calculated to accomplish the purposes of the authors.
The legislature consisted of two houses, the members of which were to be
apportioned on a different basis, elected in different ways, and to serve for
different terms. A veto on all its acts was vested in a President elected in a
manner not employed in the choice of either branch of the legislature, serving
for four years, and subject to removal only by the difficult process of
impeachment. After a law had run the gantlet of both houses and the executive,
it was subject to interpretation and annulment by the judiciary, appointed by
the President with the consent of the Senate and serving for life. Thus it was
made almost impossible for any political party to get possession of all branches
of the government at a single popular election. As Hamilton remarked, the
friends of good government considered "every institution calculated to restrain
the excess of law making and to keep things in the same state in which they
happen to be at any given period as more likely to do good than harm."
The Powers of the Federal Government.—On the question of the powers to be
conferred upon the new government there was less occasion for a serious dispute.
Even the delegates from the small states agreed with those from Massachusetts,
Pennsylvania, and Virginia that new powers should be added to those intrusted to
Congress by the Articles of Confederation. The New Jersey plan as well as the
Virginia plan recognized this fact. Some of the delegates, like Hamilton and
Madison, even proposed to give Congress a general legislative authority covering
all national matters; but others, frightened by the specter of nationalism,
insisted on specifying each power to be conferred and finally carried the day.
Taxation and Commerce.—There were none bold enough to dissent from the
proposition that revenue must be provided to pay current expenses and discharge
the public debt. When once the dispute over the apportionment of direct taxes
among the slave states was settled, it was an easy matter to decide that
Congress should have power to lay and collect taxes, duties, imposts, and
excises. In this way the national government was freed from dependence upon
stubborn and tardy legislatures and enabled to collect funds directly from
citizens. There were likewise none bold enough to contend that the anarchy of
state tariffs and trade discriminations should be longer endured. When the fears
of the planting states were allayed and the "bargain" over the importation of
slaves was reached, the convention vested in Congress the power to regulate
foreign and interstate commerce.
National Defense.—The necessity for national defense was realized, though the
fear of huge military establishments was equally present. The old practice of
relying on quotas furnished by the state legislatures was completely
discredited. As in the case of taxes a direct authority over citizens was
demanded. Congress was therefore given full power to raise and support armies
and a navy. It could employ the state militia when desirable; but it could at
the same time maintain a regular army and call directly upon all able-bodied
males if the nature of a crisis was thought to require it.
The "Necessary and Proper" Clause.—To the specified power vested in Congress by
the Constitution, the advocates of a strong national government added a general
clause authorizing it to make all laws "necessary and proper" for carrying into
effect any and all of the enumerated powers. This clause, interpreted by that
master mind, Chief Justice Marshall, was later construed to confer powers as
wide as the requirements of a vast country spanning a continent and taking its
place among the mighty nations of the earth.
Restraints on the States.—Framing a government and endowing it with large powers
were by no means the sole concern of the convention. Its very existence had been
due quite as much to the conduct of the state legislatures as to the futilities
of a paralyzed Continental Congress. In every state, explains Marshall in his
Life of Washington, there was a party of men who had "marked out for themselves
a more indulgent course. Viewing with extreme tenderness the case of the debtor,
their efforts were unceasingly directed to his relief. To exact a faithful
compliance with contracts was, in their opinion, a harsh measure which the
people could not bear. They were uniformly in favor of relaxing the
administration of justice, of affording facilities for the payment of debts, or
of suspending their collection, and remitting taxes."
The legislatures under the dominance of these men had enacted paper money laws
enabling debtors to discharge their obligations more easily. The convention put
an end to such practices by providing that no state should emit bills of credit
or make anything but gold or silver legal tender in the payment of debts. The
state legislatures had enacted laws allowing men to pay their debts by turning
over to creditors land or personal property; they had repealed the charter of an
endowed college and taken the management from the hands of the lawful trustees;
and they had otherwise interfered with the enforcement of private agreements.
The convention, taking notice of such matters, inserted a clause forbidding
states "to impair the obligation of contracts." The more venturous of the
radicals had in Massachusetts raised the standard of revolt against the
authorities of the state. The convention answered by a brief sentence to the
effect that the President of the United States, to be equipped with a regular
army, would send troops to suppress domestic insurrections whenever called upon
by the legislature or, if it was not in session, by the governor of the state.
To make sure that the restrictions on the states would not be dead letters, the
federal Constitution, laws, and treaties were made the supreme law of the land,
to be enforced whenever necessary by a national judiciary and executive against
violations on the part of any state authorities.
Provisions for Ratification and Amendment.—When the frame of government had been
determined, the powers to be vested in it had been enumerated, and the
restrictions upon the states had been written into the bond, there remained
three final questions. How shall the Constitution be ratified? What number of
states shall be necessary to put it into effect? How shall it be amended in the
future?
On the first point, the mandate under which the convention was sitting seemed
positive. The Articles of Confederation were still in effect. They provided that
amendments could be made only by unanimous adoption in Congress and the approval
of all the states. As if to give force to this provision of law, the call for
the convention had expressly stated that all alterations and revisions should be
reported to Congress for adoption or rejection, Congress itself to transmit the
document thereafter to the states for their review.
To have observed the strict letter of the law would have defeated the purposes
of the delegates, because Congress and the state legislatures were openly
hostile to such drastic changes as had been made. Unanimous ratification, as
events proved, would have been impossible. Therefore the delegates decided that
the Constitution should be sent to Congress with the recommendation that it, in
turn, transmit the document, not to the state legislatures, but to conventions
held in the states for the special object of deciding upon ratification. This
process was followed. It was their belief that special conventions would be more
friendly than the state legislatures.
The convention was equally positive in dealing with the problem of the number of
states necessary to establish the new Constitution. Attempts to change the
Articles had failed because amendment required the approval of every state and
there was always at least one recalcitrant member of the union. The opposition
to a new Constitution was undoubtedly formidable. Rhode Island had even refused
to take part in framing it, and her hostility was deep and open. So the
convention cast aside the provision of the Articles of Confederation which
required unanimous approval for any change in the plan of government; it decreed
that the new Constitution should go into effect when ratified by nine states.
In providing for future changes in the Constitution itself the convention also
thrust aside the old rule of unanimous approval, and decided that an amendment
could be made on a two-thirds vote in both houses of Congress and ratification
by three-fourths of the states. This change was of profound significance. Every
state agreed to be bound in the future by amendments duly adopted even in case
it did not approve them itself. America in this way set out upon the high road
that led from a league of states to a nation.
The Struggle over Ratification
On September 17, 1787, the Constitution, having been finally drafted in clear
and simple language, a model to all makers of fundamental law, was adopted. The
convention, after nearly four months of debate in secret session, flung open the
doors and presented to the Americans the finished plan for the new government.
Then the great debate passed to the people.
An Advertisement of The Federalist
The Opposition.—Storms of criticism at once descended upon the Constitution.
"Fraudulent usurpation!" exclaimed Gerry, who had refused to sign it. "A
monster" out of the "thick veil of secrecy," declaimed a Pennsylvania newspaper.
"An iron-handed despotism will be the result," protested a third. "We, 'the
low-born,'" sarcastically wrote a fourth, "will now admit the 'six hundred
well-born' immediately to establish this most noble, most excellent, and truly
divine constitution." The President will become a king; Congress will be as
tyrannical as Parliament in the old days; the states will be swallowed up; the
rights of the people will be trampled upon; the poor man's justice will be lost
in the endless delays of the federal courts—such was the strain of the protests
against ratification.
Defense of the Constitution.—Moved by the tempest of opposition, Hamilton,
Madison, and Jay took up their pens in defense of the Constitution. In a series
of newspaper articles they discussed and expounded with eloquence, learning, and
dignity every important clause and provision of the proposed plan. These papers,
afterwards collected and published in a volume known as The Federalist, form the
finest textbook on the Constitution that has ever been printed. It takes its
place, moreover, among the wisest and weightiest treatises on government ever
written in any language in any time. Other men, not so gifted, were no less
earnest in their support of ratification. In private correspondence, editorials,
pamphlets, and letters to the newspapers, they urged their countrymen to forget
their partisanship and accept a Constitution which, in spite of any defects
great or small, was the only guarantee against dissolution and warfare at home
and dishonor and weakness abroad.
Celebrating the Ratification
The Action of the State Conventions.—Before the end of the year, 1787, three
states had ratified the Constitution: Delaware and New Jersey unanimously and
Pennsylvania after a short, though savage, contest. Connecticut and Georgia
followed early the next year. Then came the battle royal in Massachusetts,
ending in ratification in February by the narrow margin of 187 votes to 168. In
the spring came the news that Maryland and South Carolina were "under the new
roof." On June 21, New Hampshire, where the sentiment was at first strong enough
to defeat the Constitution, joined the new republic, influenced by the favorable
decision in Massachusetts. Swift couriers were sent to carry the news to New
York and Virginia, where the question of ratification was still undecided. Nine
states had accepted it and were united, whether more saw fit to join or not.
Meanwhile, however, Virginia, after a long and searching debate, had given her
approval by a narrow margin, leaving New York as the next seat of anxiety. In
that state the popular vote for the delegates to the convention had been clearly
and heavily against ratification. Events finally demonstrated the futility of
resistance, and Hamilton by good judgment and masterly arguments was at last
able to marshal a majority of thirty to twenty-seven votes in favor of
ratification.
The great contest was over. All the states, except North Carolina and Rhode
Island, had ratified. "The sloop Anarchy," wrote an ebullient journalist, "when
last heard from was ashore on Union rocks."
The First Election.—In the autumn of 1788, elections were held to fill the
places in the new government. Public opinion was overwhelmingly in favor of
Washington as the first President. Yielding to the importunities of friends, he
accepted the post in the spirit of public service. On April 30, 1789, he took
the oath of office at Federal Hall in New York City. "Long live George
Washington, President of the United States!" cried Chancellor Livingston as soon
as the General had kissed the Bible. The cry was caught by the assembled
multitude and given back. A new experiment in popular government was launched.
References
M. Farrand, The Framing of the Constitution of the United States.
P.L. Ford, Essays on the Constitution of the United States.
The Federalist (in many editions).
G. Hunt, Life of James Madison.
A.C. McLaughlin, The Confederation and the Constitution (American Nation
Series).
Questions
1. Account for the failure of the Articles of Confederation.
2. Explain the domestic difficulties of the individual states.
3. Why did efforts at reform by the Congress come to naught?
4. Narrate the events leading up to the constitutional convention.
5. Who were some of the leading men in the convention? What had been their
previous training?
6. State the great problems before the convention.
7. In what respects were the planting and commercial states opposed? What
compromises were reached?
8. Show how the "check and balance" system is embodied in our form of
government.
9. How did the powers conferred upon the federal government help cure the
defects of the Articles of Confederation?
10. In what way did the provisions for ratifying and amending the Constitution
depart from the old system?
11. What was the nature of the conflict over ratification?
Research Topics
English Treatment of American Commerce.—Callender, Economic History of the
United States, pp. 210-220.
Financial Condition of the United States.—Fiske, Critical Period of American
History, pp. 163-186.
Disordered Commerce.—Fiske, pp. 134-162.
Selfish Conduct of the States.—Callender, pp. 185-191.
The Failure of the Confederation.—Elson, History of the United States, pp.
318-326.
Formation of the Constitution.—(1) The plans before the convention, Fiske, pp.
236-249; (2) the great compromise, Fiske, pp. 250-255; (3) slavery and the
convention, Fiske, pp. 256-266; and (4) the frame of government, Fiske, pp.
275-301; Elson, pp. 328-334.
Biographical Studies.—Look up the history and services of the leaders in the
convention in any good encyclopedia.
Ratification of the Constitution.—Hart, History Told by Contemporaries, Vol.
III, pp. 233-254; Elson, pp. 334-340.
Source Study.—Compare the Constitution and Articles of Confederation under the
following heads: (1) frame of government; (2) powers of Congress; (3) limits on
states; and (4) methods of amendment. Every line of the Constitution should be
read and re-read in the light of the historical circumstances set forth in this
chapter.
CHAPTER VIII
THE CLASH OF POLITICAL PARTIES
The Men and Measures of the New Government
Friends of the Constitution in Power.—In the first Congress that assembled after
the adoption of the Constitution, there were eleven Senators, led by Robert
Morris, the financier, who had been delegates to the national convention.
Several members of the House of Representatives, headed by James Madison, had
also been at Philadelphia in 1787. In making his appointments, Washington
strengthened the new system of government still further by a judicious selection
of officials. He chose as Secretary of the Treasury, Alexander Hamilton, who had
been the most zealous for its success; General Knox, head of the War Department,
and Edmund Randolph, the Attorney-General, were likewise conspicuous friends of
the experiment. Every member of the federal judiciary whom Washington appointed,
from the Chief Justice, John Jay, down to the justices of the district courts,
had favored the ratification of the Constitution; and a majority of them had
served as members of the national convention that framed the document or of the
state ratifying conventions. Only one man of influence in the new government,
Thomas Jefferson, the Secretary of State, was reckoned as a doubter in the house
of the faithful. He had expressed opinions both for and against the
Constitution; but he had been out of the country acting as the minister at Paris
when the Constitution was drafted and ratified.
An Opposition to Conciliate.—The inauguration of Washington amid the plaudits of
his countrymen did not set at rest all the political turmoil which had been
aroused by the angry contest over ratification. "The interesting nature of the
question," wrote John Marshall, "the equality of the parties, the animation
produced inevitably by ardent debate had a necessary tendency to embitter the
dispositions of the vanquished and to fix more deeply in many bosoms their
prejudices against a plan of government in opposition to which all their
passions were enlisted." The leaders gathered around Washington were well aware
of the excited state of the country. They saw Rhode Island and North Carolina
still outside of the union.[1] They knew by what small margins the Constitution
had been approved in the great states of Massachusetts, Virginia, and New York.
They were equally aware that a majority of the state conventions, in yielding
reluctant approval to the Constitution, had drawn a number of amendments for
immediate submission to the states.
The First Amendments—a Bill of Rights.—To meet the opposition, Madison proposed,
and the first Congress adopted, a series of amendments to the Constitution. Ten
of them were soon ratified and became in 1791 a part of the law of the land.
These amendments provided, among other things, that Congress could make no law
respecting the establishment of religion, abridging the freedom of speech or of
the press or the right of the people peaceably to assemble and petition the
government for a redress of grievances. They also guaranteed indictment by grand
jury and trial by jury for all persons charged by federal officers with serious
crimes. To reassure those who still feared that local rights might be invaded by
the federal government, the tenth amendment expressly provided that the powers
not delegated to the United States by the Constitution, nor prohibited by it to
the states, are reserved to the states respectively or to the people. Seven
years later, the eleventh amendment was written in the same spirit as the first
ten, after a heated debate over the action of the Supreme Court in permitting a
citizen to bring a suit against "the sovereign state" of Georgia. The new
amendment was designed to protect states against the federal judiciary by
forbidding it to hear any case in which a state was sued by a citizen.
Funding the National Debt.—Paper declarations of rights, however, paid no bills.
To this task Hamilton turned all his splendid genius. At the very outset he
addressed himself to the problem of the huge public debt, daily mounting as the
unpaid interest accumulated. In a Report on Public Credit under date of January
9, 1790, one of the first and greatest of American state papers, he laid before
Congress the outlines of his plan. He proposed that the federal government
should call in all the old bonds, certificates of indebtedness, and other
promises to pay which had been issued by the Congress since the beginning of the
Revolution. These national obligations, he urged, should be put into one
consolidated debt resting on the credit of the United States; to the holders of
the old paper should be issued new bonds drawing interest at fixed rates. This
process was called "funding the debt." Such a provision for the support of
public credit, Hamilton insisted, would satisfy creditors, restore landed
property to its former value, and furnish new resources to agriculture and
commerce in the form of credit and capital.
Assumption and Funding of State Debts.—Hamilton then turned to the obligations
incurred by the several states in support of the Revolution. These debts he
proposed to add to the national debt. They were to be "assumed" by the United
States government and placed on the same secure foundation as the continental
debt. This measure he defended not merely on grounds of national honor. It
would, as he foresaw, give strength to the new national government by making all
public creditors, men of substance in their several communities, look to the
federal, rather than the state government, for the satisfaction of their claims.
Funding at Face Value.—On the question of the terms of consolidation,
assumption, and funding, Hamilton had a firm conviction. That millions of
dollars' worth of the continental and state bonds had passed out of the hands of
those who had originally subscribed their funds to the support of the government
or had sold supplies for the Revolutionary army was well known. It was also a
matter of common knowledge that a very large part of these bonds had been bought
by speculators at ruinous figures—ten, twenty, and thirty cents on the dollar.
Accordingly, it had been suggested, even in very respectable quarters, that a
discrimination should be made between original holders and speculative
purchasers. Some who held this opinion urged that the speculators who had paid
nominal sums for their bonds should be reimbursed for their outlays and the
original holders paid the difference; others said that the government should
"scale the debt" by redeeming, not at full value but at a figure reasonably
above the market price. Against the proposition Hamilton set his face like
flint. He maintained that the government was honestly bound to redeem every bond
at its face value, although the difficulty of securing revenue made necessary a
lower rate of interest on a part of the bonds and the deferring of interest on
another part.
Funding and Assumption Carried.—There was little difficulty in securing the
approval of both houses of Congress for the funding of the national debt at full
value. The bill for the assumption of state debts, however, brought the sharpest
division of opinions. To the Southern members of Congress assumption was a gross
violation of states' rights, without any warrant in the Constitution and devised
in the interest of Northern speculators who, anticipating assumption and
funding, had bought up at low prices the Southern bonds and other promises to
pay. New England, on the other hand, was strongly in favor of assumption;
several representatives from that section were rash enough to threaten a
dissolution of the union if the bill was defeated. To this dispute was added an
equally bitter quarrel over the location of the national capital, then
temporarily at New York City.
From an old print
First United States Bank at Philadelphia
A deadlock, accompanied by the most surly feelings on both sides, threatened the
very existence of the young government. Washington and Hamilton were thoroughly
alarmed. Hearing of the extremity to which the contest had been carried and
acting on the appeal from the Secretary of the Treasury, Jefferson intervened at
this point. By skillful management at a good dinner he brought the opposing
leaders together; and thus once more, as on many other occasions, peace was
purchased and the union saved by compromise. The bargain this time consisted of
an exchange of votes for assumption in return for votes for the capital. Enough
Southern members voted for assumption to pass the bill, and a majority was
mustered in favor of building the capital on the banks of the Potomac, after
locating it for a ten-year period at Philadelphia to satisfy Pennsylvania
members.
The United States Bank.—Encouraged by the success of his funding and assumption
measures, Hamilton laid before Congress a project for a great United States
Bank. He proposed that a private corporation be chartered by Congress,
authorized to raise a capital stock of $10,000,000 (three-fourths in new six per
cent federal bonds and one-fourth in specie) and empowered to issue paper
currency under proper safeguards. Many advantages, Hamilton contended, would
accrue to the government from this institution. The price of the government
bonds would be increased, thus enhancing public credit. A national currency
would be created of uniform value from one end of the land to the other. The
branches of the bank in various cities would make easy the exchange of funds so
vital to commercial transactions on a national scale. Finally, through the issue
of bank notes, the money capital available for agriculture and industry would be
increased, thus stimulating business enterprise. Jefferson hotly attacked the
bank on the ground that Congress had no power whatever under the Constitution to
charter such a private corporation. Hamilton defended it with great cogency.
Washington, after weighing all opinions, decided in favor of the proposal. In
1791 the bill establishing the first United States Bank for a period of twenty
years became a law.
The Protective Tariff.—A third part of Hamilton's program was the protection of
American industries. The first revenue act of 1789, though designed primarily to
bring money into the empty treasury, declared in favor of the principle. The
following year Washington referred to the subject in his address to Congress.
Thereupon Hamilton was instructed to prepare recommendations for legislative
action. The result, after a delay of more than a year, was his Report on
Manufactures, another state paper worthy, in closeness of reasoning and keenness
of understanding, of a place beside his report on public credit. Hamilton based
his argument on the broadest national grounds: the protective tariff would, by
encouraging the building of factories, create a home market for the produce of
farms and plantations; by making the United States independent of other
countries in times of peace, it would double its security in time of war; by
making use of the labor of women and children, it would turn to the production
of goods persons otherwise idle or only partly employed; by increasing the trade
between the North and South it would strengthen the links of union and add to
political ties those of commerce and intercourse. The revenue measure of 1792
bore the impress of these arguments.
The Rise of Political Parties
Dissensions over Hamilton's Measures.—Hamilton's plans, touching deeply as they
did the resources of individuals and the interests of the states, awakened alarm
and opposition. Funding at face value, said his critics, was a government favor
to speculators; the assumption of state debts was a deep design to undermine the
state governments; Congress had no constitutional power to create a bank; the
law creating the bank merely allowed a private corporation to make paper money
and lend it at a high rate of interest; and the tariff was a tax on land and
labor for the benefit of manufacturers.
Hamilton's reply to this bill of indictment was simple and straightforward. Some
rascally speculators had profited from the funding of the debt at face value,
but that was only an incident in the restoration of public credit. In view of
the jealousies of the states it was a good thing to reduce their powers and
pretensions. The Constitution was not to be interpreted narrowly but in the full
light of national needs. The bank would enlarge the amount of capital so sorely
needed to start up American industries, giving markets to farmers and planters.
The tariff by creating a home market and increasing opportunities for employment
would benefit both land and labor. Out of such wise policies firmly pursued by
the government, he concluded, were bound to come strength and prosperity for the
new government at home, credit and power abroad. This view Washington fully
indorsed, adding the weight of his great name to the inherent merits of the
measures adopted under his administration.
The Sharpness of the Partisan Conflict.—As a result of the clash of opinion, the
people of the country gradually divided into two parties: Federalists and
Anti-Federalists, the former led by Hamilton, the latter by Jefferson. The
strength of the Federalists lay in the cities—Boston, Providence, Hartford, New
York, Philadelphia, Charleston—among the manufacturing, financial, and
commercial groups of the population who were eager to extend their business
operations. The strength of the Anti-Federalists lay mainly among the
debt-burdened farmers who feared the growth of what they called "a money power"
and planters in all sections who feared the dominance of commercial and
manufacturing interests. The farming and planting South, outside of the few
towns, finally presented an almost solid front against assumption, the bank, and
the tariff. The conflict between the parties grew steadily in bitterness,
despite the conciliatory and engaging manner in which Hamilton presented his
cause in his state papers and despite the constant efforts of Washington to
soften the asperity of the contestants.
The Leadership and Doctrines of Jefferson.—The party dispute had not gone far
before the opponents of the administration began to look to Jefferson as their
leader. Some of Hamilton's measures he had approved, declaring afterward that he
did not at the time understand their significance. Others, particularly the
bank, he fiercely assailed. More than once, he and Hamilton, shaking violently
with anger, attacked each other at cabinet meetings, and nothing short of the
grave and dignified pleas of Washington prevented an early and open break
between them. In 1794 it finally came. Jefferson resigned as Secretary of State
and retired to his home in Virginia to assume, through correspondence and
negotiation, the leadership of the steadily growing party of opposition.
Shy and modest in manner, halting in speech, disliking the turmoil of public
debate, and deeply interested in science and philosophy, Jefferson was not very
well fitted for the strenuous life of political contest. Nevertheless, he was an
ambitious and shrewd negotiator. He was also by honest opinion and matured
conviction the exact opposite of Hamilton. The latter believed in a strong,
active, "high-toned" government, vigorously compelling in all its branches.
Jefferson looked upon such government as dangerous to the liberties of citizens
and openly avowed his faith in the desirability of occasional popular uprisings.
Hamilton distrusted the people. "Your people is a great beast," he is reported
to have said. Jefferson professed his faith in the people with an abandon that
was considered reckless in his time.
On economic matters, the opinions of the two leaders were also hopelessly at
variance. Hamilton, while cherishing agriculture, desired to see America a great
commercial and industrial nation. Jefferson was equally set against this course
for his country. He feared the accumulation of riches and the growth of a large
urban working class. The mobs of great cities, he said, are sores on the body
politic; artisans are usually the dangerous element that make revolutions;
workshops should be kept in Europe and with them the artisans with their
insidious morals and manners. The only substantial foundation for a republic,
Jefferson believed to be agriculture. The spirit of independence could be kept
alive only by free farmers, owning the land they tilled and looking to the sun
in heaven and the labor of their hands for their sustenance. Trusting as he did
in the innate goodness of human nature when nourished on a free soil, Jefferson
advocated those measures calculated to favor agriculture and to enlarge the
rights of persons rather than the powers of government. Thus he became the
champion of the individual against the interference of the government, and an
ardent advocate of freedom of the press, freedom of speech, and freedom of
scientific inquiry. It was, accordingly, no mere factious spirit that drove him
into opposition to Hamilton.
The Whisky Rebellion.—The political agitation of the Anti-Federalists was
accompanied by an armed revolt against the government in 1794. The occasion for
this uprising was another of Hamilton's measures, a law laying an excise tax on
distilled spirits, for the purpose of increasing the revenue needed to pay the
interest on the funded debt. It so happened that a very considerable part of the
whisky manufactured in the country was made by the farmers, especially on the
frontier, in their own stills. The new revenue law meant that federal officers
would now come into the homes of the people, measure their liquor, and take the
tax out of their pockets. All the bitterness which farmers felt against the
fiscal measures of the government was redoubled. In the western districts of
Pennsylvania, Virginia, and North Carolina, they refused to pay the tax. In
Pennsylvania, some of them sacked and burned the houses of the tax collectors,
as the Revolutionists thirty years before had mobbed the agents of King George
sent over to sell stamps. They were in a fair way to nullify the law in whole
districts when Washington called out the troops to suppress "the Whisky
Rebellion." Then the movement collapsed; but it left behind a deep-seated
resentment which flared up in the election of several obdurate Anti-Federalist
Congressmen from the disaffected regions.
Foreign Influences and Domestic Politics
The French Revolution.—In this exciting period, when all America was distracted
by partisan disputes, a storm broke in Europe—the epoch-making French
Revolution—which not only shook the thrones of the Old World but stirred to its
depths the young republic of the New World. The first scene in this dramatic
affair occurred in the spring of 1789, a few days after Washington was
inaugurated. The king of France, Louis XVI, driven into bankruptcy by
extravagance and costly wars, was forced to resort to his people for financial
help. Accordingly he called, for the first time in more than one hundred fifty
years, a meeting of the national parliament, the "Estates General," composed of
representatives of the "three estates"—the clergy, nobility, and commoners.
Acting under powerful leaders, the commoners, or "third estate," swept aside the
clergy and nobility and resolved themselves into a national assembly. This
stirred the country to its depths.
From an old print
Louis XVI in the Hands of the Mob
Great events followed in swift succession. On July 14, 1789, the Bastille, an
old royal prison, symbol of the king's absolutism, was stormed by a Paris crowd
and destroyed. On the night of August 4, the feudal privileges of the nobility
were abolished by the national assembly amid great excitement. A few days later
came the famous Declaration of the Rights of Man, proclaiming the sovereignty of
the people and the privileges of citizens. In the autumn of 1791, Louis XVI was
forced to accept a new constitution for France vesting the legislative power in
a popular assembly. Little disorder accompanied these startling changes. To all
appearances a peaceful revolution had stripped the French king of his royal
prerogatives and based the government of his country on the consent of the
governed.
American Influence in France.—In undertaking their great political revolt the
French had been encouraged by the outcome of the American Revolution. Officers
and soldiers, who had served in the American war, reported to their French
countrymen marvelous tales. At the frugal table of General Washington, in
council with the unpretentious Franklin, or at conferences over the strategy of
war, French noblemen of ancient lineage learned to respect both the talents and
the simple character of the leaders in the great republican commonwealth beyond
the seas. Travelers, who had gone to see the experiment in republicanism with
their own eyes, carried home to the king and ruling class stories of an
astounding system of popular government.
On the other hand the dalliance with American democracy was regarded by French
conservatives as playing with fire. "When we think of the false ideas of
government and philanthropy," wrote one of Lafayette's aides, "which these
youths acquired in America and propagated in France with so much enthusiasm and
such deplorable success—for this mania of imitation powerfully aided the
Revolution, though it was not the sole cause of it—we are bound to confess that
it would have been better, both for themselves and for us, if these young
philosophers in red-heeled shoes had stayed at home in attendance on the court."
Early American Opinion of the French Revolution.—So close were the ties between
the two nations that it is not surprising to find every step in the first stages
of the French Revolution greeted with applause in the United States. "Liberty
will have another feather in her cap," exultantly wrote a Boston editor. "In no
part of the globe," soberly wrote John Marshall, "was this revolution hailed
with more joy than in America.... But one sentiment existed." The main key to
the Bastille, sent to Washington as a memento, was accepted as "a token of the
victory gained by liberty." Thomas Paine saw in the great event "the first ripe
fruits of American principles transplanted into Europe." Federalists and
Anti-Federalists regarded the new constitution of France as another vindication
of American ideals.
The Reign of Terror.—While profuse congratulations were being exchanged, rumors
began to come that all was not well in France. Many noblemen, enraged at the
loss of their special privileges, fled into Germany and plotted an invasion of
France to overthrow the new system of government. Louis XVI entered into
negotiations with his brother monarchs on the continent to secure their help in
the same enterprise, and he finally betrayed to the French people his true
sentiments by attempting to escape from his kingdom, only to be captured and
taken back to Paris in disgrace.
A new phase of the revolution now opened. The working people, excluded from all
share in the government by the first French constitution, became restless,
especially in Paris. Assembling on the Champs de Mars, a great open field, they
signed a petition calling for another constitution giving them the suffrage.
When told to disperse, they refused and were fired upon by the national guard.
This "massacre," as it was called, enraged the populace. A radical party, known
as "Jacobins," then sprang up, taking its name from a Jacobin monastery in which
it held its sessions. In a little while it became the master of the popular
convention convoked in September, 1792. The monarchy was immediately abolished
and a republic established. On January 21, 1793, Louis was sent to the scaffold.
To the war on Austria, already raging, was added a war on England. Then came the
Reign of Terror, during which radicals in possession of the convention executed
in large numbers counter-revolutionists and those suspected of sympathy with the
monarchy. They shot down peasants who rose in insurrection against their rule
and established a relentless dictatorship. Civil war followed. Terrible
atrocities were committed on both sides in the name of liberty, and in the name
of monarchy. To Americans of conservative temper it now seemed that the
Revolution, so auspiciously begun, had degenerated into anarchy and mere
bloodthirsty strife.
Burke Summons the World to War on France.—In England, Edmund Burke led the fight
against the new French principles which he feared might spread to all Europe. In
his Reflections on the French Revolution, written in 1790, he attacked with
terrible wrath the whole program of popular government; he called for war,
relentless war, upon the French as monsters and outlaws; he demanded that they
be reduced to order by the restoration of the king to full power under the
protection of the arms of European nations.
Paine's Defense of the French Revolution.—To counteract the campaign of hate
against the French, Thomas Paine replied to Burke in another of his famous
tracts, The Rights of Man, which was given to the American public in an edition
containing a letter of approval from Jefferson. Burke, said Paine, had been
mourning about the glories of the French monarchy and aristocracy but had
forgotten the starving peasants and the oppressed people; had wept over the
plumage and neglected the dying bird. Burke had denied the right of the French
people to choose their own governors, blandly forgetting that the English
government in which he saw final perfection itself rested on two revolutions. He
had boasted that the king of England held his crown in contempt of the
democratic societies. Paine answered: "If I ask a man in America if he wants a
king, he retorts and asks me if I take him for an idiot." To the charge that the
doctrines of the rights of man were "new fangled," Paine replied that the
question was not whether they were new or old but whether they were right or
wrong. As to the French disorders and difficulties, he bade the world wait to
see what would be brought forth in due time.
The Effect of the French Revolution on American Politics.—The course of the
French Revolution and the controversies accompanying it, exercised a profound
influence on the formation of the first political parties in America. The
followers of Hamilton, now proud of the name "Federalists," drew back in fright
as they heard of the cruel deeds committed during the Reign of Terror. They
turned savagely upon the revolutionists and their friends in America, denouncing
as "Jacobin" everybody who did not condemn loudly enough the proceedings of the
French Republic. A Massachusetts preacher roundly assailed "the atheistical,
anarchical, and in other respects immoral principles of the French Republicans";
he then proceeded with equal passion to attack Jefferson and the
Anti-Federalists, whom he charged with spreading false French propaganda and
betraying America. "The editors, patrons, and abettors of these vehicles of
slander," he exclaimed, "ought to be considered and treated as enemies to their
country.... Of all traitors they are the most aggravatedly criminal; of all
villains, they are the most infamous and detestable."
The Anti-Federalists, as a matter of fact, were generally favorable to the
Revolution although they deplored many of the events associated with it. Paine's
pamphlet, indorsed by Jefferson, was widely read. Democratic societies, after
the fashion of French political clubs, arose in the cities; the coalition of
European monarchs against France was denounced as a coalition against the very
principles of republicanism; and the execution of Louis XVI was openly
celebrated at a banquet in Philadelphia. Harmless titles, such as "Sir," "the
Honorable," and "His Excellency," were decried as aristocratic and some of the
more excited insisted on adopting the French title, "Citizen," speaking, for
example, of "Citizen Judge" and "Citizen Toastmaster." Pamphlets in defense of
the French streamed from the press, while subsidized newspapers kept the
propaganda in full swing.
The European War Disturbs American Commerce.—This battle of wits, or rather
contest in calumny, might have gone on indefinitely in America without producing
any serious results, had it not been for the war between England and France,
then raging. The English, having command of the seas, claimed the right to seize
American produce bound for French ports and to confiscate American ships engaged
in carrying French goods. Adding fuel to a fire already hot enough, they began
to search American ships and to carry off British-born sailors found on board
American vessels.
The French Appeal for Help.—At the same time the French Republic turned to the
United States for aid in its war on England and sent over as its diplomatic
representative "Citizen" Genêt, an ardent supporter of the new order. On his
arrival at Charleston, he was greeted with fervor by the Anti-Federalists. As he
made his way North, he was wined and dined and given popular ovations that
turned his head. He thought the whole country was ready to join the French
Republic in its contest with England. Genêt therefore attempted to use the
American ports as the base of operations for French privateers preying on
British merchant ships; and he insisted that the United States was in honor
bound to help France under the treaty of 1778.
The Proclamation of Neutrality and the Jay Treaty.—Unmoved by the rising tide of
popular sympathy for France, Washington took a firm course. He received Genêt
coldly. The demand that the United States aid France under the old treaty of
alliance he answered by proclaiming the neutrality of America and warning
American citizens against hostile acts toward either France or England. When
Genêt continued to hold meetings, issue manifestoes, and stir up the people
against England, Washington asked the French government to recall him. This act
he followed up by sending the Chief Justice, John Jay, on a pacific mission to
England.
The result was the celebrated Jay treaty of 1794. By its terms Great Britain
agreed to withdraw her troops from the western forts where they had been since
the war for independence and to grant certain slight trade concessions. The
chief sources of bitterness—the failure of the British to return slaves carried
off during the Revolution, the seizure of American ships, and the impressment of
sailors—were not touched, much to the distress of everybody in America,
including loyal Federalists. Nevertheless, Washington, dreading an armed
conflict with England, urged the Senate to ratify the treaty. The weight of his
influence carried the day.
At this, the hostility of the Anti-Federalists knew no bounds. Jefferson
declared the Jay treaty "an infamous act which is really nothing more than an
alliance between England and the Anglo-men of this country, against the
legislature and the people of the United States." Hamilton, defending it with
his usual courage, was stoned by a mob in New York and driven from the platform
with blood streaming from his face. Jay was burned in effigy. Even Washington
was not spared. The House of Representatives was openly hostile. To display its
feelings, it called upon the President for the papers relative to the treaty
negotiations, only to be more highly incensed by his flat refusal to present
them, on the ground that the House did not share in the treaty-making power.
Washington Retires from Politics.—Such angry contests confirmed the President in
his slowly maturing determination to retire at the end of his second term in
office. He did not believe that a third term was unconstitutional or improper;
but, worn out by his long and arduous labors in war and in peace and wounded by
harsh attacks from former friends, he longed for the quiet of his beautiful
estate at Mount Vernon.
In September, 1796, on the eve of the presidential election, Washington issued
his Farewell Address, another state paper to be treasured and read by
generations of Americans to come. In this address he directed the attention of
the people to three subjects of lasting interest. He warned them against
sectional jealousies. He remonstrated against the spirit of partisanship, saying
that in government "of the popular character, in government purely elective, it
is a spirit not to be encouraged." He likewise cautioned the people against "the
insidious wiles of foreign influence," saying: "Europe has a set of primary
interests which to us have none or a very remote relation. Hence she must be
engaged in frequent controversies, the causes of which are essentially foreign
to our concerns. Hence, therefore, it would be unwise in us to implicate
ourselves, by artificial ties, in the ordinary vicissitudes of her politics or
the ordinary combinations and collisions of her friendships or enmities.... Why
forego the advantages of so peculiar a situation?... It is our true policy to
steer clear of permanent alliances with any portion of the foreign world....
Taking care always to keep ourselves, by suitable establishments, on a
respectable defensive posture, we may safely trust to temporary alliances for
extraordinary emergencies."
The Campaign of 1796—Adams Elected.—On hearing of the retirement of Washington,
the Anti-Federalists cast off all restraints. In honor of France and in
opposition to what they were pleased to call the monarchical tendencies of the
Federalists, they boldly assumed the name "Republican"; the term "Democrat,"
then applied only to obscure and despised radicals, had not come into general
use. They selected Jefferson as their candidate for President against John
Adams, the Federalist nominee, and carried on such a spirited campaign that they
came within four votes of electing him.
The successful candidate, Adams, was not fitted by training or opinion for
conciliating a determined opposition. He was a reserved and studious man. He was
neither a good speaker nor a skillful negotiator. In one of his books he had
declared himself in favor of "government by an aristocracy of talents and
wealth"—an offense which the Republicans never forgave. While John Marshall
found him "a sensible, plain, candid, good-tempered man," Jefferson could see in
him nothing but a "monocrat" and "Anglo-man." Had it not been for the conduct of
the French government, Adams would hardly have enjoyed a moment's genuine
popularity during his administration.
The Quarrel with France.—The French Directory, the executive department
established under the constitution of 1795, managed, however, to stir the anger
of Republicans and Federalists alike. It regarded the Jay treaty as a rebuke to
France and a flagrant violation of obligations solemnly registered in the treaty
of 1778. Accordingly it refused to receive the American minister, treated him in
a humiliating way, and finally told him to leave the country. Overlooking this
affront in his anxiety to maintain peace, Adams dispatched to France a
commission of eminent men with instructions to reach an understanding with the
French Republic. On their arrival, they were chagrined to find, instead of a
decent reception, an indirect demand for an apology respecting the past conduct
of the American government, a payment in cash, and an annual tribute as the
price of continued friendship. When the news of this affair reached President
Adams, he promptly laid it before Congress, referring to the Frenchmen who had
made the demands as "Mr. X, Mr. Y, and Mr. Z."
This insult, coupled with the fact that French privateers, like the British,
were preying upon American commerce, enraged even the Republicans who had been
loudest in the profession of their French sympathies. They forgot their wrath
over the Jay treaty and joined with the Federalists in shouting: "Millions for
defense, not a cent for tribute!" Preparations for war were made on every hand.
Washington was once more called from Mount Vernon to take his old position at
the head of the army. Indeed, fighting actually began upon the high seas and
went on without a formal declaration of war until the year 1800. By that time
the Directory had been overthrown. A treaty was readily made with Napoleon, the
First Consul, who was beginning his remarkable career as chief of the French
Republic, soon to be turned into an empire.
Alien and Sedition Laws.—Flushed with success, the Federalists determined, if
possible, to put an end to radical French influence in America and to silence
Republican opposition. They therefore passed two drastic laws in the summer of
1798: the Alien and Sedition Acts.
The first of these measures empowered the President to expel from the country or
to imprison any alien whom he regarded as "dangerous" or "had reasonable grounds
to suspect" of "any treasonable or secret machinations against the government."
The second of the measures, the Sedition Act, penalized not only those who
attempted to stir up unlawful combinations against the government but also every
one who wrote, uttered, or published "any false, scandalous, and malicious
writing ... against the government of the United States or either House of
Congress, or the President of the United States, with intent to defame said
government ... or to bring them or either of them into contempt or disrepute."
This measure was hurried through Congress in spite of the opposition and the
clear provision in the Constitution that Congress shall make no law abridging
the freedom of speech or of the press. Even many Federalists feared the
consequences of the action. Hamilton was alarmed when he read the bill,
exclaiming: "Let us not establish a tyranny. Energy is a very different thing
from violence." John Marshall told his friends in Virginia that, had he been in
Congress, he would have opposed the two bills because he thought them "useless"
and "calculated to create unnecessary discontents and jealousies."
The Alien law was not enforced; but it gave great offense to the Irish and
French whose activities against the American government's policy respecting
Great Britain put them in danger of prison. The Sedition law, on the other hand,
was vigorously applied. Several editors of Republican newspapers soon found
themselves in jail or broken by ruinous fines for their caustic criticisms of
the Federalist President and his policies. Bystanders at political meetings, who
uttered sentiments which, though ungenerous and severe, seem harmless enough
now, were hurried before Federalist judges and promptly fined and imprisoned.
Although the prosecutions were not numerous, they aroused a keen resentment. The
Republicans were convinced that their political opponents, having saddled upon
the country Hamilton's fiscal system and the British treaty, were bent on
silencing all censure. The measures therefore had exactly the opposite effect
from that which their authors intended. Instead of helping the Federalist party,
they made criticism of it more bitter than ever.
The Kentucky and Virginia Resolutions.—Jefferson was quick to take advantage of
the discontent. He drafted a set of resolutions declaring the Sedition law null
and void, as violating the federal Constitution. His resolutions were passed by
the Kentucky legislature late in 1798, signed by the governor, and transmitted
to the other states for their consideration. Though receiving unfavorable
replies from a number of Northern states, Kentucky the following year reaffirmed
its position and declared that the nullification of all unconstitutional acts of
Congress was the rightful remedy to be used by the states in the redress of
grievances. It thus defied the federal government and announced a doctrine
hostile to nationality and fraught with terrible meaning for the future. In the
neighboring state of Virginia, Madison led a movement against the Alien and
Sedition laws. He induced the legislature to pass resolutions condemning the
acts as unconstitutional and calling upon the other states to take proper means
to preserve their rights and the rights of the people.
The Republican Triumph in 1800.—Thus the way was prepared for the election of
1800. The Republicans left no stone unturned in their efforts to place on the
Federalist candidate, President Adams, all the odium of the Alien and Sedition
laws, in addition to responsibility for approving Hamilton's measures and
policies. The Federalists, divided in councils and cold in their affection for
Adams, made a poor campaign. They tried to discredit their opponents with
epithets of "Jacobins" and "Anarchists"—terms which had been weakened by
excessive use. When the vote was counted, it was found that Adams had been
defeated; while the Republicans had carried the entire South and New York also
and secured eight of the fifteen electoral votes cast by Pennsylvania. "Our
beloved Adams will now close his bright career," lamented a Federalist
newspaper. "Sons of faction, demagogues and high priests of anarchy, now you
have cause to triumph!"
An old cartoon
A Quarrel between a Federalist and a Republican in the House of Representatives
Jefferson's election, however, was still uncertain. By a curious provision in
the Constitution, presidential electors were required to vote for two persons
without indicating which office each was to fill, the one receiving the highest
number of votes to be President and the candidate standing next to be Vice
President. It so happened that Aaron Burr, the Republican candidate for Vice
President, had received the same number of votes as Jefferson; as neither had a
majority the election was thrown into the House of Representatives, where the
Federalists held the balance of power. Although it was well known that Burr was
not even a candidate for President, his friends and many Federalists began
intriguing for his election to that high office. Had it not been for the
vigorous action of Hamilton the prize might have been snatched out of
Jefferson's hands. Not until the thirty-sixth ballot on February 17, 1801, was
the great issue decided in his favor.[2]
References
J.S. Bassett, The Federalist System (American Nation Series).
C.A. Beard, Economic Origins of Jeffersonian Democracy.
H. Lodge, Alexander Hamilton.
J.T. Morse, Thomas Jefferson.
Questions
1. Who were the leaders in the first administration under the Constitution?
2. What step was taken to appease the opposition?
3. Enumerate Hamilton's great measures and explain each in detail.
4. Show the connection between the parts of Hamilton's system.
5. Contrast the general political views of Hamilton and Jefferson.
6. What were the important results of the "peaceful" French Revolution
(1789-92)?
7. Explain the interaction of opinion between France and the United States.
8. How did the "Reign of Terror" change American opinion?
9. What was the Burke-Paine controversy?
10. Show how the war in Europe affected American commerce and involved America
with England and France.
11. What were American policies with regard to each of those countries?
12. What was the outcome of the Alien and Sedition Acts?
Research Topics
Early Federal Legislation.—Coman, Industrial History of the United States, pp.
133-156; Elson, History of the United States, pp. 341-348.
Hamilton's Report on Public Credit.—Macdonald, Documentary Source Book, pp.
233-243.
The French Revolution.—Robinson and Beard, Development of Modern Europe, Vol. I,
pp. 224-282; Elson, pp. 351-354.
The Burke-Paine Controversy.—Make an analysis of Burke's Reflections on the
French Revolution and Paine's Rights of Man.
The Alien and Sedition Acts.—Macdonald, Documentary Source Book, pp. 259-267;
Elson, pp. 367-375.
Kentucky and Virginia Resolutions.—Macdonald, pp. 267-278.
Source Studies.—Materials in Hart, American History Told by Contemporaries, Vol.
III, pp. 255-343.
Biographical Studies.—Alexander Hamilton, John Adams, Thomas Jefferson, and
Albert Gallatin.
The Twelfth Amendment.—Contrast the provision in the original Constitution with
the terms of the Amendment. See Appendix.
CHAPTER IX
THE JEFFERSONIAN REPUBLICANS IN POWER
Republican Principles and Policies
Opposition to Strong Central Government.—Cherishing especially the agricultural
interest, as Jefferson said, the Republicans were in the beginning provincial in
their concern and outlook. Their attachment to America was, certainly, as strong
as that of Hamilton; but they regarded the state, rather than the national
government, as the proper center of power and affection. Indeed, a large part of
the rank and file had been among the opponents of the Constitution in the days
of its adoption. Jefferson had entertained doubts about it and Monroe, destined
to be the fifth President, had been one of the bitter foes of ratification. The
former went so far in the direction of local autonomy that he exalted the state
above the nation in the Kentucky resolutions of 1798, declaring the Constitution
to be a mere compact and the states competent to interpret and nullify federal
law. This was provincialism with a vengeance. "It is jealousy, not confidence,
which prescribes limited constitutions," wrote Jefferson for the Kentucky
legislature. Jealousy of the national government, not confidence in it—this is
the ideal that reflected the provincial and agricultural interest.
Republican Simplicity.—Every act of the Jeffersonian party during its early days
of power was in accord with the ideals of government which it professed. It had
opposed all pomp and ceremony, calculated to give weight and dignity to the
chief executive of the nation, as symbols of monarchy and high prerogative.
Appropriately, therefore, Jefferson's inauguration on March 4, 1801, the first
at the new capital at Washington, was marked by extreme simplicity. In keeping
with this procedure he quit the practice, followed by Washington and Adams, of
reading presidential addresses to Congress in joint assembly and adopted in its
stead the plan of sending his messages in writing—a custom that was continued
unbroken until 1913 when President Wilson returned to the example set by the
first chief magistrate.
Republican Measures.—The Republicans had complained of a great national debt as
the source of a dangerous "money power," giving strength to the federal
government; accordingly they began to pay it off as rapidly as possible. They
had held commerce in low esteem and looked upon a large navy as a mere device to
protect it; consequently they reduced the number of warships. They had objected
to excise taxes, particularly on whisky; these they quickly abolished, to the
intense satisfaction of the farmers. They had protested against the heavy cost
of the federal government; they reduced expenses by discharging hundreds of men
from the army and abolishing many offices.
They had savagely criticized the Sedition law and Jefferson refused to enforce
it. They had been deeply offended by the assault on freedom of speech and press
and they promptly impeached Samuel Chase, a justice of the Supreme Court, who
had been especially severe in his attacks upon offenders under the Sedition Act.
Their failure to convict Justice Chase by a narrow margin was due to no lack of
zeal on their part but to the Federalist strength in the Senate where the trial
was held. They had regarded the appointment of a large number of federal judges
during the last hours of Adams' administration as an attempt to intrench
Federalists in the judiciary and to enlarge the sphere of the national
government. Accordingly, they at once repealed the act creating the new
judgeships, thus depriving the "midnight appointees" of their posts. They had
considered the federal offices, civil and military, as sources of great strength
to the Federalists and Jefferson, though committed to the principle that offices
should be open to all and distributed according to merit, was careful to fill
most of the vacancies as they occurred with trusted Republicans. To his credit,
however, it must be said that he did not make wholesale removals to find room
for party workers.
The Republicans thus hewed to the line of their general policy of restricting
the weight, dignity, and activity of the national government. Yet there were no
Republicans, as the Federalists asserted, prepared to urge serious modifications
in the Constitution. "If there be any among us who wish to dissolve this union
or to change its republican form," wrote Jefferson in his first inaugural, "let
them stand undisturbed as monuments of the safety with which error of opinion
may be tolerated where reason is left free to combat it." After reciting the
fortunate circumstances of climate, soil, and isolation which made the future of
America so full of promise, Jefferson concluded: "A wise and frugal government
which shall restrain men from injuring one another, shall leave them otherwise
free to regulate their own pursuits of industry and improvement and shall not
take from the mouth of labour the bread it has earned. This is the sum of good
government; and this is necessary to close the circle of our felicities."
In all this the Republicans had not reckoned with destiny. In a few short years
that lay ahead it was their fate to double the territory of the country, making
inevitable a continental nation; to give the Constitution a generous
interpretation that shocked many a Federalist; to wage war on behalf of American
commerce; to reëstablish the hated United States Bank; to enact a high
protective tariff; to see their Federalist opponents in their turn discredited
as nullifiers and provincials; to announce high national doctrines in foreign
affairs; and to behold the Constitution exalted and defended against the
pretensions of states by a son of old Virginia, John Marshall, Chief Justice of
the Supreme Court of the United States.
The Republicans and the Great West
Expansion and Land Hunger.—The first of the great measures which drove the
Republicans out upon this new national course—the purchase of the Louisiana
territory—was the product of circumstances rather than of their deliberate
choosing. It was not the lack of land for his cherished farmers that led
Jefferson to add such an immense domain to the original possessions of the
United States. In the Northwest territory, now embracing Ohio, Indiana,
Illinois, Michigan, Wisconsin, and a portion of Minnesota, settlements were
mainly confined to the north bank of the Ohio River. To the south, in Kentucky
and Tennessee, where there were more than one hundred thousand white people who
had pushed over the mountains from Virginia and the Carolinas, there were still
wide reaches of untilled soil. The Alabama and Mississippi regions were vast
Indian frontiers of the state of Georgia, unsettled and almost unexplored. Even
to the wildest imagination there seemed to be territory enough to satisfy the
land hunger of the American people for a century to come.
The Significance of the Mississippi River.—At all events the East, then the
center of power, saw no good reason for expansion. The planters of the
Carolinas, the manufacturers of Pennsylvania, the importers of New York, the
shipbuilders of New England, looking to the seaboard and to Europe for trade,
refinements, and sometimes their ideas of government, were slow to appreciate
the place of the West in national economy. The better educated the Easterners
were, the less, it seems, they comprehended the destiny of the nation. Sons of
Federalist fathers at Williams College, after a long debate decided by a vote of
fifteen to one that the purchase of Louisiana was undesirable.
On the other hand, the pioneers of Kentucky, Ohio, and Tennessee, unlearned in
books, saw with their own eyes the resources of the wilderness. Many of them had
been across the Mississippi and had beheld the rich lands awaiting the plow of
the white man. Down the great river they floated their wheat, corn, and bacon to
ocean-going ships bound for the ports of the seaboard or for Europe. The land
journeys over the mountain barriers with bulky farm produce, they knew from
experience, were almost impossible, and costly at best. Nails, bolts of cloth,
tea, and coffee could go or come that way, but not corn and bacon. A free outlet
to the sea by the Mississippi was as essential to the pioneers of the Kentucky
region as the harbor of Boston to the merchant princes of that metropolis.
Louisiana under Spanish Rule.—For this reason they watched with deep solicitude
the fortunes of the Spanish king to whom, at the close of the Seven Years' War,
had fallen the Louisiana territory stretching from New Orleans to the Rocky
Mountains. While he controlled the mouth of the Mississippi there was little to
fear, for he had neither the army nor the navy necessary to resist any invasion
of American trade. Moreover, Washington had been able, by the exercise of great
tact, to secure from Spain in 1795 a trading privilege through New Orleans which
satisfied the present requirements of the frontiersmen even if it did not allay
their fears for the future. So things stood when a swift succession of events
altered the whole situation.
Louisiana Transferred to France.—In July, 1802, a royal order from Spain
instructed the officials at New Orleans to close the port to American produce.
About the same time a disturbing rumor, long current, was confirmed—Napoleon had
coerced Spain into returning Louisiana to France by a secret treaty signed in
1800. "The scalers of the Alps and conquerors of Venice" now looked across the
sea for new scenes of adventure. The West was ablaze with excitement. A call for
war ran through the frontier; expeditions were organized to prevent the landing
of the French; and petitions for instant action flooded in upon Jefferson.
Jefferson Sees the Danger.—Jefferson, the friend of France and sworn enemy of
England, compelled to choose in the interest of America, never winced. "The
cession of Louisiana and the Floridas by Spain to France," he wrote to
Livingston, the American minister in Paris, "works sorely on the United States.
It completely reverses all the political relations of the United States and will
form a new epoch in our political course.... There is on the globe one single
spot, the possessor of which is our natural and habitual enemy. It is New
Orleans through which the produce of three-eighths of our territory must pass to
market.... France, placing herself in that door, assumes to us an attitude of
defiance. Spain might have retained it quietly for years. Her pacific
dispositions, her feeble state would induce her to increase our facilities
there.... Not so can it ever be in the hands of France.... The day that France
takes possession of New Orleans fixes the sentence which is to restrain her
forever within her low water mark.... It seals the union of the two nations who
in conjunction can maintain exclusive possession of the ocean. From that moment
we must marry ourselves to the British fleet and nation.... This is not a state
of things we seek or desire. It is one which this measure, if adopted by France,
forces on us as necessarily as any other cause by the laws of nature brings on
its necessary effect."
Louisiana Purchased.—Acting on this belief, but apparently seeing only the
Mississippi outlet at stake, Jefferson sent his friend, James Monroe, to France
with the power to buy New Orleans and West Florida. Before Monroe arrived, the
regular minister, Livingston, had already convinced Napoleon that it would be
well to sell territory which might be wrested from him at any moment by the
British sea power, especially as the war, temporarily stopped by the peace of
Amiens, was once more raging in Europe. Wise as he was in his day, Livingston
had at first no thought of buying the whole Louisiana country. He was simply
dazed when Napoleon offered to sell the entire domain and get rid of the
business altogether. Though staggered by the proposal, he and Monroe decided to
accept. On April 30, they signed the treaty of cession, agreeing to pay
$11,250,000 in six per cent bonds and to discharge certain debts due French
citizens, making in all approximately fifteen millions. Spain protested,
Napoleon's brother fumed, French newspapers objected; but the deed was done.
Jefferson and His Constitutional Scruples.—When the news of this extraordinary
event reached the United States, the people were filled with astonishment, and
no one was more surprised than Jefferson himself. He had thought of buying New
Orleans and West Florida for a small sum, and now a vast domain had been dumped
into the lap of the nation. He was puzzled. On looking into the Constitution he
found not a line authorizing the purchase of more territory and so he drafted an
amendment declaring "Louisiana, as ceded by France,—a part of the United
States." He had belabored the Federalists for piling up a big national debt and
he could hardly endure the thought of issuing more bonds himself.
In the midst of his doubts came the news that Napoleon might withdraw from the
bargain. Thoroughly alarmed by that, Jefferson pressed the Senate for a
ratification of the treaty. He still clung to his original idea that the
Constitution did not warrant the purchase; but he lamely concluded: "If our
friends shall think differently, I shall certainly acquiesce with satisfaction;
confident that the good sense of our country will correct the evil of
construction when it shall produce ill effects." Thus the stanch advocate of
"strict interpretation" cut loose from his own doctrine and intrusted the
construction of the Constitution to "the good sense" of his countrymen.
The Treaty Ratified.—This unusual transaction, so favorable to the West, aroused
the ire of the seaboard Federalists. Some denounced it as unconstitutional,
easily forgetting Hamilton's masterly defense of the bank, also not mentioned in
the Constitution. Others urged that, if "the howling wilderness" ever should be
settled, it would turn against the East, form new commercial connections, and
escape from federal control. Still others protested that the purchase would lead
inevitably to the dominance of a "hotch potch of wild men from the Far West."
Federalists, who thought "the broad back of America" could readily bear
Hamilton's consolidated debt, now went into agonies over a bond issue of less
than one-sixth of that amount. But in vain. Jefferson's party with a high hand
carried the day. The Senate, after hearing the Federalist protest, ratified the
treaty. In December, 1803, the French flag was hauled down from the old
government buildings in New Orleans and the Stars and Stripes were hoisted as a
sign that the land of Coronado, De Soto, Marquette, and La Salle had passed
forever to the United States.
The United States in 1805
By a single stroke, the original territory of the United States was more than
doubled. While the boundaries of the purchase were uncertain, it is safe to say
that the Louisiana territory included what is now Arkansas, Missouri, Iowa,
Oklahoma, Kansas, Nebraska, South Dakota, and large portions of Louisiana,
Minnesota, North Dakota, Colorado, Montana, and Wyoming. The farm lands that the
friends of "a little America" on the seacoast declared a hopeless wilderness
were, within a hundred years, fully occupied and valued at nearly seven billion
dollars—almost five hundred times the price paid to Napoleon.
Western Explorations.—Having taken the fateful step, Jefferson wisely began to
make the most of it. He prepared for the opening of the new country by sending
the Lewis and Clark expedition to explore it, discover its resources, and lay
out an overland route through the Missouri Valley and across the Great Divide to
the Pacific. The story of this mighty exploit, which began in the spring of 1804
and ended in the autumn of 1806, was set down with skill and pains in the
journal of Lewis and Clark; when published even in a short form, it invited the
forward-looking men of the East to take thought about the western empire. At the
same time Zebulon Pike, in a series of journeys, explored the sources of the
Mississippi River and penetrated the Spanish territories of the far Southwest.
Thus scouts and pioneers continued the work of diplomats.
The Republican War for Commercial Independence
The English and French Blockades.—In addition to bringing Louisiana to the
United States, the reopening of the European War in 1803, after a short lull,
renewed in an acute form the commercial difficulties that had plagued the
country all during the administrations of Washington and Adams. The Republicans
were now plunged into the hornets' nest. The party whose ardent spirits had
burned Jay in effigy, stoned Hamilton for defending his treaty, jeered
Washington's proclamation of neutrality, and spoken bitterly of "timid traders,"
could no longer take refuge in criticism. It had to act.
Its troubles took a serious turn in 1806. England, in a determined effort to
bring France to her knees by starvation, declared the coast of Europe blockaded
from Brest to the mouth of the Elbe River. Napoleon retaliated by his Berlin
Decree of November, 1806, blockading the British Isles—a measure terrifying to
American ship owners whose vessels were liable to seizure by any French rover,
though Napoleon had no navy to make good his proclamation. Great Britain
countered with a still more irritating decree—the Orders in Council of 1807. It
modified its blockade, but in so doing merely authorized American ships not
carrying munitions of war to complete their voyage to the Continent, on
condition of their stopping at a British port, securing a license, and paying a
tax. This, responded Napoleon, was the height of insolence, and he denounced it
as a gross violation of international law. He then closed the circle of American
troubles by issuing his Milan Decree of December, 1807. This order declared that
any ship which complied with the British rules would be subject to seizure and
confiscation by French authorities.
The Impressment of Seamen.—That was not all. Great Britain, in dire need of men
for her navy, adopted the practice of stopping American ships, searching them,
and carrying away British-born sailors found on board. British sailors were so
badly treated, so cruelly flogged for trivial causes, and so meanly fed that
they fled in crowds to the American marine. In many cases it was difficult to
tell whether seamen were English or American. They spoke the same language, so
that language was no test. Rovers on the deep and stragglers in the ports of
both countries, they frequently had no papers to show their nativity. Moreover,
Great Britain held to the old rule—"Once an Englishman, always an Englishman"—a
doctrine rejected by the United States in favor of the principle that a man
could choose the nation to which he would give allegiance. British sea captains,
sometimes by mistake, and often enough with reckless indifference, carried away
into servitude in their own navy genuine American citizens. The process itself,
even when executed with all the civilities of law, was painful enough, for it
meant that American ships were forced to "come to," and compelled to rest
submissively under British guns until the searching party had pried into
records, questioned seamen, seized and handcuffed victims. Saints could not have
done this work without raising angry passions, and only saints could have
endured it with patience and fortitude.
Had the enactment of the scenes been confined to the high seas and knowledge of
them to rumors and newspaper stories, American resentment might not have been so
intense; but many a search and seizure was made in sight of land. British and
French vessels patrolled the coasts, firing on one another and chasing one
another in American waters within the three-mile limit. When, in the summer of
1807, the American frigate Chesapeake refused to surrender men alleged to be
deserters from King George's navy, the British warship Leopard opened fire,
killing three men and wounding eighteen more—an act which even the British
ministry could hardly excuse. If the French were less frequently the offenders,
it was not because of their tenderness about American rights but because so few
of their ships escaped the hawk-eyed British navy to operate in American waters.
The Losses in American Commerce.—This high-handed conduct on the part of
European belligerents was very injurious to American trade. By their enterprise,
American shippers had become the foremost carriers on the Atlantic Ocean. In a
decade they had doubled the tonnage of American merchant ships under the
American flag, taking the place of the French marine when Britain swept that
from the seas, and supplying Britain with the sinews of war for the contest with
the Napoleonic empire. The American shipping engaged in foreign trade embraced
363,110 tons in 1791; 669,921 tons in 1800; and almost 1,000,000 tons in 1810.
Such was the enterprise attacked by the British and French decrees. American
ships bound for Great Britain were liable to be captured by French privateers
which, in spite of the disasters of the Nile and Trafalgar, ranged the seas.
American ships destined for the Continent, if they failed to stop at British
ports and pay tribute, were in great danger of capture by the sleepless British
navy and its swarm of auxiliaries. American sea captains who, in fear of British
vengeance, heeded the Orders in Council and paid the tax were almost certain to
fall a prey to French vengeance, for the French were vigorous in executing the
Milan Decree.
Jefferson's Policy.—The President's dilemma was distressing. Both the
belligerents in Europe were guilty of depredations on American commerce. War on
both of them was out of the question. War on France was impossible because she
had no territory on this side of the water which could be reached by American
troops and her naval forces had been shattered at the battles of the Nile and
Trafalgar. War on Great Britain, a power which Jefferson's followers feared and
distrusted, was possible but not inviting. Jefferson shrank from it. A man of
peace, he disliked war's brazen clamor; a man of kindly spirit, he was startled
at the death and destruction which it brought in its train. So for the eight
years Jefferson steered an even course, suggesting measure after measure with a
view to avoiding bloodshed. He sent, it is true, Commodore Preble in 1803 to
punish Mediterranean pirates preying upon American commerce; but a great war he
evaded with passionate earnestness, trying in its place every other expedient to
protect American rights.
The Embargo and Non-intercourse Acts.—In 1806, Congress passed and Jefferson
approved a non-importation act closing American ports to certain products from
British dominions—a measure intended as a club over the British government's
head. This law, failing in its purpose, Jefferson proposed and Congress adopted
in December, 1807, the Embargo Act forbidding all vessels to leave American
harbors for foreign ports. France and England were to be brought to terms by
cutting off their supplies.
The result of the embargo was pathetic. England and France refused to give up
search and seizure. American ship owners who, lured by huge profits, had
formerly been willing to take the risk were now restrained by law to their home
ports. Every section suffered. The South and West found their markets for
cotton, rice, tobacco, corn, and bacon curtailed. Thus they learned by bitter
experience the national significance of commerce. Ship masters, ship builders,
longshoremen, and sailors were thrown out of employment while the prices of
foreign goods doubled. Those who obeyed the law were ruined; violators of the
law smuggled goods into Canada and Florida for shipment abroad.
Jefferson's friends accepted the medicine with a wry face as the only
alternative to supine submission or open war. His opponents, without offering
any solution of their own, denounced it as a contemptible plan that brought
neither relief nor honor. Beset by the clamor that arose on all sides, Congress,
in the closing days of Jefferson's administration, repealed the Embargo law and
substituted a Non-intercourse act forbidding trade with England and France while
permitting it with other countries—a measure equally futile in staying the
depredations on American shipping.
Jefferson Retires in Favor of Madison.—Jefferson, exhausted by endless wrangling
and wounded, as Washington had been, by savage criticism, welcomed March 4,
1809. His friends urged him to "stay by the ship" and accept a third term. He
declined, saying that election for life might result from repeated reëlection.
In following Washington's course and defending it on principle, he set an
example to all his successors, making the "third term doctrine" a part of
American unwritten law.
His intimate friend, James Madison, to whom he turned over the burdens of his
high office was, like himself, a man of peace. Madison had been a leader since
the days of the Revolution, but in legislative halls and council chambers, not
on the field of battle. Small in stature, sensitive in feelings, studious in
habits, he was no man for the rough and tumble of practical politics. He had
taken a prominent and distinguished part in the framing and the adoption of the
Constitution. He had served in the first Congress as a friend of Hamilton's
measures. Later he attached himself to Jefferson's fortunes and served for eight
years as his first counselor, the Secretary of State. The principles of the
Constitution, which he had helped to make and interpret, he was now as President
called upon to apply in one of the most perplexing moments in all American
history. In keeping with his own traditions and following in the footsteps of
Jefferson, he vainly tried to solve the foreign problem by negotiation.
The Trend of Events.—Whatever difficulties Madison had in making up his mind on
war and peace were settled by events beyond his own control. In the spring of
1811, a British frigate held up an American ship near the harbor of New York and
impressed a seaman alleged to be an American citizen. Burning with resentment,
the captain of the President, an American warship, acting under orders, poured
several broadsides into the Little Belt, a British sloop, suspected of being the
guilty party. The British also encouraged the Indian chief Tecumseh, who welded
together the Indians of the Northwest under British protection and gave signs of
restlessness presaging a revolt. This sent a note of alarm along the frontier
that was not checked even when, in November, Tecumseh's men were badly beaten at
Tippecanoe by William Henry Harrison. The Indians stood in the way of the
advancing frontier, and it seemed to the pioneers that, without support from the
British in Canada, the Red Men would soon be subdued.
Clay and Calhoun.—While events were moving swiftly and rumors were flying thick
and fast, the mastery of the government passed from the uncertain hands of
Madison to a party of ardent young men in Congress, dubbed "Young Republicans,"
under the leadership of two members destined to be mighty figures in American
history: Henry Clay of Kentucky and John C. Calhoun of South Carolina. The
former contended, in a flair of folly, that "the militia of Kentucky alone are
competent to place Montreal and Upper Canada at your feet." The latter with a
light heart spoke of conquering Canada in a four weeks' campaign. "It must not
be inferred," says Channing, "that in advocating conquest, the Westerners were
actuated merely by desire for land; they welcomed war because they thought it
would be the easiest way to abate Indian troubles. The savages were supported by
the fur-trading interests that centred at Quebec and London.... The Southerners
on their part wished for Florida and they thought that the conquest of Canada
would obviate some Northern opposition to this acquisition of slave territory."
While Clay and Calhoun, spokesmen of the West and South, were not unmindful of
what Napoleon had done to American commerce, they knew that their followers
still remembered with deep gratitude the aid of the French in the war for
independence and that the embers of the old hatred for George III, still on the
throne, could be readily blown into flame.
Madison Accepts War as Inevitable.—The conduct of the British ministers with
whom Madison had to deal did little to encourage him in adhering to the policy
of "watchful waiting." One of them, a high Tory, believed that all Americans
were alike "except that a few are less knaves than others" and his methods were
colored by his belief. On the recall of this minister the British government
selected another no less high and mighty in his principles and opinions. So
Madison became thoroughly discouraged about the outcome of pacific measures.
When the pressure from Congress upon him became too heavy, he gave way, signing
on June 18, 1812, the declaration of war on Great Britain. In proclaiming
hostilities, the administration set forth the causes which justified the
declaration; namely, the British had been encouraging the Indians to attack
American citizens on the frontier; they had ruined American trade by blockades;
they had insulted the American flag by stopping and searching our ships; they
had illegally seized American sailors and driven them into the British navy.
The Course of the War.—The war lasted for nearly three years without bringing
victory to either side. The surrender of Detroit by General Hull to the British
and the failure of the American invasion of Canada were offset by Perry's
victory on Lake Erie and a decisive blow administered to British designs for an
invasion of New York by way of Plattsburgh. The triumph of Jackson at New
Orleans helped to atone for the humiliation suffered in the burning of the
Capitol by the British. The stirring deeds of the Constitution, the United
States, and the Argus on the seas, the heroic death of Lawrence and the
victories of a hundred privateers furnished consolation for those who suffered
from the iron blockade finally established by the British government when it
came to appreciate the gravity of the situation. While men love the annals of
the sea, they will turn to the running battles, the narrow escapes, and the
reckless daring of American sailors in that naval contest with Great Britain.
All this was exciting but it was inconclusive. In fact, never was a government
less prepared than was that of the United States in 1812. It had neither the
disciplined troops, the ships of war, nor the supplies required by the magnitude
of the military task. It was fortune that favored the American cause. Great
Britain, harassed, worn, and financially embarrassed by nearly twenty years of
fighting in Europe, was in no mood to gather her forces for a titanic effort in
America even after Napoleon was overthrown and sent into exile at Elba in the
spring of 1814. War clouds still hung on the European horizon and the conflict
temporarily halted did again break out. To be rid of American anxieties and free
for European eventualities, England was ready to settle with the United States,
especially as that could be done without conceding anything or surrendering any
claims.
The Treaty of Peace.—Both countries were in truth sick of a war that offered
neither glory nor profit. Having indulged in the usual diplomatic skirmishing,
they sent representatives to Ghent to discuss terms of peace. After long
negotiations an agreement was reached on Christmas eve, 1814, a few days before
Jackson's victory at New Orleans. When the treaty reached America the people
were surprised to find that it said nothing about the seizure of American
sailors, the destruction of American trade, the searching of American ships, or
the support of Indians on the frontier. Nevertheless, we are told, the people
"passed from gloom to glory" when the news of peace arrived. The bells were
rung; schools were closed; flags were displayed; and many a rousing toast was
drunk in tavern and private home. The rejoicing could continue. With Napoleon
definitely beaten at Waterloo in June, 1815, Great Britain had no need to
impress sailors, search ships, and confiscate American goods bound to the
Continent. Once more the terrible sea power sank into the background and the
ocean was again white with the sails of merchantmen.
The Republicans Nationalized
The Federalists Discredited.—By a strange turn of fortune's wheel, the party of
Hamilton, Washington, Adams, the party of the grand nation, became the party of
provincialism and nullification. New England, finding its shipping interests
crippled in the European conflict and then penalized by embargoes, opposed the
declaration of war on Great Britain, which meant the completion of the ruin
already begun. In the course of the struggle, the Federalist leaders came
perilously near to treason in their efforts to hamper the government of the
United States; and in their desperation they fell back upon the doctrine of
nullification so recently condemned by them when it came from Kentucky. The
Senate of Massachusetts, while the war was in progress, resolved that it was
waged "without justifiable cause," and refused to approve military and naval
projects not connected with "the defense of our seacoast and soil." A Boston
newspaper declared that the union was nothing but a treaty among sovereign
states, that states could decide for themselves the question of obeying federal
law, and that armed resistance under the banner of a state would not be
rebellion or treason. The general assembly of Connecticut reminded the
administration at Washington that "the state of Connecticut is a free,
sovereign, and independent state." Gouverneur Morris, a member of the convention
which had drafted the Constitution, suggested the holding of another conference
to consider whether the Northern states should remain in the union.
From an old cartoon
New England Jumping into the Hands of George III
In October, 1814, a convention of delegates from Connecticut, Massachusetts,
Rhode Island, and certain counties of New Hampshire and Vermont was held at
Hartford, on the call of Massachusetts. The counsels of the extremists were
rejected but the convention solemnly went on record to the effect that acts of
Congress in violation of the Constitution are void; that in cases of deliberate,
dangerous, and palpable infractions the state is duty bound to interpose its
authority for the protection of its citizens; and that when emergencies occur
the states must be their own judges and execute their own decisions. Thus New
England answered the challenge of Calhoun and Clay. Fortunately its actions were
not as rash as its words. The Hartford convention merely proposed certain
amendments to the Constitution and adjourned. At the close of the war, its
proposals vanished harmlessly; but the men who made them were hopelessly
discredited.
The Second United States Bank.—In driving the Federalists towards nullification
and waging a national war themselves, the Republicans lost all their old taint
of provincialism. Moreover, in turning to measures of reconstruction called
forth by the war, they resorted to the national devices of the Federalists. In
1816, they chartered for a period of twenty years a second United States
Bank—the institution which Jefferson and Madison once had condemned as unsound
and unconstitutional. The Constitution remained unchanged; times and
circumstances had changed. Calhoun dismissed the vexed question of
constitutionality with a scant reference to an ancient dispute, while Madison
set aside his scruples and signed the bill.
The Protective Tariff of 1816.—The Republicans supplemented the Bank by another
Federalist measure—a high protective tariff. Clay viewed it as the beginning of
his "American system" of protection. Calhoun defended it on national principles.
For this sudden reversal of policy the young Republicans were taunted by some of
their older party colleagues with betraying the "agricultural interest" that
Jefferson had fostered; but Calhoun refused to listen to their criticisms. "When
the seas are open," he said, "the produce of the South may pour anywhere into
the markets of the Old World.... What are the effects of a war with a maritime
power—with England? Our commerce annihilated ... our agriculture cut off from
its accustomed markets, the surplus of the farmer perishes on his hands.... The
recent war fell with peculiar pressure on the growers of cotton and tobacco and
the other great staples of the country; and the same state of things will recur
in the event of another war unless prevented by the foresight of this body....
When our manufactures are grown to a certain perfection, as they soon will be
under the fostering care of the government, we shall no longer experience these
evils." With the Republicans nationalized, the Federalist party, as an
organization, disappeared after a crushing defeat in the presidential campaign
of 1816.
Monroe and the Florida Purchase.—To the victor in that political contest, James
Monroe of Virginia, fell two tasks of national importance, adding to the
prestige of the whole country and deepening the sense of patriotism that weaned
men away from mere allegiance to states. The first of these was the purchase of
Florida from Spain. The acquisition of Louisiana let the Mississippi flow
"unvexed to the sea"; but it left all the states east of the river cut off from
the Gulf, affording them ground for discontent akin to that which had moved the
pioneers of Kentucky to action a generation earlier. The uncertainty as to the
boundaries of Louisiana gave the United States a claim to West Florida, setting
on foot a movement for occupation. The Florida swamps were a basis for Indian
marauders who periodically swept into the frontier settlements, and hiding
places for runaway slaves. Thus the sanction of international law was given to
punitive expeditions into alien territory.
The pioneer leaders stood waiting for the signal. It came. President Monroe, on
the occasion of an Indian outbreak, ordered General Jackson to seize the
offenders, in the Floridas, if necessary. The high-spirited warrior, taking this
as a hint that he was to occupy the coveted region, replied that, if possession
was the object of the invasion, he could occupy the Floridas within sixty days.
Without waiting for an answer to this letter, he launched his expedition, and in
the spring of 1818 was master of the Spanish king's domain to the south.
There was nothing for the king to do but to make the best of the inevitable by
ceding the Floridas to the United States in return for five million dollars to
be paid to American citizens having claims against Spain. On Washington's
birthday, 1819, the treaty was signed. It ceded the Floridas to the United
States and defined the boundary between Mexico and the United States by drawing
a line from the mouth of the Sabine River in a northwesterly direction to the
Pacific. On this occasion even Monroe, former opponent of the Constitution,
forgot to inquire whether new territory could be constitutionally acquired and
incorporated into the American union. The Republicans seemed far away from the
days of "strict construction." And Jefferson still lived!
The Monroe Doctrine.—Even more effective in fashioning the national idea was
Monroe's enunciation of the famous doctrine that bears his name. The occasion
was another European crisis. During the Napoleonic upheaval and the years of
dissolution that ensued, the Spanish colonies in America, following the example
set by their English neighbors in 1776, declared their independence. Unable to
conquer them alone, the king of Spain turned for help to the friendly powers of
Europe that looked upon revolution and republics with undisguised horror.
The Holy Alliance.—He found them prepared to view his case with sympathy. Three
of them, Austria, Prussia, and Russia, under the leadership of the Czar,
Alexander I, in the autumn of 1815, had entered into a Holy Alliance to sustain
by reciprocal service the autocratic principle in government. Although the
effusive, almost maudlin, language of the treaty did not express their purpose
explicitly, the Alliance was later regarded as a mere union of monarchs to
prevent the rise and growth of popular government.
The American people thought their worst fears confirmed when, in 1822, a
conference of delegates from Russia, Austria, Prussia, and France met at Verona
to consider, among other things, revolutions that had just broken out in Spain
and Italy. The spirit of the conference is reflected in the first article of the
agreement reached by the delegates: "The high contracting powers, being
convinced that the system of representative government is equally incompatible
with the monarchical principle and the maxim of the sovereignty of the people
with the divine right, mutually engage in the most solemn manner to use all
their efforts to put an end to the system of representative government in
whatever country it may exist in Europe and to prevent its being introduced in
those countries where it is not yet known." The Czar, who incidentally coveted
the west coast of North America, proposed to send an army to aid the king of
Spain in his troubles at home, thus preparing the way for intervention in
Spanish America. It was material weakness not want of spirit, that prevented the
grand union of monarchs from making open war on popular government.
The Position of England.—Unfortunately, too, for the Holy Alliance, England
refused to coöperate. English merchants had built up a large trade with the
independent Latin-American colonies and they protested against the restoration
of Spanish sovereignty, which meant a renewal of Spain's former trade monopoly.
Moreover, divine right doctrines had been laid to rest in England and the
representative principle thoroughly established. Already there were signs of the
coming democratic flood which was soon to carry the first reform bill of 1832,
extending the suffrage, and sweep on to even greater achievements. British
statesmen, therefore, had to be cautious. In such circumstances, instead of
coöperating with the autocrats of Russia, Austria, and Prussia, they turned to
the minister of the United States in London. The British prime minister,
Canning, proposed that the two countries join in declaring their unwillingness
to see the Spanish colonies transferred to any other power.
Jefferson's Advice.—The proposal was rejected; but President Monroe took up the
suggestion with Madison and Jefferson as well as with his Secretary of State,
John Quincy Adams. They favored the plan. Jefferson said: "One nation, most of
all, could disturb us in this pursuit [of freedom]; she now offers to lead, aid,
and accompany us in it. By acceding to her proposition we detach her from the
bands, bring her mighty weight into the scale of free government and emancipate
a continent at one stroke.... With her on our side we need not fear the whole
world. With her then we should most sedulously cherish a cordial friendship."
Monroe's Statement of the Doctrine.—Acting on the advice of trusted friends,
President Monroe embodied in his message to Congress, on December 2, 1823, a
statement of principles now famous throughout the world as the Monroe Doctrine.
To the autocrats of Europe he announced that he would regard "any attempt on
their part to extend their system to any portion of this hemisphere as dangerous
to our peace and safety." While he did not propose to interfere with existing
colonies dependent on European powers, he ranged himself squarely on the side of
those that had declared their independence. Any attempt by a European power to
oppress them or control their destiny in any manner he characterized as "a
manifestation of an unfriendly disposition toward the United States." Referring
in another part of his message to a recent claim which the Czar had made to the
Pacific coast, President Monroe warned the Old World that "the American
continents, by the free and independent condition which they have assumed and
maintained, are henceforth not to be considered as subjects for future
colonization by any European powers." The effect of this declaration was
immediate and profound. Men whose political horizon had been limited to a
community or state were led to consider their nation as a great power among the
sovereignties of the earth, taking its part in shaping their international
relations.
The Missouri Compromise.—Respecting one other important measure of this period,
the Republicans also took a broad view of their obligations under the
Constitution; namely, the Missouri Compromise. It is true, they insisted on the
admission of Missouri as a slave state, balanced against the free state of
Maine; but at the same time they assented to the prohibition of slavery in the
Louisiana territory north of the line 36° 30'. During the debate on the subject
an extreme view had been presented, to the effect that Congress had no
constitutional warrant for abolishing slavery in the territories. The precedent
of the Northwest Ordinance, ratified by Congress in 1789, seemed a conclusive
answer from practice to this contention; but Monroe submitted the issue to his
cabinet, which included Calhoun of South Carolina, Crawford of Georgia, and Wirt
of Virginia, all presumably adherents to the Jeffersonian principle of strict
construction. He received in reply a unanimous verdict to the effect that
Congress did have the power to prohibit slavery in the territories governed by
it. Acting on this advice he approved, on March 6, 1820, the bill establishing
freedom north of the compromise line. This generous interpretation of the powers
of Congress stood for nearly forty years, until repudiated by the Supreme Court
in the Dred Scott case.
The National Decisions of Chief Justice Marshall
John Marshall, the Nationalist.—The Republicans in the lower ranges of state
politics, who did not catch the grand national style of their leaders charged
with responsibilities in the national field, were assisted in their education by
a Federalist from the Old Dominion, John Marshall, who, as Chief Justice of the
Supreme Court of the United States from 1801 to 1835, lost no occasion to exalt
the Constitution above the claims of the provinces. No differences of opinion as
to his political views have ever led even his warmest opponents to deny his
superb abilities or his sincere devotion to the national idea. All will likewise
agree that for talents, native and acquired, he was an ornament to the humble
democracy that brought him forth. His whole career was American. Born on the
frontier of Virginia, reared in a log cabin, granted only the barest rudiments
of education, inured to hardship and rough life, he rose by masterly efforts to
the highest judicial honor America can bestow.
John Marshall
On him the bitter experience of the Revolution and of later days made a lasting
impression. He was no "summer patriot." He had been a soldier in the
Revolutionary army. He had suffered with Washington at Valley Forge. He had seen
his comrades in arms starving and freezing because the Continental Congress had
neither the power nor the inclination to force the states to do their full duty.
To him the Articles of Confederation were the symbol of futility. Into the
struggle for the formation of the Constitution and its ratification in Virginia
he had thrown himself with the ardor of a soldier. Later, as a member of
Congress, a representative to France, and Secretary of State, he had aided the
Federalists in establishing the new government. When at length they were driven
from power in the executive and legislative branches of the government, he was
chosen for their last stronghold, the Supreme Court. By historic irony he
administered the oath of office to his bitterest enemy, Thomas Jefferson; and,
long after the author of the Declaration of Independence had retired to private
life, the stern Chief Justice continued to announce the old Federalist
principles from the Supreme Bench.
Marbury vs. Madison—An Act of Congress Annulled.—He had been in his high office
only two years when he laid down for the first time in the name of the entire
Court the doctrine that the judges have the power to declare an act of Congress
null and void when in their opinion it violates the Constitution. This power was
not expressly conferred on the Court. Though many able men held that the
judicial branch of the government enjoyed it, the principle was not positively
established until 1803 when the case of Marbury vs. Madison was decided. In
rendering the opinion of the Court, Marshall cited no precedents. He sought no
foundations for his argument in ancient history. He rested it on the general
nature of the American system. The Constitution, ran his reasoning, is the
supreme law of the land; it limits and binds all who act in the name of the
United States; it limits the powers of Congress and defines the rights of
citizens. If Congress can ignore its limitations and trespass upon the rights of
citizens, Marshall argued, then the Constitution disappears and Congress is
supreme. Since, however, the Constitution is supreme and superior to Congress,
it is the duty of judges, under their oath of office, to sustain it against
measures which violate it. Therefore, from the nature of the American
constitutional system the courts must declare null and void all acts which are
not authorized. "A law repugnant to the Constitution," he closed, "is void and
the courts as well as other departments are bound by that instrument." From that
day to this the practice of federal and state courts in passing upon the
constitutionality of laws has remained unshaken.
This doctrine was received by Jefferson and many of his followers with
consternation. If the idea was sound, he exclaimed, "then indeed is our
Constitution a complete felo de se [legally, a suicide]. For, intending to
establish three departments, coördinate and independent that they might check
and balance one another, it has given, according to this opinion, to one of them
alone the right to prescribe rules for the government of the others, and to that
one, too, which is unelected by and independent of the nation.... The
Constitution, on this hypothesis, is a mere thing of wax in the hands of the
judiciary which they may twist and shape into any form they please. It should be
remembered, as an axiom of eternal truth in politics, that whatever power in any
government is independent, is absolute also.... A judiciary independent of a
king or executive alone is a good thing; but independence of the will of the
nation is a solecism, at least in a republican government." But Marshall was
mighty and his view prevailed, though from time to time other men, clinging to
Jefferson's opinion, likewise opposed the exercise by the Courts of the high
power of passing upon the constitutionality of acts of Congress.
Acts of State Legislatures Declared Unconstitutional.—Had Marshall stopped with
annulling an act of Congress, he would have heard less criticism from Republican
quarters; but, with the same firmness, he set aside acts of state legislatures
as well, whenever, in his opinion, they violated the federal Constitution. In
1810, in the case of Fletcher vs. Peck, he annulled an act of the Georgia
legislature, informing the state that it was not sovereign, but "a part of a
large empire, ... a member of the American union; and that union has a
constitution ... which imposes limits to the legislatures of the several
states." In the case of McCulloch vs. Maryland, decided in 1819, he declared
void an act of the Maryland legislature designed to paralyze the branches of the
United States Bank established in that state. In the same year, in the still
more memorable Dartmouth College case, he annulled an act of the New Hampshire
legislature which infringed upon the charter received by the college from King
George long before. That charter, he declared, was a contract between the state
and the college, which the legislature under the federal Constitution could not
impair. Two years later he stirred the wrath of Virginia by summoning her to the
bar of the Supreme Court to answer in a case in which the validity of one of her
laws was involved and then justified his action in a powerful opinion rendered
in the case of Cohens vs. Virginia.
All these decisions aroused the legislatures of the states. They passed sheaves
of resolutions protesting and condemning; but Marshall never turned and never
stayed. The Constitution of the United States, he fairly thundered at them, is
the supreme law of the land; the Supreme Court is the proper tribunal to pass
finally upon the validity of the laws of the states; and "those sovereignties,"
far from possessing the right of review and nullification, are irrevocably bound
by the decisions of that Court. This was strong medicine for the authors of the
Kentucky and Virginia Resolutions and for the members of the Hartford
convention; but they had to take it.
The Doctrine of Implied Powers.—While restraining Congress in the Marbury case
and the state legislatures in a score of cases, Marshall also laid the judicial
foundation for a broad and liberal view of the Constitution as opposed to narrow
and strict construction. In McCulloch vs. Maryland, he construed generously the
words "necessary and proper" in such a way as to confer upon Congress a wide
range of "implied powers" in addition to their express powers. That case
involved, among other things, the question whether the act establishing the
second United States Bank was authorized by the Constitution. Marshall answered
in the affirmative. Congress, ran his reasoning, has large powers over taxation
and the currency; a bank is of appropriate use in the exercise of these
enumerated powers; and therefore, though not absolutely necessary, a bank is
entirely proper and constitutional. "With respect to the means by which the
powers that the Constitution confers are to be carried into execution," he said,
Congress must be allowed the discretion which "will enable that body to perform
the high duties assigned to it, in the manner most beneficial to the people." In
short, the Constitution of the United States is not a strait jacket but a
flexible instrument vesting in Congress the powers necessary to meet national
problems as they arise. In delivering this opinion Marshall used language almost
identical with that employed by Lincoln when, standing on the battle field of a
war waged to preserve the nation, he said that "a government of the people, by
the people, for the people shall not perish from the earth."
Summary of the Union and National Politics
During the strenuous period between the establishment of American independence
and the advent of Jacksonian democracy the great American experiment was under
the direction of the men who had launched it. All the Presidents in that period,
except John Quincy Adams, had taken part in the Revolution. James Madison, the
chief author of the Constitution, lived until 1836. This age, therefore, was the
"age of the fathers." It saw the threatened ruin of the country under the
Articles of Confederation, the formation of the Constitution, the rise of
political parties, the growth of the West, the second war with England, and the
apparent triumph of the national spirit over sectionalism.
The new republic had hardly been started in 1783 before its troubles began. The
government could not raise money to pay its debts or running expenses; it could
not protect American commerce and manufactures against European competition; it
could not stop the continual issues of paper money by the states; it could not
intervene to put down domestic uprisings that threatened the existence of the
state governments. Without money, without an army, without courts of law, the
union under the Articles of Confederation was drifting into dissolution.
Patriots, who had risked their lives for independence, began to talk of monarchy
again. Washington, Hamilton, and Madison insisted that a new constitution alone
could save America from disaster.
By dint of much labor the friends of a new form of government induced the
Congress to call a national convention to take into account the state of
America. In May, 1787, it assembled at Philadelphia and for months it debated
and wrangled over plans for a constitution. The small states clamored for equal
rights in the union. The large states vowed that they would never grant it. A
spirit of conciliation, fair play, and compromise saved the convention from
breaking up. In addition, there were jealousies between the planting states and
the commercial states. Here, too, compromises had to be worked out. Some of the
delegates feared the growth of democracy and others cherished it. These factions
also had to be placated. At last a plan of government was drafted—the
Constitution of the United States—and submitted to the states for approval. Only
after a long and acrimonious debate did enough states ratify the instrument to
put it into effect. On April 30, 1789, George Washington was inaugurated first
President.
The new government proceeded to fund the old debt of the nation, assume the
debts of the states, found a national bank, lay heavy taxes to pay the bills,
and enact laws protecting American industry and commerce. Hamilton led the way,
but he had not gone far before he encountered opposition. He found a formidable
antagonist in Jefferson. In time two political parties appeared full armed upon
the scene: the Federalists and the Republicans. For ten years they filled the
country with political debate. In 1800 the Federalists were utterly vanquished
by the Republicans with Jefferson in the lead.
By their proclamations of faith the Republicans favored the states rather than
the new national government, but in practice they added immensely to the
prestige and power of the nation. They purchased Louisiana from France, they
waged a war for commercial independence against England, they created a second
United States Bank, they enacted the protective tariff of 1816, they declared
that Congress had power to abolish slavery north of the Missouri Compromise
line, and they spread the shield of the Monroe Doctrine between the Western
Hemisphere and Europe.
Still America was a part of European civilization. Currents of opinion flowed to
and fro across the Atlantic. Friends of popular government in Europe looked to
America as the great exemplar of their ideals. Events in Europe reacted upon
thought in the United States. The French Revolution exerted a profound influence
on the course of political debate. While it was in the stage of mere reform all
Americans favored it. When the king was executed and a radical democracy set up,
American opinion was divided. When France fell under the military dominion of
Napoleon and preyed upon American commerce, the United States made ready for
war.
The conduct of England likewise affected American affairs. In 1793 war broke out
between England and France and raged with only a slight intermission until 1815.
England and France both ravaged American commerce, but England was the more
serious offender because she had command of the seas. Though Jefferson and
Madison strove for peace, the country was swept into war by the vehemence of the
"Young Republicans," headed by Clay and Calhoun.
When the armed conflict was closed, one in diplomacy opened. The autocratic
powers of Europe threatened to intervene on behalf of Spain in her attempt to
recover possession of her Latin-American colonies. Their challenge to America
brought forth the Monroe Doctrine. The powers of Europe were warned not to
interfere with the independence or the republican policies of this hemisphere or
to attempt any new colonization in it. It seemed that nationalism was to have a
peaceful triumph over sectionalism.
References
H. Adams, History of the United States, 1800-1817 (9 vols.).
K.C. Babcock, Rise of American Nationality (American Nation Series).
E. Channing, The Jeffersonian System (Same Series).
D.C. Gilman, James Monroe.
W. Reddaway, The Monroe Doctrine.
T. Roosevelt, Naval War of 1812.
Questions
1. What was the leading feature of Jefferson's political theory?
2. Enumerate the chief measures of his administration.
3. Were the Jeffersonians able to apply their theories? Give the reasons.
4. Explain the importance of the Mississippi River to Western farmers.
5. Show how events in Europe forced the Louisiana Purchase.
6. State the constitutional question involved in the Louisiana Purchase.
7. Show how American trade was affected by the European war.
8. Compare the policies of Jefferson and Madison.
9. Why did the United States become involved with England rather than with
France?
10. Contrast the causes of the War of 1812 with the results.
11. Give the economic reasons for the attitude of New England.
12. Give five "nationalist" measures of the Republicans. Discuss each in detail.
13. Sketch the career of John Marshall.
14. Discuss the case of Marbury vs. Madison.
15. Summarize Marshall's views on: (a) states' rights; and (b) a liberal
interpretation of the Constitution.
Research Topics
The Louisiana Purchase.—Text of Treaty in Macdonald, Documentary Source Book,
pp. 279-282. Source materials in Hart, American History Told by Contemporaries,
Vol. III, pp. 363-384. Narrative, Henry Adams, History of the United States,
Vol. II, pp. 25-115; Elson, History of the United States, pp. 383-388.
The Embargo and Non-Intercourse Acts.—Macdonald, pp. 282-288; Adams, Vol. IV,
pp. 152-177; Elson, pp. 394-405.
Congress and the War of 1812.—Adams, Vol. VI, pp. 113-198; Elson, pp. 408-450.
Proposals of the Hartford Convention.—Macdonald, pp. 293-302.
Manufactures and the Tariff of 1816.—Coman, Industrial History of the United
States, pp. 184-194.
The Second United States Bank.—Macdonald, pp. 302-306.
Effect of European War on American Trade.—Callender, Economic History of the
United States, pp. 240-250.
The Monroe Message.—Macdonald, pp. 318-320.
Lewis and Clark Expedition.—R.G. Thwaites, Rocky Mountain Explorations, pp.
92-187. Schafer, A History of the Pacific Northwest (rev. ed.), pp. 29-61.
PART IV. THE WEST AND JACKSONIAN DEMOCRACY
CHAPTER X
THE FARMERS BEYOND THE APPALACHIANS
The nationalism of Hamilton was undemocratic. The democracy of Jefferson was, in
the beginning, provincial. The historic mission of uniting nationalism and
democracy was in the course of time given to new leaders from a region beyond
the mountains, peopled by men and women from all sections and free from those
state traditions which ran back to the early days of colonization. The voice of
the democratic nationalism nourished in the West was heard when Clay of Kentucky
advocated his American system of protection for industries; when Jackson of
Tennessee condemned nullification in a ringing proclamation that has taken its
place among the great American state papers; and when Lincoln of Illinois, in a
fateful hour, called upon a bewildered people to meet the supreme test whether
this was a nation destined to survive or to perish. And it will be remembered
that Lincoln's party chose for its banner that earlier device—Republican—which
Jefferson had made a sign of power. The "rail splitter" from Illinois united the
nationalism of Hamilton with the democracy of Jefferson, and his appeal was
clothed in the simple language of the people, not in the sonorous rhetoric which
Webster learned in the schools.
Preparation for Western Settlement
The West and the American Revolution.—The excessive attention devoted by
historians to the military operations along the coast has obscured the rôle
played by the frontier in the American Revolution. The action of Great Britain
in closing western land to easy settlement in 1763 was more than an incident in
precipitating the war for independence. Americans on the frontier did not forget
it; when Indians were employed by England to defend that land, zeal for the
patriot cause set the interior aflame. It was the members of the western
vanguard, like Daniel Boone, John Sevier, and George Rogers Clark, who first
understood the value of the far-away country under the guns of the English
forts, where the Red Men still wielded the tomahawk and the scalping knife. It
was they who gave the East no rest until their vision was seen by the leaders on
the seaboard who directed the course of national policy. It was one of their
number, a seasoned Indian fighter, George Rogers Clark, who with aid from
Virginia seized Kaskaskia and Vincennes and secured the whole Northwest to the
union while the fate of Washington's army was still hanging in the balance.
Western Problems at the End of the Revolution.—The treaty of peace, signed with
Great Britain in 1783, brought the definite cession of the coveted territory
west to the Mississippi River, but it left unsolved many problems. In the first
place, tribes of resentful Indians in the Ohio region, even though British
support was withdrawn at last, had to be reckoned with; and it was not until
after the establishment of the federal Constitution that a well-equipped army
could be provided to guarantee peace on the border. In the second place, British
garrisons still occupied forts on Lake Erie pending the execution of the terms
of the treaty of 1783—terms which were not fulfilled until after the
ratification of the Jay treaty twelve years later. In the third place, Virginia,
Connecticut, and Massachusetts had conflicting claims to the land in the
Northwest based on old English charters and Indian treaties. It was only after a
bitter contest that the states reached an agreement to transfer their rights to
the government of the United States, Virginia executing her deed of cession on
March 1, 1784. In the fourth place, titles to lands bought by individuals
remained uncertain in the absence of official maps and records. To meet this
last situation, Congress instituted a systematic survey of the Ohio country,
laying it out into townships, sections of 640 acres each, and quarter sections.
In every township one section of land was set aside for the support of public
schools.
The Northwest Ordinance.—The final problem which had to be solved before
settlement on a large scale could be begun was that of governing the territory.
Pioneers who looked with hungry eyes on the fertile valley of the Ohio could
hardly restrain their impatience. Soldiers of the Revolution, who had been paid
for their services in land warrants entitling them to make entries in the West,
called for action.
Congress answered by passing in 1787 the famous Northwest Ordinance providing
for temporary territorial government to be followed by the creation of a popular
assembly as soon as there were five thousand free males in any district.
Eventual admission to the union on an equal footing with the original states was
promised to the new territories. Religious freedom was guaranteed. The
safeguards of trial by jury, regular judicial procedure, and habeas corpus were
established, in order that the methods of civilized life might take the place of
the rough-and-ready justice of lynch law. During the course of the debate on the
Ordinance, Congress added the sixth article forbidding slavery and involuntary
servitude.
This Charter of the Northwest, so well planned by the Congress under the
Articles of Confederation, was continued in force by the first Congress under
the Constitution in 1789. The following year its essential provisions, except
the ban on slavery, were applied to the territory south of the Ohio, ceded by
North Carolina to the national government, and in 1798 to the Mississippi
territory, once held by Georgia. Thus it was settled for all time that "the new
colonies were not to be exploited for the benefit of the parent states (any more
than for the benefit of England) but were to be autonomous and coördinate
commonwealths." This outcome, bitterly opposed by some Eastern leaders who
feared the triumph of Western states over the seaboard, completed the legal
steps necessary by way of preparation for the flood of settlers.
The Land Companies, Speculators, and Western Land Tenure.—As in the original
settlement of America, so in the opening of the West, great companies and single
proprietors of large grants early figured. In 1787 the Ohio Land Company, a New
England concern, acquired a million and a half acres on the Ohio and began
operations by planting the town of Marietta. A professional land speculator,
J.C. Symmes, secured a million acres lower down where the city of Cincinnati was
founded. Other individuals bought up soldiers' claims and so acquired enormous
holdings for speculative purposes. Indeed, there was such a rush to make
fortunes quickly through the rise in land values that Washington was moved to
cry out against the "rage for speculating in and forestalling of land on the
North West of the Ohio," protesting that "scarce a valuable spot within any
tolerable distance of it is left without a claimant." He therefore urged
Congress to fix a reasonable price for the land, not "too exorbitant and
burdensome for real occupiers, but high enough to discourage monopolizers."
Congress, however, was not prepared to use the public domain for the sole
purpose of developing a body of small freeholders in the West. It still looked
upon the sale of public lands as an important source of revenue with which to
pay off the public debt; consequently it thought more of instant income than of
ultimate results. It placed no limit on the amount which could be bought when it
fixed the price at $2 an acre in 1796, and it encouraged the professional land
operator by making the first installment only twenty cents an acre in addition
to the small registration and survey fee. On such terms a speculator with a few
thousand dollars could get possession of an enormous plot of land. If he was
fortunate in disposing of it, he could meet the installments, which were spread
over a period of four years, and make a handsome profit for himself. Even when
the credit or installment feature was abolished in 1821 and the price of the
land lowered to a cash price of $1.75 an acre, the opportunity for large
speculative purchases continued to attract capital to land ventures.
The Development of the Small Freehold.—The cheapness of land and the scarcity of
labor, nevertheless, made impossible the triumph of the huge estate with its
semi-servile tenantry. For about $45 a man could get a farm of 160 acres on the
installment plan; another payment of $80 was due in forty days; but a four-year
term was allowed for the discharge of the balance. With a capital of from two to
three hundred dollars a family could embark on a land venture. If it had good
crops, it could meet the deferred payments. It was, however, a hard battle at
best. Many a man forfeited his land through failure to pay the final
installment; yet in the end, in spite of all the handicaps, the small freehold
of a few hundred acres at most became the typical unit of Western agriculture,
except in the planting states of the Gulf. Even the lands of the great companies
were generally broken up and sold in small lots.
The tendency toward moderate holdings, so favored by Western conditions, was
also promoted by a clause in the Northwest Ordinance declaring that the land of
any person dying intestate—that is, without any will disposing of it—should be
divided equally among his descendants. Hildreth says of this provision: "It
established the important republican principle, not then introduced into all the
states, of the equal distribution of landed as well as personal property." All
these forces combined made the wide dispersion of wealth, in the early days of
the nineteenth century, an American characteristic, in marked contrast with the
European system of family prestige and vast estates based on the law of
primogeniture.
The Western Migration and New States
The People.—With government established, federal arms victorious over the
Indians, and the lands surveyed for sale, the way was prepared for the
immigrants. They came with a rush. Young New Englanders, weary of tilling the
stony soil of their native states, poured through New York and Pennsylvania,
some settling on the northern bank of the Ohio but most of them in the Lake
region. Sons and daughters of German farmers in Pennsylvania and many a
redemptioner who had discharged his bond of servitude pressed out into Ohio,
Kentucky, Tennessee, or beyond. From the exhausted fields and the clay hills of
the Southern states came pioneers of English and Scotch-Irish descent, the
latter in great numbers. Indeed one historian of high authority has ventured to
say that "the rapid expansion of the United States from a coast strip to a
continental area is largely a Scotch-Irish achievement." While native Americans
of mixed stocks led the way into the West, it was not long before immigrants
direct from Europe, under the stimulus of company enterprise, began to filter
into the new settlements in increasing numbers.
The types of people were as various as the nations they represented. Timothy
Flint, who published his entertaining Recollections in 1826, found the West a
strange mixture of all sorts and conditions of people. Some of them, he relates,
had been hunters in the upper world of the Mississippi, above the falls of St.
Anthony. Some had been still farther north, in Canada. Still others had wandered
from the South—the Gulf of Mexico, the Red River, and the Spanish country.
French boatmen and trappers, Spanish traders from the Southwest, Virginia
planters with their droves of slaves mingled with English, German, and
Scotch-Irish farmers. Hunters, forest rangers, restless bordermen, and
squatters, like the foaming combers of an advancing tide, went first. Then
followed the farmers, masters of the ax and plow, with their wives who shared
every burden and hardship and introduced some of the features of civilized life.
The hunters and rangers passed on to new scenes; the home makers built for all
time.
The Number of Immigrants.—There were no official stations on the frontier to
record the number of immigrants who entered the West during the decades
following the American Revolution. But travelers of the time record that every
road was "crowded" with pioneers and their families, their wagons and cattle;
and that they were seldom out of the sound of the snapping whip of the teamster
urging forward his horses or the crack of the hunter's rifle as he brought down
his evening meal. "During the latter half of 1787," says Coman, "more than nine
hundred boats floated down the Ohio carrying eighteen thousand men, women, and
children, and twelve thousand horses, sheep, and cattle, and six hundred and
fifty wagons." Other lines of travel were also crowded and with the passing
years the flooding tide of home seekers rose higher and higher.
The Western Routes.—Four main routes led into the country beyond the
Appalachians. The Genesee road, beginning at Albany, ran almost due west to the
present site of Buffalo on Lake Erie, through a level country. In the dry
season, wagons laden with goods could easily pass along it into northern Ohio. A
second route, through Pittsburgh, was fed by three eastern branches, one
starting at Philadelphia, one at Baltimore, and another at Alexandria. A third
main route wound through the mountains from Alexandria to Boonesboro in Kentucky
and then westward across the Ohio to St. Louis. A fourth, the most famous of
them all, passed through the Cumberland Gap and by branches extended into the
Cumberland valley and the Kentucky country.
Of these four lines of travel, the Pittsburgh route offered the most advantages.
Pioneers, no matter from what section they came, when once they were on the
headwaters of the Ohio and in possession of a flatboat, could find a quick and
easy passage into all parts of the West and Southwest. Whether they wanted to
settle in Ohio, Kentucky, or western Tennessee they could find their way down
the drifting flood to their destination or at least to some spot near it. Many
people from the South as well as the Northern and Middle states chose this
route; so it came about that the sons and daughters of Virginia and the
Carolinas mingled with those of New York, Pennsylvania, and New England in the
settlement of the Northwest territory.
The Methods of Travel into the West.—Many stories giving exact descriptions of
methods of travel into the West in the early days have been preserved. The
country was hardly opened before visitors from the Old World and from the
Eastern states, impelled by curiosity, made their way to the very frontier of
civilization and wrote books to inform or amuse the public. One of them, Gilbert
Imlay, an English traveler, has given us an account of the Pittsburgh route as
he found it in 1791. "If a man ... " he writes, "has a family or goods of any
sort to remove, his best way, then, would be to purchase a waggon and team of
horses to carry his property to Redstone Old Fort or to Pittsburgh, according as
he may come from the Northern or Southern states. A good waggon will cost, at
Philadelphia, about £10 ... and the horses about £12 each; they would cost
something more both at Baltimore and Alexandria. The waggon may be covered with
canvass, and if it is the choice of the people, they may sleep in it of nights
with the greatest safety. But if they dislike that, there are inns of
accommodation the whole distance on the different roads.... The provisions I
would purchase in the same manner [that is, from the farmers along the road];
and by having two or three camp kettles and stopping every evening when the
weather is fine upon the brink of some rivulet and by kindling a fire they may
soon dress their own food.... This manner of journeying is so far from being
disagreeable that in a fine season it is extremely pleasant." The immigrant once
at Pittsburgh or Wheeling could then buy a flatboat of a size required for his
goods and stock, and drift down the current to his journey's end.
Roads and Trails into the Western Territory
The Admission of Kentucky and Tennessee.—When the eighteenth century drew to a
close, Kentucky had a population larger than Delaware, Rhode Island, or New
Hampshire. Tennessee claimed 60,000 inhabitants. In 1792 Kentucky took her place
as a state beside her none too kindly parent, Virginia. The Eastern Federalists
resented her intrusion; but they took some consolation in the admission of
Vermont because the balance of Eastern power was still retained.
As if to assert their independence of old homes and conservative ideas the
makers of Kentucky's first constitution swept aside the landed qualification on
the suffrage and gave the vote to all free white males. Four years later,
Kentucky's neighbor to the south, Tennessee, followed this step toward a wider
democracy. After encountering fierce opposition from the Federalists, Tennessee
was accepted as the sixteenth state.
Ohio.—The door of the union had hardly opened for Tennessee when another appeal
was made to Congress, this time from the pioneers in Ohio. The little posts
founded at Marietta and Cincinnati had grown into flourishing centers of trade.
The stream of immigrants, flowing down the river, added daily to their numbers
and the growing settlements all around poured produce into their markets to be
exchanged for "store goods." After the Indians were disposed of in 1794 and the
last British soldier left the frontier forts under the terms of the Jay treaty
of 1795, tiny settlements of families appeared on Lake Erie in the "Western
Reserve," a region that had been retained by Connecticut when she surrendered
her other rights in the Northwest.
At the close of the century, Ohio, claiming a population of more than 50,000,
grew discontented with its territorial status. Indeed, two years before the
enactment of the Northwest Ordinance, squatters in that region had been invited
by one John Emerson to hold a convention after the fashion of the men of
Hartford, Windsor, and Wethersfield in old Connecticut and draft a frame of
government for themselves. This true son of New England declared that men "have
an undoubted right to pass into every vacant country and there to form their
constitution and that from the confederation of the whole United States Congress
is not empowered to forbid them." This grand convention was never held because
the heavy hand of the government fell upon the leaders; but the spirit of John
Emerson did not perish. In November, 1802, a convention chosen by voters,
assembled under the authority of Congress at Chillicothe, drew up a
constitution. It went into force after a popular ratification. The roll of the
convention bore such names as Abbot, Baldwin, Cutler, Huntington, Putnam, and
Sargent, and the list of counties from which they came included Adams,
Fairfield, Hamilton, Jefferson, Trumbull, and Washington, showing that the new
America in the West was peopled and led by the old stock. In 1803 Ohio was
admitted to the union.
Indiana and Illinois.—As in the neighboring state, the frontier in Indiana
advanced northward from the Ohio, mainly under the leadership, however, of
settlers from the South—restless Kentuckians hoping for better luck in a newer
country and pioneers from the far frontiers of Virginia and North Carolina. As
soon as a tier of counties swinging upward like the horns of the moon against
Ohio on the east and in the Wabash Valley on the west was fairly settled, a
clamor went up for statehood. Under the authority of an act of Congress in 1816
the Indianians drafted a constitution and inaugurated their government at
Corydon. "The majority of the members of the convention," we are told by a local
historian, "were frontier farmers who had a general idea of what they wanted and
had sense enough to let their more erudite colleagues put it into shape."
Two years later, the pioneers of Illinois, also settled upward from the Ohio,
like Indiana, elected their delegates to draft a constitution. Leadership in the
convention, quite properly, was taken by a man born in New York and reared in
Tennessee; and the constitution as finally drafted "was in its principal
provisions a copy of the then existing constitutions of Kentucky, Ohio, and
Indiana.... Many of the articles are exact copies in wording although
differently arranged and numbered."
Louisiana, Mississippi, and Alabama.—Across the Mississippi to the far south,
clearing and planting had gone on with much bustle and enterprise. The cotton
and sugar lands of Louisiana, opened by French and Spanish settlers, were
widened in every direction by planters with their armies of slaves from the
older states. New Orleans, a good market and a center of culture not despised
even by the pioneer, grew apace. In 1810 the population of lower Louisiana was
over 75,000. The time had come, said the leaders of the people, to fulfill the
promise made to France in the treaty of cession; namely, to grant to the
inhabitants of the territory statehood and the rights of American citizens.
Federalists from New England still having a voice in Congress, if somewhat
weaker, still protested in tones of horror. "I am compelled to declare it as my
deliberate opinion," pronounced Josiah Quincy in the House of Representatives,
"that if this bill [to admit Louisiana] passes, the bonds of this Union are
virtually dissolved ... that as it will be the right of all, so it will be the
duty of some [states] to prepare definitely for a separation; amicably if they
can, violently if they must.... It is a death blow to the Constitution. It may
afterwards linger; but lingering, its fate will, at no very distant period, be
consummated." Federalists from New York like those from New England had their
doubts about the wisdom of admitting Western states; but the party of Jefferson
and Madison, having the necessary majority, granted the coveted statehood to
Louisiana in 1812.
When, a few years later, Mississippi and Alabama knocked at the doors of the
union, the Federalists had so little influence, on account of their conduct
during the second war with England, that spokesmen from the Southwest met a
kindlier reception at Washington. Mississippi, in 1817, and Alabama, in 1819,
took their places among the United States of America. Both of them, while
granting white manhood suffrage, gave their constitutions the tone of the old
East by providing landed qualifications for the governor and members of the
legislature.
Missouri.—Far to the north in the Louisiana purchase, a new commonwealth was
rising to power. It was peopled by immigrants who came down the Ohio in fleets
of boats or crossed the Mississippi from Kentucky and Tennessee. Thrifty Germans
from Pennsylvania, hardy farmers from Virginia ready to work with their own
hands, freemen seeking freemen's homes, planters with their slaves moving on
from worn-out fields on the seaboard, came together in the widening settlements
of the Missouri country. Peoples from the North and South flowed together, small
farmers and big planters mingling in one community. When their numbers had
reached sixty thousand or more, they precipitated a contest over their admission
to the union, "ringing an alarm bell in the night," as Jefferson phrased it. The
favorite expedient of compromise with slavery was brought forth in Congress once
more. Maine consequently was brought into the union without slavery and Missouri
with slavery. At the same time there was drawn westward through the rest of the
Louisiana territory a line separating servitude from slavery.
The Spirit of the Frontier
Land Tenure and Liberty.—Over an immense western area there developed an
unbroken system of freehold farms. In the Gulf states and the lower Mississippi
Valley, it is true, the planter with his many slaves even led in the pioneer
movement; but through large sections of Tennessee and Kentucky, as well as upper
Georgia and Alabama, and all throughout the Northwest territory the small farmer
reigned supreme. In this immense dominion there sprang up a civilization without
caste or class—a body of people all having about the same amount of this world's
goods and deriving their livelihood from one source: the labor of their own
hands on the soil. The Northwest territory alone almost equaled in area all the
original thirteen states combined, except Georgia, and its system of
agricultural economy was unbroken by plantations and feudal estates. "In the
subdivision of the soil and the great equality of condition," as Webster said on
more than one occasion, "lay the true basis, most certainly, of popular
government." There was the undoubted source of Jacksonian democracy.
A Log Cabin—Lincoln's Birthplace
The Characteristics of the Western People.—Travelers into the Northwest during
the early years of the nineteenth century were agreed that the people of that
region were almost uniformly marked by the characteristics common to an
independent yeomanry. A close observer thus recorded his impressions: "A spirit
of adventurous enterprise, a willingness to go through any hardship to
accomplish an object.... Independence of thought and action. They have felt the
influence of these principles from their childhood. Men who can endure anything;
that have lived almost without restraint, free as the mountain air or as the
deer and the buffalo of their forests, and who know they are Americans all....
An apparent roughness which some would deem rudeness of manner.... Where there
is perfect equality in a neighborhood of people who know little about each
other's previous history or ancestry but where each is lord of the soil he
cultivates. Where a log cabin is all that the best of families can expect to
have for years and of course can possess few of the external decorations which
have so much influence in creating a diversity of rank in society. These
circumstances have laid the foundation for that equality of intercourse,
simplicity of manners, want of deference, want of reserve, great readiness to
make acquaintances, freedom of speech, indisposition to brook real or imaginary
insults which one witnesses among people of the West."
This equality, this independence, this rudeness so often described by the
traveler as marking a new country, were all accentuated by the character of the
settlers themselves. Traces of the fierce, unsociable, eagle-eyed, hard-drinking
hunter remained. The settlers who followed the hunter were, with some
exceptions, soldiers of the Revolutionary army, farmers of the "middling order,"
and mechanics from the towns,—English, Scotch-Irish, Germans,—poor in
possessions and thrown upon the labor of their own hands for support. Sons and
daughters from well-to-do Eastern homes sometimes brought softer manners; but
the equality of life and the leveling force of labor in forest and field soon
made them one in spirit with their struggling neighbors. Even the preachers and
teachers, who came when the cabins were raised in the clearings and rude
churches and schoolhouses were built, preached sermons and taught lessons that
savored of the frontier, as any one may know who reads Peter Cartwright's A
Muscular Christian or Eggleston's The Hoosier Schoolmaster.
The West and the East Meet
The East Alarmed.—A people so independent as the Westerners and so attached to
local self-government gave the conservative East many a rude shock, setting
gentlemen in powdered wigs and knee breeches agog with the idea that terrible
things might happen in the Mississippi Valley. Not without good grounds did
Washington fear that "a touch of a feather would turn" the Western settlers away
from the seaboard to the Spaniards; and seriously did he urge the East not to
neglect them, lest they be "drawn into the arms of, or be dependent upon
foreigners." Taking advantage of the restless spirit in the Southwest, Aaron
Burr, having disgraced himself by killing Alexander Hamilton in a duel, laid
wild plans, if not to bring about a secession in that region, at least to build
a state of some kind out of the Spanish dominions adjoining Louisiana.
Frightened at such enterprises and fearing the dominance of the West, the
Federalists, with a few conspicuous exceptions, opposed equality between the
sections. Had their narrow views prevailed, the West, with its new democracy,
would have been held in perpetual tutelage to the seaboard or perhaps been
driven into independence as the thirteen colonies had been not long before.
Eastern Friends of the West.—Fortunately for the nation, there were many Eastern
leaders, particularly from the South, who understood the West, approved its
spirit, and sought to bring the two sections together by common bonds.
Washington kept alive and keen the zeal for Western advancement which he
acquired in his youth as a surveyor. He never grew tired of urging upon his
Eastern friends the importance of the lands beyond the mountains. He pressed
upon the governor of Virginia a project for a wagon road connecting the seaboard
with the Ohio country and was active in a movement to improve the navigation of
the Potomac. He advocated strengthening the ties of commerce. "Smooth the
roads," he said, "and make easy the way for them, and then see what an influx of
articles will be poured upon us; how amazingly our exports will be increased by
them; and how amply we shall be compensated for any trouble and expense we may
encounter to effect it." Jefferson, too, was interested in every phase of
Western development—the survey of lands, the exploration of waterways, the
opening of trade, and even the discovery of the bones of prehistoric animals.
Robert Fulton, the inventor of the steamboat, was another man of vision who for
many years pressed upon his countrymen the necessity of uniting East and West by
a canal which would cement the union, raise the value of the public lands, and
extend the principles of confederate and republican government.
The Difficulties of Early Transportation.—Means of communication played an
important part in the strategy of all those who sought to bring together the
seaboard and the frontier. The produce of the West—wheat, corn, bacon, hemp,
cattle, and tobacco—was bulky and the cost of overland transportation was
prohibitive. In the Eastern market, "a cow and her calf were given for a bushel
of salt, while a suit of 'store clothes' cost as much as a farm." In such
circumstances, the inhabitants of the Mississippi Valley were forced to ship
their produce over a long route by way of New Orleans and to pay high freight
rates for everything that was brought across the mountains. Scows of from five
to fifty tons were built at the towns along the rivers and piloted down the
stream to the Crescent City. In a few cases small ocean-going vessels were built
to transport goods to the West Indies or to the Eastern coast towns. Salt, iron,
guns, powder, and the absolute essentials which the pioneers had to buy mainly
in Eastern markets were carried over narrow wagon trails that were almost
impassable in the rainy season.
The National Road.—To far-sighted men, like Albert Gallatin, "the father of
internal improvements," the solution of this problem was the construction of
roads and canals. Early in Jefferson's administration, Congress dedicated a part
of the proceeds from the sale of lands to building highways from the headwaters
of the navigable waters emptying into the Atlantic to the Ohio River and beyond
into the Northwest territory. In 1806, after many misgivings, it authorized a
great national highway binding the East and the West. The Cumberland Road, as it
was called, began in northwestern Maryland, wound through southern Pennsylvania,
crossed the narrow neck of Virginia at Wheeling, and then shot almost straight
across Ohio, Indiana, and Illinois, into Missouri. By 1817, stagecoaches were
running between Washington and Wheeling; by 1833 contractors had carried their
work to Columbus, Ohio, and by 1852, to Vandalia, Illinois. Over this ballasted
road mail and passenger coaches could go at high speed, and heavy freight wagons
proceed in safety at a steady pace.
The Cumberland Road
Canals and Steamboats.—A second epoch in the economic union of the East and West
was reached with the opening of the Erie Canal in 1825, offering an all-water
route from New York City to the Great Lakes and the Mississippi Valley.
Pennsylvania, alarmed by the advantages conferred on New York by this
enterprise, began her system of canals and portages from Philadelphia to
Pittsburgh, completing the last link in 1834. In the South, the Chesapeake and
Ohio Company, chartered in 1825, was busy with a project to connect Georgetown
and Cumberland when railways broke in upon the undertaking before it was half
finished. About the same time, Ohio built a canal across the state, affording
water communication between Lake Erie and the Ohio River through a rich wheat
belt. Passengers could now travel by canal boat into the West with comparative
ease and comfort, if not at a rapid speed, and the bulkiest of freight could be
easily handled. Moreover, the rate charged for carrying goods was cut by the
Erie Canal from $32 a ton per hundred miles to $1. New Orleans was destined to
lose her primacy in the Mississippi Valley.
The diversion of traffic to Eastern markets was also stimulated by steamboats
which appeared on the Ohio about 1810, three years after Fulton had made his
famous trip on the Hudson. It took twenty men to sail and row a five-ton scow up
the river at a speed of from ten to twenty miles a day. In 1825, Timothy Flint
traveled a hundred miles a day on the new steamer Grecian "against the whole
weight of the Mississippi current." Three years later the round trip from
Louisville to New Orleans was cut to eight days. Heavy produce that once had to
float down to New Orleans could be carried upstream and sent to the East by way
of the canal systems.
From an old print
An Early Mississippi Steamboat
Thus the far country was brought near. The timid no longer hesitated at the
thought of the perilous journey. All routes were crowded with Western
immigrants. The forests fell before the ax like grain before the sickle.
Clearings scattered through the woods spread out into a great mosaic of farms
stretching from the Southern Appalachians to Lake Michigan. The national census
of 1830 gave 937,000 inhabitants to Ohio; 343,000 to Indiana; 157,000 to
Illinois; 687,000 to Kentucky; and 681,000 to Tennessee.
Distribution of Population, 1830
With the increase in population and the growth of agriculture came political
influence. People who had once petitioned Congress now sent their own
representatives. Men who had hitherto accepted without protests Presidents from
the seaboard expressed a new spirit of dissent in 1824 by giving only three
electoral votes for John Quincy Adams; and four years later they sent a son of
the soil from Tennessee, Andrew Jackson, to take Washington's chair as chief
executive of the nation—the first of a long line of Presidents from the
Mississippi basin.
References
W.G. Brown, The Lower South in American History.
B.A. Hinsdale, The Old North West (2 vols.).
A.B. Hulbert, Great American Canals and The Cumberland Road.
T. Roosevelt, Thomas H. Benton.
P.J. Treat, The National Land System (1785-1820).
F.J. Turner, Rise of the New West (American Nation Series).
J. Winsor, The Westward Movement.
Questions
1. How did the West come to play a rôle in the Revolution?
2. What preparations were necessary to settlement?
3. Give the principal provisions of the Northwest Ordinance.
4. Explain how freehold land tenure happened to predominate in the West.
5. Who were the early settlers in the West? What routes did they take? How did
they travel?
6. Explain the Eastern opposition to the admission of new Western states. Show
how it was overcome.
7. Trace a connection between the economic system of the West and the spirit of
the people.
8. Who were among the early friends of Western development?
9. Describe the difficulties of trade between the East and the West.
10. Show how trade was promoted.
Research Topics
Northwest Ordinance.—Analysis of text in Macdonald, Documentary Source Book.
Roosevelt, Winning of the West, Vol. V, pp. 5-57.
The West before the Revolution.—Roosevelt, Vol. I.
The West during the Revolution.—Roosevelt, Vols. II and III.
Tennessee.—Roosevelt, Vol. V, pp. 95-119 and Vol. VI, pp. 9-87.
The Cumberland Road.—A.B. Hulbert, The Cumberland Road.
Early Life in the Middle West.—Callender, Economic History of the United States,
pp. 617-633; 636-641.
Slavery in the Southwest.—Callender, pp. 641-652.
Early Land Policy.—Callender, pp. 668-680.
Westward Movement of Peoples.—Roosevelt, Vol. IV, pp. 7-39.
Lists of books dealing with the early history of Western states are given in
Hart, Channing, and Turner, Guide to the Study and Reading of American History
(rev. ed.), pp. 62-89.
Kentucky.—Roosevelt, Vol. IV, pp. 176-263.
CHAPTER XI
JACKSONIAN DEMOCRACY
The New England Federalists, at the Hartford convention, prophesied that in time
the West would dominate the East. "At the adoption of the Constitution," they
said, "a certain balance of power among the original states was considered to
exist, and there was at that time and yet is among those parties a strong
affinity between their great and general interests. By the admission of these
[new] states that balance has been materially affected and unless the practice
be modified must ultimately be destroyed. The Southern states will first avail
themselves of their new confederates to govern the East, and finally the Western
states, multiplied in number, and augmented in population, will control the
interests of the whole." Strangely enough the fulfillment of this prophecy was
being prepared even in Federalist strongholds by the rise of a new urban
democracy that was to make common cause with the farmers beyond the mountains.
The Democratic Movement in the East
The Aristocratic Features of the Old Order.—The Revolutionary fathers, in
setting up their first state constitutions, although they often spoke of
government as founded on the consent of the governed, did not think that
consistency required giving the vote to all adult males. On the contrary they
looked upon property owners as the only safe "depositary" of political power.
They went back to the colonial tradition that related taxation and
representation. This, they argued, was not only just but a safeguard against the
"excesses of democracy."
In carrying their theory into execution they placed taxpaying or property
qualifications on the right to vote. Broadly speaking, these limitations fell
into three classes. Three states, Pennsylvania (1776), New Hampshire (1784), and
Georgia (1798), gave the ballot to all who paid taxes, without reference to the
value of their property. Three, Virginia, Delaware, and Rhode Island, clung
firmly to the ancient principles that only freeholders could be intrusted with
electoral rights. Still other states, while closely restricting the suffrage,
accepted the ownership of other things as well as land in fulfillment of the
requirements. In Massachusetts, for instance, the vote was granted to all men
who held land yielding an annual income of three pounds or possessed other
property worth sixty pounds.
The electors thus enfranchised, numerous as they were, owing to the wide
distribution of land, often suffered from a very onerous disability. In many
states they were able to vote only for persons of wealth because heavy property
qualifications were imposed on public officers. In New Hampshire, the governor
had to be worth five hundred pounds, one-half in land; in Massachusetts, one
thousand pounds, all freehold; in Maryland, five thousand pounds, one thousand
of which was freehold; in North Carolina, one thousand pounds freehold; and in
South Carolina, ten thousand pounds freehold. A state senator in Massachusetts
had to be the owner of a freehold worth three hundred pounds or personal
property worth six hundred pounds; in New Jersey, one thousand pounds' worth of
property; in North Carolina, three hundred acres of land; in South Carolina, two
thousand pounds freehold. For members of the lower house of the legislature
lower qualifications were required.
In most of the states the suffrage or office holding or both were further
restricted by religious provisions. No single sect was powerful enough to
dominate after the Revolution, but, for the most part, Catholics and Jews were
either disfranchised or excluded from office. North Carolina and Georgia denied
the ballot to any one who was not a Protestant. Delaware withheld it from all
who did not believe in the Trinity and the inspiration of the Scriptures.
Massachusetts and Maryland limited it to Christians. Virginia and New York,
advanced for their day, made no discrimination in government on account of
religious opinion.
The Defense of the Old Order.—It must not be supposed that property
qualifications were thoughtlessly imposed at the outset or considered of little
consequence in practice. In the beginning they were viewed as fundamental. As
towns grew in size and the number of landless citizens increased, the
restrictions were defended with even more vigor. In Massachusetts, the great
Webster upheld the rights of property in government, saying: "It is entirely
just that property should have its due weight and consideration in political
arrangements.... The disastrous revolutions which the world has witnessed, those
political thunderstorms and earthquakes which have shaken the pillars of society
to their deepest foundations, have been revolutions against property." In
Pennsylvania, a leader in local affairs cried out against a plan to remove the
taxpaying limitation on the suffrage: "What does the delegate propose? To place
the vicious vagrant, the wandering Arabs, the Tartar hordes of our large cities
on the level with the virtuous and good man?" In Virginia, Jefferson himself had
first believed in property qualifications and had feared with genuine alarm the
"mobs of the great cities." It was near the end of the eighteenth century before
he accepted the idea of manhood suffrage. Even then he was unable to convince
the constitution-makers of his own state. "It is not an idle chimera of the
brain," urged one of them, "that the possession of land furnishes the strongest
evidence of permanent, common interest with, and attachment to, the
community.... It is upon this foundation I wish to place the right of suffrage.
This is the best general standard which can be resorted to for the purpose of
determining whether the persons to be invested with the right of suffrage are
such persons as could be, consistently with the safety and well-being of the
community, intrusted with the exercise of that right."
Attacks on the Restricted Suffrage.—The changing circumstances of American life,
however, soon challenged the rule of those with property. Prominent among the
new forces were the rising mercantile and business interests. Where the freehold
qualification was applied, business men who did not own land were deprived of
the vote and excluded from office. In New York, for example, the most illiterate
farmer who had one hundred pounds' worth of land could vote for state senator
and governor, while the landless banker or merchant could not. It is not
surprising, therefore, to find business men taking the lead in breaking down
freehold limitations on the suffrage. The professional classes also were
interested in removing the barriers which excluded many of them from public
affairs. It was a schoolmaster, Thomas Dorr, who led the popular uprising in
Rhode Island which brought the exclusive rule by freeholders to an end.
In addition to the business and professional classes, the mechanics of the towns
showed a growing hostility to a system of government that generally barred them
from voting or holding office. Though not numerous, they had early begun to
exercise an influence on the course of public affairs. They had led the riots
against the Stamp Act, overturned King George's statue, and "crammed stamps down
the throats of collectors." When the state constitutions were framed they took a
lively interest, particularly in New York City and Philadelphia. In June, 1776,
the "mechanicks in union" in New York protested against putting the new state
constitution into effect without their approval, declaring that the right to
vote on the acceptance or rejection of a fundamental law "is the birthright of
every man to whatever state he may belong." Though their petition was rejected,
their spirit remained. When, a few years later, the federal Constitution was
being framed, the mechanics watched the process with deep concern; they knew
that one of its main objects was to promote trade and commerce, affecting
directly their daily bread. During the struggle over ratification, they passed
resolutions approving its provisions and they often joined in parades organized
to stir up sentiment for the Constitution, even though they could not vote for
members of the state conventions and so express their will directly. After the
organization of trade unions they collided with the courts of law and thus
became interested in the election of judges and lawmakers.
Those who attacked the old system of class rule found a strong moral support in
the Declaration of Independence. Was it not said that all men are created equal?
Whoever runs may read. Was it not declared that governments derive their just
power from the consent of the governed? That doctrine was applied with effect to
George III and seemed appropriate for use against the privileged classes of
Massachusetts or Virginia. "How do the principles thus proclaimed," asked the
non-freeholders of Richmond, in petitioning for the ballot, "accord with the
existing regulation of the suffrage? A regulation which, instead of the equality
nature ordains, creates an odious distinction between members of the same
community ... and vests in a favored class, not in consideration of their public
services but of their private possessions, the highest of all privileges."
Abolition of Property Qualifications.—By many minor victories rather than by any
spectacular triumphs did the advocates of manhood suffrage carry the day. Slight
gains were made even during the Revolution or shortly afterward. In
Pennsylvania, the mechanics, by taking an active part in the contest over the
Constitution of 1776, were able to force the qualification down to the payment
of a small tax. Vermont came into the union in 1792 without any property
restrictions. In the same year Delaware gave the vote to all men who paid taxes.
Maryland, reckoned one of the most conservative of states, embarked on the
experiment of manhood suffrage in 1809; and nine years later, Connecticut,
equally conservative, decided that all taxpayers were worthy of the ballot.
Five states, Massachusetts, New York, Virginia, Rhode Island, and North
Carolina, remained obdurate while these changes were going on around them;
finally they had to yield themselves. The last struggle in Massachusetts took
place in the constitutional convention of 1820. There Webster, in the prime of
his manhood, and John Adams, in the closing years of his old age, alike
protested against such radical innovations as manhood suffrage. Their protests
were futile. The property test was abolished and a small tax-paying
qualification was substituted. New York surrendered the next year and, after
trying some minor restrictions for five years, went completely over to white
manhood suffrage in 1826. Rhode Island clung to her freehold qualification
through thirty years of agitation. Then Dorr's Rebellion, almost culminating in
bloodshed, brought about a reform in 1843 which introduced a slight tax-paying
qualification as an alternative to the freehold. Virginia and North Carolina
were still unconvinced. The former refused to abandon ownership of land as the
test for political rights until 1850 and the latter until 1856. Although
religious discriminations and property qualifications for office holders were
sometimes retained after the establishment of manhood suffrage, they were
usually abolished along with the monopoly of government enjoyed by property
owners and taxpayers.
Thomas Dorr Arousing His Followers
At the end of the first quarter of the nineteenth century, the white male
industrial workers and the mechanics of the Northern cities, at least, could lay
aside the petition for the ballot and enjoy with the free farmer a voice in the
government of their common country. "Universal democracy," sighed Carlyle, who
was widely read in the United States, "whatever we may think of it has declared
itself the inevitable fact of the days in which we live; and he who has any
chance to instruct or lead in these days must begin by admitting that ... Where
no government is wanted, save that of the parish constable, as in America with
its boundless soil, every man being able to find work and recompense for
himself, democracy may subsist; not elsewhere." Amid the grave misgivings of the
first generation of statesmen, America was committed to the great adventure, in
the populous towns of the East as well as in the forests and fields of the West.
The New Democracy Enters the Arena
The spirit of the new order soon had a pronounced effect on the machinery of
government and the practice of politics. The enfranchised electors were not long
in demanding for themselves a larger share in administration.
The Spoils System and Rotation in Office.—First of all they wanted office for
themselves, regardless of their fitness. They therefore extended the system of
rewarding party workers with government positions—a system early established in
several states, notably New York and Pennsylvania. Closely connected with it was
the practice of fixing short terms for officers and making frequent changes in
personnel. "Long continuance in office," explained a champion of this idea in
Pennsylvania in 1837, "unfits a man for the discharge of its duties, by
rendering him arbitrary and aristocratic, and tends to beget, first life office,
and then hereditary office, which leads to the destruction of free government."
The solution offered was the historic doctrine of "rotation in office." At the
same time the principle of popular election was extended to an increasing number
of officials who had once been appointed either by the governor or the
legislature. Even geologists, veterinarians, surveyors, and other technical
officers were declared elective on the theory that their appointment "smacked of
monarchy."
Popular Election of Presidential Electors.—In a short time the spirit of
democracy, while playing havoc with the old order in state government, made its
way upward into the federal system. The framers of the Constitution, bewildered
by many proposals and unable to agree on any single plan, had committed the
choice of presidential electors to the discretion of the state legislatures. The
legislatures, in turn, greedy of power, early adopted the practice of choosing
the electors themselves; but they did not enjoy it long undisturbed. Democracy,
thundering at their doors, demanded that they surrender the privilege to the
people. Reluctantly they yielded, sometimes granting popular election and then
withdrawing it. The drift was inevitable, and the climax came with the advent of
Jacksonian democracy. In 1824, Vermont, New York, Delaware, South Carolina,
Georgia, and Louisiana, though some had experimented with popular election,
still left the choice of electors with the legislature. Eight years later South
Carolina alone held to the old practice. Popular election had become the final
word. The fanciful idea of an electoral college of "good and wise men," selected
without passion or partisanship by state legislatures acting as deliberative
bodies, was exploded for all time; the election of the nation's chief magistrate
was committed to the tempestuous methods of democracy.
The Nominating Convention.—As the suffrage was widened and the popular choice of
presidential electors extended, there arose a violent protest against the
methods used by the political parties in nominating candidates. After the
retirement of Washington, both the Republicans and the Federalists found it
necessary to agree upon their favorites before the election, and they adopted a
colonial device—the pre-election caucus. The Federalist members of Congress held
a conference and selected their candidate, and the Republicans followed the
example. In a short time the practice of nominating by a "congressional caucus"
became a recognized institution. The election still remained with the people;
but the power of picking candidates for their approval passed into the hands of
a small body of Senators and Representatives.
A reaction against this was unavoidable. To friends of "the plain people," like
Andrew Jackson, it was intolerable, all the more so because the caucus never
favored him with the nomination. More conservative men also found grave
objections to it. They pointed out that, whereas the Constitution intended the
President to be an independent officer, he had now fallen under the control of a
caucus of congressmen. The supremacy of the legislative branch had been obtained
by an extra-legal political device. To such objections were added practical
considerations. In 1824, when personal rivalry had taken the place of party
conflicts, the congressional caucus selected as the candidate, William H.
Crawford, of Georgia, a man of distinction but no great popularity, passing by
such an obvious hero as General Jackson. The followers of the General were
enraged and demanded nothing short of the death of "King Caucus." Their clamor
was effective. Under their attacks, the caucus came to an ignominious end.
In place of it there arose in 1831 a new device, the national nominating
convention, composed of delegates elected by party voters for the sole purpose
of nominating candidates. Senators and Representatives were still prominent in
the party councils, but they were swamped by hundreds of delegates "fresh from
the people," as Jackson was wont to say. In fact, each convention was made up
mainly of office holders and office seekers, and the new institution was soon
denounced as vigorously as King Caucus had been, particularly by statesmen who
failed to obtain a nomination. Still it grew in strength and by 1840 was firmly
established.
The End of the Old Generation.—In the election of 1824, the representatives of
the "aristocracy" made their last successful stand. Until then the leadership by
men of "wealth and talents" had been undisputed. There had been five
Presidents—Washington, John Adams, Jefferson, Madison, and Monroe—all Eastern
men brought up in prosperous families with the advantages of culture which come
from leisure and the possession of life's refinements. None of them had ever
been compelled to work with his hands for a livelihood. Four of them had been
slaveholders. Jefferson was a philosopher, learned in natural science, a master
of foreign languages, a gentleman of dignity and grace of manner,
notwithstanding his studied simplicity. Madison, it was said, was armed "with
all the culture of his century." Monroe was a graduate of William and Mary, a
gentleman of the old school. Jefferson and his three successors called
themselves Republicans and professed a genuine faith in the people but they were
not "of the people" themselves; they were not sons of the soil or the workshop.
They were all men of "the grand old order of society" who gave finish and style
even to popular government.
Monroe was the last of the Presidents belonging to the heroic epoch of the
Revolution. He had served in the war for independence, in the Congress under the
Articles of Confederation, and in official capacity after the adoption of the
Constitution. In short, he was of the age that had wrought American independence
and set the government afloat. With his passing, leadership went to a new
generation; but his successor, John Quincy Adams, formed a bridge between the
old and the new in that he combined a high degree of culture with democratic
sympathies. Washington had died in 1799, preceded but a few months by Patrick
Henry and followed in four years by Samuel Adams. Hamilton had been killed in a
duel with Burr in 1804. Thomas Jefferson and John Adams were yet alive in 1824
but they were soon to pass from the scene, reconciled at last, full of years and
honors. Madison was in dignified retirement, destined to live long enough to
protest against the doctrine of nullification proclaimed by South Carolina
before death carried him away at the ripe old age of eighty-five.
The Election of John Quincy Adams (1824).—The campaign of 1824 marked the end of
the "era of good feeling" inaugurated by the collapse of the Federalist party
after the election of 1816. There were four leading candidates, John Quincy
Adams, Andrew Jackson, Henry Clay, and W.H. Crawford. The result of the election
was a division of the electoral votes into four parts and no one received a
majority. Under the Constitution, therefore, the selection of President passed
to the House of Representatives. Clay, who stood at the bottom of the poll,
threw his weight to Adams and assured his triumph, much to the chagrin of
Jackson's friends. They thought, with a certain justification, that inasmuch as
the hero of New Orleans had received the largest electoral vote, the House was
morally bound to accept the popular judgment and make him President. Jackson
shook hands cordially with Adams on the day of the inauguration, but never
forgave him for being elected.
While Adams called himself a Republican in politics and often spoke of "the rule
of the people," he was regarded by Jackson's followers as "an aristocrat." He
was not a son of the soil. Neither was he acquainted at first hand with the
labor of farmers and mechanics. He had been educated at Harvard and in Europe.
Like his illustrious father, John Adams, he was a stern and reserved man, little
given to seeking popularity. Moreover, he was from the East and the frontiersmen
of the West regarded him as a man "born with a silver spoon in his mouth."
Jackson's supporters especially disliked him because they thought their hero
entitled to the presidency. Their anger was deepened when Adams appointed Clay
to the office of Secretary of State; and they set up a cry that there had been a
"deal" by which Clay had helped to elect Adams to get office for himself.
Though Adams conducted his administration with great dignity and in a fine
spirit of public service, he was unable to overcome the opposition which he
encountered on his election to office or to win popularity in the West and
South. On the contrary, by advocating government assistance in building roads
and canals and public grants in aid of education, arts, and sciences, he ran
counter to the current which had set in against appropriations of federal funds
for internal improvements. By signing the Tariff Bill of 1828, soon known as the
"Tariff of Abominations," he made new enemies without adding to his friends in
New York, Pennsylvania, and Ohio where he sorely needed them. Handicapped by the
false charge that he had been a party to a "corrupt bargain" with Clay to secure
his first election; attacked for his advocacy of a high protective tariff;
charged with favoring an "aristocracy of office-holders" in Washington on
account of his refusal to discharge government clerks by the wholesale, Adams
was retired from the White House after he had served four years.
Andrew Jackson
The Triumph of Jackson in 1828.—Probably no candidate for the presidency ever
had such passionate popular support as Andrew Jackson had in 1828. He was truly
a man of the people. Born of poor parents in the upland region of South
Carolina, schooled in poverty and adversity, without the advantages of education
or the refinements of cultivated leisure, he seemed the embodiment of the spirit
of the new American democracy. Early in his youth he had gone into the frontier
of Tennessee where he soon won a name as a fearless and intrepid Indian fighter.
On the march and in camp, he endeared himself to his men by sharing their
hardships, sleeping on the ground with them, and eating parched corn when
nothing better could be found for the privates. From local prominence he sprang
into national fame by his exploit at the battle of New Orleans. His reputation
as a military hero was enhanced by the feeling that he had been a martyr to
political treachery in 1824. The farmers of the West and South claimed him as
their own. The mechanics of the Eastern cities, newly enfranchised, also looked
upon him as their friend. Though his views on the tariff, internal improvements,
and other issues before the country were either vague or unknown, he was readily
elected President.
The returns of the electoral vote in 1828 revealed the sources of Jackson's
power. In New England, he received but one ballot, from Maine; he had a majority
of the electors in New York and all of them in Pennsylvania; and he carried
every state south of Maryland and beyond the Appalachians. Adams did not get a
single electoral vote in the South and West. The prophecy of the Hartford
convention had been fulfilled.
When Jackson took the oath of office on March 4, 1829, the government of the
United States entered into a new era. Until this time the inauguration of a
President—even that of Jefferson, the apostle of simplicity—had brought no rude
shock to the course of affairs at the capital. Hitherto the installation of a
President meant that an old-fashioned gentleman, accompanied by a few servants,
had driven to the White House in his own coach, taken the oath with quiet
dignity, appointed a few new men to the higher posts, continued in office the
long list of regular civil employees, and begun his administration with
respectable decorum. Jackson changed all this. When he was inaugurated, men and
women journeyed hundreds of miles to witness the ceremony. Great throngs pressed
into the White House, "upset the bowls of punch, broke the glasses, and stood
with their muddy boots on the satin-covered chairs to see the people's
President." If Jefferson's inauguration was, as he called it, the "great
revolution," Jackson's inauguration was a cataclysm.
The New Democracy at Washington
The Spoils System.—The staid and respectable society of Washington was disturbed
by this influx of farmers and frontiersmen. To speak of politics became "bad
form" among fashionable women. The clerks and civil servants of the government
who had enjoyed long and secure tenure of office became alarmed at the clamor of
new men for their positions. Doubtless the major portion of them had opposed the
election of Jackson and looked with feelings akin to contempt upon him and his
followers. With a hunter's instinct, Jackson scented his prey. Determined to
have none but his friends in office, he made a clean sweep, expelling old
employees to make room for men "fresh from the people." This was a new custom.
Other Presidents had discharged a few officers for engaging in opposition
politics. They had been careful in making appointments not to choose inveterate
enemies; but they discharged relatively few men on account of their political
views and partisan activities.
By wholesale removals and the frank selection of officers on party grounds—a
practice already well intrenched in New York—Jackson established the "spoils
system" at Washington. The famous slogan, "to the victor belong the spoils of
victory," became the avowed principle of the national government. Statesmen like
Calhoun denounced it; poets like James Russell Lowell ridiculed it; faithful
servants of the government suffered under it; but it held undisturbed sway for
half a century thereafter, each succeeding generation outdoing, if possible, its
predecessor in the use of public office for political purposes. If any one
remarked that training and experience were necessary qualifications for
important public positions, he met Jackson's own profession of faith: "The
duties of any public office are so simple or admit of being made so simple that
any man can in a short time become master of them."
The Tariff and Nullification.—Jackson had not been installed in power very long
before he was compelled to choose between states' rights and nationalism. The
immediate occasion of the trouble was the tariff—a matter on which Jackson did
not have any very decided views. His mind did not run naturally to abstruse
economic questions; and owing to the divided opinion of the country it was "good
politics" to be vague and ambiguous in the controversy. Especially was this
true, because the tariff issue was threatening to split the country into parties
again.
The Development of the Policy of "Protection."—The war of 1812 and the
commercial policies of England which followed it had accentuated the need for
American economic independence. During that conflict, the United States, cut off
from English manufactures as during the Revolution, built up home industries to
meet the unusual call for iron, steel, cloth, and other military and naval
supplies as well as the demands from ordinary markets. Iron foundries and
textile mills sprang up as in the night; hundreds of business men invested
fortunes in industrial enterprises so essential to the military needs of the
government; and the people at large fell into the habit of buying American-made
goods again. As the London Times tersely observed of the Americans, "their first
war with England made them independent; their second war made them formidable."
In recognition of this state of affairs, the tariff of 1816 was designed: first,
to prevent England from ruining these "infant industries" by dumping the
accumulated stores of years suddenly upon American markets; and, secondly, to
enlarge in the manufacturing centers the demand for American agricultural
produce. It accomplished the purposes of its framers. It kept in operation the
mills and furnaces so recently built. It multiplied the number of industrial
workers and enhanced the demand for the produce of the soil. It brought about
another very important result. It turned the capital and enterprise of New
England from shipping to manufacturing, and converted her statesmen, once
friends of low tariffs, into ardent advocates of protection.
In the early years of the nineteenth century, the Yankees had bent their
energies toward building and operating ships to carry produce from America to
Europe and manufactures from Europe to America. For this reason, they had
opposed the tariff of 1816 calculated to increase domestic production and cut
down the carrying trade. Defeated in their efforts, they accepted the inevitable
and turned to manufacturing. Soon they were powerful friends of protection for
American enterprise. As the money invested and the labor employed in the favored
industries increased, the demand for continued and heavier protection grew
apace. Even the farmers who furnished raw materials, like wool, flax, and hemp,
began to see eye to eye with the manufacturers. So the textile interests of New
England, the iron masters of Connecticut, New Jersey, and Pennsylvania, the
wool, hemp, and flax growers of Ohio, Kentucky, and Tennessee, and the sugar
planters of Louisiana developed into a formidable combination in support of a
high protective tariff.
The Planting States Oppose the Tariff.—In the meantime, the cotton states on the
seaboard had forgotten about the havoc wrought during the Napoleonic wars when
their produce rotted because there were no ships to carry it to Europe. The seas
were now open. The area devoted to cotton had swiftly expanded as Alabama,
Mississippi, and Louisiana were opened up. Cotton had in fact become "king" and
the planters depended for their prosperity, as they thought, upon the sale of
their staple to English manufacturers whose spinning and weaving mills were the
wonder of the world. Manufacturing nothing and having to buy nearly everything
except farm produce and even much of that for slaves, the planters naturally
wanted to purchase manufactures in the cheapest market, England, where they sold
most of their cotton. The tariff, they contended, raised the price of the goods
they had to buy and was thus in fact a tribute laid on them for the benefit of
the Northern mill owners.
The Tariff of Abominations.—They were overborne, however, in 1824 and again in
1828 when Northern manufacturers and Western farmers forced Congress to make an
upward revision of the tariff. The Act of 1828 known as "the Tariff of
Abominations," though slightly modified in 1832, was "the straw which broke the
camel's back." Southern leaders turned in rage against the whole system. The
legislatures of Virginia, North Carolina, South Carolina, Georgia, and Alabama
denounced it; a general convention of delegates held at Augusta issued a protest
of defiance against it; and South Carolina, weary of verbal battles, decided to
prevent its enforcement.
South Carolina Nullifies the Tariff.—The legislature of that state, on October
26, 1832, passed a bill calling for a state convention which duly assembled in
the following month. In no mood for compromise, it adopted the famous Ordinance
of Nullification after a few days' debate. Every line of this document was clear
and firm. The tariff, it opened, gives "bounties to classes and individuals ...
at the expense and to the injury and oppression of other classes and
individuals"; it is a violation of the Constitution of the United States and
therefore null and void; its enforcement in South Carolina is unlawful; if the
federal government attempts to coerce the state into obeying the law, "the
people of this state will thenceforth hold themselves absolved from all further
obligations to maintain or preserve their political connection with the people
of the other states and will forthwith proceed to organize a separate government
and do all other acts and things which sovereign and independent states may of
right do."
Southern States Condemn Nullification.—The answer of the country to this note of
defiance, couched in the language used in the Kentucky resolutions and by the
New England Federalists during the war of 1812, was quick and positive. The
legislatures of the Southern states, while condemning the tariff, repudiated the
step which South Carolina had taken. Georgia responded: "We abhor the doctrine
of nullification as neither a peaceful nor a constitutional remedy." Alabama
found it "unsound in theory and dangerous in practice." North Carolina replied
that it was "revolutionary in character, subversive of the Constitution of the
United States." Mississippi answered: "It is disunion by force—it is civil war."
Virginia spoke more softly, condemning the tariff and sustaining the principle
of the Virginia resolutions but denying that South Carolina could find in them
any sanction for her proceedings.
Jackson Firmly Upholds the Union.—The eyes of the country were turned upon
Andrew Jackson. It was known that he looked with no friendly feelings upon
nullification, for, at a Jefferson dinner in the spring of 1830 while the
subject was in the air, he had with laconic firmness announced a toast: "Our
federal union; it must be preserved." When two years later the open challenge
came from South Carolina, he replied that he would enforce the law, saying with
his frontier directness: "If a single drop of blood shall be shed there in
opposition to the laws of the United States, I will hang the first man I can lay
my hands on engaged in such conduct upon the first tree that I can reach." He
made ready to keep his word by preparing for the use of military and naval
forces in sustaining the authority of the federal government. Then in a long and
impassioned proclamation to the people of South Carolina he pointed out the
national character of the union, and announced his solemn resolve to preserve it
by all constitutional means. Nullification he branded as "incompatible with the
existence of the union, contradicted expressly by the letter of the
Constitution, unauthorized by its spirit, inconsistent with every principle on
which it was founded, and destructive of the great objects for which it was
formed."
A Compromise.—In his messages to Congress, however, Jackson spoke the language
of conciliation. A few days before issuing his proclamation he suggested that
protection should be limited to the articles of domestic manufacture
indispensable to safety in war time, and shortly afterward he asked for new
legislation to aid him in enforcing the laws. With two propositions before it,
one to remove the chief grounds for South Carolina's resistance and the other to
apply force if it was continued, Congress bent its efforts to avoid a crisis. On
February 12, 1833, Henry Clay laid before the Senate a compromise tariff bill
providing for the gradual reduction of the duties until by 1842 they would reach
the level of the law which Calhoun had supported in 1816. About the same time
the "force bill," designed to give the President ample authority in executing
the law in South Carolina, was taken up. After a short but acrimonious debate,
both measures were passed and signed by President Jackson on the same day, March
2. Looking upon the reduction of the tariff as a complete vindication of her
policy and an undoubted victory, South Carolina rescinded her ordinance and
enacted another nullifying the force bill.
From an old print
Daniel Webster
The Webster-Hayne Debate.—Where the actual victory lay in this quarrel, long the
subject of high dispute, need not concern us to-day. Perhaps the chief result of
the whole affair was a clarification of the issue between the North and the
South—a definite statement of the principles for which men on both sides were
years afterward to lay down their lives. On behalf of nationalism and a
perpetual union, the stanch old Democrat from Tennessee had, in his proclamation
on nullification, spoken a language that admitted of only one meaning. On behalf
of nullification, Senator Hayne, of South Carolina, a skilled lawyer and courtly
orator, had in a great speech delivered in the Senate in January, 1830, set
forth clearly and cogently the doctrine that the union is a compact among
sovereign states from which the parties may lawfully withdraw. It was this
address that called into the arena Daniel Webster, Senator from Massachusetts,
who, spreading the mantle of oblivion over the Hartford convention, delivered a
reply to Hayne that has been reckoned among the powerful orations of all time—a
plea for the supremacy of the Constitution and the national character of the
union.
The War on the United States Bank.—If events forced the issue of nationalism and
nullification upon Jackson, the same could not be said of his attack on the
bank. That institution, once denounced by every true Jeffersonian, had been
reëstablished in 1816 under the administration of Jefferson's disciple, James
Madison. It had not been in operation very long, however, before it aroused
bitter opposition, especially in the South and the West. Its notes drove out of
circulation the paper currency of unsound banks chartered by the states, to the
great anger of local financiers. It was accused of favoritism in making loans,
of conferring special privileges upon politicians in return for their support at
Washington. To all Jackson's followers it was "an insidious money power." One of
them openly denounced it as an institution designed "to strengthen the arm of
wealth and counterpoise the influence of extended suffrage in the disposition of
public affairs."
This sentiment President Jackson fully shared. In his first message to Congress
he assailed the bank in vigorous language. He declared that its
constitutionality was in doubt and alleged that it had failed to establish a
sound and uniform currency. If such an institution was necessary, he continued,
it should be a public bank, owned and managed by the government, not a private
concern endowed with special privileges by it. In his second and third messages,
Jackson came back to the subject, leaving the decision, however, to "an
enlightened people and their representatives."
Moved by this frank hostility and anxious for the future, the bank applied to
Congress for a renewal of its charter in 1832, four years before the expiration
of its life. Clay, with his eye upon the presidency and an issue for the
campaign, warmly supported the application. Congress, deeply impressed by his
leadership, passed the bill granting the new charter, and sent the open defiance
to Jackson. His response was an instant veto. The battle was on and it raged
with fury until the close of his second administration, ending in the
destruction of the bank, a disordered currency, and a national panic.
In his veto message, Jackson attacked the bank as unconstitutional and even
hinted at corruption. He refused to assent to the proposition that the Supreme
Court had settled the question of constitutionality by the decision in the
McCulloch case. "Each public officer," he argued, "who takes an oath to support
the Constitution, swears that he will support it as he understands it, not as it
is understood by others."
Not satisfied with his veto and his declaration against the bank, Jackson
ordered the Secretary of the Treasury to withdraw the government deposits which
formed a large part of the institution's funds. This action he followed up by an
open charge that the bank had used money shamefully to secure the return of its
supporters to Congress. The Senate, stung by this charge, solemnly resolved that
Jackson had "assumed upon himself authority and power not conferred by the
Constitution and laws, but in derogation of both."
The effects of the destruction of the bank were widespread. When its charter
expired in 1836, banking was once more committed to the control of the states.
The state legislatures, under a decision rendered by the Supreme Court after the
death of Marshall, began to charter banks under state ownership and control,
with full power to issue paper money—this in spite of the provision in the
Constitution that states shall not issue bills of credit or make anything but
gold and silver coin legal tender in the payment of debts. Once more the country
was flooded by paper currency of uncertain value. To make matters worse, Jackson
adopted the practice of depositing huge amounts of government funds in these
banks, not forgetting to render favors to those institutions which supported him
in politics—"pet banks," as they were styled at the time. In 1837, partially,
though by no means entirely, as a result of the abolition of the bank, the
country was plunged into one of the most disastrous panics which it ever
experienced.
Internal Improvements Checked.—The bank had presented to Jackson a very clear
problem—one of destruction. Other questions were not so simple, particularly the
subject of federal appropriations in aid of roads and other internal
improvements. Jefferson had strongly favored government assistance in such
matters, but his administration was followed by a reaction. Both Madison and
Monroe vetoed acts of Congress appropriating public funds for public roads,
advancing as their reason the argument that the Constitution authorized no such
laws. Jackson, puzzled by the clamor on both sides, followed their example
without making the constitutional bar absolute. Congress, he thought, might
lawfully build highways of a national and military value, but he strongly
deprecated attacks by local interests on the federal treasury.
The Triumph of the Executive Branch.—Jackson's reëlection in 1832 served to
confirm his opinion that he was the chosen leader of the people, freed and
instructed to ride rough shod over Congress and even the courts. No President
before or since ever entertained in times of peace such lofty notions of
executive prerogative. The entire body of federal employees he transformed into
obedient servants of his wishes, a sign or a nod from him making and undoing the
fortunes of the humble and the mighty. His lawful cabinet of advisers, filling
all of the high posts in the government, he treated with scant courtesy,
preferring rather to secure his counsel and advice from an unofficial body of
friends and dependents who, owing to their secret methods and back stairs
arrangements, became known as "the kitchen cabinet." Under the leadership of a
silent, astute, and resourceful politician, Amos Kendall, this informal
gathering of the faithful both gave and carried out decrees and orders,
communicating the President's lightest wish or strictest command to the
uttermost part of the country. Resolutely and in the face of bitter opposition
Jackson had removed the deposits from the United States Bank. When the Senate
protested against this arbitrary conduct, he did not rest until it was forced to
expunge the resolution of condemnation; in time one of his lieutenants with his
own hands was able to tear the censure from the records. When Chief Justice
Marshall issued a decree against Georgia which did not suit him, Jackson,
according to tradition, blurted out that Marshall could go ahead and enforce his
own orders. To the end he pursued his willful way, finally even choosing his own
successor.
The Rise of the Whigs
Jackson's Measures Arouse Opposition.—Measures so decided, policies so radical,
and conduct so high-handed could not fail to arouse against Jackson a deep and
exasperated opposition. The truth is the conduct of his entire administration
profoundly disturbed the business and finances of the country. It was
accompanied by conditions similar to those which existed under the Articles of
Confederation. A paper currency, almost as unstable and irritating as the
worthless notes of revolutionary days, flooded the country, hindering the easy
transaction of business. The use of federal funds for internal improvements, so
vital to the exchange of commodities which is the very life of industry, was
blocked by executive vetoes. The Supreme Court, which, under Marshall, had held
refractory states to their obligations under the Constitution, was flouted;
states' rights judges, deliberately selected by Jackson for the bench, began to
sap and undermine the rulings of Marshall. The protective tariff, under which
the textile industry of New England, the iron mills of Pennsylvania, and the
wool, flax, and hemp farms of the West had flourished, had received a severe
blow in the compromise of 1833 which promised a steady reduction of duties. To
cap the climax, Jackson's party, casting aside the old and reputable name of
Republican, boldly chose for its title the term "Democrat," throwing down the
gauntlet to every conservative who doubted the omniscience of the people. All
these things worked together to evoke an opposition that was sharp and
determined.
An Old Cartoon Ridiculing Clay's Tariff and Internal Improvement Program
Clay and the National Republicans.—In this opposition movement, leadership fell
to Henry Clay, a son of Kentucky, rather than to Daniel Webster of
Massachusetts. Like Jackson, Clay was born in a home haunted by poverty. Left
fatherless early and thrown upon his own resources, he went from Virginia into
Kentucky where by sheer force of intellect he rose to eminence in the profession
of law. Without the martial gifts or the martial spirit of Jackson, he slipped
more easily into the social habits of the East at the same time that he retained
his hold on the affections of the boisterous West. Farmers of Ohio, Indiana, and
Kentucky loved him; financiers of New York and Philadelphia trusted him. He was
thus a leader well fitted to gather the forces of opposition into union against
Jackson.
Around Clay's standard assembled a motley collection, representing every species
of political opinion, united by one tie only—hatred for "Old Hickory."
Nullifiers and less strenuous advocates of states' rights were yoked with
nationalists of Webster's school; ardent protectionists were bound together with
equally ardent free traders, all fraternizing in one grand confusion of ideas
under the title of "National Republicans." Thus the ancient and honorable term
selected by Jefferson and his party, now abandoned by Jacksonian Democracy, was
adroitly adopted to cover the supporters of Clay. The platform of the party,
however, embraced all the old Federalist principles: protection for American
industry; internal improvements; respect for the Supreme Court; resistance to
executive tyranny; and denunciation of the spoils system. Though Jackson was
easily victorious in 1832, the popular vote cast for Clay should have given him
some doubts about the faith of "the whole people" in the wisdom of his "reign."
Van Buren and the Panic of 1837.—Nothing could shake the General's superb
confidence. At the end of his second term he insisted on selecting his own
successor; at a national convention, chosen by party voters, but packed with his
office holders and friends, he nominated Martin Van Buren of New York. Once more
he proved his strength by carrying the country for the Democrats. With a fine
flourish, he attended the inauguration of Van Buren and then retired, amid the
applause and tears of his devotees, to the Hermitage, his home in Tennessee.
Fortunately for him, Jackson escaped the odium of a disastrous panic which
struck the country with terrible force in the following summer. Among the
contributory causes of this crisis, no doubt, were the destruction of the bank
and the issuance of the "specie circular" of 1836 which required the purchasers
of public lands to pay for them in coin, instead of the paper notes of state
banks. Whatever the dominating cause, the ruin was widespread. Bank after bank
went under; boom towns in the West collapsed; Eastern mills shut down; and
working people in the industrial centers, starving from unemployment, begged for
relief. Van Buren braved the storm, offering no measure of reform or assistance
to the distracted people. He did seek security for government funds by
suggesting the removal of deposits from private banks and the establishment of
an independent treasury system, with government depositaries for public funds,
in several leading cities. This plan was finally accepted by Congress in 1840.
Had Van Buren been a captivating figure he might have lived down the discredit
of the panic unjustly laid at his door; but he was far from being a favorite
with the populace. Though a man of many talents, he owed his position to the
quiet and adept management of Jackson rather than to his own personal qualities.
The men of the frontier did not care for him. They suspected that he ate from
"gold plate" and they could not forgive him for being an astute politician from
New York. Still the Democratic party, remembering Jackson's wishes, renominated
him unanimously in 1840 and saw him go down to utter defeat.
The Whigs and General Harrison.—By this time, the National Republicans, now
known as Whigs—a title taken from the party of opposition to the Crown in
England, had learned many lessons. Taking a leaf out of the Democratic book,
they nominated, not Clay of Kentucky, well known for his views on the bank, the
tariff, and internal improvements, but a military hero, General William Henry
Harrison, a man of uncertain political opinions. Harrison, a son of a Virginia
signer of the Declaration of Independence, sprang into public view by winning a
battle more famous than important, "Tippecanoe"—a brush with the Indians in
Indiana. He added to his laurels by rendering praiseworthy services during the
war of 1812. When days of peace returned he was rewarded by a grateful people
with a seat in Congress. Then he retired to quiet life in a little village near
Cincinnati. Like Jackson he was held to be a son of the South and the West. Like
Jackson he was a military hero, a lesser light, but still a light. Like Old
Hickory he rode into office on a tide of popular feeling against an Eastern man
accused of being something of an aristocrat. His personal popularity was
sufficient. The Whigs who nominated him shrewdly refused to adopt a platform or
declare their belief in anything. When some Democrat asserted that Harrison was
a backwoodsman whose sole wants were a jug of hard cider and a log cabin, the
Whigs treated the remark not as an insult but as proof positive that Harrison
deserved the votes of Jackson men. The jug and the cabin they proudly
transformed into symbols of the campaign, and won for their chieftain 234
electoral votes, while Van Buren got only sixty.
Harrison and Tyler.—The Hero of Tippecanoe was not long to enjoy the fruits of
his victory. The hungry horde of Whig office seekers descended upon him like
wolves upon the fold. If he went out they waylaid him; if he stayed indoors, he
was besieged; not even his bed chamber was spared. He was none too strong at
best and he took a deep cold on the day of his inauguration. Between driving out
Democrats and appeasing Whigs, he fell mortally ill. Before the end of a month
he lay dead at the capitol.
Harrison's successor, John Tyler, the Vice President, whom the Whigs had
nominated to catch votes in Virginia, was more of a Democrat than anything else,
though he was not partisan enough to please anybody. The Whigs railed at him
because he would not approve the founding of another United States Bank. The
Democrats stormed at him for refusing, until near the end of his term, to
sanction the annexation of Texas, which had declared its independence of Mexico
in 1836. His entire administration, marked by unseemly wrangling, produced only
two measures of importance. The Whigs, flushed by victory, with the aid of a few
protectionist Democrats, enacted, in 1842, a new tariff law destroying the
compromise which had brought about the truce between the North and the South, in
the days of nullification. The distinguished leader of the Whigs, Daniel
Webster, as Secretary of State, in negotiation with Lord Ashburton representing
Great Britain, settled the long-standing dispute between the two countries over
the Maine boundary. A year after closing this chapter in American diplomacy,
Webster withdrew to private life, leaving the President to endure alone the
buffets of political fortune.
To the end, the Whigs regarded Tyler as a traitor to their cause; but the
judgment of history is that it was a case of the biter bitten. They had
nominated him for the vice presidency as a man of views acceptable to Southern
Democrats in order to catch their votes, little reckoning with the chances of
his becoming President. Tyler had not deceived them and, thoroughly soured, he
left the White House in 1845 not to appear in public life again until the days
of secession, when he espoused the Southern confederacy. Jacksonian Democracy,
with new leadership, serving a new cause—slavery—was returned to power under
James K. Polk, a friend of the General from Tennessee. A few grains of sand were
to run through the hour glass before the Whig party was to be broken and
scattered as the Federalists had been more than a generation before.
The Interaction of American and European Opinion
Democracy in England and France.—During the period of Jacksonian Democracy, as
in all epochs of ferment, there was a close relation between the thought of the
New World and the Old. In England, the successes of the American experiment were
used as arguments in favor of overthrowing the aristocracy which George III had
manipulated with such effect against America half a century before. In the
United States, on the other hand, conservatives like Chancellor Kent, the stout
opponent of manhood suffrage in New York, cited the riots of the British working
classes as a warning against admitting the same classes to a share in the
government of the United States. Along with the agitation of opinion went
epoch-making events. In 1832, the year of Jackson's second triumph, the British
Parliament passed its first reform bill, which conferred the ballot—not on
workingmen as yet—but on mill owners and shopkeepers whom the landlords regarded
with genuine horror. The initial step was thus taken in breaking down the
privileges of the landed aristocracy and the rich merchants of England.
About the same time a popular revolution occurred in France. The Bourbon family,
restored to the throne of France by the allied powers after their victory over
Napoleon in 1815, had embarked upon a policy of arbitrary government. To use the
familiar phrase, they had learned nothing and forgotten nothing. Charles X, who
came to the throne in 1824, set to work with zeal to undo the results of the
French Revolution, to stifle the press, restrict the suffrage, and restore the
clergy and the nobility to their ancient rights. His policy encountered equally
zealous opposition and in 1830 he was overthrown. The popular party, under the
leadership of Lafayette, established, not a republic as some of the radicals had
hoped, but a "liberal" middle-class monarchy under Louis Philippe. This second
French Revolution made a profound impression on Americans, convincing them that
the whole world was moving toward democracy. The mayor, aldermen, and citizens
of New York City joined in a great parade to celebrate the fall of the Bourbons.
Mingled with cheers for the new order in France were hurrahs for "the people's
own, Andrew Jackson, the Hero of New Orleans and President of the United
States!"
European Interest in America.—To the older and more settled Europeans, the
democratic experiment in America was either a menace or an inspiration.
Conservatives viewed it with anxiety; liberals with optimism. Far-sighted
leaders could see that the tide of democracy was rising all over the world and
could not be stayed. Naturally the country that had advanced furthest along the
new course was the place in which to find arguments for and against proposals
that Europe should make experiments of the same character.
De Tocqueville's Democracy in America.—In addition to the casual traveler there
began to visit the United States the thoughtful observer bent on finding out
what manner of nation this was springing up in the wilderness. Those who looked
with sympathy upon the growing popular forces of England and France found in the
United States, in spite of many blemishes and defects, a guarantee for the
future of the people's rule in the Old World. One of these, Alexis de
Tocqueville, a French liberal of mildly democratic sympathies, made a journey to
this country in 1831; he described in a very remarkable volume, Democracy in
America, the grand experiment as he saw it. On the whole he was convinced. After
examining with a critical eye the life and labor of the American people, as well
as the constitutions of the states and the nation, he came to the conclusion
that democracy with all its faults was both inevitable and successful. Slavery
he thought was a painful contrast to the other features of American life, and he
foresaw what proved to be the irrepressible conflict over it. He believed that
through blundering the people were destined to learn the highest of all arts,
self-government on a grand scale. The absence of a leisure class, devoted to no
calling or profession, merely enjoying the refinements of life and adding to its
graces—the flaw in American culture that gave deep distress to many a European
leader—de Tocqueville thought a necessary virtue in the republic. "Amongst a
democratic people where there is no hereditary wealth, every man works to earn a
living, or has worked, or is born of parents who have worked. A notion of labor
is therefore presented to the mind on every side as the necessary, natural, and
honest condition of human existence." It was this notion of a government in the
hands of people who labored that struck the French publicist as the most
significant fact in the modern world.
Harriet Martineau's Visit to America.—This phase of American life also
profoundly impressed the brilliant English writer, Harriet Martineau. She saw
all parts of the country, the homes of the rich and the log cabins of the
frontier; she traveled in stagecoaches, canal boats, and on horseback; and
visited sessions of Congress and auctions at slave markets. She tried to view
the country impartially and the thing that left the deepest mark on her mind was
the solidarity of the people in one great political body. "However various may
be the tribes of inhabitants in those states, whatever part of the world may
have been their birthplace, or that of their fathers, however broken may be
their language, however servile or noble their employments, however exalted or
despised their state, all are declared to be bound together by equal political
obligations.... In that self-governing country all are held to have an equal
interest in the principles of its institutions and to be bound in equal duty to
watch their workings." Miss Martineau was also impressed with the passion of
Americans for land ownership and contrasted the United States favorably with
England where the tillers of the soil were either tenants or laborers for wages.
Adverse Criticism.—By no means all observers and writers were convinced that
America was a success. The fastidious traveler, Mrs. Trollope, who thought the
English system of church and state was ideal, saw in the United States only
roughness and ignorance. She lamented the "total and universal want of manners
both in males and females," adding that while "they appear to have clear heads
and active intellects," there was "no charm, no grace in their conversation."
She found everywhere a lack of reverence for kings, learning, and rank. Other
critics were even more savage. The editor of the Foreign Quarterly petulantly
exclaimed that the United States was "a brigand confederation." Charles Dickens
declared the country to be "so maimed and lame, so full of sores and ulcers that
her best friends turn from the loathsome creature in disgust." Sydney Smith,
editor of the Edinburgh Review, was never tired of trying his caustic wit at the
expense of America. "Their Franklins and Washingtons and all the other sages and
heroes of their revolution were born and bred subjects of the king of England,"
he observed in 1820. "During the thirty or forty years of their independence
they have done absolutely nothing for the sciences, for the arts, for
literature, or even for the statesmanlike studies of politics or political
economy.... In the four quarters of the globe who reads an American book? Or
goes to an American play? Or looks at an American picture or statue?" To put a
sharp sting into his taunt he added, forgetting by whose authority slavery was
introduced and fostered: "Under which of the old tyrannical governments of
Europe is every sixth man a slave whom his fellow creatures may buy and sell?"
Some Americans, while resenting the hasty and often superficial judgments of
European writers, winced under their satire and took thought about certain
particulars in the indictments brought against them. The mass of the people,
however, bent on the great experiment, gave little heed to carping critics who
saw the flaws and not the achievements of our country—critics who were in fact
less interested in America than in preventing the rise and growth of democracy
in Europe.
References
J.S. Bassett, Life of Andrew Jackson.
J.W. Burgess, The Middle Period.
H. Lodge, Daniel Webster.
W. Macdonald, Jacksonian Democracy (American Nation Series).
Ostrogorski, Democracy and the Organization of Political Parties, Vol. II.
C.H. Peck, The Jacksonian Epoch.
C. Schurz, Henry Clay.
Questions
1. By what devices was democracy limited in the first days of our Republic?
2. On what grounds were the limitations defended? Attacked?
3. Outline the rise of political democracy in the United States.
4. Describe three important changes in our political system.
5. Contrast the Presidents of the old and the new generations.
6. Account for the unpopularity of John Adams' administration.
7. What had been the career of Andrew Jackson before 1829?
8. Sketch the history of the protective tariff and explain the theory underlying
it.
9. Explain the growth of Southern opposition to the tariff.
10. Relate the leading events connected with nullification in South Carolina.
11. State Jackson's views and tell the outcome of the controversy.
12. Why was Jackson opposed to the bank? How did he finally destroy it?
13. The Whigs complained of Jackson's "executive tyranny." What did they mean?
14. Give some of the leading events in Clay's career.
15. How do you account for the triumph of Harrison in 1840?
16. Why was Europe especially interested in America at this period? Who were
some of the European writers on American affairs?
Research Topics
Jackson's Criticisms of the Bank.—Macdonald, Documentary Source Book, pp.
320-329.
Financial Aspects of the Bank Controversy.—Dewey, Financial History of the
United States, Sections 86-87; Elson, History of the United States, pp. 492-496.
Jackson's View of the Union.—See his proclamation on nullification in Macdonald,
pp. 333-340.
Nullification.—McMaster, History of the People of the United States, Vol. VI,
pp. 153-182; Elson, pp. 487-492.
The Webster-Hayne Debate.—Analyze the arguments. Extensive extracts are given in
Macdonald's larger three-volume work, Select Documents of United States History,
1776-1761, pp. 239-260.
The Character of Jackson's Administration.—Woodrow Wilson, History of the
American People, Vol. IV, pp. 1-87; Elson, pp. 498-501.
The People in 1830.—From contemporary writings in Hart, American History Told by
Contemporaries, Vol. III, pp. 509-530.
Biographical Studies.—Andrew Jackson, J.Q. Adams, Henry Clay, Daniel Webster,
J.C. Calhoun, and W.H. Harrison.
CHAPTER XII
THE MIDDLE BORDER AND THE GREAT WEST
"We shall not send an emigrant beyond the Mississippi in a hundred years,"
exclaimed Livingston, the principal author of the Louisiana purchase. When he
made this astounding declaration, he doubtless had before his mind's eye the
great stretches of unoccupied lands between the Appalachians and the
Mississippi. He also had before him the history of the English colonies, which
told him of the two centuries required to settle the seaboard region. To
practical men, his prophecy did not seem far wrong; but before the lapse of half
that time there appeared beyond the Mississippi a tier of new states, reaching
from the Gulf of Mexico to the southern boundary of Minnesota, and a new
commonwealth on the Pacific Ocean where American emigrants had raised the Bear
flag of California.
The Advance of the Middle Border
Missouri.—When the middle of the nineteenth century had been reached, the
Mississippi River, which Daniel Boone, the intrepid hunter, had crossed during
Washington's administration "to escape from civilization" in Kentucky, had
become the waterway for a vast empire. The center of population of the United
States had passed to the Ohio Valley. Missouri, with its wide reaches of rich
lands, low-lying, level, and fertile, well adapted to hemp raising, had drawn to
its borders thousands of planters from the old Southern states—from Virginia and
the Carolinas as well as from Kentucky and Tennessee. When the great compromise
of 1820-21 admitted her to the union, wearing "every jewel of sovereignty," as a
florid orator announced, migratory slave owners were assured that their property
would be safe in Missouri. Along the western shore of the Mississippi and on
both banks of the Missouri to the uttermost limits of the state, plantations
tilled by bondmen spread out in broad expanses. In the neighborhood of Jefferson
City the slaves numbered more than a fourth of the population.
Into this stream of migration from the planting South flowed another current of
land-tilling farmers; some from Kentucky, Tennessee, and Mississippi, driven out
by the onrush of the planters buying and consolidating small farms into vast
estates; and still more from the East and the Old World. To the northwest over
against Iowa and to the southwest against Arkansas, these yeomen laid out farms
to be tilled by their own labor. In those regions the number of slaves seldom
rose above five or six per cent of the population. The old French post, St.
Louis, enriched by the fur trade of the Far West and the steamboat traffic of
the river, grew into a thriving commercial city, including among its
seventy-five thousand inhabitants in 1850 nearly forty thousand foreigners,
German immigrants from Pennsylvania and Europe being the largest single element.
Arkansas.—Below Missouri lay the territory of Arkansas, which had long been the
paradise of the swarthy hunter and the restless frontiersman fleeing from the
advancing borders of farm and town. In search of the life, wild and free, where
the rifle supplied the game and a few acres of ground the corn and potatoes,
they had filtered into the territory in an unending drift, "squatting" on the
land. Without so much as asking the leave of any government, territorial or
national, they claimed as their own the soil on which they first planted their
feet. Like the Cherokee Indians, whom they had as neighbors, whose very customs
and dress they sometimes adopted, the squatters spent their days in the midst of
rough plenty, beset by chills, fevers, and the ills of the flesh, but for many
years unvexed by political troubles or the restrictions of civilized life.
Unfortunately for them, however, the fertile valleys of the Mississippi and
Arkansas were well adapted to the cultivation of cotton and tobacco and their
sylvan peace was soon broken by an invasion of planters. The newcomers, with
their servile workers, spread upward in the valley toward Missouri and along the
southern border westward to the Red River. In time the slaves in the tier of
counties against Louisiana ranged from thirty to seventy per cent of the
population. This marked the doom of the small farmer, swept Arkansas into the
main current of planting politics, and led to a powerful lobby at Washington in
favor of admission to the union, a boon granted in 1836.
Michigan.—In accordance with a well-established custom, a free state was
admitted to the union to balance a slave state. In 1833, the people of Michigan,
a territory ten times the size of Connecticut, announced that the time had come
for them to enjoy the privileges of a commonwealth. All along the southern
border the land had been occupied largely by pioneers from New England, who
built prim farmhouses and adopted the town-meeting plan of self-government after
the fashion of the old home. The famous post of Detroit was growing into a
flourishing city as the boats plying on the Great Lakes carried travelers,
settlers, and freight through the narrows. In all, according to the census,
there were more than ninety thousand inhabitants in the territory; so it was not
without warrant that they clamored for statehood. Congress, busy as ever with
politics, delayed; and the inhabitants of Michigan, unable to restrain their
impatience, called a convention, drew up a constitution, and started a lively
quarrel with Ohio over the southern boundary. The hand of Congress was now
forced. Objections were made to the new constitution on the ground that it gave
the ballot to all free white males, including aliens not yet naturalized; but
the protests were overborne in a long debate. The boundary was fixed, and
Michigan, though shorn of some of the land she claimed, came into the union in
1837.
Wisconsin.—Across Lake Michigan to the west lay the territory of Wisconsin,
which shared with Michigan the interesting history of the Northwest, running
back into the heroic days when French hunters and missionaries were planning a
French empire for the great monarch, Louis XIV. It will not be forgotten that
the French rangers of the woods, the black-robed priests, prepared for
sacrifice, even to death, the trappers of the French agencies, and the French
explorers—Marquette, Joliet, and Menard—were the first white men to paddle their
frail barks through the northern waters. They first blazed their trails into the
black forests and left traces of their work in the names of portages and little
villages. It was from these forests that Red Men in full war paint journeyed far
to fight under the fleur-de-lis of France when the soldiers of King Louis made
their last stand at Quebec and Montreal against the imperial arms of Britain. It
was here that the British flag was planted in 1761 and that the great Pontiac
conspiracy was formed two years later to overthrow British dominion.
When, a generation afterward, the Stars and Stripes supplanted the Union Jack,
the French were still almost the only white men in the region. They were soon
joined by hustling Yankee fur traders who did battle royal against British
interlopers. The traders cut their way through forest trails and laid out the
routes through lake and stream and over portages for the settlers and their
families from the states "back East." It was the forest ranger who discovered
the water power later used to turn the busy mills grinding the grain from the
spreading farm lands. In the wake of the fur hunters, forest men, and farmers
came miners from Kentucky, Tennessee, and Missouri crowding in to exploit the
lead ores of the northwest, some of them bringing slaves to work their claims.
Had it not been for the gold fever of 1849 that drew the wielders of pick and
shovel to the Far West, Wisconsin would early have taken high rank among the
mining regions of the country.
From a favorable point of vantage on Lake Michigan, the village of Milwaukee, a
center for lumber and grain transport and a place of entry for Eastern goods,
grew into a thriving city. It claimed twenty thousand inhabitants, when in 1848
Congress admitted Wisconsin to the union. Already the Germans, Irish, and
Scandinavians had found their way into the territory. They joined Americans from
the older states in clearing forests, building roads, transforming trails into
highways, erecting mills, and connecting streams with canals to make a network
of routes for the traffic that poured to and from the Great Lakes.
Iowa and Minnesota.—To the southwest of Wisconsin beyond the Mississippi, where
the tall grass of the prairies waved like the sea, farmers from New England, New
York, and Ohio had prepared Iowa for statehood. A tide of immigration that might
have flowed into Missouri went northward; for freemen, unaccustomed to slavery
and slave markets, preferred the open country above the compromise line. With
incredible swiftness, they spread farms westward from the Mississippi. With
Yankee ingenuity they turned to trading on the river, building before 1836 three
prosperous centers of traffic: Dubuque, Davenport, and Burlington. True to their
old traditions, they founded colleges and academies that religion and learning
might be cherished on the frontier as in the states from which they came.
Prepared for self-government, the Iowans laid siege to the door of Congress and
were admitted to the union in 1846.
Above Iowa, on the Mississippi, lay the territory of Minnesota—the home of the
Dakotas, the Ojibways, and the Sioux. Like Michigan and Wisconsin, it had been
explored early by the French scouts, and the first white settlement was the
little French village of Mendota. To the people of the United States, the
resources of the country were first revealed by the historic journey of Zebulon
Pike in 1805 and by American fur traders who were quick to take advantage of the
opportunity to ply their arts of hunting and bartering in fresh fields. In 1839
an American settlement was planted at Marina on the St. Croix, the outpost of
advancing civilization. Within twenty years, the territory, boasting a
population of 150,000, asked for admission to the union. In 1858 the plea was
granted and Minnesota showed her gratitude three years later by being first
among the states to offer troops to Lincoln in the hour of peril.
On to the Pacific—Texas and the Mexican War
The Uniformity of the Middle West.—There was a certain monotony about pioneering
in the Northwest and on the middle border. As the long stretches of land were
cleared or prepared for the plow, they were laid out like checkerboards into
squares of forty, eighty, one hundred sixty, or more acres, each the seat of a
homestead. There was a striking uniformity also about the endless succession of
fertile fields spreading far and wide under the hot summer sun. No majestic
mountains relieved the sweep of the prairie. Few monuments of other races and
antiquity were there to awaken curiosity about the region. No sonorous bells in
old missions rang out the time of day. The chaffering Red Man bartering blankets
and furs for powder and whisky had passed farther on. The population was made up
of plain farmers and their families engaged in severe and unbroken labor,
chopping down trees, draining fever-breeding swamps, breaking new ground, and
planting from year to year the same rotation of crops. Nearly all the settlers
were of native American stock into whose frugal and industrious lives the later
Irish and German immigrants fitted, on the whole, with little friction. Even the
Dutch oven fell before the cast-iron cooking stove. Happiness and sorrow,
despair and hope were there, but all encompassed by the heavy tedium of prosaic
sameness.
Santa Barbara Mission
A Contrast in the Far West and Southwest.—As George Rogers Clark and Daniel
Boone had stirred the snug Americans of the seaboard to seek their fortunes
beyond the Appalachians, so now Kit Carson, James Bowie, Sam Houston, Davy
Crockett, and John C. Frémont were to lead the way into a new land, only a part
of which was under the American flag. The setting for this new scene in the
westward movement was thrown out in a wide sweep from the headwaters of the
Mississippi to the banks of the Rio Grande; from the valleys of the Sabine and
Red rivers to Montana and the Pacific slope. In comparison with the middle
border, this region presented such startling diversities that only the eye of
faith could foresee the unifying power of nationalism binding its communities
with the older sections of the country. What contrasts indeed! The blue grass
region of Kentucky or the rich, black soil of Illinois—the painted desert, the
home of the sage brush and the coyote! The level prairies of Iowa—the mighty
Rockies shouldering themselves high against the horizon! The long bleak winters
of Wisconsin—California of endless summer! The log churches of Indiana or
Illinois—the quaint missions of San Antonio, Tucson, and Santa Barbara! The
little state of Delaware—the empire of Texas, one hundred and twenty times its
area! And scattered about through the Southwest were signs of an ancient
civilization—fragments of four-and five-story dwellings, ruined dams, aqueducts,
and broken canals, which told of once prosperous peoples who, by art and
science, had conquered the aridity of the desert and lifted themselves in the
scale of culture above the savages of the plain.
The settlers of this vast empire were to be as diverse in their origins and
habits as those of the colonies on the coast had been. Americans of English,
Irish, and Scotch-Irish descent came as usual from the Eastern states. To them
were added the migratory Germans as well. Now for the first time came throngs of
Scandinavians. Some were to make their homes on quiet farms as the border
advanced against the setting sun. Others were to be Indian scouts, trappers, fur
hunters, miners, cowboys, Texas planters, keepers of lonely posts on the plain
and the desert, stage drivers, pilots of wagon trains, pony riders, fruit
growers, "lumber jacks," and smelter workers. One common bond united them—a
passion for the self-government accorded to states. As soon as a few thousand
settlers came together in a single territory, there arose a mighty shout for a
position beside the staid commonwealths of the East and the South. Statehood
meant to the pioneers self-government, dignity, and the right to dispose of
land, minerals, and timber in their own way. In the quest for this local
autonomy there arose many a wordy contest in Congress, each of the political
parties lending a helping hand in the admission of a state when it gave promise
of adding new congressmen of the "right political persuasion," to use the
current phrase.
Southern Planters and Texas.—While the farmers of the North found the broad
acres of the Western prairies stretching on before them apparently in endless
expanse, it was far different with the Southern planters. Ever active in their
search for new fields as they exhausted the virgin soil of the older states, the
restless subjects of King Cotton quickly reached the frontier of Louisiana.
There they paused; but only for a moment. The fertile land of Texas just across
the boundary lured them on and the Mexican republic to which it belonged
extended to them a more than generous welcome. Little realizing the perils
lurking in a "peaceful penetration," the authorities at Mexico City opened wide
the doors and made large grants of land to American contractors, who agreed to
bring a number of families into Texas. The omnipresent Yankee, in the person of
Moses Austin of Connecticut, hearing of this good news in the Southwest,
obtained a grant in 1820 to settle three hundred Americans near Bexar—a
commission finally carried out to the letter by his son and celebrated in the
name given to the present capital of the state of Texas. Within a decade some
twenty thousand Americans had crossed the border.
Mexico Closes the Door.—The government of Mexico, unaccustomed to such
enterprise and thoroughly frightened by its extent, drew back in dismay. Its
fears were increased as quarrels broke out between the Americans and the natives
in Texas. Fear grew into consternation when efforts were made by President
Jackson to buy the territory for the United States. Mexico then sought to close
the flood gates. It stopped all American colonization schemes, canceled many of
the land grants, put a tariff on farming implements, and abolished slavery.
These barriers were raised too late. A call for help ran through the western
border of the United States. The sentinels of the frontier answered. Davy
Crockett, the noted frontiersman, bear hunter, and backwoods politician; James
Bowie, the dexterous wielder of the knife that to this day bears his name; and
Sam Houston, warrior and pioneer, rushed to the aid of their countrymen in
Texas. Unacquainted with the niceties of diplomacy, impatient at the formalities
of international law, they soon made it known that in spite of Mexican
sovereignty they would be their own masters.
The Independence of Texas Declared.—Numbering only about one-fourth of the
population in Texas, they raised the standard of revolt in 1836 and summoned a
convention. Following in the footsteps of their ancestors, they issued a
declaration of independence signed mainly by Americans from the slave states.
Anticipating that the government of Mexico would not quietly accept their word
of defiance as final, they dispatched a force to repel "the invading army," as
General Houston called the troops advancing under the command of Santa Ana, the
Mexican president. A portion of the Texan soldiers took their stand in the
Alamo, an old Spanish mission in the cottonwood trees in the town of San
Antonio. Instead of obeying the order to blow up the mission and retire, they
held their ground until they were completely surrounded and cut off from all
help. Refusing to surrender, they fought to the bitter end, the last man falling
a victim to the sword. Vengeance was swift. Within three months General Houston
overwhelmed Santa Ana at the San Jacinto, taking him prisoner of war and putting
an end to all hopes for the restoration of Mexican sovereignty over Texas.
The Lone Star Republic, with Houston at the head, then sought admission to the
United States. This seemed at first an easy matter. All that was required to
bring it about appeared to be a treaty annexing Texas to the union. Moreover,
President Jackson, at the height of his popularity, had a warm regard for
General Houston and, with his usual sympathy for rough and ready ways of doing
things, approved the transaction. Through an American representative in Mexico,
Jackson had long and anxiously labored, by means none too nice, to wring from
the Mexican republic the cession of the coveted territory. When the Texans took
matters into their own hands, he was more than pleased; but he could not marshal
the approval of two-thirds of the Senators required for a treaty of annexation.
Cautious as well as impetuous, Jackson did not press the issue; he went out of
office in 1837 with Texas uncertain as to her future.
Northern Opposition to Annexation.—All through the North the opposition to
annexation was clear and strong. Anti-slavery agitators could hardly find words
savage enough to express their feelings. "Texas," exclaimed Channing in a letter
to Clay, "is but the first step of aggression. I trust indeed that Providence
will beat back and humble our cupidity and ambition. I now ask whether as a
people we are prepared to seize on a neighboring territory for the end of
extending slavery? I ask whether as a people we can stand forth in the sight of
God, in the sight of nations, and adopt this atrocious policy? Sooner perish!
Sooner be our name blotted out from the record of nations!" William Lloyd
Garrison called for the secession of the Northern states if Texas was brought
into the union with slavery. John Quincy Adams warned his countrymen that they
were treading in the path of the imperialism that had brought the nations of
antiquity to judgment and destruction. Henry Clay, the Whig candidate for
President, taking into account changing public sentiment, blew hot and cold,
losing the state of New York and the election of 1844 by giving a qualified
approval of annexation. In the same campaign, the Democrats boldly demanded the
"Reannexation of Texas," based on claims which the United States once had to
Spanish territory beyond the Sabine River.
Annexation.—The politicians were disposed to walk very warily. Van Buren, at
heart opposed to slavery extension, refused to press the issue of annexation.
Tyler, a pro-slavery Democrat from Virginia, by a strange fling of fortune
carried into office as a nominal Whig, kept his mind firmly fixed on the idea of
reëlection and let the troublesome matter rest until the end of his
administration was in sight. He then listened with favor to the voice of the
South. Calhoun stated what seemed to be a convincing argument: All good
Americans have their hearts set on the Constitution; the admission of Texas is
absolutely essential to the preservation of the union; it will give a balance of
power to the South as against the North growing with incredible swiftness in
wealth and population. Tyler, impressed by the plea, appointed Calhoun to the
office of Secretary of State in 1844, authorizing him to negotiate the treaty of
annexation—a commission at once executed. This scheme was blocked in the Senate
where the necessary two-thirds vote could not be secured. Balked but not
defeated, the advocates of annexation drew up a joint resolution which required
only a majority vote in both houses, and in February of the next year, just
before Tyler gave way to Polk, they pushed it through Congress. So Texas, amid
the groans of Boston and the hurrahs of Charleston, folded up her flag and came
into the union.
Texas and the Territory in Dispute
The Mexican War.—The inevitable war with Mexico, foretold by the abolitionists
and feared by Henry Clay, ensued, the ostensible cause being a dispute over the
boundaries of the new state. The Texans claimed all the lands down to the Rio
Grande. The Mexicans placed the border of Texas at the Nueces River and a line
drawn thence in a northerly direction. President Polk, accepting the Texan view
of the controversy, ordered General Zachary Taylor to move beyond the Nueces in
defense of American sovereignty. This act of power, deemed by the Mexicans an
invasion of their territory, was followed by an attack on our troops.
President Polk, not displeased with the turn of events, announced that American
blood had been "spilled on American soil" and that war existed "by the act of
Mexico." Congress, in a burst of patriotic fervor, brushed aside the protests of
those who deplored the conduct of the government as wanton aggression on a
weaker nation and granted money and supplies to prosecute the war. The few Whigs
in the House of Representatives, who refused to vote in favor of taking up arms,
accepted the inevitable with such good grace as they could command. All through
the South and the West the war was popular. New England grumbled, but gave
loyal, if not enthusiastic, support to a conflict precipitated by policies not
of its own choosing. Only a handful of firm objectors held out. James Russell
Lowell, in his Biglow Papers, flung scorn and sarcasm to the bitter end.
The Outcome of the War.—The foregone conclusion was soon reached. General Taylor
might have delivered the fatal thrust from northern Mexico if politics had not
intervened. Polk, anxious to avoid raising up another military hero for the
Whigs to nominate for President, decided to divide the honors by sending General
Scott to strike a blow at the capital, Mexico City. The deed was done with speed
and pomp and two heroes were lifted into presidential possibilities. In the Far
West a third candidate was made, John C. Frémont, who, in coöperation with
Commodores Sloat and Stockton and General Kearney, planted the Stars and Stripes
on the Pacific slope.
In February, 1848, the Mexicans came to terms, ceding to the victor California,
Arizona, New Mexico, and more—a domain greater in extent than the combined areas
of France and Germany. As a salve to the wound, the vanquished received fifteen
million dollars in cash and the cancellation of many claims held by American
citizens. Five years later, through the negotiations of James Gadsden, a further
cession of lands along the southern border of Arizona and New Mexico was secured
on payment of ten million dollars.
General Taylor Elected President.—The ink was hardly dry upon the treaty that
closed the war before "rough and ready" General Taylor, a slave owner from
Louisiana, "a Whig," as he said, "but not an ultra Whig," was put forward as the
Whig candidate for President. He himself had not voted for years and he was
fairly innocent in matters political. The tariff, the currency, and internal
improvements, with a magnificent gesture he referred to the people's
representatives in Congress, offering to enforce the laws as made, if elected.
Clay's followers mourned. Polk stormed but could not win even a renomination at
the hands of the Democrats. So it came about that the hero of Buena Vista,
celebrated for his laconic order, "Give 'em a little more grape, Captain Bragg,"
became President of the United States.
The Pacific Coast and Utah
Oregon.—Closely associated in the popular mind with the contest about the
affairs of Texas was a dispute with Great Britain over the possession of
territory in Oregon. In their presidential campaign of 1844, the Democrats had
coupled with the slogan, "The Reannexation of Texas," two other cries, "The
Reoccupation of Oregon," and "Fifty-four Forty or Fight." The last two slogans
were founded on American discoveries and explorations in the Far Northwest.
Their appearance in politics showed that the distant Oregon country, larger in
area than New England, New York, and Pennsylvania combined, was at last
receiving from the nation the attention which its importance warranted.
Joint Occupation and Settlement.—Both England and the United States had long
laid claim to Oregon and in 1818 they had agreed to occupy the territory
jointly—a contract which was renewed ten years later for an indefinite period.
Under this plan, citizens of both countries were free to hunt and settle
anywhere in the region. The vanguard of British fur traders and Canadian priests
was enlarged by many new recruits, with Americans not far behind them. John
Jacob Astor, the resourceful New York merchant, sent out trappers and hunters
who established a trading post at Astoria in 1811. Some twenty years later,
American missionaries—among them two very remarkable men, Jason Lee and Marcus
Whitman—were preaching the gospel to the Indians.
Through news from the fur traders and missionaries, Eastern farmers heard of the
fertile lands awaiting their plows on the Pacific slope; those with the
pioneering spirit made ready to take possession of the new country. In 1839 a
band went around by Cape Horn. Four years later a great expedition went
overland. The way once broken, others followed rapidly. As soon as a few
settlements were well established, the pioneers held a mass meeting and agreed
upon a plan of government. "We, the people of Oregon territory," runs the
preamble to their compact, "for the purposes of mutual protection and to secure
peace and prosperity among ourselves, agree to adopt the following laws and
regulations until such time as the United States of America extend their
jurisdiction over us." Thus self-government made its way across the Rocky
Mountains.
The Oregon Country and
the Disputed Boundary
The Boundary Dispute with England Adjusted.—By this time it was evident that the
boundaries of Oregon must be fixed. Having made the question an issue in his
campaign, Polk, after his election in 1844, pressed it upon the attention of the
country. In his inaugural address and his first message to Congress he
reiterated the claim of the Democratic platform that "our title to the whole
territory of Oregon is clear and unquestionable." This pretension Great Britain
firmly rejected, leaving the President a choice between war and compromise.
Polk, already having the contest with Mexico on his hands, sought and obtained a
compromise. The British government, moved by a hint from the American minister,
offered a settlement which would fix the boundary at the forty-ninth parallel
instead of "fifty-four forty," and give it Vancouver Island. Polk speedily chose
this way out of the dilemma. Instead of making the decision himself, however,
and drawing up a treaty, he turned to the Senate for "counsel." As prearranged
with party leaders, the advice was favorable to the plan. The treaty, duly drawn
in 1846, was ratified by the Senate after an acrimonious debate. "Oh! mountain
that was delivered of a mouse," exclaimed Senator Benton, "thy name shall be
fifty-four forty!" Thirteen years later, the southern part of the territory was
admitted to the union as the state of Oregon, leaving the northern and eastern
sections in the status of a territory.
California.—With the growth of the northwestern empire, dedicated by nature to
freedom, the planting interests might have been content, had fortune not wrested
from them the fair country of California. Upon this huge territory they had set
their hearts. The mild climate and fertile soil seemed well suited to slavery
and the planters expected to extend their sway to the entire domain. California
was a state of more than 155,000 square miles—about seventy times the size of
the state of Delaware. It could readily be divided into five or six large
states, if that became necessary to preserve the Southern balance of power.
Early American Relations with California.—Time and tide, it seems, were not on
the side of the planters. Already Americans of a far different type were
invading the Pacific slope. Long before Polk ever dreamed of California, the
Yankee with his cargo of notions had been around the Horn. Daring skippers had
sailed out of New England harbors with a variety of goods, bent their course
around South America to California, on to China and around the world, trading as
they went and leaving pots, pans, woolen cloth, guns, boots, shoes, salt fish,
naval stores, and rum in their wake. "Home from Californy!" rang the cry in many
a New England port as a good captain let go his anchor on his return from the
long trading voyage in the Pacific.
The Overland Trails
The Overland Trails.—Not to be outdone by the mariners of the deep, western
scouts searched for overland routes to the Pacific. Zebulon Pike, explorer and
pathfinder, by his expedition into the Southwest during Jefferson's
administration, had discovered the resources of New Spain and had shown his
countrymen how easy it was to reach Santa Fé from the upper waters of the
Arkansas River. Not long afterward, traders laid open the route, making
Franklin, Missouri, and later Fort Leavenworth the starting point. Along the
trail, once surveyed, poured caravans heavily guarded by armed men against
marauding Indians. Sand storms often wiped out all signs of the route; hunger
and thirst did many a band of wagoners to death; but the lure of the game and
the profits at the end kept the business thriving. Huge stocks of cottons,
glass, hardware, and ammunition were drawn almost across the continent to be
exchanged at Santa Fé for furs, Indian blankets, silver, and mules; and many a
fortune was made out of the traffic.
Americans in California.—Why stop at Santa Fé? The question did not long remain
unanswered. In 1829, Ewing Young broke the path to Los Angeles. Thirteen years
later Frémont made the first of his celebrated expeditions across plain, desert,
and mountain, arousing the interest of the entire country in the Far West. In
the wake of the pathfinders went adventurers, settlers, and artisans. By 1847,
more than one-fifth of the inhabitants in the little post of two thousand on San
Francisco Bay were from the United States. The Mexican War, therefore, was not
the beginning but the end of the American conquest of California—a conquest
initiated by Americans who went to till the soil, to trade, or to follow some
mechanical pursuit.
The Discovery of Gold.—As if to clinch the hold on California already secured by
the friends of free soil, there came in 1848 the sudden discovery of gold at
Sutter's Mill in the Sacramento Valley. When this exciting news reached the
East, a mighty rush began to California, over the trails, across the Isthmus of
Panama, and around Cape Horn. Before two years had passed, it is estimated that
a hundred thousand people, in search of fortunes, had arrived in
California—mechanics, teachers, doctors, lawyers, farmers, miners, and laborers
from the four corners of the earth.
From an old print
San Francisco in 1849
California a Free State.—With this increase in population there naturally
resulted the usual demand for admission to the union. Instead of waiting for
authority from Washington, the Californians held a convention in 1849 and framed
their constitution. With impatience, the delegates brushed aside the plea that
"the balance of power between the North and South" required the admission of
their state as a slave commonwealth. Without a dissenting voice, they voted in
favor of freedom and boldly made their request for inclusion among the United
States. President Taylor, though a Southern man, advised Congress to admit the
applicant. Robert Toombs of Georgia vowed to God that he preferred secession.
Henry Clay, the great compromiser, came to the rescue and in 1850 California was
admitted as a free state.
Utah.—On the long road to California, in the midst of forbidding and barren
wastes, a religious sect, the Mormons, had planted a colony destined to a stormy
career. Founded in 1830 under the leadership of Joseph Smith of New York, the
sect had suffered from many cruel buffets of fortune. From Ohio they had
migrated into Missouri where they were set upon and beaten. Some of them were
murdered by indignant neighbors. Harried out of Missouri, they went into
Illinois only to see their director and prophet, Smith, first imprisoned by the
authorities and then shot by a mob. Having raised up a cloud of enemies on
account of both their religious faith and their practice of allowing a man to
have more than one wife, they fell in heartily with the suggestion of a new
leader, Brigham Young, that they go into the Far West beyond the plains of
Kansas—into the forlorn desert where the wicked would cease from troubling and
the weary could be at rest, as they read in the Bible. In 1847, Young, with a
company of picked men, searched far and wide until he found a suitable spot
overlooking the Salt Lake Valley. Returning to Illinois, he gathered up his
followers, now numbering several thousand, and in one mighty wagon caravan they
all went to their distant haven.
Brigham Young and His Economic System.—In Brigham Young the Mormons had a leader
of remarkable power who gave direction to the redemption of the arid soil, the
management of property, and the upbuilding of industry. He promised them to make
the desert blossom as the rose, and verily he did it. He firmly shaped the
enterprise of the colony along co-operative lines, holding down the speculator
and profiteer with one hand and giving encouragement to the industrious poor
with the other. With the shrewdness befitting a good business man, he knew how
to draw the line between public and private interest. Land was given outright to
each family, but great care was exercised in the distribution so that none
should have great advantage over another. The purchase of supplies and the sale
of produce were carried on through a coöperative store, the profits of which
went to the common good. Encountering for the first time in the history of the
Anglo-Saxon race the problem of aridity, the Mormons surmounted the most
perplexing obstacles with astounding skill. They built irrigation works by
coöperative labor and granted water rights to all families on equitable terms.
The Growth of Industries.—Though farming long remained the major interest of the
colony, the Mormons, eager to be self-supporting in every possible way, bent
their efforts also to manufacturing and later to mining. Their missionaries, who
hunted in the highways and byways of Europe for converts, never failed to stress
the economic advantages of the sect. "We want," proclaimed President Young to
all the earth, "a company of woolen manufacturers to come with machinery and
take the wool from the sheep and convert it into the best clothes. We want a
company of potters; we need them; the clay is ready and the dishes wanted.... We
want some men to start a furnace forthwith; the iron, coal, and molders are
waiting.... We have a printing press and any one who can take good printing and
writing paper to the Valley will be a blessing to themselves and the church."
Roads and bridges were built; millions were spent in experiments in agriculture
and manufacturing; missionaries at a huge cost were maintained in the East and
in Europe; an army was kept for defense against the Indians; and colonies were
planted in the outlying regions. A historian of Deseret, as the colony was
called by the Mormons, estimated in 1895 that by the labor of their hands the
people had produced nearly half a billion dollars in wealth since the coming of
the vanguard.
Polygamy Forbidden.—The hope of the Mormons that they might forever remain
undisturbed by outsiders was soon dashed to earth, for hundreds of farmers and
artisans belonging to other religious sects came to settle among them. In 1850
the colony was so populous and prosperous that it was organized into a territory
of the United States and brought under the supervision of the federal
government. Protests against polygamy were raised in the colony and at the seat
of authority three thousand miles away at Washington. The new Republican party
in 1856 proclaimed it "the right and duty of Congress to prohibit in the
Territories those twin relics of barbarism, polygamy and slavery." In due time
the Mormons had to give up their marriage practices which were condemned by the
common opinion of all western civilization; but they kept their religious faith.
Monuments to their early enterprise are seen in the Temple and the Tabernacle,
the irrigation works, and the great wealth of the Church.
Summary of Western Development and National Politics
While the statesmen of the old generation were solving the problems of their
age, hunters, pioneers, and home seekers were preparing new problems beyond the
Alleghanies. The West was rising in population and wealth. Between 1783 and
1829, eleven states were added to the original thirteen. All but two were in the
West. Two of them were in the Louisiana territory beyond the Mississippi. Here
the process of colonization was repeated. Hardy frontier people cut down the
forests, built log cabins, laid out farms, and cut roads through the wilderness.
They began a new civilization just as the immigrants to Virginia or
Massachusetts had done two centuries earlier.
Like the seaboard colonists before them, they too cherished the spirit of
independence and power. They had not gone far upon their course before they
resented the monopoly of the presidency by the East. In 1829 they actually sent
one of their own cherished leaders, Andrew Jackson, to the White House. Again in
1840, in 1844, in 1848, and in 1860, the Mississippi Valley could boast that one
of its sons had been chosen for the seat of power at Washington. Its democratic
temper evoked a cordial response in the towns of the East where the old
aristocracy had been put aside and artisans had been given the ballot.
For three decades the West occupied the interest of the nation. Under Jackson's
leadership, it destroyed the second United States Bank. When he smote
nullification in South Carolina, it gave him cordial support. It approved his
policy of parceling out government offices among party workers—"the spoils
system" in all its fullness. On only one point did it really dissent. The West
heartily favored internal improvements, the appropriation of federal funds for
highways, canals, and railways. Jackson had misgivings on this question and
awakened sharp criticism by vetoing a road improvement bill.
From their point of vantage on the frontier, the pioneers pressed on westward.
They pushed into Texas, created a state, declared their independence, demanded a
place in the union, and precipitated a war with Mexico. They crossed the
trackless plain and desert, laying out trails to Santa Fé, to Oregon, and to
California. They were upon the scene when the Mexican War brought California
under the Stars and Stripes. They had laid out their farms in the Willamette
Valley when the slogan "Fifty-Four Forty or Fight" forced a settlement of the
Oregon boundary. California and Oregon were already in the union when there
arose the Great Civil War testing whether this nation or any nation so conceived
and so dedicated could long endure.
References
G.P. Brown, Westward Expansion (American Nation Series).
K. Coman, Economic Beginnings of the Far West (2 vols.).
F. Parkman, California and the Oregon Trail.
R.S. Ripley, The War with Mexico.
W.C. Rives, The United States and Mexico, 1821-48 (2 vols.).
Questions
1. Give some of the special features in the history of Missouri, Arkansas,
Michigan, Wisconsin, Iowa, and Minnesota.
2. Contrast the climate and soil of the Middle West and the Far West.
3. How did Mexico at first encourage American immigration?
4. What produced the revolution in Texas? Who led in it?
5. Narrate some of the leading events in the struggle over annexation to the
United States.
6. What action by President Polk precipitated war?
7. Give the details of the peace settlement with Mexico.
8. What is meant by the "joint occupation" of Oregon?
9. How was the Oregon boundary dispute finally settled?
10. Compare the American "invasion" of California with the migration into Texas.
11. Explain how California became a free state.
12. Describe the early economic policy of the Mormons.
Research Topics
The Independence of Texas.—McMaster, History of the People of the United States,
Vol. VI, pp. 251-270. Woodrow Wilson, History of the American People, Vol. IV,
pp. 102-126.
The Annexation of Texas.—McMaster, Vol. VII. The passages on annexation are
scattered through this volume and it is an exercise in ingenuity to make a
connected story of them. Source materials in Hart, American History Told by
Contemporaries, Vol. III, pp. 637-655; Elson, History of the United States, pp.
516-521, 526-527.
The War with Mexico.—Elson, pp. 526-538.
The Oregon Boundary Dispute.—Schafer, History of the Pacific Northwest (rev.
ed.), pp. 88-104; 173-185.
The Migration to Oregon.—Schafer, pp. 105-172. Coman, Economic Beginnings of the
Far West, Vol. II, pp. 113-166.
The Santa Fé Trail.—Coman, Economic Beginnings, Vol. II, pp. 75-93.
The Conquest of California.—Coman, Vol. II, pp. 297-319.
Gold in California.—McMaster, Vol. VII, pp. 585-614.
The Mormon Migration.—Coman, Vol. II, pp. 167-206.
Biographical Studies.—Frémont, Generals Scott and Taylor, Sam Houston, and David
Crockett.
The Romance of Western Exploration.—J.G. Neihardt, The Splendid Wayfaring. J.G.
Neihardt, The Song of Hugh Glass.
PART V. SECTIONAL CONFLICT AND RECONSTRUCTION
CHAPTER XIII
THE RISE OF THE INDUSTRIAL SYSTEM
If Jefferson could have lived to see the Stars and Stripes planted on the
Pacific Coast, the broad empire of Texas added to the planting states, and the
valley of the Willamette waving with wheat sown by farmers from New England, he
would have been more than fortified in his faith that the future of America lay
in agriculture. Even a stanch old Federalist like Gouverneur Morris or Josiah
Quincy would have mournfully conceded both the prophecy and the claim. Manifest
destiny never seemed more clearly written in the stars.
As the farmers from the Northwest and planters from the Southwest poured in upon
the floor of Congress, the party of Jefferson, christened anew by Jackson, grew
stronger year by year. Opponents there were, no doubt, disgruntled critics and
Whigs by conviction; but in 1852 Franklin Pierce, the Democratic candidate for
President, carried every state in the union except Massachusetts, Vermont,
Kentucky, and Tennessee. This victory, a triumph under ordinary circumstances,
was all the more significant in that Pierce was pitted against a hero of the
Mexican War, General Scott, whom the Whigs, hoping to win by rousing the martial
ardor of the voters, had nominated. On looking at the election returns, the new
President calmly assured the planters that "the general principle of reduction
of duties with a view to revenue may now be regarded as the settled policy of
the country." With equal confidence, he waved aside those agitators who devoted
themselves "to the supposed interests of the relatively few Africans in the
United States." Like a watchman in the night he called to the country: "All's
well."
The party of Hamilton and Clay lay in the dust.
The Industrial Revolution
As pride often goeth before a fall, so sanguine expectation is sometimes the
symbol of defeat. Jackson destroyed the bank. Polk signed the tariff bill of
1846 striking an effective blow at the principle of protection for manufactures.
Pierce promised to silence the abolitionists. His successor was to approve a
drastic step in the direction of free trade. Nevertheless all these things left
untouched the springs of power that were in due time to make America the
greatest industrial nation on the earth; namely, vast national resources,
business enterprise, inventive genius, and the free labor supply of Europe.
Unseen by the thoughtless, unrecorded in the diaries of wiseacres, rarely
mentioned in the speeches of statesmen, there was swiftly rising such a tide in
the affairs of America as Jefferson and Hamilton never dreamed of in their
little philosophies.
The Inventors.—Watt and Boulton experimenting with steam in England, Whitney
combining wood and steel into a cotton gin, Fulton and Fitch applying the steam
engine to navigation, Stevens and Peter Cooper trying out the "iron horse" on
"iron highways," Slater building spinning mills in Pawtucket, Howe attaching the
needle to the flying wheel, Morse spanning a continent with the telegraph, Cyrus
Field linking the markets of the new world with the old along the bed of the
Atlantic, McCormick breaking the sickle under the reaper—these men and a
thousand more were destroying in a mighty revolution of industry the world of
the stagecoach and the tallow candle which Washington and Franklin had inherited
little changed from the age of Cæsar. Whitney was to make cotton king. Watt and
Fulton were to make steel and steam masters of the world. Agriculture was to
fall behind in the race for supremacy.
Industry Outstrips Planting.—The story of invention, that tribute to the triumph
of mind over matter, fascinating as a romance, need not be treated in detail
here. The effects of invention on social and political life, multitudinous and
never-ending, form the very warp and woof of American progress from the days of
Andrew Jackson to the latest hour. Neither the great civil conflict—the clash of
two systems—nor the problems of the modern age can be approached without an
understanding of the striking phases of industrialism.
A New England Mill Built in 1793
First and foremost among them was the uprush of mills managed by captains of
industry and manned by labor drawn from farms, cities, and foreign lands. For
every planter who cleared a domain in the Southwest and gathered his army of
bondmen about him, there rose in the North a magician of steam and steel who
collected under his roof an army of free workers.
In seven league boots this new giant strode ahead of the Southern giant. Between
1850 and 1859, to use dollars and cents as the measure of progress, the value of
domestic manufactures including mines and fisheries rose from $1,019,106,616 to
$1,900,000,000, an increase of eighty-six per cent in ten years. In this same
period the total production of naval stores, rice, sugar, tobacco, and cotton,
the staples of the South, went only from $165,000,000, in round figures, to
$204,000,000. At the halfway point of the century, the capital invested in
industry, commerce, and cities far exceeded the value of all the farm land
between the Atlantic and the Pacific; thus the course of economy had been
reversed in fifty years. Tested by figures of production, King Cotton had
shriveled by 1860 to a petty prince in comparison, for each year the captains of
industry turned out goods worth nearly twenty times all the bales of cotton
picked on Southern plantations. Iron, boots and shoes, and leather goods pouring
from Northern mills surpassed in value the entire cotton output.
The Agrarian West Turns to Industry.—Nor was this vast enterprise confined to
the old Northeast where, as Madison had sagely remarked, commerce was early
dominant. "Cincinnati," runs an official report in 1854, "appears to be a great
central depot for ready-made clothing and its manufacture for the Western
markets may be said to be one of the great trades of that city." There, wrote
another traveler, "I heard the crack of the cattle driver's whip and the hum of
the factory: the West and the East meeting." Louisville and St. Louis were
already famous for their clothing trades and the manufacture of cotton bagging.
Five hundred of the two thousand woolen mills in the country in 1860 were in the
Western states. Of the output of flour and grist mills, which almost reached in
value the cotton crop of 1850, the Ohio Valley furnished a rapidly growing
share. The old home of Jacksonian democracy, where Federalists had been almost
as scarce as monarchists, turned slowly backward, as the needle to the pole,
toward the principle of protection for domestic industry, espoused by Hamilton
and defended by Clay.
The Extension of Canals and Railways.—As necessary to mechanical industry as
steel and steam power was the great market, spread over a wide and diversified
area and knit together by efficient means of transportation. This service was
supplied to industry by the steamship, which began its career on the Hudson in
1807; by the canals, of which the Erie opened in 1825 was the most noteworthy;
and by the railways, which came into practical operation about 1830.
From an old print
An Early Railway
With sure instinct the Eastern manufacturer reached out for the markets of the
Northwest territory where free farmers were producing annually staggering crops
of corn, wheat, bacon, and wool. The two great canal systems—the Erie connecting
New York City with the waterways of the Great Lakes and the Pennsylvania chain
linking Philadelphia with the headwaters of the Ohio—gradually turned the tide
of trade from New Orleans to the Eastern seaboard. The railways followed the
same paths. By 1860, New York had rail connections with Chicago and St. Louis,
one of the routes running through the Hudson and Mohawk valleys and along the
Great Lakes, the other through Philadelphia and Pennsylvania and across the rich
wheat fields of Ohio, Indiana, and Illinois. Baltimore, not to be outdone by her
two rivals, reached out over the mountains for the Western trade and in 1857 had
trains running into St. Louis.
In railway enterprise the South took more interest than in canals, and the
friends of that section came to its aid. To offset the magnet drawing trade away
from the Mississippi Valley, lines were built from the Gulf to Chicago, the
Illinois Central part of the project being a monument to the zeal and industry
of a Democrat, better known in politics than in business, Stephen A. Douglas.
The swift movement of cotton and tobacco to the North or to seaports was of
common concern to planters and manufacturers. Accordingly lines were flung down
along the Southern coast, linking Richmond, Charleston, and Savannah with the
Northern markets. Other lines struck inland from the coast, giving a rail outlet
to the sea for Raleigh, Columbia, Atlanta, Chattanooga, Nashville, and
Montgomery. Nevertheless, in spite of this enterprise, the mileage of all the
Southern states in 1860 did not equal that of Ohio, Indiana, and Illinois
combined.
Banking and Finance.—Out of commerce and manufactures and the construction and
operation of railways came such an accumulation of capital in the Northern
states as merchants of old never imagined. The banks of the four industrial
states of Massachusetts, Connecticut, New York, and Pennsylvania in 1860 had
funds greater than the banks in all the other states combined. New York City had
become the money market of America, the center to which industrial companies,
railway promoters, farmers, and planters turned for capital to initiate and
carry on their operations. The banks of Louisiana, South Carolina, Georgia, and
Virginia, it is true, had capital far in excess of the banks of the Northwest;
but still they were relatively small compared with the financial institutions of
the East.
The Growth of the Industrial Population.—A revolution of such magnitude in
industry, transport, and finance, overturning as it did the agrarian
civilization of the old Northwest and reaching out to the very borders of the
country, could not fail to bring in its train consequences of a striking
character. Some were immediate and obvious. Others require a fullness of time
not yet reached to reveal their complete significance. Outstanding among them
was the growth of an industrial population, detached from the land, concentrated
in cities, and, to use Jefferson's phrase, dependent upon "the caprices and
casualties of trade" for a livelihood. This was a result, as the great Virginian
had foreseen, which flowed inevitably from public and private efforts to
stimulate industry as against agriculture.
From an old print
Lowell, Massachusetts, in 1838, an Early Industrial Town
It was estimated in 1860, on the basis of the census figures, that mechanical
production gave employment to 1,100,000 men and 285,000 women, making, if the
average number of dependents upon them be reckoned, nearly six million people or
about one-sixth of the population of the country sustained from manufactures.
"This," runs the official record, "was exclusive of the number engaged in the
production of many of the raw materials and of the food for manufacturers; in
the distribution of their products, such as merchants, clerks, draymen,
mariners, the employees of railroads, expresses, and steamboats; of capitalists,
various artistic and professional classes, as well as carpenters, bricklayers,
painters, and the members of other mechanical trades not classed as
manufactures. It is safe to assume, then, that one-third of the whole population
is supported, directly, or indirectly, by manufacturing industry." Taking,
however, the number of persons directly supported by manufactures, namely about
six millions, reveals the astounding fact that the white laboring population,
divorced from the soil, already exceeded the number of slaves on Southern farms
and plantations.
Immigration.—The more carefully the rapid growth of the industrial population is
examined, the more surprising is the fact that such an immense body of free
laborers could be found, particularly when it is recalled to what desperate
straits the colonial leaders were put in securing immigrants,—slavery,
indentured servitude, and kidnapping being the fruits of their necessities. The
answer to the enigma is to be found partly in European conditions and partly in
the cheapness of transportation after the opening of the era of steam
navigation. Shrewd observers of the course of events had long foreseen that a
flood of cheap labor was bound to come when the way was made easy. Some, among
them Chief Justice Ellsworth, went so far as to prophesy that white labor would
in time be so abundant that slavery would disappear as the more costly of the
two labor systems. The processes of nature were aided by the policies of
government in England and Germany.
The Coming of the Irish.—The opposition of the Irish people to the English
government, ever furious and irrepressible, was increased in the mid forties by
an almost total failure of the potato crop, the main support of the peasants.
Catholic in religion, they had been compelled to support a Protestant church.
Tillers of the soil by necessity, they were forced to pay enormous tributes to
absentee landlords in England whose claim to their estates rested upon the title
of conquest and confiscation. Intensely loyal to their race, the Irish were
subjected in all things to the Parliament at London, in which their small
minority of representatives had little influence save in holding a balance of
power between the two contending English parties. To the constant political
irritation, the potato famine added physical distress beyond description. In
cottages and fields and along the highways the victims of starvation lay dead by
the hundreds, the relief which charity afforded only bringing misery more
sharply to the foreground. Those who were fortunate enough to secure passage
money sought escape to America. In 1844 the total immigration into the United
States was less than eighty thousand; in 1850 it had risen by leaps and bounds
to more than three hundred thousand. Between 1820 and 1860 the immigrants from
the United Kingdom numbered 2,750,000, of whom more than one-half were Irish. It
has been said with a touch of exaggeration that the American canals and railways
of those days were built by the labor of Irishmen.
The German Migration.—To political discontent and economic distress, such as was
responsible for the coming of the Irish, may likewise be traced the source of
the Germanic migration. The potato blight that fell upon Ireland visited the
Rhine Valley and Southern Germany at the same time with results as pitiful, if
less extensive. The calamity inflicted by nature was followed shortly by another
inflicted by the despotic conduct of German kings and princes. In 1848 there had
occurred throughout Europe a popular uprising in behalf of republics and
democratic government. For a time it rode on a full tide of success. Kings were
overthrown, or compelled to promise constitutional government, and tyrannical
ministers fled from their palaces. Then came reaction. Those who had championed
the popular cause were imprisoned, shot, or driven out of the land. Men of
attainments and distinction, whose sole offense was opposition to the government
of kings and princes, sought an asylum in America, carrying with them to the
land of their adoption the spirit of liberty and democracy. In 1847 over fifty
thousand Germans came to America, the forerunners of a migration that increased,
almost steadily, for many years. The record of 1860 showed that in the previous
twenty years nearly a million and a half had found homes in the United States.
Far and wide they scattered, from the mills and shops of the seacoast towns to
the uttermost frontiers of Wisconsin and Minnesota.
The Labor of Women and Children.—If the industries, canals, and railways of the
country were largely manned by foreign labor, still important native sources
must not be overlooked; above all, the women and children of the New England
textile districts. Spinning and weaving, by a tradition that runs far beyond the
written records of mankind, belonged to women. Indeed it was the dexterous
housewives, spinsters, and boys and girls that laid the foundations of the
textile industry in America, foundations upon which the mechanical revolution
was built. As the wheel and loom were taken out of the homes to the factories
operated by water power or the steam engine, the women and, to use Hamilton's
phrase, "the children of tender years," followed as a matter of course. "The
cotton manufacture alone employs six thousand persons in Lowell," wrote a French
observer in 1836; "of this number nearly five thousand are young women from
seventeen to twenty-four years of age, the daughters of farmers from the
different New England states." It was not until after the middle of the century
that foreign lands proved to be the chief source from which workers were
recruited for the factories of New England. It was then that the daughters of
the Puritans, outdone by the competition of foreign labor, both of men and
women, left the spinning jenny and the loom to other hands.
The Rise of Organized Labor.—The changing conditions of American life, marked by
the spreading mill towns of New England, New York, and Pennsylvania and the
growth of cities like Buffalo, Cincinnati, Louisville, St. Louis, Detroit, and
Chicago in the West, naturally brought changes, as Jefferson had prophesied, in
"manners and morals." A few mechanics, smiths, carpenters, and masons, widely
scattered through farming regions and rural villages, raise no such problems as
tens of thousands of workers collected in one center in daily intercourse,
learning the power of coöperation and union.
Even before the coming of steam and machinery, in the "good old days" of
handicrafts, laborers in many trades—printers, shoemakers, carpenters, for
example—had begun to draw together in the towns for the advancement of their
interests in the form of higher wages, shorter days, and milder laws. The
shoemakers of Philadelphia, organized in 1794, conducted a strike in 1799 and
held together until indicted seven years later for conspiracy. During the
twenties and thirties, local labor unions sprang up in all industrial centers
and they led almost immediately to city federations of the several crafts.
As the thousands who were dependent upon their daily labor for their livelihood
mounted into the millions and industries spread across the continent, the local
unions of craftsmen grew into national craft organizations bound together by the
newspapers, the telegraph, and the railways. Before 1860 there were several such
national trade unions, including the plumbers, printers, mule spinners, iron
molders, and stone cutters. All over the North labor leaders arose—men unknown
to general history but forceful and resourceful characters who forged links
binding scattered and individual workers into a common brotherhood. An attempt
was even made in 1834 to federate all the crafts into a permanent national
organization; but it perished within three years through lack of support. Half a
century had to elapse before the American Federation of Labor was to accomplish
this task.
All the manifestations of the modern labor movement had appeared, in germ at
least, by the time the mid-century was reached: unions, labor leaders, strikes,
a labor press, a labor political program, and a labor political party. In every
great city industrial disputes were a common occurrence. The papers recorded
about four hundred in two years, 1853-54, local affairs but forecasting economic
struggles in a larger field. The labor press seems to have begun with the
founding of the Mechanics' Free Press in Philadelphia in 1828 and the
establishment of the New York Workingman's Advocate shortly afterward. These
semi-political papers were in later years followed by regular trade papers
designed to weld together and advance the interests of particular crafts. Edited
by able leaders, these little sheets with limited circulation wielded an
enormous influence in the ranks of the workers.
Labor and Politics.—As for the political program of labor, the main planks were
clear and specific: the abolition of imprisonment for debt, manhood suffrage in
states where property qualifications still prevailed, free and universal
education, laws protecting the safety and health of workers in mills and
factories, abolition of lotteries, repeal of laws requiring militia service, and
free land in the West.
Into the labor papers and platforms there sometimes crept a note of hostility to
the masters of industry, a sign of bitterness that excited little alarm while
cheap land in the West was open to the discontented. The Philadelphia workmen,
in issuing a call for a local convention, invited "all those of our fellow
citizens who live by their own labor and none other." In Newcastle county,
Delaware, the association of working people complained in 1830: "The poor have
no laws; the laws are made by the rich and of course for the rich." Here and
there an extremist went to the length of advocating an equal division of wealth
among all the people—the crudest kind of communism.
Agitation of this character produced in labor circles profound distrust of both
Whigs and Democrats who talked principally about tariffs and banks; it resulted
in attempts to found independent labor parties. In Philadelphia, Albany, New
York City, and New England, labor candidates were put up for elections in the
early thirties and in a few cases were victorious at the polls. "The balance of
power has at length got into the hands of the working people, where it properly
belongs," triumphantly exclaimed the Mechanics' Free Press of Philadelphia in
1829. But the triumph was illusory. Dissensions appeared in the labor ranks. The
old party leaders, particularly of Tammany Hall, the Democratic party
organization in New York City, offered concessions to labor in return for votes.
Newspapers unsparingly denounced "trade union politicians" as "demagogues,"
"levellers," and "rag, tag, and bobtail"; and some of them, deeming labor unrest
the sour fruit of manhood suffrage, suggested disfranchisement as a remedy.
Under the influence of concessions and attacks the political fever quickly died
away, and the end of the decade left no remnant of the labor political parties.
Labor leaders turned to a task which seemed more substantial and practical, that
of organizing workingmen into craft unions for the definite purpose of raising
wages and reducing hours.
The Industrial Revolution and National Politics
Southern Plans for Union with the West.—It was long the design of Southern
statesmen like Calhoun to hold the West and the South together in one political
party. The theory on which they based their hope was simple. Both sections were
agricultural—the producers of raw materials and the buyers of manufactured
goods. The planters were heavy purchasers of Western bacon, pork, mules, and
grain. The Mississippi River and its tributaries formed the natural channel for
the transportation of heavy produce southward to the plantations and outward to
Europe. Therefore, ran their political reasoning, the interests of the two
sections were one. By standing together in favor of low tariffs, they could buy
their manufactures cheaply in Europe and pay for them in cotton, tobacco, and
grain. The union of the two sections under Jackson's management seemed perfect.
The East Forms Ties with the West.—Eastern leaders were not blind to the
ambitions of Southern statesmen. On the contrary, they also recognized the
importance of forming strong ties with the agrarian West and drawing the produce
of the Ohio Valley to Philadelphia and New York. The canals and railways were
the physical signs of this economic union, and the results, commercial and
political, were soon evident. By the middle of the century, Southern economists
noted the change, one of them, De Bow, lamenting that "the great cities of the
North have severally penetrated the interior with artificial lines until they
have taken from the open and untaxed current of the Mississippi the commerce
produced on its borders." To this writer it was an astounding thing to behold
"the number of steamers that now descend the upper Mississippi River, loaded to
the guards with produce, as far as the mouth of the Illinois River and then turn
up that stream with their cargoes to be shipped to New York via Chicago. The
Illinois canal has not only swept the whole produce along the line of the
Illinois River to the East, but it is drawing the products of the upper
Mississippi through the same channel; thus depriving New Orleans and St. Louis
of a rich portion of their former trade."
If to any shippers the broad current of the great river sweeping down to New
Orleans offered easier means of physical communication to the sea than the
canals and railways, the difference could be overcome by the credit which
Eastern bankers were able to extend to the grain and produce buyers, in the
first instance, and through them to the farmers on the soil. The acute Southern
observer just quoted, De Bow, admitted with evident regret, in 1852, that "last
autumn, the rich regions of Ohio, Indiana, and Illinois were flooded with the
local bank notes of the Eastern States, advanced by the New York houses on
produce to be shipped by way of the canals in the spring.... These moneyed
facilities enable the packer, miller, and speculator to hold on to their produce
until the opening of navigation in the spring and they are no longer obliged, as
formerly, to hurry off their shipments during the winter by the way of New
Orleans in order to realize funds by drafts on their shipments. The banking
facilities at the East are doing as much to draw trade from us as the canals and
railways which Eastern capital is constructing." Thus canals, railways, and
financial credit were swiftly forging bonds of union between the old home of
Jacksonian Democracy in the West and the older home of Federalism in the East.
The nationalism to which Webster paid eloquent tribute became more and more real
with the passing of time. The self-sufficiency of the pioneer was broken down as
he began to watch the produce markets of New York and Philadelphia where the
prices of corn and hogs fixed his earnings for the year.
The West and Manufactures.—In addition to the commercial bonds between the East
and the West there was growing up a common interest in manufactures. As skilled
white labor increased in the Ohio Valley, the industries springing up in the new
cities made Western life more like that of the industrial East than like that of
the planting South. Moreover, the Western states produced some important raw
materials for American factories, which called for protection against foreign
competition, notably, wool, hemp, and flax. As the South had little or no
foreign competition in cotton and tobacco, the East could not offer protection
for her raw materials in exchange for protection for industries. With the West,
however, it became possible to establish reciprocity in tariffs; that is, for
example, to trade a high rate on wool for a high rate on textiles or iron.
The South Dependent on the North.—While East and West were drawing together, the
distinctions between North and South were becoming more marked; the latter,
having few industries and producing little save raw materials, was being forced
into the position of a dependent section. As a result of the protective tariff,
Southern planters were compelled to turn more and more to Northern mills for
their cloth, shoes, hats, hoes, plows, and machinery. Nearly all the goods which
they bought in Europe in exchange for their produce came overseas to Northern
ports, whence transshipments were made by rail and water to Southern points of
distribution. Their rice, cotton, and tobacco, in as far as they were not
carried to Europe in British bottoms, were transported by Northern masters. In
these ways, a large part of the financial operations connected with the sale of
Southern produce and the purchase of goods in exchange passed into the hands of
Northern merchants and bankers who, naturally, made profits from their
transactions. Finally, Southern planters who wanted to buy more land and more
slaves on credit borrowed heavily in the North where huge accumulations made the
rates of interest lower than the smaller banks of the South could afford.
The South Reckons the Cost of Economic Dependence.—As Southern dependence upon
Northern capital became more and more marked, Southern leaders began to chafe at
what they regarded as restraints laid upon their enterprise. In a word, they
came to look upon the planter as a tribute-bearer to the manufacturer and
financier. "The South," expostulated De Bow, "stands in the attitude of feeding
... a vast population of [Northern] merchants, shipowners, capitalists, and
others who, without claims on her progeny, drink up the life blood of her
trade.... Where goes the value of our labor but to those who, taking advantage
of our folly, ship for us, buy for us, sell to us, and, after turning our own
capital to their profitable account, return laden with our money to enjoy their
easily earned opulence at home."
Southern statisticians, not satisfied with generalities, attempted to figure out
how great was this tribute in dollars and cents. They estimated that the
planters annually lent to Northern merchants the full value of their exports, a
hundred millions or more, "to be used in the manipulation of foreign imports."
They calculated that no less than forty millions all told had been paid to
shipowners in profits. They reckoned that, if the South were to work up her own
cotton, she would realize from seventy to one hundred millions a year that
otherwise went North. Finally, to cap the climax, they regretted that planters
spent some fifteen millions a year pleasure-seeking in the alluring cities and
summer resorts of the North.
Southern Opposition to Northern Policies.—Proceeding from these premises,
Southern leaders drew the logical conclusion that the entire program of economic
measures demanded in the North was without exception adverse to Southern
interests and, by a similar chain of reasoning, injurious to the corn and wheat
producers of the West. Cheap labor afforded by free immigration, a protective
tariff raising prices of manufactures for the tiller of the soil, ship subsidies
increasing the tonnage of carrying trade in Northern hands, internal
improvements forging new economic bonds between the East and the West, a
national banking system giving strict national control over the currency as a
safeguard against paper inflation—all these devices were regarded in the South
as contrary to the planting interest. They were constantly compared with the
restrictive measures by which Great Britain more than half a century before had
sought to bind American interests.
As oppression justified a war for independence once, statesmen argued, so it can
justify it again. "It is curious as it is melancholy and distressing," came a
broad hint from South Carolina, "to see how striking is the analogy between the
colonial vassalage to which the manufacturing states have reduced the planting
states and that which formerly bound the Anglo-American colonies to the British
empire.... England said to her American colonies: 'You shall not trade with the
rest of the world for such manufactures as are produced in the mother country.'
The manufacturing states say to their Southern colonies: 'You shall not trade
with the rest of the world for such manufactures as we produce.'" The conclusion
was inexorable: either the South must control the national government and its
economic measures, or it must declare, as America had done four score years
before, its political and economic independence. As Northern mills multiplied,
as railways spun their mighty web over the face of the North, and as accumulated
capital rose into the hundreds of millions, the conviction of the planters and
their statesmen deepened into desperation.
Efforts to Start Southern Industries Fail.—A few of them, seeing the
predominance of the North, made determined efforts to introduce manufactures
into the South. To the leaders who were averse to secession and nullification
this seemed the only remedy for the growing disparity in the power of the two
sections. Societies for the encouragement of mechanical industries were formed,
the investment of capital was sought, and indeed a few mills were built on
Southern soil. The results were meager. The natural resources, coal and water
power, were abundant; but the enterprise for direction and the skilled labor
were wanting. The stream of European immigration flowed North and West, not
South. The Irish or German laborer, even if he finally made his home in a city,
had before him, while in the North, the alternative of a homestead on Western
land. To him slavery was a strange, if not a repelling, institution. He did not
take to it kindly nor care to fix his home where it flourished. While slavery
lasted, the economy of the South was inevitably agricultural. While agriculture
predominated, leadership with equal necessity fell to the planting interest.
While the planting interest ruled, political opposition to Northern economy was
destined to grow in strength.
The Southern Theory of Sectionalism.—In the opinion of the statesmen who frankly
represented the planting interest, the industrial system was its deadly enemy.
Their entire philosophy of American politics was summed up in a single paragraph
by McDuffie, a spokesman for South Carolina: "Owing to the federative character
of our government, the great geographical extent of our territory, and the
diversity of the pursuits of our citizens in different parts of the union, it
has so happened that two great interests have sprung up, standing directly
opposed to each other. One of these consists of those manufactures which the
Northern and Middle states are capable of producing but which, owing to the high
price of labor and the high profits of capital in those states, cannot hold
competition with foreign manufactures without the aid of bounties, directly or
indirectly given, either by the general government or by the state governments.
The other of these interests consists of the great agricultural staples of the
Southern states which can find a market only in foreign countries and which can
be advantageously sold only in exchange for foreign manufactures which come in
competition with those of the Northern and Middle states.... These interests
then stand diametrically and irreconcilably opposed to each other. The interest,
the pecuniary interest of the Northern manufacturer, is directly promoted by
every increase of the taxes imposed upon Southern commerce; and it is
unnecessary to add that the interest of the Southern planter is promoted by
every diminution of taxes imposed upon the productions of their industry. If,
under these circumstances, the manufacturers were clothed with the power of
imposing taxes, at their pleasure, upon the foreign imports of the planter, no
doubt would exist in the mind of any man that it would have all the
characteristics of an absolute and unqualified despotism." The economic
soundness of this reasoning, a subject of interesting speculation for the
economist, is of little concern to the historian. The historical point is that
this opinion was widely held in the South and with the progress of time became
the prevailing doctrine of the planting statesmen.
Their antagonism was deepened because they also became convinced, on what
grounds it is not necessary to inquire, that the leaders of the industrial
interest thus opposed to planting formed a consolidated "aristocracy of wealth,"
bent upon the pursuit and attainment of political power at Washington. "By the
aid of various associated interests," continued McDuffie, "the manufacturing
capitalists have obtained a complete and permanent control over the legislation
of Congress on this subject [the tariff].... Men confederated together upon
selfish and interested principles, whether in pursuit of the offices or the
bounties of the government, are ever more active and vigilant than the great
majority who act from disinterested and patriotic impulses. Have we not
witnessed it on this floor, sir? Who ever knew the tariff men to divide on any
question affecting their confederated interests?... The watchword is, stick
together, right or wrong upon every question affecting the common cause. Such,
sir, is the concert and vigilance and such the combinations by which the
manufacturing party, acting upon the interests of some and the prejudices of
others, have obtained a decided and permanent control over public opinion in all
the tariff states." Thus, as the Southern statesman would have it, the North, in
matters affecting national policies, was ruled by a "confederated interest"
which menaced the planting interest. As the former grew in magnitude and
attached to itself the free farmers of the West through channels of trade and
credit, it followed as night the day that in time the planters would be
overshadowed and at length overborne in the struggle of giants. Whether the
theory was sound or not, Southern statesmen believed it and acted upon it.
References
M. Beard, Short History of the American Labor Movement.
E.L. Bogart, Economic History of the United States.
J.R. Commons, History of Labour in the United States (2 vols.).
E.R. Johnson, American Railway Transportation.
C.D. Wright, Industrial Evolution of the United States.
Questions
1. What signs pointed to a complete Democratic triumph in 1852?
2. What is the explanation of the extraordinary industrial progress of America?
3. Compare the planting system with the factory system.
4. In what sections did industry flourish before the Civil War? Why?
5. Show why transportation is so vital to modern industry and agriculture.
6. Explain how it was possible to secure so many people to labor in American
industries.
7. Trace the steps in the rise of organized labor before 1860.
8. What political and economic reforms did labor demand?
9. Why did the East and the South seek closer ties with the West?
10. Describe the economic forces which were drawing the East and the West
together.
11. In what way was the South economically dependent upon the North?
12 State the national policies generally favored in the North and condemned in
the South.
13. Show how economic conditions in the South were unfavorable to industry.
14. Give the Southern explanation of the antagonism between the North and the
South.
Research Topics
The Inventions.—Assign one to each student. Satisfactory accounts are to be
found in any good encyclopedia, especially the Britannica.
River and Lake Commerce.—Callender, Economic History of the United States, pp.
313-326.
Railways and Canals.—Callender, pp. 326-344; 359-387. Coman, Industrial History
of the United States, pp. 216-225.
The Growth of Industry, 1815-1840.—Callender, pp. 459-471. From 1850 to 1860,
Callender, pp. 471-486.
Early Labor Conditions.—Callender, pp. 701-718.
Early Immigration.—Callender, pp. 719-732.
Clay's Home Market Theory of the Tariff.—Callender, pp. 498-503.
The New England View of the Tariff.—Callender, pp. 503-514.
CHAPTER XIV
THE PLANTING SYSTEM AND NATIONAL POLITICS
James Madison, the father of the federal Constitution, after he had watched for
many days the battle royal in the national convention of 1787, exclaimed that
the contest was not between the large and the small states, but between the
commercial North and the planting South. From the inauguration of Washington to
the election of Lincoln the sectional conflict, discerned by this penetrating
thinker, exercised a profound influence on the course of American politics. It
was latent during the "era of good feeling" when the Jeffersonian Republicans
adopted Federalist policies; it flamed up in the contest between the Democrats
and Whigs. Finally it raged in the angry political quarrel which culminated in
the Civil War.
Slavery—North and South
The Decline of Slavery in the North.—At the time of the adoption of the
Constitution, slavery was lawful in all the Northern states except
Massachusetts. There were almost as many bondmen in New York as in Georgia. New
Jersey had more than Delaware or Tennessee, indeed nearly as many as both
combined. All told, however, there were only about forty thousand in the North
as against nearly seven hundred thousand in the South. Moreover, most of the
Northern slaves were domestic servants, not laborers necessary to keep mills
going or fields under cultivation.
There was, in the North, a steadily growing moral sentiment against the system.
Massachusetts abandoned it in 1780. In the same year, Pennsylvania provided for
gradual emancipation. New Hampshire, where there had been only a handful,
Connecticut with a few thousand domestics, and New Jersey early followed these
examples. New York, in 1799, declared that all children born of slaves after
July 4 of that year should be free, though held for a term as apprentices; and
in 1827 it swept away the last vestiges of slavery. So with the passing of the
generation that had framed the Constitution, chattel servitude disappeared in
the commercial states, leaving behind only such discriminations as
disfranchisement or high property qualifications on colored voters.
The Growth of Northern Sentiment against Slavery.—In both sections of the
country there early existed, among those more or less philosophically inclined,
a strong opposition to slavery on moral as well as economic grounds. In the
constitutional convention of 1787, Gouverneur Morris had vigorously condemned it
and proposed that the whole country should bear the cost of abolishing it. About
the same time a society for promoting the abolition of slavery, under the
presidency of Benjamin Franklin, laid before Congress a petition that serious
attention be given to the emancipation of "those unhappy men who alone in this
land of freedom are degraded into perpetual bondage." When Congress, acting on
the recommendations of President Jefferson, provided for the abolition of the
foreign slave trade on January 1, 1808, several Northern members joined with
Southern members in condemning the system as well as the trade. Later,
colonization societies were formed to encourage the emancipation of slaves and
their return to Africa. James Madison was president and Henry Clay vice
president of such an organization.
The anti-slavery sentiment of which these were the signs was nevertheless
confined to narrow circles and bore no trace of bitterness. "We consider slavery
your calamity, not your crime," wrote a distinguished Boston clergyman to his
Southern brethren, "and we will share with you the burden of putting an end to
it. We will consent that the public lands shall be appropriated to this
object.... I deprecate everything which sows discord and exasperating sectional
animosities."
Uncompromising Abolition.—In a little while the spirit of generosity was gone.
Just as Jacksonian Democracy rose to power there appeared a new kind of
anti-slavery doctrine—the dogmatism of the abolition agitator. For mild
speculation on the evils of the system was substituted an imperious and
belligerent demand for instant emancipation. If a date must be fixed for its
appearance, the year 1831 may be taken when William Lloyd Garrison founded in
Boston his anti-slavery paper, The Liberator. With singleness of purpose and
utter contempt for all opposing opinions and arguments, he pursued his course of
passionate denunciation. He apologized for having ever "assented to the popular
but pernicious doctrine of gradual abolition." He chose for his motto:
"Immediate and unconditional emancipation!" He promised his readers that he
would be "harsh as truth and uncompromising as justice"; that he would not
"think or speak or write with moderation." Then he flung out his defiant call:
"I am in earnest—I will not equivocate—I will not excuse—I will not retreat a
single inch—and I will be heard....
'Such is the vow I take, so help me God.'"
Though Garrison complained that "the apathy of the people is enough to make
every statue leap from its pedestal," he soon learned how alive the masses were
to the meaning of his propaganda. Abolition orators were stoned in the street
and hissed from the platform. Their meeting places were often attacked and
sometimes burned to the ground. Garrison himself was assaulted in the streets of
Boston, finding refuge from the angry mob behind prison bars. Lovejoy, a
publisher in Alton, Illinois, for his willingness to give abolition a fair
hearing, was brutally murdered; his printing press was broken to pieces as a
warning to all those who disturbed the nation's peace of mind. The South, doubly
frightened by a slave revolt in 1831 which ended in the murder of a number of
men, women, and children, closed all discussion of slavery in that section.
"Now," exclaimed Calhoun, "it is a question which admits of neither concession
nor compromise."
As the opposition hardened, the anti-slavery agitation gathered in force and
intensity. Whittier blew his blast from the New England hills:
"No slave-hunt in our borders—no pirate on our strand;
No fetters in the Bay State—no slave upon our land."
Lowell, looking upon the espousal of a great cause as the noblest aim of his
art, ridiculed and excoriated bondage in the South. Those abolitionists, not
gifted as speakers or writers, signed petitions against slavery and poured them
in upon Congress. The flood of them was so continuous that the House of
Representatives, forgetting its traditions, adopted in 1836 a "gag rule" which
prevented the reading of appeals and consigned them to the waste basket. Not
until the Whigs were in power nearly ten years later was John Quincy Adams able,
after a relentless campaign, to carry a motion rescinding the rule.
How deep was the impression made upon the country by this agitation for
immediate and unconditional emancipation cannot be measured. If the popular vote
for those candidates who opposed not slavery, but its extension to the
territories, be taken as a standard, it was slight indeed. In 1844, the Free
Soil candidate, Birney, polled 62,000 votes out of over a million and a half;
the Free Soil vote of the next campaign went beyond a quarter of a million, but
the increase was due to the strength of the leader, Martin Van Buren; four years
afterward it receded to 156,000, affording all the outward signs for the belief
that the pleas of the abolitionist found no widespread response among the
people. Yet the agitation undoubtedly ran deeper than the ballot box. Young
statesmen of the North, in whose hands the destiny of frightful years was to
lie, found their indifference to slavery broken and their consciences stirred by
the unending appeal and the tireless reiteration. Charles Sumner afterward
boasted that he read the Liberator two years before Wendell Phillips, the young
Boston lawyer who cast aside his profession to take up the dangerous cause.
Early Southern Opposition to Slavery.—In the South, the sentiment against
slavery was strong; it led some to believe that it would also come to an end
there in due time. Washington disliked it and directed in his will that his own
slaves should be set free after the death of his wife. Jefferson, looking into
the future, condemned the system by which he also lived, saying: "Can the
liberties of a nation be thought secure when we have removed their only firm
basis, a conviction in the minds of the people that their liberties are the gift
of God? Are they not to be violated but with His wrath? Indeed I tremble for my
country when I reflect that God is just; that His justice cannot sleep forever."
Nor did Southern men confine their sentiments to expressions of academic
opinion. They accepted in 1787 the Ordinance which excluded slavery from the
Northwest territory forever and also the Missouri Compromise, which shut it out
of a vast section of the Louisiana territory.
The Revolution in the Slave System.—Among the representatives of South Carolina
and Georgia, however, the anti-slavery views of Washington and Jefferson were by
no means approved; and the drift of Southern economy was decidedly in favor of
extending and perpetuating, rather than abolishing, the system of chattel
servitude. The invention of the cotton gin and textile machinery created a
market for cotton which the planters, with all their skill and energy, could
hardly supply. Almost every available acre was brought under cotton culture as
the small farmers were driven steadily from the seaboard into the uplands or to
the Northwest.
The demand for slaves to till the swiftly expanding fields was enormous. The
number of bondmen rose from 700,000 in Washington's day to more than three
millions in 1850. At the same time slavery itself was transformed. Instead of
the homestead where the same family of masters kept the same families of slaves
from generation to generation, came the plantation system of the Far South and
Southwest where masters were ever moving and ever extending their holdings of
lands and slaves. This in turn reacted on the older South where the raising of
slaves for the market became a regular and highly profitable business.
From an old print
John C. Calhoun
Slavery Defended as a Positive Good.—As the abolition agitation increased and
the planting system expanded, apologies for slavery became fainter and fainter
in the South. Then apologies were superseded by claims that slavery was a
beneficial scheme of labor control. Calhoun, in a famous speech in the Senate in
1837, sounded the new note by declaring slavery "instead of an evil, a good—a
positive good." His reasoning was as follows: in every civilized society one
portion of the community must live on the labor of another; learning, science,
and the arts are built upon leisure; the African slave, kindly treated by his
master and mistress and looked after in his old age, is better off than the free
laborers of Europe; and under the slave system conflicts between capital and
labor are avoided. The advantages of slavery in this respect, he concluded,
"will become more and more manifest, if left undisturbed by interference from
without, as the country advances in wealth and numbers."
Slave Owners Dominate Politics.—The new doctrine of Calhoun was eagerly seized
by the planters as they came more and more to overshadow the small farmers of
the South and as they beheld the menace of abolition growing upon the horizon.
It formed, as they viewed matters, a moral defense for their labor system—sound,
logical, invincible. It warranted them in drawing together for the protection of
an institution so necessary, so inevitable, so beneficent.
Though in 1850 the slave owners were only about three hundred and fifty thousand
in a national population of nearly twenty million whites, they had an influence
all out of proportion to their numbers. They were knit together by the bonds of
a common interest. They had leisure and wealth. They could travel and attend
conferences and conventions. Throughout the South and largely in the North, they
had the press, the schools, and the pulpits on their side. They formed, as it
were, a mighty union for the protection and advancement of their common cause.
Aided by those mechanics and farmers of the North who stuck by Jacksonian
Democracy through thick and thin, the planters became a power in the federal
government. "We nominate Presidents," exultantly boasted a Richmond newspaper;
"the North elects them."
This jubilant Southern claim was conceded by William H. Seward, a Republican
Senator from New York, in a speech describing the power of slavery in the
national government. "A party," he said, "is in one sense a joint stock
association, in which those who contribute most direct the action and management
of the concern.... The slaveholders, contributing in an overwhelming proportion
to the strength of the Democratic party, necessarily dictate and prescribe its
policy." He went on: "The slaveholding class has become the governing power in
each of the slaveholding states and it practically chooses thirty of the
sixty-two members of the Senate, ninety of the two hundred and thirty-three
members of the House of Representatives, and one hundred and five of the two
hundred and ninety-five electors of President and Vice-President of the United
States." Then he considered the slave power in the Supreme Court. "That
tribunal," he exclaimed, "consists of a chief justice and eight associate
justices. Of these, five were called from slave states and four from free
states. The opinions and bias of each of them were carefully considered by the
President and Senate when he was appointed. Not one of them was found wanting in
soundness of politics, according to the slaveholder's exposition of the
Constitution." Such was the Northern view of the planting interest that, from
the arena of national politics, challenged the whole country in 1860.
Distribution of Slaves in the Southern States
Slavery in National Politics
National Aspects of Slavery.—It may be asked why it was that slavery, founded
originally on state law and subject to state government, was drawn into the
current of national affairs. The answer is simple. There were, in the first
place, constitutional reasons. The Congress of the United States had to make all
needful rules for the government of the territories, the District of Columbia,
the forts and other property under national authority; so it was compelled to
determine whether slavery should exist in the places subject to its
jurisdiction. Upon Congress was also conferred the power of admitting new
states; whenever a territory asked for admission, the issue could be raised as
to whether slavery should be sanctioned or excluded. Under the Constitution,
provision was made for the return of runaway slaves; Congress had the power to
enforce this clause by appropriate legislation. Since the control of the post
office was vested in the federal government, it had to face the problem raised
by the transmission of abolition literature through the mails. Finally citizens
had the right of petition; it inheres in all free government and it is expressly
guaranteed by the first amendment to the Constitution. It was therefore legal
for abolitionists to present to Congress their petitions, even if they asked for
something which it had no right to grant. It was thus impossible,
constitutionally, to draw a cordon around the slavery issue and confine the
discussion of it to state politics.
There were, in the second place, economic reasons why slavery was inevitably
drawn into the national sphere. It was the basis of the planting system which
had direct commercial relations with the North and European countries; it was
affected by federal laws respecting tariffs, bounties, ship subsidies, banking,
and kindred matters. The planters of the South, almost without exception, looked
upon the protective tariff as a tribute laid upon them for the benefit of
Northern industries. As heavy borrowers of money in the North, they were
generally in favor of "easy money," if not paper currency, as an aid in the
repayment of their debts. This threw most of them into opposition to the Whig
program for a United States Bank. All financial aids to American shipping they
stoutly resisted, preferring to rely upon the cheaper service rendered by
English shippers. Internal improvements, those substantial ties that were
binding the West to the East and turning the traffic from New Orleans to
Philadelphia and New York, they viewed with alarm. Free homesteads from the
public lands, which tended to overbalance the South by building free states,
became to them a measure dangerous to their interests. Thus national economic
policies, which could not by any twist or turn be confined to state control,
drew the slave system and its defenders into the political conflict that
centered at Washington.
Slavery and the Territories—the Missouri Compromise (1820).—Though men
continually talked about "taking slavery out of politics," it could not be done.
By 1818 slavery had become so entrenched and the anti-slavery sentiment so
strong, that Missouri's quest for admission brought both houses of Congress into
a deadlock that was broken only by compromise. The South, having half the
Senators, could prevent the admission of Missouri stripped of slavery; and the
North, powerful in the House of Representatives, could keep Missouri with
slavery out of the union indefinitely. An adjustment of pretensions was the last
resort. Maine, separated from the parent state of Massachusetts, was brought
into the union with freedom and Missouri with bondage. At the same time it was
agreed that the remainder of the vast Louisiana territory north of the parallel
of 36° 30' should be, like the old Northwest, forever free; while the southern
portion was left to slavery. In reality this was an immense gain for liberty.
The area dedicated to free farmers was many times greater than that left to the
planters. The principle was once more asserted that Congress had full power to
prevent slavery in the territories.
The Missouri Compromise
The Territorial Question Reopened by the Wilmot Proviso.—To the Southern
leaders, the annexation of Texas and the conquest of Mexico meant renewed
security to the planting interest against the increasing wealth and population
of the North. Texas, it was said, could be divided into four slave states. The
new territories secured by the treaty of peace with Mexico contained the promise
of at least three more. Thus, as each new free soil state knocked for admission
into the union, the South could demand as the price of its consent a new slave
state. No wonder Southern statesmen saw, in the annexation of Texas and the
conquest of Mexico, slavery and King Cotton triumphant—secure for all time
against adverse legislation. Northern leaders were equally convinced that the
Southern prophecy was true. Abolitionists and moderate opponents of slavery
alike were in despair. Texas, they lamented, would fasten slavery upon the
country forevermore. "No living man," cried one, "will see the end of slavery in
the United States!"
It so happened, however, that the events which, it was thought, would secure
slavery let loose a storm against it. A sign appeared first on August 6, 1846,
only a few months after war was declared on Mexico. On that day, David Wilmot, a
Democrat from Pennsylvania, introduced into the House of Representatives a
resolution to the effect that, as an express and fundamental condition to the
acquisition of any territory from the republic of Mexico, slavery should be
forever excluded from every part of it. "The Wilmot Proviso," as the resolution
was popularly called, though defeated on that occasion, was a challenge to the
South.
The South answered the challenge. Speaking in the House of Representatives,
Robert Toombs of Georgia boldly declared: "In the presence of the living God, if
by your legislation you seek to drive us from the territories of California and
New Mexico ... I am for disunion." South Carolina announced that the day for
talk had passed and the time had come to join her sister states "in resisting
the application of the Wilmot Proviso at any and all hazards." A conference,
assembled at Jackson, Mississippi, in the autumn of 1849, called a general
convention of Southern states to meet at Nashville the following summer. The
avowed purpose was to arrest "the course of aggression" and, if that was not
possible, to provide "in the last resort for their separate welfare by the
formation of a compact and union that will afford protection to their liberties
and rights." States that had spurned South Carolina's plea for nullification in
1832 responded to this new appeal with alacrity—an augury of the secession to
come.
From an old print
Henry Clay
The Great Debate of 1850.—The temper of the country was white hot when Congress
convened in December, 1849. It was a memorable session, memorable for the great
men who took part in the debates and memorable for the grand Compromise of 1850
which it produced. In the Senate sat for the last time three heroic figures:
Webster from the North, Calhoun from the South, and Clay from a border state.
For nearly forty years these three had been leaders of men. All had grown old
and gray in service. Calhoun was already broken in health and in a few months
was to be borne from the political arena forever. Clay and Webster had but two
more years in their allotted span.
Experience, learning, statecraft—all these things they now marshaled in a mighty
effort to solve the slavery problem. On January 29, 1850, Clay offered to the
Senate a compromise granting concessions to both sides; and a few days later, in
a powerful oration, he made a passionate appeal for a union of hearts through
mutual sacrifices. Calhoun relentlessly demanded the full measure of justice for
the South: equal rights in the territories bought by common blood; the return of
runaway slaves as required by the Constitution; the suppression of the
abolitionists; and the restoration of the balance of power between the North and
the South. Webster, in his notable "Seventh of March speech," condemned the
Wilmot Proviso, advocated a strict enforcement of the fugitive slave law,
denounced the abolitionists, and made a final plea for the Constitution, union,
and liberty. This was the address which called forth from Whittier the poem,
"Ichabod," deploring the fall of the mighty one whom he thought lost to all
sense of faith and honor.
The Terms of the Compromise of 1850.—When the debates were closed, the results
were totaled in a series of compromise measures, all of which were signed in
September, 1850, by the new President, Millard Fillmore, who had taken office
two months before on the death of Zachary Taylor. By these acts the boundaries
of Texas were adjusted and the territory of New Mexico created, subject to the
provision that all or any part of it might be admitted to the union "with or
without slavery as their constitution may provide at the time of their
admission." The Territory of Utah was similarly organized with the same
conditions as to slavery, thus repudiating the Wilmot Proviso without
guaranteeing slavery to the planters. California was admitted as a free state
under a constitution in which the people of the territory had themselves
prohibited slavery.
The slave trade was abolished in the District of Columbia, but slavery itself
existed as before at the capital of the nation. This concession to anti-slavery
sentiment was more than offset by a fugitive slave law, drastic in spirit and in
letter. It placed the enforcement of its terms in the hands of federal officers
appointed from Washington and so removed it from the control of authorities
locally elected. It provided that masters or their agents, on filing claims in
due form, might summarily remove their escaped slaves without affording their
"alleged fugitives" the right of trial by jury, the right to witness, the right
to offer any testimony in evidence. Finally, to "put teeth" into the act, heavy
penalties were prescribed for all who obstructed or assisted in obstructing the
enforcement of the law. Such was the Great Compromise of 1850.
An Old Cartoon Representing Webster "Stealing Clay's Thunder"
The Pro-slavery Triumph in the Election of 1852.—The results of the election of
1852 seemed to show conclusively that the nation was weary of slavery agitation
and wanted peace. Both parties, Whigs and Democrats, endorsed the fugitive slave
law and approved the Great Compromise. The Democrats, with Franklin Pierce as
their leader, swept the country against the war hero, General Winfield Scott, on
whom the Whigs had staked their hopes. Even Webster, broken with grief at his
failure to receive the nomination, advised his friends to vote for Pierce and
turned away from politics to meditate upon approaching death. The verdict of the
voters would seem to indicate that for the time everybody, save a handful of
disgruntled agitators, looked upon Clay's settlement as the last word. "The
people, especially the business men of the country," says Elson, "were utterly
weary of the agitation and they gave their suffrages to the party that promised
them rest." The Free Soil party, condemning slavery as "a sin against God and a
crime against man," and advocating freedom for the territories, failed to carry
a single state. In fact it polled fewer votes than it had four years
earlier—156,000 as against nearly 3,000,000, the combined vote of the Whigs and
Democrats. It is not surprising, therefore, that President Pierce, surrounded in
his cabinet by strong Southern sympathizers, could promise to put an end to
slavery agitation and to crush the abolition movement in the bud.
Anti-slavery Agitation Continued.—The promise was more difficult to fulfill than
to utter. In fact, the vigorous execution of one measure included in the
Compromise—the fugitive slave law—only made matters worse. Designed as security
for the planters, it proved a powerful instrument in their undoing. Slavery five
hundred miles away on a Louisiana plantation was so remote from the North that
only the strongest imagination could maintain a constant rage against it. "Slave
catching," "man hunting" by federal officers on the streets of Philadelphia, New
York, Boston, Chicago, or Milwaukee and in the hamlets and villages of the
wide-stretching farm lands of the North was another matter. It brought the most
odious aspects of slavery home to thousands of men and women who would otherwise
have been indifferent to the system. Law-abiding business men, mechanics,
farmers, and women, when they saw peaceful negroes, who had resided in their
neighborhoods perhaps for years, torn away by federal officers and carried back
to bondage, were transformed into enemies of the law. They helped slaves to
escape; they snatched them away from officers who had captured them; they broke
open jails and carried fugitives off to Canada.
Assistance to runaway slaves, always more or less common in the North, was by
this time organized into a system. Regular routes, known as "underground
railways," were laid out across the free states into Canada, and trusted friends
of freedom maintained "underground stations" where fugitives were concealed in
the daytime between their long night journeys. Funds were raised and secret
agents sent into the South to help negroes to flee. One negro woman, Harriet
Tubman, "the Moses of her people," with headquarters at Philadelphia, is
accredited with nineteen invasions into slave territory and the emancipation of
three hundred negroes. Those who worked at this business were in constant peril.
One underground operator, Calvin Fairbank, spent nearly twenty years in prison
for aiding fugitives from justice. Yet perils and prisons did not stay those
determined men and women who, in obedience to their consciences, set themselves
to this lawless work.
Harriet Beecher Stowe
From thrilling stories of adventure along the underground railways came some of
the scenes and themes of the novel by Harriet Beecher Stowe, "Uncle Tom's
Cabin," published two years after the Compromise of 1850. Her stirring tale set
forth the worst features of slavery in vivid word pictures that caught and held
the attention of millions of readers. Though the book was unfair to the South
and was denounced as a hideous distortion of the truth, it was quickly
dramatized and played in every city and town throughout the North. Topsy, Little
Eva, Uncle Tom, the fleeing slave, Eliza Harris, and the cruel slave driver,
Simon Legree, with his baying blood hounds, became living specters in many a
home that sought to bar the door to the "unpleasant and irritating business of
slavery agitation."
The Drift of Events toward the Irrepressible Conflict
Repeal of the Missouri Compromise.—To practical men, after all, the "rub-a-dub"
agitation of a few abolitionists, an occasional riot over fugitive slaves, and
the vogue of a popular novel seemed of slight or transient importance. They
could point with satisfaction to the election returns of 1852; but their very
security was founded upon shifting sands. The magnificent triumph of the
pro-slavery Democrats in 1852 brought a turn in affairs that destroyed the
foundations under their feet. Emboldened by their own strength and the weakness
of their opponents, they now dared to repeal the Missouri Compromise. The leader
in this fateful enterprise was Stephen A. Douglas, Senator from Illinois, and
the occasion for the deed was the demand for the organization of territorial
government in the regions west of Iowa and Missouri.
Douglas, like Clay and Webster before him, was consumed by a strong passion for
the presidency, and, to reach his goal, it was necessary to win the support of
the South. This he undoubtedly sought to do when he introduced on January 4,
1854, a bill organizing the Nebraska territory on the principle of the
Compromise of 1850; namely, that the people in the territory might themselves
decide whether they would have slavery or not. Unwittingly the avalanche was
started.
After a stormy debate, in which important amendments were forced on Douglas, the
Kansas-Nebraska Bill became a law on May 30, 1854. The measure created two
territories, Kansas and Nebraska, and provided that they, or territories
organized out of them, could come into the union as states "with or without
slavery as their constitutions may prescribe at the time of their admission."
Not content with this, the law went on to declare the Missouri Compromise null
and void as being inconsistent with the principle of non-intervention by
Congress with slavery in the states and territories. Thus by a single blow the
very heart of the continent, dedicated to freedom by solemn agreement, was
thrown open to slavery. A desperate struggle between slave owners and the
advocates of freedom was the outcome in Kansas.
If Douglas fancied that the North would receive the overthrow of the Missouri
Compromise in the same temper that it greeted Clay's settlement, he was rapidly
disillusioned. A blast of rage, terrific in its fury, swept from Maine to Iowa.
Staid old Boston hanged him in effigy with an inscription—"Stephen A. Douglas,
author of the infamous Nebraska bill: the Benedict Arnold of 1854." City after
city burned him in effigy until, as he himself said, he could travel from the
Atlantic coast to Chicago in the light of the fires. Thousands of Whigs and
Free-soil Democrats deserted their parties which had sanctioned or at least
tolerated the Kansas-Nebraska Bill, declaring that the startling measure showed
an evident resolve on the part of the planters to rule the whole country. A gage
of defiance was thrown down to the abolitionists. An issue was set even for the
moderate and timid who had been unmoved by the agitation over slavery in the Far
South. That issue was whether slavery was to be confined within its existing
boundaries or be allowed to spread without interference, thereby placing the
free states in the minority and surrendering the federal government wholly to
the slave power.
The Rise of the Republican Party.—Events of terrible significance, swiftly
following, drove the country like a ship before a gale straight into civil war.
The Kansas-Nebraska Bill rent the old parties asunder and called into being the
Republican party. While that bill was pending in Congress, many Northern Whigs
and Democrats had come to the conclusion that a new party dedicated to freedom
in the territories must follow the repeal of the Missouri Compromise. Several
places claim to be the original home of the Republican party; but historians
generally yield it to Wisconsin. At Ripon in that state, a mass meeting of Whigs
and Democrats assembled in February, 1854, and resolved to form a new party if
the Kansas-Nebraska Bill should pass. At a second meeting a fusion committee
representing Whigs, Free Soilers, and Democrats was formed and the name
Republican—the name of Jefferson's old party—was selected. All over the country
similar meetings were held and political committees were organized.
When the presidential campaign of 1856 began the Republicans entered the
contest. After a preliminary conference in Pittsburgh in February, they held a
convention in Philadelphia at which was drawn up a platform opposing the
extension of slavery to the territories. John C. Frémont, the distinguished
explorer, was named for the presidency. The results of the election were
astounding as compared with the Free-soil failure of the preceding election.
Prominent men like Longfellow, Washington Irving, William Cullen Bryant, Ralph
Waldo Emerson, and George William Curtis went over to the new party and
1,341,264 votes were rolled up for "free labor, free speech, free men, free
Kansas, and Frémont." Nevertheless the victory of the Democrats was decisive.
Their candidate, James Buchanan of Pennsylvania, was elected by a majority of
174 to 114 electoral votes.
Slave and Free Soil on Eve of Civil War
The Dred Scott Decision (1857).—In his inaugural, Buchanan vaguely hinted that
in a forthcoming decision the Supreme Court would settle one of the vital
questions of the day. This was a reference to the Dred Scott case then pending.
Scott was a slave who had been taken by his master into the upper Louisiana
territory, where freedom had been established by the Missouri Compromise, and
then carried back into his old state of Missouri. He brought suit for his
liberty on the ground that his residence in the free territory made him free.
This raised the question whether the law of Congress prohibiting slavery north
of 36° 30' was authorized by the federal Constitution or not. The Court might
have avoided answering it by saying that even though Scott was free in the
territory, he became a slave again in Missouri by virtue of the law of that
state. The Court, however, faced the issue squarely. It held that Scott had not
been free anywhere and that, besides, the Missouri Compromise violated the
Constitution and was null and void.
The decision was a triumph for the South. It meant that Congress after all had
no power to abolish slavery in the territories. Under the decree of the highest
court in the land, that could be done only by an amendment to the Constitution
which required a two-thirds vote in Congress and the approval of three-fourths
of the states. Such an amendment was obviously impossible—the Southern states
were too numerous; but the Republicans were not daunted. "We know," said
Lincoln, "the Court that made it has often overruled its own decisions and we
shall do what we can to have it overrule this." Legislatures of Northern states
passed resolutions condemning the decision and the Republican platform of 1860
characterized the dogma that the Constitution carried slavery into the
territories as "a dangerous political heresy at variance with the explicit
provisions of that instrument itself ... with legislative and judicial precedent
... revolutionary in tendency and subversive of the peace and harmony of the
country."
The Panic of 1857.—In the midst of the acrimonious dispute over the Dred Scott
decision, came one of the worst business panics which ever afflicted the
country. In the spring and summer of 1857, fourteen railroad corporations,
including the Erie, Michigan Central, and the Illinois Central, failed to meet
their obligations; banks and insurance companies, some of them the largest and
strongest institutions in the North, closed their doors; stocks and bonds came
down in a crash on the markets; manufacturing was paralyzed; tens of thousands
of working people were thrown out of employment; "hunger meetings" of idle men
were held in the cities and banners bearing the inscription, "We want bread,"
were flung out. In New York, working men threatened to invade the Council
Chamber to demand "work or bread," and the frightened mayor called for the
police and soldiers. For this distressing state of affairs many remedies were
offered; none with more zeal and persistence than the proposal for a higher
tariff to take the place of the law of March, 1857, a Democratic measure making
drastic reductions in the rates of duty. In the manufacturing districts of the
North, the panic was ascribed to the "Democratic assault on business." So an old
issue was again vigorously advanced, preparatory to the next presidential
campaign.
The Lincoln-Douglas Debates.—The following year the interest of the whole
country was drawn to a series of debates held in Illinois by Lincoln and
Douglas, both candidates for the United States Senate. In the course of his
campaign Lincoln had uttered his trenchant saying that "a house divided against
itself cannot stand. I believe this government cannot endure permanently half
slave and half free." At the same time he had accused Douglas, Buchanan, and the
Supreme Court of acting in concert to make slavery national. This daring
statement arrested the attention of Douglas, who was making his campaign on the
doctrine of "squatter sovereignty;" that is, the right of the people of each
territory "to vote slavery up or down." After a few long-distance shots at each
other, the candidates agreed to meet face to face and discuss the issues of the
day. Never had such crowds been seen at political meetings in Illinois. Farmers
deserted their plows, smiths their forges, and housewives their baking to hear
"Honest Abe" and "the Little Giant."
The results of the series of debates were momentous. Lincoln clearly defined his
position. The South, he admitted, was entitled under the Constitution to a fair,
fugitive slave law. He hoped that there might be no new slave states; but he did
not see how Congress could exclude the people of a territory from admission as a
state if they saw fit to adopt a constitution legalizing the ownership of
slaves. He favored the gradual abolition of slavery in the District of Columbia
and the total exclusion of it from the territories of the United States by act
of Congress.
Moreover, he drove Douglas into a hole by asking how he squared "squatter
sovereignty" with the Dred Scott decision; how, in other words, the people of a
territory could abolish slavery when the Court had declared that Congress, the
superior power, could not do it under the Constitution? To this baffling
question Douglas lamely replied that the inhabitants of a territory, by
"unfriendly legislation," might make property in slaves insecure and thus
destroy the institution. This answer to Lincoln's query alienated many Southern
Democrats who believed that the Dred Scott decision settled the question of
slavery in the territories for all time. Douglas won the election to the Senate;
but Lincoln, lifted into national fame by the debates, beat him in the campaign
for President two years later.
John Brown's Raid.—To the abolitionists the line of argument pursued by Lincoln,
including his proposal to leave slavery untouched in the states where it
existed, was wholly unsatisfactory. One of them, a grim and resolute man,
inflamed by a hatred for slavery in itself, turned from agitation to violence.
"These men are all talk; what is needed is action—action!" So spoke John Brown
of New York. During the sanguinary struggle in Kansas he hurried to the
frontier, gun and dagger in hand, to help drive slave owners from the free soil
of the West. There he committed deeds of such daring and cruelty that he was
outlawed and a price put upon his head. Still he kept on the path of "action."
Aided by funds from Northern friends, he gathered a small band of his followers
around him, saying to them: "If God be for us, who can be against us?" He went
into Virginia in the autumn of 1859, hoping, as he explained, "to effect a
mighty conquest even though it be like the last victory of Samson." He seized
the government armory at Harper's Ferry, declared free the slaves whom he found,
and called upon them to take up arms in defense of their liberty. His was a hope
as forlorn as it was desperate. Armed forces came down upon him and, after a
hard battle, captured him. Tried for treason, Brown was condemned to death. The
governor of Virginia turned a deaf ear to pleas for clemency based on the ground
that the prisoner was simply a lunatic. "This is a beautiful country," said the
stern old Brown glancing upward to the eternal hills on his way to the gallows,
as calmly as if he were returning home from a long journey. "So perish all such
enemies of Virginia. All such enemies of the Union. All such foes of the human
race," solemnly announced the executioner as he fulfilled the judgment of the
law.
The raid and its grim ending deeply moved the country. Abolitionists looked upon
Brown as a martyr and tolled funeral bells on the day of his execution.
Longfellow wrote in his diary: "This will be a great day in our history; the
date of a new revolution as much needed as the old one." Jefferson Davis saw in
the affair "the invasion of a state by a murderous gang of abolitionists bent on
inciting slaves to murder helpless women and children"—a crime for which the
leader had met a felon's death. Lincoln spoke of the raid as absurd, the deed of
an enthusiast who had brooded over the oppression of a people until he fancied
himself commissioned by heaven to liberate them—an attempt which ended in
"little else than his own execution." To Republican leaders as a whole, the
event was very embarrassing. They were taunted by the Democrats with
responsibility for the deed. Douglas declared his "firm and deliberate
conviction that the Harper's Ferry crime was the natural, logical, inevitable
result of the doctrines and teachings of the Republican party." So persistent
were such attacks that the Republicans felt called upon in 1860 to denounce
Brown's raid "as among the gravest of crimes."
The Democrats Divided.—When the Democratic convention met at Charleston in the
spring of 1860, a few months after Brown's execution, it soon became clear that
there was danger ahead. Between the extreme slavery advocates of the Far South
and the so-called pro-slavery Democrats of the Douglas type, there was a chasm
which no appeals to party loyalty could bridge. As the spokesman of the West,
Douglas knew that, while the North was not abolitionist, it was passionately set
against an extension of slavery into the territories by act of Congress; that
squatter sovereignty was the mildest kind of compromise acceptable to the
farmers whose votes would determine the fate of the election. Southern leaders
would not accept his opinion. Yancey, speaking for Alabama, refused to palter
with any plan not built on the proposition that slavery was in itself right. He
taunted the Northern Democrats with taking the view that slavery was wrong, but
that they could not do anything about it. That, he said, was the fatal error—the
cause of all discord, the source of "Black Republicanism," as well as squatter
sovereignty. The gauntlet was thus thrown down at the feet of the Northern
delegates: "You must not apologize for slavery; you must declare it right; you
must advocate its extension." The challenge, so bluntly put, was as bluntly
answered. "Gentlemen of the South," responded a delegate from Ohio, "you mistake
us. You mistake us. We will not do it."
For ten days the Charleston convention wrangled over the platform and balloted
for the nomination of a candidate. Douglas, though in the lead, could not get
the two-thirds vote required for victory. For more than fifty times the roll of
the convention was called without a decision. Then in sheer desperation the
convention adjourned to meet later at Baltimore. When the delegates again
assembled, their passions ran as high as ever. The division into two
irreconcilable factions was unchanged. Uncompromising delegates from the South
withdrew to Richmond, nominated John C. Breckinridge of Kentucky for President,
and put forth a platform asserting the rights of slave owners in the territories
and the duty of the federal government to protect them. The delegates who
remained at Baltimore nominated Douglas and endorsed his doctrine of squatter
sovereignty.
The Constitutional Union Party.—While the Democratic party was being disrupted,
a fragment of the former Whig party, known as the Constitutional Unionists, held
a convention at Baltimore and selected national candidates: John Bell from
Tennessee and Edward Everett from Massachusetts. A melancholy interest attached
to this assembly. It was mainly composed of old men whose political views were
those of Clay and Webster, cherished leaders now dead and gone. In their
platform they sought to exorcise the evil spirit of partisanship by inviting
their fellow citizens to "support the Constitution of the country, the union of
the states, and the enforcement of the laws." The party that campaigned on this
grand sentiment only drew laughter from the Democrats and derision from the
Republicans and polled less than one-fourth the votes.
The Republican Convention.—With the Whigs definitely forced into a separate
group, the Republican convention at Chicago was fated to be sectional in
character, although five slave states did send delegates. As the Democrats were
split, the party that had led a forlorn hope four years before was on the high
road to success at last. New and powerful recruits were found. The advocates of
a high protective tariff and the friends of free homesteads for farmers and
workingmen mingled with enthusiastic foes of slavery. While still firm in their
opposition to slavery in the territories, the Republicans went on record in
favor of a homestead law granting free lands to settlers and approved customs
duties designed "to encourage the development of the industrial interests of the
whole country." The platform was greeted with cheers which, according to the
stenographic report of the convention, became loud and prolonged as the
protective tariff and homestead planks were read.
Having skillfully drawn a platform to unite the North in opposition to slavery
and the planting system, the Republicans were also adroit in their selection of
a candidate. The tariff plank might carry Pennsylvania, a Democratic state; but
Ohio, Indiana, and Illinois were equally essential to success at the polls. The
southern counties of these states were filled with settlers from Virginia, North
Carolina, and Kentucky who, even if they had no love for slavery, were no
friends of abolition. Moreover, remembering the old fight on the United States
Bank in Andrew Jackson's day, they were suspicious of men from the East.
Accordingly, they did not favor the candidacy of Seward, the leading Republican
statesman and "favorite son" of New York.
After much trading and discussing, the convention came to the conclusion that
Abraham Lincoln of Illinois was the most "available" candidate. He was of
Southern origin, born in Kentucky in 1809, a fact that told heavily in the
campaign in the Ohio Valley. He was a man of the soil, the son of poor frontier
parents, a pioneer who in his youth had labored in the fields and forests,
celebrated far and wide as "honest Abe, the rail-splitter." It was well-known
that he disliked slavery, but was no abolitionist. He had come dangerously near
to Seward's radicalism in his "house-divided-against-itself" speech but he had
never committed himself to the reckless doctrine that there was a "higher law"
than the Constitution. Slavery in the South he tolerated as a bitter fact;
slavery in the territories he opposed with all his strength. Of his sincerity
there could be no doubt. He was a speaker and writer of singular power,
commanding, by the use of simple and homely language, the hearts and minds of
those who heard him speak or read his printed words. He had gone far enough in
his opposition to slavery; but not too far. He was the man of the hour! Amid
lusty cheers from ten thousand throats, Lincoln was nominated for the presidency
by the Republicans. In the ensuing election, he carried all the free states
except New Jersey.
References
P.E. Chadwick, Causes of the Civil War (American Nation Series).
W.E. Dodd, Statesmen of the Old South.
E. Engle, Southern Sidelights (Sympathetic account of the Old South).
A.B. Hart, Slavery and Abolition (American Nation Series).
J.F. Rhodes, History of the United States, Vols. I and II.
T.C. Smith, Parties and Slavery (American Nation Series).
Questions
1. Trace the decline of slavery in the North and explain it.
2. Describe the character of early opposition to slavery.
3. What was the effect of abolition agitation?
4. Why did anti-slavery sentiment practically disappear in the South?
5. On what grounds did Calhoun defend slavery?
6. Explain how slave owners became powerful in politics.
7. Why was it impossible to keep the slavery issue out of national politics?
8. Give the leading steps in the long controversy over slavery in the
territories.
9. State the terms of the Compromise of 1850 and explain its failure.
10. What were the startling events between 1850 and 1860?
11. Account for the rise of the Republican party. What party had used the title
before?
12. How did the Dred Scott decision become a political issue?
13. What were some of the points brought out in the Lincoln-Douglas debates?
14. Describe the party division in 1860.
15. What were the main planks in the Republican platform?
Research Topics
The Extension of Cotton Planting.—Callender, Economic History of the United
States, pp. 760-768.
Abolition Agitation.—McMaster, History of the People of the United States, Vol.
VI, pp. 271-298.
Calhoun's Defense of Slavery.—Harding, Select Orations Illustrating American
History, pp. 247-257.
The Compromise of 1850.—Clay's speech in Harding, Select Orations, pp. 267-289.
The compromise laws in Macdonald, Documentary Source Book of American History,
pp. 383-394. Narrative account in McMaster, Vol. VIII, pp. 1-55; Elson, History
of the United States, pp. 540-548.
The Repeal of the Missouri Compromise.—McMaster, Vol. VIII, pp. 192-231; Elson,
pp. 571-582.
The Dred Scott Case.—McMaster, Vol. VIII, pp. 278-282. Compare the opinion of
Taney and the dissent of Curtis in Macdonald, Documentary Source Book, pp.
405-420; Elson, pp. 595-598.
The Lincoln-Douglas Debates.—Analysis of original speeches in Harding, Select
Orations pp. 309-341; Elson, pp. 598-604.
Biographical Studies.—Calhoun, Clay, Webster, A.H. Stephens, Douglas, W.H.
Seward, William Lloyd Garrison, Wendell Phillips, and Harriet Beecher Stowe.
CHAPTER XV
THE CIVIL WAR AND RECONSTRUCTION
"The irrepressible conflict is about to be visited upon us through the Black
Republican nominee and his fanatical, diabolical Republican party," ran an
appeal to the voters of South Carolina during the campaign of 1860. If that
calamity comes to pass, responded the governor of the state, the answer should
be a declaration of independence. In a few days the suspense was over. The news
of Lincoln's election came speeding along the wires. Prepared for the event, the
editor of the Charleston Mercury unfurled the flag of his state amid wild cheers
from an excited throng in the streets. Then he seized his pen and wrote: "The
tea has been thrown overboard; the revolution of 1860 has been initiated." The
issue was submitted to the voters in the choice of delegates to a state
convention called to cast off the yoke of the Constitution.
The Southern Confederacy
Secession.—As arranged, the convention of South Carolina assembled in December
and without a dissenting voice passed the ordinance of secession withdrawing
from the union. Bells were rung exultantly, the roar of cannon carried the news
to outlying counties, fireworks lighted up the heavens, and champagne flowed.
The crisis so long expected had come at last; even the conservatives who had
prayed that they might escape the dreadful crash greeted it with a sigh of
relief.
The United States in 1861
The border states (in purple) remained loyal.
South Carolina now sent forth an appeal to her sister states—states that had in
Jackson's day repudiated nullification as leading to "the dissolution of the
union." The answer that came this time was in a different vein. A month had
hardly elapsed before five other states—Florida, Georgia, Alabama, Mississippi,
and Louisiana—had withdrawn from the union. In February, Texas followed.
Virginia, hesitating until the bombardment of Fort Sumter forced a conclusion,
seceded in April; but fifty-five of the one hundred and forty-three delegates
dissented, foreshadowing the creation of the new state of West Virginia which
Congress admitted to the union in 1863. In May, North Carolina, Arkansas, and
Tennessee announced their independence.
Secession and the Theories of the Union.—In severing their relations with the
union, the seceding states denied every point in the Northern theory of the
Constitution. That theory, as every one knows, was carefully formulated by
Webster and elaborated by Lincoln. According to it, the union was older than the
states; it was created before the Declaration of Independence for the purpose of
common defense. The Articles of Confederation did but strengthen this national
bond and the Constitution sealed it forever. The federal government was not a
creature of state governments. It was erected by the people and derived its
powers directly from them. "It is," said Webster, "the people's Constitution,
the people's government; made for the people; made by the people; and answerable
to the people. The people of the United States have declared that this
Constitution shall be the supreme law." When a state questions the lawfulness of
any act of the federal government, it cannot nullify that act or withdraw from
the union; it must abide by the decision of the Supreme Court of the United
States. The union of these states is perpetual, ran Lincoln's simple argument in
the first inaugural; the federal Constitution has no provision for its own
termination; it can be destroyed only by some action not provided for in the
instrument itself; even if it is a compact among all the states the consent of
all must be necessary to its dissolution; therefore no state can lawfully get
out of the union and acts of violence against the United States are
insurrectionary or revolutionary. This was the system which he believed himself
bound to defend by his oath of office "registered in heaven."
All this reasoning Southern statesmen utterly rejected. In their opinion the
thirteen original states won their independence as separate and sovereign
powers. The treaty of peace with Great Britain named them all and acknowledged
them "to be free, sovereign, and independent states." The Articles of
Confederation very explicitly declared that "each state retains its sovereignty,
freedom, and independence." The Constitution was a "league of nations" formed by
an alliance of thirteen separate powers, each one of which ratified the
instrument before it was put into effect. They voluntarily entered the union
under the Constitution and voluntarily they could leave it. Such was the
constitutional doctrine of Hayne, Calhoun, and Jefferson Davis. In seceding, the
Southern states had only to follow legal methods, and the transaction would be
correct in every particular. So conventions were summoned, elections were held,
and "sovereign assemblies of the people" set aside the Constitution in the same
manner as it had been ratified nearly four score years before. Thus, said the
Southern people, the moral judgment was fulfilled and the letter of the law
carried into effect.
Jefferson Davis
The Formation of the Confederacy.—Acting on the call of Mississippi, a congress
of delegates from the seceded states met at Montgomery, Alabama, and on February
8, 1861, adopted a temporary plan of union. It selected, as provisional
president, Jefferson Davis of Mississippi, a man well fitted by experience and
moderation for leadership, a graduate of West Point, who had rendered
distinguished service on the field of battle in the Mexican War, in public
office, and as a member of Congress.
In March, a permanent constitution of the Confederate states was drafted. It was
quickly ratified by the states; elections were held in November; and the
government under it went into effect the next year. This new constitution, in
form, was very much like the famous instrument drafted at Philadelphia in 1787.
It provided for a President, a Senate, and a House of Representatives along
almost identical lines. In the powers conferred upon them, however, there were
striking differences. The right to appropriate money for internal improvements
was expressly withheld; bounties were not to be granted from the treasury nor
import duties so laid as to promote or foster any branch of industry. The
dignity of the state, if any might be bold enough to question it, was
safeguarded in the opening line by the declaration that each acted "in its
sovereign and independent character" in forming the Southern union.
Financing the Confederacy.—No government ever set out upon its career with more
perplexing tasks in front of it. The North had a monetary system; the South had
to create one. The North had a scheme of taxation that produced large revenues
from numerous sources; the South had to formulate and carry out a financial
plan. Like the North, the Confederacy expected to secure a large revenue from
customs duties, easily collected and little felt among the masses. To this
expectation the blockade of Southern ports inaugurated by Lincoln in April,
1861, soon put an end. Following the precedent set by Congress under the
Articles of Confederation, the Southern Congress resorted to a direct property
tax apportioned among the states, only to meet the failure that might have been
foretold.
The Confederacy also sold bonds, the first issue bringing into the treasury
nearly all the specie available in the Southern banks. This specie by unhappy
management was early sent abroad to pay for supplies, sapping the foundations of
a sound currency system. Large amounts of bonds were sold overseas, commanding
at first better terms than those of the North in the markets of London, Paris,
and Amsterdam, many an English lord and statesman buying with enthusiasm and
confidence to lament within a few years the proofs of his folly. The
difficulties of bringing through the blockade any supplies purchased by foreign
bond issues, however, nullified the effect of foreign credit and forced the
Confederacy back upon the device of paper money. In all approximately one
billion dollars streamed from the printing presses, to fall in value at an
alarming rate, reaching in January, 1863, the astounding figure of fifty dollars
in paper money for one in gold. Every known device was used to prevent its
depreciation, without result. To the issues of the Confederate Congress were
added untold millions poured out by the states and by private banks.
Human and Material Resources.—When we measure strength for strength in those
signs of power—men, money, and supplies—it is difficult to see how the South was
able to embark on secession and war with such confidence in the outcome. In the
Confederacy at the final reckoning there were eleven states in all, to be pitted
against twenty-two; a population of nine millions, nearly one-half servile, to
be pitted against twenty-two millions; a land without great industries to
produce war supplies and without vast capital to furnish war finances, joined in
battle with a nation already industrial and fortified by property worth eleven
billion dollars. Even after the Confederate Congress authorized conscription in
1862, Southern man power, measured in numbers, was wholly inadequate to uphold
the independence which had been declared. How, therefore, could the Confederacy
hope to sustain itself against such a combination of men, money, and materials
as the North could marshal?
Southern Expectations.—The answer to this question is to be found in the ideas
that prevailed among Southern leaders. First of all, they hoped, in vain, to
carry the Confederacy up to the Ohio River; and, with the aid of Missouri, to
gain possession of the Mississippi Valley, the granary of the nation. In the
second place, they reckoned upon a large and continuous trade with Great
Britain—the exchange of cotton for war materials. They likewise expected to
receive recognition and open aid from European powers that looked with
satisfaction upon the breakup of the great American republic. In the third
place, they believed that their control over several staples so essential to
Northern industry would enable them to bring on an industrial crisis in the
manufacturing states. "I firmly believe," wrote Senator Hammond, of South
Carolina, in 1860, "that the slave-holding South is now the controlling power of
the world; that no other power would face us in hostility. Cotton, rice,
tobacco, and naval stores command the world; and we have the sense to know it
and are sufficiently Teutonic to carry it out successfully. The North without us
would be a motherless calf, bleating about, and die of mange and starvation."
There were other grounds for confidence. Having seized all of the federal
military and naval supplies in the South, and having left the national
government weak in armed power during their possession of the presidency,
Southern leaders looked to a swift war, if it came at all, to put the finishing
stroke to independence. "The greasy mechanics of the North," it was repeatedly
said, "will not fight." As to disparity in numbers they drew historic parallels.
"Our fathers, a mere handful, overcame the enormous power of Great Britain," a
saying of ex-President Tyler, ran current to reassure the doubtful. Finally, and
this point cannot be too strongly emphasized, the South expected to see a
weakened and divided North. It knew that the abolitionists and the Southern
sympathizers were ready to let the Confederate states go in peace; that Lincoln
represented only a little more than one-third the voters of the country; and
that the vote for Douglas, Bell, and Breckinridge meant a decided opposition to
the Republicans and their policies.
Efforts at Compromise.—Republican leaders, on reviewing the same facts, were
themselves uncertain as to the outcome of a civil war and made many efforts to
avoid a crisis. Thurlow Weed, an Albany journalist and politician who had done
much to carry New York for Lincoln, proposed a plan for extending the Missouri
Compromise line to the Pacific. Jefferson Davis, warning his followers that a
war if it came would be terrible, was prepared to accept the offer; but Lincoln,
remembering his campaign pledges, stood firm as a rock against it. His followers
in Congress took the same position with regard to a similar settlement suggested
by Senator Crittenden of Kentucky.
Though unwilling to surrender his solemn promises respecting slavery in the
territories, Lincoln was prepared to give to Southern leaders a strong guarantee
that his administration would not interfere directly or indirectly with slavery
in the states. Anxious to reassure the South on this point, the Republicans in
Congress proposed to write into the Constitution a declaration that no amendment
should ever be made authorizing the abolition of or interference with slavery in
any state. The resolution, duly passed, was sent forth on March 4, 1861, with
the approval of Lincoln; it was actually ratified by three states before the
storm of war destroyed it. By the irony of fate the thirteenth amendment was to
abolish, not guarantee, slavery.
The War Measures of the Federal Government
Raising the Armies.—The crisis at Fort Sumter, on April 12-14, 1861, forced the
President and Congress to turn from negotiations to problems of warfare. Little
did they realize the magnitude of the task before them. Lincoln's first call for
volunteers, issued on April 15, 1861, limited the number to 75,000, put their
term of service at three months, and prescribed their duty as the enforcement of
the law against combinations too powerful to be overcome by ordinary judicial
process. Disillusionment swiftly followed. The terrible defeat of the Federals
at Bull Run on July 21 revealed the serious character of the task before them;
and by a series of measures Congress put the entire man power of the country at
the President's command. Under these acts, he issued new calls for volunteers.
Early in August, 1862, he ordered a draft of militiamen numbering 300,000 for
nine months' service. The results were disappointing—ominous—for only about
87,000 soldiers were added to the army. Something more drastic was clearly
necessary.
In March, 1863, Lincoln signed the inevitable draft law; it enrolled in the
national forces liable to military duty all able-bodied male citizens and
persons of foreign birth who had declared their intention to become citizens,
between the ages of twenty and forty-five years—with exemptions on grounds of
physical weakness and dependency. From the men enrolled were drawn by lot those
destined to active service. Unhappily the measure struck a mortal blow at the
principle of universal liability by excusing any person who found a substitute
for himself or paid into the war office a sum, not exceeding three hundred
dollars, to be fixed by general order. This provision, so crass and so obviously
favoring the well-to-do, sowed seeds of bitterness which sprang up a hundredfold
in the North.
The Draft Riots in New York City
The beginning of the drawings under the draft act in New York City, on Monday,
July 13, 1863, was the signal for four days of rioting. In the course of this
uprising, draft headquarters were destroyed; the office of the Tribune was
gutted; negroes were seized, hanged, and shot; the homes of obnoxious Unionists
were burned down; the residence of the mayor of the city was attacked; and
regular battles were fought in the streets between the rioters and the police.
Business stopped and a large part of the city passed absolutely into the control
of the mob. Not until late the following Wednesday did enough troops arrive to
restore order and enable the residents of the city to resume their daily
activities. At least a thousand people had been killed or wounded and more than
a million dollars' worth of damage done to property. The draft temporarily
interrupted by this outbreak was then resumed and carried out without further
trouble.
The results of the draft were in the end distinctly disappointing to the
government. The exemptions were numerous and the number who preferred and were
able to pay $300 rather than serve exceeded all expectations. Volunteering, it
is true, was stimulated, but even that resource could hardly keep the thinning
ranks of the army filled. With reluctance Congress struck out the $300 exemption
clause, but still favored the well-to-do by allowing them to hire substitutes if
they could find them. With all this power in its hands the administration was
able by January, 1865, to construct a union army that outnumbered the
Confederates two to one.
War Finance.—In the financial sphere the North faced immense difficulties. The
surplus in the treasury had been dissipated by 1861 and the tariff of 1857 had
failed to produce an income sufficient to meet the ordinary expenses of the
government. Confronted by military and naval expenditures of appalling
magnitude, rising from $35,000,000 in the first year of the war to
$1,153,000,000 in the last year, the administration had to tap every available
source of income. The duties on imports were increased, not once but many times,
producing huge revenues and also meeting the most extravagant demands of the
manufacturers for protection. Direct taxes were imposed on the states according
to their respective populations, but the returns were meager—all out of
proportion to the irritation involved. Stamp taxes and taxes on luxuries,
occupations, and the earnings of corporations were laid with a weight that, in
ordinary times, would have drawn forth opposition of ominous strength. The whole
gamut of taxation was run. Even a tax on incomes and gains by the year, the
first in the history of the federal government, was included in the long list.
Revenues were supplemented by bond issues, mounting in size and interest rate,
until in October, at the end of the war, the debt stood at $2,208,000,000. The
total cost of the war was many times the money value of all the slaves in the
Southern states. To the debt must be added nearly half a billion dollars in
"greenbacks"—paper money issued by Congress in desperation as bond sales and
revenues from taxes failed to meet the rising expenditures. This currency issued
at par on questionable warrant from the Constitution, like all such paper,
quickly began to decline until in the worst fortunes of 1864 one dollar in gold
was worth nearly three in greenbacks.
A Blockade Runner
The Blockade of Southern Ports.—Four days after his call for volunteers, April
19, 1861, President Lincoln issued a proclamation blockading the ports of the
Southern Confederacy. Later the blockade was extended to Virginia and North
Carolina, as they withdrew from the union. Vessels attempting to enter or leave
these ports, if they disregarded the warnings of a blockading ship, were to be
captured and brought as prizes to the nearest convenient port. To make the order
effective, immediate steps were taken to increase the naval forces, depleted by
neglect, until the entire coast line was patrolled with such a number of ships
that it was a rare captain who ventured to run the gantlet. The collision
between the Merrimac and the Monitor in March, 1862, sealed the fate of the
Confederacy. The exploits of the union navy are recorded in the falling export
of cotton: $202,000,000 in 1860; $42,000,000 in 1861; and $4,000,000 in 1862.
The deadly effect of this paralysis of trade upon Southern war power may be
readily imagined. Foreign loans, payable in cotton, could be negotiated but not
paid off. Supplies could be purchased on credit but not brought through the drag
net. With extreme difficulty could the Confederate government secure even paper
for the issue of money and bonds. Publishers, in despair at the loss of
supplies, were finally driven to the use of brown wrapping paper and wall paper.
As the railways and rolling stock wore out, it became impossible to renew them
from England or France. Unable to export their cotton, planters on the seaboard
burned it in what were called "fires of patriotism." In their lurid light the
fatal weakness of Southern economy stood revealed.
Diplomacy.—The war had not advanced far before the federal government became
involved in many perplexing problems of diplomacy in Europe. The Confederacy
early turned to England and France for financial aid and for recognition as an
independent power. Davis believed that the industrial crisis created by the
cotton blockade would in time literally compel Europe to intervene in order to
get this essential staple. The crisis came as he expected but not the result.
Thousands of English textile workers were thrown out of employment; and yet,
while on the point of starvation, they adopted resolutions favoring the North
instead of petitioning their government to aid the South by breaking the
blockade.
With the ruling classes it was far otherwise. Napoleon III, the Emperor of the
French, was eager to help in disrupting the American republic; if he could have
won England's support, he would have carried out his designs. As it turned out
he found plenty of sympathy across the Channel but not open and official
coöperation. According to the eminent historian, Rhodes, "four-fifths of the
British House of Lords and most members of the House of Commons were favorable
to the Confederacy and anxious for its triumph." Late in 1862 the British
ministers, thus sustained, were on the point of recognizing the independence of
the Confederacy. Had it not been for their extreme caution, for the constant and
harassing criticism by English friends of the United States—like John Bright—and
for the victories of Vicksburg and Gettysburg, both England and France would
have doubtless declared the Confederacy to be one of the independent powers of
the earth.
John Bright
While stopping short of recognizing its independence, England and France took
several steps that were in favor of the South. In proclaiming neutrality, they
early accepted the Confederates as "belligerents" and accorded them the rights
of people at war—a measure which aroused anger in the North at first but was
later admitted to be sound. Otherwise Confederates taken in battle would have
been regarded as "rebels" or "traitors" to be hanged or shot. Napoleon III
proposed to Russia in 1861 a coalition of powers against the North, only to meet
a firm refusal. The next year he suggested intervention to Great Britain,
encountering this time a conditional rejection of his plans. In 1863, not
daunted by rebuffs, he offered his services to Lincoln as a mediator, receiving
in reply a polite letter declining his proposal and a sharp resolution from
Congress suggesting that he attend to his own affairs.
In both England and France the governments pursued a policy of friendliness to
the Confederate agents. The British ministry, with indifference if not
connivance, permitted rams and ships to be built in British docks and allowed
them to escape to play havoc under the Confederate flag with American commerce.
One of them, the Alabama, built in Liverpool by a British firm and paid for by
bonds sold in England, ran an extraordinary career and threatened to break the
blockade. The course followed by the British government, against the protests of
the American minister in London, was later regretted. By an award of a tribunal
of arbitration at Geneva in 1872, Great Britain was required to pay the huge sum
of $15,500,000 to cover the damages wrought by Confederate cruisers fitted out
in England.
William H. Seward
In all fairness it should be said that the conduct of the North contributed to
the irritation between the two countries. Seward, the Secretary of State, was
vindictive in dealing with Great Britain; had it not been for the moderation of
Lincoln, he would have pursued a course verging in the direction of open war.
The New York and Boston papers were severe in their attacks on England. Words
were, on one occasion at least, accompanied by an act savoring of open
hostility. In November, 1861, Captain Wilkes, commanding a union vessel,
overhauled the British steamer Trent, and carried off by force two Confederate
agents, Mason and Slidell, sent by President Davis to represent the Confederacy
at London and Paris respectively. This was a clear violation of the right of
merchant vessels to be immune from search and impressment; and, in answer to the
demand of Great Britain for the release of the two men, the United States
conceded that it was in the wrong. It surrendered the two Confederate agents to
a British vessel for safe conduct abroad, and made appropriate apologies.
Emancipation.—Among the extreme war measures adopted by the Northern government
must be counted the emancipation of the slaves in the states in arms against the
union. This step was early and repeatedly suggested to Lincoln by the
abolitionists; but was steadily put aside. He knew that the abolitionists were a
mere handful, that emancipation might drive the border states into secession,
and that the Northern soldiers had enlisted to save the union. Moreover, he had
before him a solemn resolution passed by Congress on July 22, 1861, declaring
the sole purpose of the war to be the salvation of the union and disavowing any
intention of interfering with slavery.
The federal government, though pledged to the preservation of slavery, soon
found itself beaten back upon its course and out upon a new tack. Before a year
had elapsed, namely on April 10, 1862, Congress resolved that financial aid
should be given to any state that might adopt gradual emancipation. Six days
later it abolished slavery in the District of Columbia. Two short months
elapsed. On June 19, 1862, it swept slavery forever from the territories of the
United States. Chief Justice Taney still lived, the Dred Scott decision stood as
written in the book, but the Constitution had been re-read in the light of the
Civil War. The drift of public sentiment in the North was being revealed.
While these measures were pending in Congress, Lincoln was slowly making up his
mind. By July of that year he had come to his great decision. Near the end of
that month he read to his cabinet the draft of a proclamation of emancipation;
but he laid it aside until a military achievement would make it something more
than an idle gesture. In September, the severe check administered to Lee at
Antietam seemed to offer the golden opportunity. On the 22d, the immortal
document was given to the world announcing that, unless the states in arms
returned to the union by January 1, 1863, the fatal blow at their "peculiar
institution" would be delivered. Southern leaders treated it with slight regard,
and so on the date set the promise was fulfilled. The proclamation was issued as
a war measure, adopted by the President as commander-in-chief of the armed
forces, on grounds of military necessity. It did not abolish slavery. It simply
emancipated slaves in places then in arms against federal authority. Everywhere
else slavery, as far as the Proclamation was concerned, remained lawful.
Abraham Lincoln
To seal forever the proclamation of emancipation, and to extend freedom to the
whole country, Congress, in January, 1865, on the urgent recommendation of
Lincoln, transmitted to the states the thirteenth amendment, abolishing slavery
throughout the United States. By the end of 1865 the amendment was ratified. The
house was not divided against itself; it did not fall; it was all free.
The Restraint of Civil Liberty.—As in all great wars, particularly those in the
nature of a civil strife, it was found necessary to use strong measures to
sustain opinion favorable to the administration's military policies and to
frustrate the designs of those who sought to hamper its action. Within two weeks
of his first call for volunteers, Lincoln empowered General Scott to suspend the
writ of habeas corpus along the line of march between Philadelphia and
Washington and thus to arrest and hold without interference from civil courts
any one whom he deemed a menace to the union. At a later date the area thus
ruled by military officers was extended by executive proclamation. By an act of
March 3, 1863, Congress, desiring to lay all doubts about the President's power,
authorized him to suspend the writ throughout the United States or in any part
thereof. It also freed military officers from the necessity of surrendering to
civil courts persons arrested under their orders, or even making answers to
writs issued from such courts. In the autumn of that year the President, acting
under the terms of this law, declared this ancient and honorable instrument for
the protection of civil liberties, the habeas corpus, suspended throughout the
length and breadth of the land. The power of the government was also
strengthened by an act defining and punishing certain conspiracies, passed on
July 31, 1861—a measure which imposed heavy penalties on those who by force,
intimidation, or threat interfered with the execution of the law.
Thus doubly armed, the military authorities spared no one suspected of active
sympathy with the Southern cause. Editors were arrested and imprisoned, their
papers suspended, and their newsboys locked up. Those who organized "peace
meetings" soon found themselves in the toils of the law. Members of the Maryland
legislature, the mayor of Baltimore, and local editors suspected of entertaining
secessionist opinions, were imprisoned on military orders although charged with
no offense, and were denied the privilege of examination before a civil
magistrate. A Vermont farmer, too outspoken in his criticism of the government,
found himself behind the bars until the government, in its good pleasure, saw
fit to release him. These measures were not confined to the theater of war nor
to the border states where the spirit of secession was strong enough to endanger
the cause of union. They were applied all through the Northern states up to the
very boundaries of Canada. Zeal for the national cause, too often supplemented
by a zeal for persecution, spread terror among those who wavered in the
singleness of their devotion to the union.
These drastic operations on the part of military authorities, so foreign to the
normal course of civilized life, naturally aroused intense and bitter hostility.
Meetings of protest were held throughout the country. Thirty-six members of the
House of Representatives sought to put on record their condemnation of the
suspension of the habeas corpus act, only to meet a firm denial by the
supporters of the act. Chief Justice Taney, before whom the case of a man
arrested under the President's military authority was brought, emphatically
declared, in a long and learned opinion bristling with historical examples, that
the President had no power to suspend the writ of habeas corpus. In Congress and
out, Democrats, abolitionists, and champions of civil liberty denounced Lincoln
and his Cabinet in unsparing terms. Vallandigham, a Democratic leader of Ohio,
afterward banished to the South for his opposition to the war, constantly
applied to Lincoln the epithet of "Cæsar." Wendell Phillips saw in him "a more
unlimited despot than the world knows this side of China."
Sensitive to such stinging thrusts and no friend of wanton persecution, Lincoln
attempted to mitigate the rigors of the law by paroling many political
prisoners. The general policy, however, he defended in homely language, very
different in tone and meaning from the involved reasoning of the lawyers. "Must
I shoot a simple-minded soldier boy who deserts, while I must not touch a hair
of the wily agitator who induces him to desert?" he asked in a quiet way of some
spokesmen for those who protested against arresting people for "talking against
the war." This summed up his philosophy. He was engaged in a war to save the
union, and all measures necessary and proper to accomplish that purpose were
warranted by the Constitution which he had sworn to uphold.
Military Strategy—North and South.—The broad outlines of military strategy
followed by the commanders of the opposing forces are clear even to the layman
who cannot be expected to master the details of a campaign or, for that matter,
the maneuvers of a single great battle. The problem for the South was one of
defense mainly, though even for defense swift and paralyzing strokes at the
North were later deemed imperative measures. The problem of the North was, to
put it baldly, one of invasion and conquest. Southern territory had to be
invaded and Southern armies beaten on their own ground or worn down to
exhaustion there.
In the execution of this undertaking, geography, as usual, played a significant
part in the disposition of forces. The Appalachian ranges, stretching through
the Confederacy to Northern Alabama, divided the campaigns into Eastern and
Western enterprises. Both were of signal importance. Victory in the East
promised the capture of the Confederate capital of Richmond, a stroke of moral
worth, hardly to be overestimated. Victory in the West meant severing the
Confederacy and opening the Mississippi Valley down to the Gulf.
As it turned out, the Western forces accomplished their task first, vindicating
the military powers of union soldiers and shaking the confidence of opposing
commanders. In February, 1862, Grant captured Fort Donelson on the Tennessee
River, rallied wavering unionists in Kentucky, forced the evacuation of
Nashville, and opened the way for two hundred miles into the Confederacy. At
Shiloh, Murfreesboro, Vicksburg, Chickamauga, Chattanooga, desperate fighting
followed and, in spite of varying fortunes, it resulted in the discomfiture and
retirement of Confederate forces to the Southeast into Georgia. By the middle of
1863, the Mississippi Valley was open to the Gulf, the initiative taken out of
the hands of Southern commanders in the West, and the way prepared for Sherman's
final stroke—the march from Atlanta to the sea—a maneuver executed with needless
severity in the autumn of 1864.
General Ulysses S. Grant
General Robert E. Lee
For the almost unbroken succession of achievements in the West by Generals
Grant, Sherman, Thomas, and Hooker against Albert Sidney Johnston, Bragg,
Pemberton, and Hood, the union forces in the East offered at first an almost
equally unbroken series of misfortunes and disasters. Far from capturing
Richmond, they had been thrown on the defensive. General after
general—McClellan, Pope, Burnside, Hooker, and Meade—was tried and found
wanting. None of them could administer a crushing defeat to the Confederate
troops and more than once the union soldiers were beaten in a fair battle. They
did succeed, however, in delivering a severe check to advancing Confederates
under General Robert E. Lee, first at Antietam in September, 1862, and then at
Gettysburg in July, 1863—checks reckoned as victories though in each instance
the Confederates escaped without demoralization. Not until the beginning of the
next year, when General Grant, supplied with almost unlimited men and munitions,
began his irresistible hammering at Lee's army, did the final phase of the war
commence. The pitiless drive told at last. General Lee, on April 9, 1865, seeing
the futility of further conflict, surrendered an army still capable of hard
fighting, at Appomattox, not far from the capital of the Confederacy.
Copyright by Underwood and Underwood, N.Y.
The Federal Military Hospital at Gettysburg
Abraham Lincoln.—The services of Lincoln to the cause of union defy description.
A judicial scrutiny of the war reveals his thought and planning in every part of
the varied activity that finally crowned Northern arms with victory. Is it in
the field of diplomacy? Does Seward, the Secretary of State, propose harsh and
caustic measures likely to draw England's sword into the scale? Lincoln counsels
moderation. He takes the irritating message and with his own hand strikes out,
erases, tones down, and interlines, exchanging for words that sting and burn the
language of prudence and caution. Is it a matter of compromise with the South,
so often proposed by men on both sides sick of carnage? Lincoln is always ready
to listen and turns away only when he is invited to surrender principles
essential to the safety of the union. Is it high strategy of war, a question of
the general best fitted to win Gettysburg—Hooker, Sedgwick, or Meade? Lincoln
goes in person to the War Department in the dead of night to take counsel with
his Secretary and to make the fateful choice.
Is it a complaint from a citizen, deprived, as he believes, of his civil
liberties unjustly or in violation of the Constitution? Lincoln is ready to hear
it and anxious to afford relief, if warrant can be found for it. Is a mother
begging for the life of a son sentenced to be shot as a deserter? Lincoln hears
her petition, and grants it even against the protests made by his generals in
the name of military discipline. Do politicians sow dissensions in the army and
among civilians? Lincoln grandly waves aside their petty personalities and
invites them to think of the greater cause. Is it a question of securing votes
to ratify the thirteenth amendment abolishing slavery? Lincoln thinks it not
beneath his dignity to traffic and huckster with politicians over the trifling
jobs asked in return by the members who hold out against him. Does a New York
newspaper call him an ignorant Western boor? Lincoln's reply is a letter to a
mother who has given her all—her sons on the field of battle—and an address at
Gettysburg, both of which will live as long as the tongue in which they were
written. These are tributes not only to his mastery of the English language but
also to his mastery of all those sentiments of sweetness and strength which are
the finest flowers of culture.
Throughout the entire span of service, however, Lincoln was beset by merciless
critics. The fiery apostles of abolition accused him of cowardice when he
delayed the bold stroke at slavery. Anti-war Democrats lashed out at every step
he took. Even in his own party he found no peace. Charles Sumner complained:
"Our President is now dictator, imperator—whichever you like; but how vain to
have the power of a god and not to use it godlike." Leaders among the
Republicans sought to put him aside in 1864 and place Chase in his chair. "I
hope we may never have a worse man," was Lincoln's quiet answer.
Wide were the dissensions in the North during that year and the Republicans,
while selecting Lincoln as their candidate again, cast off their old name and
chose the simple title of the "Union party." Moreover, they selected a Southern
man, Andrew Johnson, of Tennessee, to be associated with him as candidate for
Vice President. This combination the Northern Democrats boldly confronted with a
platform declaring that "after four years of failure to restore the union by the
experiment of war, during which, under the pretence of military necessity or war
power higher than the Constitution, the Constitution itself has been disregarded
in every part and public liberty and private right alike trodden down ...
justice, humanity, liberty, and public welfare demand that immediate efforts be
made for a cessation of hostilities, to the end that peace may be restored on
the basis of the federal union of the states." It is true that the Democratic
candidate, General McClellan, sought to break the yoke imposed upon him by the
platform, saying that he could not look his old comrades in the face and
pronounce their efforts vain; but the party call to the nation to repudiate
Lincoln and his works had gone forth. The response came, giving Lincoln
2,200,000 votes against 1,800,000 for his opponent. The bitter things said about
him during the campaign, he forgot and forgave. When in April, 1865, he was
struck down by the assassin's hand, he above all others in Washington was
planning measures of moderation and healing.
The Results of the Civil War
There is a strong and natural tendency on the part of writers to stress the
dramatic and heroic aspects of war; but the long judgment of history requires us
to include all other significant phases as well. Like every great armed
conflict, the Civil War outran the purposes of those who took part in it. Waged
over the nature of the union, it made a revolution in the union, changing public
policies and constitutional principles and giving a new direction to agriculture
and industry.
The Supremacy of the Union.—First and foremost, the war settled for all time the
long dispute as to the nature of the federal system. The doctrine of state
sovereignty was laid to rest. Men might still speak of the rights of states and
think of their commonwealths with affection, but nullification and secession
were destroyed. The nation was supreme.
The Destruction of the Slave Power.—Next to the vindication of national
supremacy was the destruction of the planting aristocracy of the South—that
great power which had furnished leadership of undoubted ability and had so long
contested with the industrial and commercial interests of the North. The first
paralyzing blow at the planters was struck by the abolition of slavery. The
second and third came with the fourteenth (1868) and fifteenth (1870)
amendments, giving the ballot to freedmen and excluding from public office the
Confederate leaders—driving from the work of reconstruction the finest talents
of the South. As if to add bitterness to gall and wormwood, the fourteenth
amendment forbade the United States or any state to pay any debts incurred in
aid of the Confederacy or in the emancipation of the slaves—plunging into utter
bankruptcy the Southern financiers who had stripped their section of capital to
support their cause. So the Southern planters found themselves excluded from
public office and ruled over by their former bondmen under the tutelage of
Republican leaders. Their labor system was wrecked and their money and bonds
were as worthless as waste paper. The South was subject to the North. That which
neither the Federalists nor the Whigs had been able to accomplish in the realm
of statecraft was accomplished on the field of battle.
The Triumph of Industry.—The wreck of the planting system was accompanied by a
mighty upswing of Northern industry which made the old Whigs of Massachusetts
and Pennsylvania stare in wonderment. The demands of the federal government for
manufactured goods at unrestricted prices gave a stimulus to business which more
than replaced the lost markets of the South. Between 1860 and 1870 the number of
manufacturing establishments increased 79.6 per cent as against 14.2 for the
previous decade; while the number of persons employed almost doubled. There was
no doubt about the future of American industry.
The Victory for the Protective Tariff.—Moreover, it was henceforth to be well
protected. For many years before the war the friends of protection had been on
the defensive. The tariff act of 1857 imposed duties so low as to presage a
tariff for revenue only. The war changed all that. The extraordinary military
expenditures, requiring heavy taxes on all sources, justified tariffs so high
that a follower of Clay or Webster might well have gasped with astonishment.
After the war was over the debt remained and both interest and principal had to
be paid. Protective arguments based on economic reasoning were supported by a
plain necessity for revenue which admitted no dispute.
A Liberal Immigration Policy.—Linked with industry was the labor supply. The
problem of manning industries became a pressing matter, and Republican leaders
grappled with it. In the platform of the Union party adopted in 1864 it was
declared "that foreign immigration, which in the past has added so much to the
wealth, the development of resources, and the increase of power to this
nation—the asylum of the oppressed of all nations—should be fostered and
encouraged by a liberal and just policy." In that very year Congress,
recognizing the importance of the problem, passed a measure of high
significance, creating a bureau of immigration, and authorizing a modified form
of indentured labor, by making it legal for immigrants to pledge their wages in
advance to pay their passage over. Though the bill was soon repealed, the
practice authorized by it was long continued. The cheapness of the passage
shortened the term of service; but the principle was older than the days of
William Penn.
The Homestead Act of 1862.—In the immigration measure guaranteeing a continuous
and adequate labor supply, the manufacturers saw an offset to the Homestead Act
of 1862 granting free lands to settlers. The Homestead law they had resisted in
a long and bitter congressional battle. Naturally, they had not taken kindly to
a scheme which lured men away from the factories or enabled them to make
unlimited demands for higher wages as the price of remaining. Southern planters
likewise had feared free homesteads for the very good reason that they only
promised to add to the overbalancing power of the North.
In spite of the opposition, supporters of a liberal land policy made steady
gains. Free-soil Democrats,—Jacksonian farmers and mechanics,—labor reformers,
and political leaders, like Stephen A. Douglas of Illinois and Andrew Johnson of
Tennessee, kept up the agitation in season and out. More than once were they
able to force a homestead bill through the House of Representatives only to have
it blocked in the Senate where Southern interests were intrenched. Then, after
the Senate was won over, a Democratic President, James Buchanan, vetoed the
bill. Still the issue lived. The Republicans, strong among the farmers of the
Northwest, favored it from the beginning and pressed it upon the attention of
the country. Finally the manufacturers yielded; they received their compensation
in the contract labor law. In 1862 Congress provided for the free distribution
of land in 160-acre lots among men and women of strong arms and willing hearts
ready to build their serried lines of homesteads to the Rockies and beyond.
Internal Improvements.—If farmers and manufacturers were early divided on the
matter of free homesteads, the same could hardly be said of internal
improvements. The Western tiller of the soil was as eager for some easy way of
sending his produce to market as the manufacturer was for the same means to
transport his goods to the consumer on the farm. While the Confederate leaders
were writing into their constitution a clause forbidding all appropriations for
internal improvements, the Republican leaders at Washington were planning such
expenditures from the treasury in the form of public land grants to railways as
would have dazed the authors of the national road bill half a century earlier.
Sound Finance—National Banking.—From Hamilton's day to Lincoln's, business men
in the East had contended for a sound system of national currency. The
experience of the states with paper money, painfully impressive in the years
before the framing of the Constitution, had been convincing to those who
understood the economy of business. The Constitution, as we have seen, bore the
signs of this experience. States were forbidden to emit bills of credit: paper
money, in short. This provision stood clear in the document; but judicial
ingenuity had circumvented it in the age of Jacksonian Democracy. The states had
enacted and the Supreme Court, after the death of John Marshall, had sustained
laws chartering banking companies and authorizing them to issue paper money. So
the country was beset by the old curse, the banks of Western and Southern states
issuing reams of paper notes to help borrowers pay their debts.
In dealing with war finances, the Republicans attacked this ancient evil. By act
of Congress in 1864, they authorized a series of national banks founded on the
credit of government bonds and empowered to issue notes. The next year they
stopped all bank paper sent forth under the authority of the states by means of
a prohibitive tax. In this way, by two measures Congress restored federal
control over the monetary system although it did not reëstablish the United
States Bank so hated by Jacksonian Democracy.
Destruction of States' Rights by Fourteenth Amendment.—These acts and others not
cited here were measures of centralization and consolidation at the expense of
the powers and dignity of the states. They were all of high import, but the
crowning act of nationalism was the fourteenth amendment which, among other
things, forbade states to "deprive any person of life, liberty or property
without due process of law." The immediate occasion, though not the actual cause
of this provision, was the need for protecting the rights of freedmen against
hostile legislatures in the South. The result of the amendment, as was
prophesied in protests loud and long from every quarter of the Democratic party,
was the subjection of every act of state, municipal, and county authorities to
possible annulment by the Supreme Court at Washington. The expected happened.
Few negroes ever brought cases under the fourteenth amendment to the attention
of the courts; but thousands of state laws, municipal ordinances, and acts of
local authorities were set aside as null and void under it. Laws of states
regulating railway rates, fixing hours of labor in bakeshops, and taxing
corporations were in due time to be annulled as conflicting with an amendment
erroneously supposed to be designed solely for the protection of negroes. As
centralized power over tariffs, railways, public lands, and other national
concerns went to Congress, so centralized power over the acts of state and local
authorities involving an infringement of personal and property rights was
conferred on the federal judiciary, the apex of which was the Supreme Court at
Washington. Thus the old federation of "independent states," all equal in rights
and dignity, each wearing the "jewel of sovereignty" so celebrated in Southern
oratory, had gone the way of all flesh under the withering blasts of Civil War.
Reconstruction in the South
Theories about the Position of the Seceded States.—On the morning of April 9,
1865, when General Lee surrendered his army to General Grant, eleven states
stood in a peculiar relation to the union now declared perpetual. Lawyers and
political philosophers were much perturbed and had been for some time as to what
should be done with the members of the former Confederacy. Radical Republicans
held that they were "conquered provinces" at the mercy of Congress, to be
governed under such laws as it saw fit to enact and until in its wisdom it
decided to readmit any or all of them to the union. Men of more conservative
views held that, as the war had been waged by the North on the theory that no
state could secede from the union, the Confederate states had merely attempted
to withdraw and had failed. The corollary of this latter line of argument was
simple: "The Southern states are still in the union and it is the duty of the
President, as commander-in-chief, to remove the federal troops as soon as order
is restored and the state governments ready to function once more as usual."
Lincoln's Proposal.—Some such simple and conservative form of reconstruction had
been suggested by Lincoln in a proclamation of December 8, 1863. He proposed
pardon and a restoration of property, except in slaves, to nearly all who had
"directly or by implication participated in the existing rebellion," on
condition that they take an oath of loyalty to the union. He then announced that
when, in any of the states named, a body of voters, qualified under the law as
it stood before secession and equal in number to one-tenth the votes cast in
1860, took the oath of allegiance, they should be permitted to reëstablish a
state government. Such a government, he added, should be recognized as a lawful
authority and entitled to protection under the federal Constitution. With
reference to the status of the former slaves Lincoln made it clear that, while
their freedom must be recognized, he would not object to any legislation "which
may yet be consistent as a temporary arrangement with their present condition as
a laboring, landless, and homeless class."
Andrew Johnson's Plan—His Impeachment.—Lincoln's successor, Andrew Johnson, the
Vice President, soon after taking office, proposed to pursue a somewhat similar
course. In a number of states he appointed military governors, instructing them
at the earliest possible moment to assemble conventions, chosen "by that portion
of the people of the said states who are loyal to the United States," and
proceed to the organization of regular civil government. Johnson, a Southern man
and a Democrat, was immediately charged by the Republicans with being too ready
to restore the Southern states. As the months went by, the opposition to his
measures and policies in Congress grew in size and bitterness. The contest
resulted in the impeachment of Johnson by the House of Representatives in March,
1868, and his acquittal by the Senate merely because his opponents lacked one
vote of the two-thirds required for conviction.
Congress Enacts "Reconstruction Laws."—In fact, Congress was in a strategic
position. It was the law-making body, and it could, moreover, determine the
conditions under which Senators and Representatives from the South were to be
readmitted. It therefore proceeded to pass a series of reconstruction
acts—carrying all of them over Johnson's veto. These measures, the first of
which became a law on March 2, 1867, betrayed an animus not found anywhere in
Lincoln's plans or Johnson's proclamations.
They laid off the ten states—the whole Confederacy with the exception of
Tennessee—still outside the pale, into five military districts, each commanded
by a military officer appointed by the President. They ordered the commanding
general to prepare a register of voters for the election of delegates to
conventions chosen for the purpose of drafting new constitutions. Such voters,
however, were not to be, as Lincoln had suggested, loyal persons duly qualified
under the law existing before secession but "the male citizens of said state,
twenty-one years old and upward, of whatever race, color, or previous condition,
... except such as may be disfranchised for participation in the rebellion or
for felony at common law." This was the death knell to the idea that the leaders
of the Confederacy and their white supporters might be permitted to share in the
establishment of the new order. Power was thus arbitrarily thrust into the hands
of the newly emancipated male negroes and the handful of whites who could show a
record of loyalty. That was not all. Each state was, under the reconstruction
acts, compelled to ratify the fourteenth amendment to the federal Constitution
as a price of restoration to the union.
The composition of the conventions thus authorized may be imagined. Bondmen
without the asking and without preparation found themselves the governing power.
An army of adventurers from the North, "carpet baggers" as they were called,
poured in upon the scene to aid in "reconstruction." Undoubtedly many men of
honor and fine intentions gave unstinted service, but the results of their
deliberations only aggravated the open wound left by the war. Any number of
political doctors offered their prescriptions; but no effective remedy could be
found. Under measures admittedly open to grave objections, the Southern states
were one after another restored to the union by the grace of Congress, the last
one in 1870. Even this grudging concession of the formalities of statehood did
not mean a full restoration of honors and privileges. The last soldier was not
withdrawn from the last Southern capital until 1877, and federal control over
elections long remained as a sign of congressional supremacy.
The Status of the Freedmen.—Even more intricate than the issues involved in
restoring the seceded states to the union was the question of what to do with
the newly emancipated slaves. That problem, often put to abolitionists before
the war, had become at last a real concern. The thirteenth amendment abolishing
slavery had not touched it at all. It declared bondmen free, but did nothing to
provide them with work or homes and did not mention the subject of political
rights. All these matters were left to the states, and the legislatures of some
of them, by their famous "black codes," restored a form of servitude under the
guise of vagrancy and apprentice laws. Such methods were in fact partly
responsible for the reaction that led Congress to abandon Lincoln's policies and
undertake its own program of reconstruction.
Still no extensive effort was made to solve by law the economic problems of the
bondmen. Radical abolitionists had advocated that the slaves when emancipated
should be given outright the fields of their former masters; but Congress
steadily rejected the very idea of confiscation. The necessity of immediate
assistance it recognized by creating in 1865 the Freedmen's Bureau to take care
of refugees. It authorized the issue of food and clothing to the destitute and
the renting of abandoned and certain other lands under federal control to former
slaves at reasonable rates. But the larger problem of the relation of the
freedmen to the land, it left to the slow working of time.
Against sharp protests from conservative men, particularly among the Democrats,
Congress did insist, however, on conferring upon the freedmen certain rights by
national law. These rights fell into broad divisions, civil and political. By an
act passed in 1866, Congress gave to former slaves the rights of white citizens
in the matter of making contracts, giving testimony in courts, and purchasing,
selling, and leasing property. As it was doubtful whether Congress had the power
to enact this law, there was passed and submitted to the states the fourteenth
amendment which gave citizenship to the freedmen, assured them of the privileges
and immunities of citizens of the United States, and declared that no state
should deprive any person of his life, liberty, or property without due process
of law. Not yet satisfied, Congress attempted to give social equality to negroes
by the second civil rights bill of 1875 which promised to them, among other
things, the full and equal enjoyment of inns, theaters, public conveyances, and
places of amusement—a law later declared unconstitutional by the Supreme Court.
The matter of political rights was even more hotly contested; but the radical
Republicans, like Charles Sumner, asserted that civil rights were not secure
unless supported by the suffrage. In this same fourteenth amendment they
attempted to guarantee the ballot to all negro men, leaving the women to take
care of themselves. The amendment declared in effect that when any state
deprived adult male citizens of the right to vote, its representation in
Congress should be reduced in the proportion such persons bore to the voting
population.
This provision having failed to accomplish its purpose, the fifteenth amendment
was passed and ratified, expressly declaring that no citizen should be deprived
of the right to vote "on account of race, color, or previous condition of
servitude." To make assurance doubly secure, Congress enacted in 1870, 1872, and
1873 three drastic laws, sometimes known as "force bills," providing for the use
of federal authorities, civil and military, in supervising elections in all
parts of the Union. So the federal government, having destroyed chattel slavery,
sought by legal decree to sweep away all its signs and badges, civil, social,
and political. Never, save perhaps in some of the civil conflicts of Greece or
Rome, had there occurred in the affairs of a nation a social revolution so
complete, so drastic, and far-reaching in its results.
Summary of the Sectional Conflict
Just as the United States, under the impetus of Western enterprise, rounded out
the continental domain, its very existence as a nation was challenged by a
fratricidal conflict between two sections. This storm had been long gathering
upon the horizon. From the very beginning in colonial times there had been a
marked difference between the South and the North. The former by climate and
soil was dedicated to a planting system—the cultivation of tobacco, rice,
cotton, and sugar cane—and in the course of time slave labor became the
foundation of the system. The North, on the other hand, supplemented agriculture
by commerce, trade, and manufacturing. Slavery, though lawful, did not flourish
there. An abundant supply of free labor kept the Northern wheels turning.
This difference between the two sections, early noted by close observers, was
increased with the advent of the steam engine and the factory system. Between
1815 and 1860 an industrial revolution took place in the North. Its signs were
gigantic factories, huge aggregations of industrial workers, immense cities, a
flourishing commerce, and prosperous banks. Finding an unfavorable reception in
the South, the new industrial system was confined mainly to the North. By canals
and railways New York, Boston, and Philadelphia were linked with the wheatfields
of Ohio, Indiana, and Illinois. A steel net wove North and Northwest together. A
commercial net supplemented it. Western trade was diverted from New Orleans to
the East and Eastern credit sustained Western enterprise.
In time, the industrial North and the planting South evolved different ideas of
political policy. The former looked with favor on protective tariffs, ship
subsidies, a sound national banking system, and internal improvements. The
farmers of the West demanded that the public domain be divided up into free
homesteads for farmers. The South steadily swung around to the opposite view.
Its spokesmen came to regard most of these policies as injurious to the planting
interests.
The economic questions were all involved in a moral issue. The Northern states,
in which slavery was of slight consequence, had early abolished the institution.
In the course of a few years there appeared uncompromising advocates of
universal emancipation. Far and wide the agitation spread. The South was
thoroughly frightened. It demanded protection against the agitators, the
enforcement of its rights in the case of runaway slaves, and equal privileges
for slavery in the new territories.
With the passing years the conflict between the two sections increased in
bitterness. It flamed up in 1820 and was allayed by the Missouri compromise. It
took on the form of a tariff controversy and nullification in 1832. It appeared
again after the Mexican war when the question of slavery in the new territories
was raised. Again compromise—the great settlement of 1850—seemed to restore
peace, only to prove an illusion. A series of startling events swept the country
into war: the repeal of the Missouri compromise in 1854, the rise of the
Republican party pledged to the prohibition of slavery in the territories, the
Dred Scott decision of 1857, the Lincoln-Douglas debates, John Brown's raid, the
election of Lincoln, and secession.
The Civil War, lasting for four years, tested the strength of both North and
South, in leadership, in finance, in diplomatic skill, in material resources, in
industry, and in armed forces. By the blockade of Southern ports, by an
overwhelming weight of men and materials, and by relentless hammering on the
field of battle, the North was victorious.
The results of the war were revolutionary in character. Slavery was abolished
and the freedmen given the ballot. The Southern planters who had been the
leaders of their section were ruined financially and almost to a man excluded
from taking part in political affairs. The union was declared to be perpetual
and the right of a state to secede settled by the judgment of battle. Federal
control over the affairs of states, counties, and cities was established by the
fourteenth amendment. The power and prestige of the federal government were
enhanced beyond imagination. The North was now free to pursue its economic
policies: a protective tariff, a national banking system, land grants for
railways, free lands for farmers. Planting had dominated the country for nearly
a generation. Business enterprise was to take its place.
References
Northern Accounts
J.K. Hosmer, The Appeal to Arms and The Outcome of the Civil War (American
Nation Series).
J. Ropes, History of the Civil War (best account of military campaigns).
J.F. Rhodes, History of the United States, Vols. III, IV, and V.
J.T. Morse, Abraham Lincoln (2 vols.).
Southern Accounts
W.E. Dodd, Jefferson Davis.
Jefferson Davis, Rise and Fall of the Confederate Government.
E. Pollard, The Lost Cause.
A.H. Stephens, The War between the States.
Questions
1. Contrast the reception of secession in 1860 with that given to nullification
in 1832.
2. Compare the Northern and Southern views of the union.
3. What were the peculiar features of the Confederate constitution?
4. How was the Confederacy financed?
5. Compare the resources of the two sections.
6. On what foundations did Southern hopes rest?
7. Describe the attempts at a peaceful settlement.
8. Compare the raising of armies for the Civil War with the methods employed in
the World War. (See below, chapter xxv.)
9. Compare the financial methods of the government in the two wars.
10. Explain why the blockade was such a deadly weapon.
11. Give the leading diplomatic events of the war.
12. Trace the growth of anti-slavery sentiment.
13. What measures were taken to restrain criticism of the government?
14. What part did Lincoln play in all phases of the war?
15. State the principal results of the war.
16. Compare Lincoln's plan of reconstruction with that adopted by Congress.
17. What rights did Congress attempt to confer upon the former slaves?
Research Topics
Was Secession Lawful?—The Southern view by Jefferson Davis in Harding, Select
Orations Illustrating American History, pp. 364-369. Lincoln's view, Harding,
pp. 371-381.
The Confederate Constitution.—Compare with the federal Constitution in
Macdonald, Documentary Source Book, pp. 424-433 and pp. 271-279.
Federal Legislative Measures.—Prepare a table and brief digest of the important
laws relating to the war. Macdonald, pp. 433-482.
Economic Aspects of the War.—Coman, Industrial History of the United States, pp.
279-301. Dewey, Financial History of the United States, Chaps. XII and XIII.
Tabulate the economic measures of Congress in Macdonald.
Military Campaigns.—The great battles are fully treated in Rhodes, History of
the Civil War, and teachers desiring to emphasize military affairs may assign
campaigns to members of the class for study and report. A briefer treatment in
Elson, History of the United States, pp. 641-785.
Biographical Studies.—Lincoln, Davis, Lee, Grant, Sherman, and other leaders in
civil and military affairs, with reference to local "war governors."
English and French Opinion of the War.—Rhodes, History of the United States,
Vol. IV, pp. 337-394.
The South during the War.—Rhodes, Vol. V, pp. 343-382.
The North during the War.—Rhodes, Vol. V, pp. 189-342.
Reconstruction Measures.—Macdonald, Source Book, pp. 500-511; 514-518; 529-530;
Elson, pp. 786-799.
The Force Bills.—Macdonald, pp. 547-551; 554-564.
PART VI. NATIONAL GROWTH AND WORLD POLITICS
CHAPTER XVI
THE POLITICAL AND ECONOMIC EVOLUTION OF THE SOUTH
The outcome of the Civil War in the South was nothing short of a revolution. The
ruling class, the law, and the government of the old order had been subverted.
To political chaos was added the havoc wrought in agriculture, business, and
transportation by military operations. And as if to fill the cup to the brim,
the task of reconstruction was committed to political leaders from another
section of the country, strangers to the life and traditions of the South.
The South at the Close of the War
A Ruling Class Disfranchised.—As the sovereignty of the planters had been the
striking feature of the old régime, so their ruin was the outstanding fact of
the new. The situation was extraordinary. The American Revolution was carried
out by people experienced in the arts of self-government, and at its close they
were free to follow the general course to which they had long been accustomed.
The French Revolution witnessed the overthrow of the clergy and the nobility;
but middle classes who took their places had been steadily rising in
intelligence and wealth.
The Southern Revolution was unlike either of these cataclysms. It was not
brought about by a social upheaval, but by an external crisis. It did not
enfranchise a class that sought and understood power, but bondmen who had played
no part in the struggle. Moreover it struck down a class equipped to rule. The
leading planters were almost to a man excluded from state and federal offices,
and the fourteenth amendment was a bar to their return. All civil and military
places under the authority of the United States and of the states were closed to
every man who had taken an oath to support the Constitution as a member of
Congress, as a state legislator, or as a state or federal officer, and afterward
engaged in "insurrection or rebellion," or "given aid and comfort to the
enemies" of the United States. This sweeping provision, supplemented by the
reconstruction acts, laid under the ban most of the talent, energy, and spirit
of the South.
The Condition of the State Governments.—The legislative, executive, and judicial
branches of the state governments thus passed into the control of former slaves,
led principally by Northern adventurers or Southern novices, known as
"Scalawags." The result was a carnival of waste, folly, and corruption. The
"reconstruction" assembly of South Carolina bought clocks at $480 apiece and
chandeliers at $650. To purchase land for former bondmen the sum of $800,000 was
appropriated; and swamps bought at seventy-five cents an acre were sold to the
state at five times the cost. In the years between 1868 and 1873, the debt of
the state rose from about $5,800,000 to $24,000,000, and millions of the
increase could not be accounted for by the authorities responsible for it.
Economic Ruin—Urban and Rural.—No matter where Southern men turned in 1865 they
found devastation—in the towns, in the country, and along the highways. Atlanta,
the city to which Sherman applied the torch, lay in ashes; Nashville and
Chattanooga had been partially wrecked; Richmond and Augusta had suffered
severely from fires. Charleston was described by a visitor as "a city of ruins,
of desolation, of vacant houses, of rotten wharves, of deserted warehouses, of
weed gardens, of miles of grass-grown streets.... How few young men there are,
how generally the young women are dressed in black! The flower of their proud
aristocracy is buried on scores of battle fields."
Those who journeyed through the country about the same time reported desolation
equally widespread and equally pathetic. An English traveler who made his way
along the course of the Tennessee River in 1870 wrote: "The trail of war is
visible throughout the valley in burnt-up gin houses, ruined bridges, mills, and
factories ... and large tracts of once cultivated land are stripped of every
vestige of fencing. The roads, long neglected, are in disorder and, having in
many places become impassable, new tracks have been made through the woods and
fields without much respect to boundaries." Many a great plantation had been
confiscated by the federal authorities while the owner was in Confederate
service. Many more lay in waste. In the wake of the armies the homes of rich and
poor alike, if spared the torch, had been despoiled of the stock and seeds
necessary to renew agriculture.
Railways Dilapidated.—Transportation was still more demoralized. This is
revealed in the pages of congressional reports based upon first-hand
investigations. One eloquent passage illustrates all the rest. From Pocahontas
to Decatur, Alabama, a distance of 114 miles, we are told, the railroad was
"almost entirely destroyed, except the road bed and iron rails, and they were in
a very bad condition—every bridge and trestle destroyed, cross-ties rotten,
buildings burned, water tanks gone, tracks grown up in weeds and bushes, not a
saw mill near the line and the labor system of the country gone. About forty
miles of the track were burned, the cross-ties entirely destroyed, and the rails
bent and twisted in such a manner as to require great labor to straighten and a
large portion of them requiring renewal."
Capital and Credit Destroyed.—The fluid capital of the South, money and credit,
was in the same prostrate condition as the material capital. The Confederate
currency, inflated to the bursting point, had utterly collapsed and was as
worthless as waste paper. The bonds of the Confederate government were equally
valueless. Specie had nearly disappeared from circulation. The fourteenth
amendment to the federal Constitution had made all "debts, obligations, and
claims" incurred in aid of the Confederate cause "illegal and void." Millions of
dollars owed to Northern creditors before the war were overdue and payment was
pressed upon the debtors. Where such debts were secured by mortgages on land,
executions against the property could be obtained in federal courts.
The Restoration of White Supremacy
Intimidation.—In both politics and economics, the process of reconstruction in
the South was slow and arduous. The first battle in the political contest for
white supremacy was won outside the halls of legislatures and the courts of law.
It was waged, in the main, by secret organizations, among which the Ku Klux Klan
and the White Camelia were the most prominent. The first of these societies
appeared in Tennessee in 1866 and held its first national convention the
following year. It was in origin a social club. According to its announcement,
its objects were "to protect the weak, the innocent, and the defenceless from
the indignities, wrongs, and outrages of the lawless, the violent, and the
brutal; and to succor the suffering, especially the widows and orphans of the
Confederate soldiers." The whole South was called "the Empire" and was ruled by
a "Grand Wizard." Each state was a realm and each county a province. In the
secret orders there were enrolled over half a million men.
The methods of the Ku Klux and the White Camelia were similar. Solemn parades of
masked men on horses decked in long robes were held, sometimes in the daytime
and sometimes at the dead of night. Notices were sent to obnoxious persons
warning them to stop certain practices. If warning failed, something more
convincing was tried. Fright was the emotion most commonly stirred. A horseman,
at the witching hour of midnight, would ride up to the house of some offender,
lift his head gear, take off a skull, and hand it to the trembling victim with
the request that he hold it for a few minutes. Frequently violence was employed
either officially or unofficially by members of the Klan. Tar and feathers were
freely applied; the whip was sometimes laid on unmercifully, and occasionally a
brutal murder was committed. Often the members were fired upon from bushes or
behind trees, and swift retaliation followed. So alarming did the clashes become
that in 1870 Congress forbade interference with electors or going in disguise
for the purpose of obstructing the exercise of the rights enjoyed under federal
law.
In anticipation of such a step on the part of the federal government, the Ku
Klux was officially dissolved by the "Grand Wizard" in 1869. Nevertheless, the
local societies continued their organization and methods. The spirit survived
the national association. "On the whole," says a Southern writer, "it is not
easy to see what other course was open to the South.... Armed resistance was out
of the question. And yet there must be some control had of the situation.... If
force was denied, craft was inevitable."
The Struggle for the Ballot Box.—The effects of intimidation were soon seen at
elections. The freedman, into whose inexperienced hand the ballot had been
thrust, was ordinarily loath to risk his head by the exercise of his new rights.
He had not attained them by a long and laborious contest of his own and he saw
no urgent reason why he should battle for the privilege of using them. The mere
show of force, the mere existence of a threat, deterred thousands of ex-slaves
from appearing at the polls. Thus the whites steadily recovered their dominance.
Nothing could prevent it. Congress enacted force bills establishing federal
supervision of elections and the Northern politicians protested against the
return of former Confederates to practical, if not official, power; but all such
opposition was like resistance to the course of nature.
Amnesty for Southerners.—The recovery of white supremacy in this way was quickly
felt in national councils. The Democratic party in the North welcomed it as a
sign of its return to power. The more moderate Republicans, anxious to heal the
breach in American unity, sought to encourage rather than to repress it. So it
came about that amnesty for Confederates was widely advocated. Yet it must be
said that the struggle for the removal of disabilities was stubborn and bitter.
Lincoln, with characteristic generosity, in the midst of the war had issued a
general proclamation of amnesty to nearly all who had been in arms against the
Union, on condition that they take an oath of loyalty; but Johnson, vindictive
toward Southern leaders and determined to make "treason infamous," had extended
the list of exceptions. Congress, even more relentless in its pursuit of
Confederates, pushed through the fourteenth amendment which worked the sweeping
disabilities we have just described.
To appeals for comprehensive clemency, Congress was at first adamant. In vain
did men like Carl Schurz exhort their colleagues to crown their victory in
battle with a noble act of universal pardon and oblivion. Congress would not
yield. It would grant amnesty in individual cases; for the principle of
proscription it stood fast. When finally in 1872, seven years after the
surrender at Appomattox, it did pass the general amnesty bill, it insisted on
certain exceptions. Confederates who had been members of Congress just before
the war, or had served in other high posts, civil or military, under the federal
government, were still excluded from important offices. Not until the summer of
1898, when the war with Spain produced once more a union of hearts, did Congress
relent and abolish the last of the disabilities imposed on the Confederates.
The Force Bills Attacked and Nullified.—The granting of amnesty encouraged the
Democrats to redouble their efforts all along the line. In 1874 they captured
the House of Representatives and declared war on the "force bills." As a
Republican Senate blocked immediate repeal, they resorted to an ingenious
parliamentary trick. To the appropriation bill for the support of the army they
attached a "rider," or condition, to the effect that no troops should be used to
sustain the Republican government in Louisiana. The Senate rejected the
proposal. A deadlock ensued and Congress adjourned without making provision for
the army. Satisfied with the technical victory, the Democrats let the army bill
pass the next session, but kept up their fight on the force laws until they
wrung from President Hayes a measure forbidding the use of United States troops
in supervising elections. The following year they again had recourse to a rider
on the army bill and carried it through, putting an end to the use of money for
military control of elections. The reconstruction program was clearly going to
pieces, and the Supreme Court helped along the process of dissolution by
declaring parts of the laws invalid. In 1878 the Democrats even won a majority
in the Senate and returned to power a large number of men once prominent in the
Confederate cause.
The passions of the war by this time were evidently cooling. A new generation of
men was coming on the scene. The supremacy of the whites in the South, if not
yet complete, was at least assured. Federal marshals, their deputies, and
supervisors of elections still possessed authority over the polls, but their
strength had been shorn by the withdrawal of United States troops. The war on
the remaining remnants of the "force bills" lapsed into desultory skirmishing.
When in 1894 the last fragment was swept away, the country took little note of
the fact. The only task that lay before the Southern leaders was to write in the
constitutions of their respective states the provisions of law which would
clinch the gains so far secured and establish white supremacy beyond the reach
of outside intervention.
White Supremacy Sealed by New State Constitutions.—The impetus to this final
step was given by the rise of the Populist movement in the South, which sharply
divided the whites and in many communities threw the balance of power into the
hands of the few colored voters who survived the process of intimidation.
Southern leaders now devised new constitutions so constructed as to deprive
negroes of the ballot by law. Mississippi took the lead in 1890; South Carolina
followed five years later; Louisiana, in 1898; North Carolina, in 1900; Alabama
and Maryland, in 1901; and Virginia, in 1902.
The authors of these measures made no attempt to conceal their purposes. "The
intelligent white men of the South," said Governor Tillman, "intend to govern
here." The fifteenth amendment to the federal Constitution, however, forbade
them to deprive any citizen of the right to vote on account of race, color, or
previous condition of servitude. This made necessary the devices of indirection.
They were few, simple, and effective. The first and most easily administered was
the ingenious provision requiring each prospective voter to read a section of
the state constitution or "understand and explain it" when read to him by the
election officers. As an alternative, the payment of taxes or the ownership of a
small amount of property was accepted as a qualification for voting. Southern
leaders, unwilling to disfranchise any of the poor white men who had stood side
by side with them "in the dark days of reconstruction," also resorted to a
famous provision known as "the grandfather clause." This plan admitted to the
suffrage any man who did not have either property or educational qualifications,
provided he had voted on or before 1867 or was the son or grandson of any such
person.
The devices worked effectively. Of the 147,000 negroes in Mississippi above the
age of twenty-one, only about 8600 registered under the constitution of 1890.
Louisiana had 127,000 colored voters enrolled in 1896; under the constitution
drafted two years later the registration fell to 5300. An analysis of the
figures for South Carolina in 1900 indicates that only about one negro out of
every hundred adult males of that race took part in elections. Thus was closed
this chapter of reconstruction.
The Supreme Court Refuses to Intervene.—Numerous efforts were made to prevail
upon the Supreme Court of the United States to declare such laws
unconstitutional; but the Court, usually on technical grounds, avoided coming to
a direct decision on the merits of the matter. In one case the Court remarked
that it could not take charge of and operate the election machinery of Alabama;
it concluded that "relief from a great political wrong, if done as alleged, by
the people of a state and by the state itself, must be given by them, or by the
legislative and executive departments of the government of the United States."
Only one of the several schemes employed, namely, the "grandfather clause," was
held to be a violation of the federal Constitution. This blow, effected in 1915
by the decision in the Oklahoma and Maryland cases, left, however, the main
structure of disfranchisement unimpaired.
Proposals to Reduce Southern Representation in Congress.—These provisions
excluding thousands of male citizens from the ballot did not, in express terms,
deprive any one of the vote on account of race or color. They did not,
therefore, run counter to the letter of the fifteenth amendment; but they did
unquestionably make the states which adopted them liable to the operations of
the fourteenth amendment. The latter very explicitly provides that whenever any
state deprives adult male citizens of the right to vote (except in certain minor
cases) the representation of the state in Congress shall be reduced in the
proportion which such number of disfranchised citizens bears to the whole number
of male citizens over twenty-one years of age.
Mindful of this provision, those who protested against disfranchisement in the
South turned to the Republican party for relief, asking for action by the
political branches of the federal government as the Supreme Court had suggested.
The Republicans responded in their platform of 1908 by condemning all devices
designed to deprive any one of the ballot for reasons of color alone; they
demanded the enforcement in letter and spirit of the fourteenth as well as all
other amendments. Though victorious in the election, the Republicans refrained
from reopening the ancient contest; they made no attempt to reduce Southern
representation in the House. Southern leaders, while protesting against the
declarations of their opponents, were able to view them as idle threats in no
way endangering the security of the measures by which political reconstruction
had been undone.
The Solid South.—Out of the thirty-year conflict against "carpet-bag rule" there
emerged what was long known as the "solid South"—a South that, except
occasionally in the border states, never gave an electoral vote to a Republican
candidate for President. Before the Civil War, the Southern people had been
divided on political questions. Take, for example, the election of 1860. In all
the fifteen slave states the variety of opinion was marked. In nine of
them—Delaware, Virginia, Tennessee, Missouri, Maryland, Louisiana, Kentucky,
Georgia, and Arkansas—the combined vote against the representative of the
extreme Southern point of view, Breckinridge, constituted a safe majority. In
each of the six states which were carried by Breckinridge, there was a large and
powerful minority. In North Carolina Breckinridge's majority over Bell and
Douglas was only 849 votes. Equally astounding to those who imagine the South
united in defense of extreme views in 1860 was the vote for Bell, the Unionist
candidate, who stood firmly for the Constitution and silence on slavery. In
every Southern state Bell's vote was large. In Virginia, Kentucky, Missouri, and
Tennessee it was greater than that received by Breckinridge; in Georgia, it was
42,000 against 51,000; in Louisiana, 20,000 against 22,000; in Mississippi,
25,000 against 40,000.
The effect of the Civil War upon these divisions was immediate and decisive,
save in the border states where thousands of men continued to adhere to the
cause of Union. In the Confederacy itself nearly all dissent was silenced by
war. Men who had been bitter opponents joined hands in defense of their homes;
when the armed conflict was over they remained side by side working against
"Republican misrule and negro domination." By 1890, after Northern supremacy was
definitely broken, they boasted that there were at least twelve Southern states
in which no Republican candidate for President could win a single electoral
vote.
Dissent in the Solid South.—Though every one grew accustomed to speak of the
South as "solid," it did not escape close observers that in a number of Southern
states there appeared from time to time a fairly large body of dissenters. In
1892 the Populists made heavy inroads upon the Democratic ranks. On other
occasions, the contests between factions within the Democratic party over the
nomination of candidates revealed sharp differences of opinion. In some places,
moreover, there grew up a Republican minority of respectable size. For example,
in Georgia, Mr. Taft in 1908 polled 41,000 votes against 72,000 for Mr. Bryan;
in North Carolina, 114,000 against 136,000; in Tennessee, 118,000 against
135,000; in Kentucky, 235,000 against 244,000. In 1920, Senator Harding, the
Republican candidate, broke the record by carrying Tennessee as well as
Kentucky, Oklahoma, and Maryland.
The Economic Advance of the South
The Break-up of the Great Estates.—In the dissolution of chattel slavery it was
inevitable that the great estate should give way before the small farm. The
plantation was in fact founded on slavery. It was continued and expanded by
slavery. Before the war the prosperous planter, either by inclination or
necessity, invested his surplus in more land to add to his original domain. As
his slaves increased in number, he was forced to increase his acreage or sell
them, and he usually preferred the former, especially in the Far South. Still
another element favored the large estate. Slave labor quickly exhausted the soil
and of its own force compelled the cutting of the forests and the extension of
the area under cultivation. Finally, the planter took a natural pride in his
great estate; it was a sign of his prowess and his social prestige.
In 1865 the foundations of the planting system were gone. It was difficult to
get efficient labor to till the vast plantations. The planters themselves were
burdened with debts and handicapped by lack of capital. Negroes commonly
preferred tilling plots of their own, rented or bought under mortgage, to the
more irksome wage labor under white supervision. The land hunger of the white
farmer, once checked by the planting system, reasserted itself. Before these
forces the plantation broke up. The small farm became the unit of cultivation in
the South as in the North. Between 1870 and 1900 the number of farms doubled in
every state south of the line of the Potomac and Ohio rivers, except in Arkansas
and Louisiana. From year to year the process of breaking up continued, with all
that it implied in the creation of land-owning farmers.
The Diversification of Crops.—No less significant was the concurrent
diversification of crops. Under slavery, tobacco, rice, and sugar were staples
and "cotton was king." These were standard crops. The methods of cultivation
were simple and easily learned. They tested neither the skill nor the ingenuity
of the slaves. As the returns were quick, they did not call for long-time
investments of capital. After slavery was abolished, they still remained the
staples, but far-sighted agriculturists saw the dangers of depending upon a few
crops. The mild climate all the way around the coast from Virginia to Texas and
the character of the alluvial soil invited the exercise of more imagination.
Peaches, oranges, peanuts, and other fruits and vegetables were found to grow
luxuriantly. Refrigeration for steamships and freight cars put the markets of
great cities at the doors of Southern fruit and vegetable gardeners. The South,
which in planting days had relied so heavily upon the Northwest for its
foodstuffs, began to battle for independence. Between 1880 and the close of the
century the value of its farm crops increased from $660,000,000 to
$1,270,000,000.
The Industrial and Commercial Revolution.—On top of the radical changes in
agriculture came an industrial and commercial revolution. The South had long
been rich in natural resources, but the slave system had been unfavorable to
their development. Rivers that would have turned millions of spindles tumbled
unheeded to the seas. Coal and iron beds lay unopened. Timber was largely
sacrificed in clearing lands for planting, or fell to earth in decay. Southern
enterprise was consumed in planting. Slavery kept out the white immigrants who
might have supplied the skilled labor for industry.
Copyright by Underwood and Underwood, N.Y.
Steel Mills—Birmingham, Alabama
After 1865, achievement and fortune no longer lay on the land alone. As soon as
the paralysis of the war was over, the South caught the industrial spirit that
had conquered feudal Europe and the agricultural North. In the development of
mineral wealth, enormous strides were taken. Iron ore of every quality was
found, the chief beds being in Virginia, West Virginia, Tennessee, Kentucky,
North Carolina, Georgia, Alabama, Arkansas, and Texas. Five important coal
basins were uncovered: in Virginia, North Carolina, the Appalachian chain from
Maryland to Northern Alabama, Kentucky, Arkansas, and Texas. Oil pools were
found in Kentucky, Tennessee, and Texas. Within two decades, 1880 to 1900, the
output of mineral wealth multiplied tenfold: from ten millions a year to one
hundred millions. The iron industries of West Virginia and Alabama began to
rival those of Pennsylvania. Birmingham became the Pittsburgh and Atlanta the
Chicago of the South.
Copyright by Underwood and Underwood, N.Y.
A Southern Cotton Mill in a Cotton Field
In other lines of industry, lumbering and cotton manufacturing took a high rank.
The development of Southern timber resources was in every respect remarkable,
particularly in Louisiana, Arkansas, and Mississippi. At the end of the first
decade of the twentieth century, primacy in lumber had passed from the Great
Lakes region to the South. In 1913 eight Southern states produced nearly four
times as much lumber as the Lake states and twice as much as the vast forests of
Washington and Oregon.
The development of the cotton industry, in the meantime, was similarly
astounding. In 1865 cotton spinning was a negligible matter in the Southern
states. In 1880 they had one-fourth of the mills of the country. At the end of
the century they had one-half the mills, the two Carolinas taking the lead by
consuming more than one-third of their entire cotton crop. Having both the raw
materials and the power at hand, they enjoyed many advantages over the New
England rivals, and at the opening of the new century were outstripping the
latter in the proportion of spindles annually put into operation. Moreover, the
cotton planters, finding a market at the neighboring mills, began to look
forward to a day when they would be somewhat emancipated from absolute
dependence upon the cotton exchanges of New York, New Orleans, and Liverpool.
Transportation kept pace with industry. In 1860, the South had about ten
thousand miles of railway. By 1880 the figure had doubled. During the next
twenty years over thirty thousand miles were added, most of the increase being
in Texas. About 1898 there opened a period of consolidation in which scores of
short lines were united, mainly under the leadership of Northern capitalists,
and new through service opened to the North and West. Thus Southern industries
were given easy outlets to the markets of the nation and brought within the main
currents of national business enterprise.
The Social Effects of the Economic Changes.—As long as the slave system lasted
and planting was the major interest, the South was bound to be sectional in
character. With slavery gone, crops diversified, natural resources developed,
and industries promoted, the social order of the ante-bellum days inevitably
dissolved; the South became more and more assimilated to the system of the
North. In this process several lines of development are evident.
In the first place we see the steady rise of the small farmer. Even in the old
days there had been a large class of white yeomen who owned no slaves and tilled
the soil with their own hands, but they labored under severe handicaps. They
found the fertile lands of the coast and river valleys nearly all monopolized by
planters, and they were by the force of circumstances driven into the uplands
where the soil was thin and the crops were light. Still they increased in
numbers and zealously worked their freeholds.
The war proved to be their opportunity. With the break-up of the plantations,
they managed to buy land more worthy of their plows. By intelligent labor and
intensive cultivation they were able to restore much of the worn-out soil to its
original fertility. In the meantime they rose with their prosperity in the
social and political scale. It became common for the sons of white farmers to
enter the professions, while their daughters went away to college and prepared
for teaching. Thus a more democratic tone was given to the white society of the
South. Moreover the migration to the North and West, which had formerly carried
thousands of energetic sons and daughters to search for new homesteads, was
materially reduced. The energy of the agricultural population went into
rehabilitation.
The increase in the number of independent farmers was accompanied by the rise of
small towns and villages which gave diversity to the life of the South. Before
1860 it was possible to travel through endless stretches of cotton and tobacco.
The social affairs of the planter's family centered in the homestead even if
they were occasionally interrupted by trips to distant cities or abroad.
Carpentry, bricklaying, and blacksmithing were usually done by slaves skilled in
simple handicrafts. Supplies were bought wholesale. In this way there was little
place in plantation economy for villages and towns with their stores and
mechanics.
The abolition of slavery altered this. Small farms spread out where plantations
had once stood. The skilled freedmen turned to agriculture rather than to
handicrafts; white men of a business or mechanical bent found an opportunity to
serve the needs of their communities. So local merchants and mechanics became an
important element in the social system. In the county seats, once dominated by
the planters, business and professional men assumed the leadership.
Another vital outcome of this revolution was the transference of a large part of
planting enterprise to business. Mr. Bruce, a Southern historian of fine
scholarship, has summed up this process in a single telling paragraph: "The
higher planting class that under the old system gave so much distinction to
rural life has, so far as it has survived at all, been concentrated in the
cities. The families that in the time of slavery would have been found only in
the country are now found, with a few exceptions, in the towns. The
transplantation has been practically universal. The talent, the energy, the
ambition that formerly sought expression in the management of great estates and
the control of hosts of slaves, now seek a field of action in trade, in
manufacturing enterprises, or in the general enterprises of development. This
was for the ruling class of the South the natural outcome of the great economic
revolution that followed the war."
As in all other parts of the world, the mechanical revolution was attended by
the growth of a population of industrial workers dependent not upon the soil but
upon wages for their livelihood. When Jefferson Davis was inaugurated President
of the Southern Confederacy, there were approximately only one hundred thousand
persons employed in Southern manufactures as against more than a million in
Northern mills. Fifty years later, Georgia and Alabama alone had more than one
hundred and fifty thousand wage-earners. Necessarily this meant also a material
increase in urban population, although the wide dispersion of cotton spinning
among small centers prevented the congestion that had accompanied the rise of
the textile industry in New England. In 1910, New Orleans, Atlanta, Memphis,
Nashville, and Houston stood in the same relation to the New South that
Cincinnati, Chicago, Cleveland, and Detroit had stood to the New West fifty
years before. The problems of labor and capital and municipal administration,
which the earlier writers boasted would never perplex the planting South, had
come in full force.
Copyright by Underwood and Underwood, N.Y.
A Glimpse of Memphis, Tennessee
The Revolution in the Status of the Slaves.—No part of Southern society was so
profoundly affected by the Civil War and economic reconstruction as the former
slaves. On the day of emancipation, they stood free, but empty-handed, the
owners of no tools or property, the masters of no trade and wholly inexperienced
in the arts of self-help that characterized the whites in general. They had
never been accustomed to looking out for themselves. The plantation bell had
called them to labor and released them. Doles of food and clothing had been
regularly made in given quantities. They did not understand wages, ownership,
renting, contracts, mortgages, leases, bills, or accounts.
When they were emancipated, four courses were open to them. They could flee from
the plantation to the nearest town or city, or to the distant North, to seek a
livelihood. Thousands of them chose this way, overcrowding cities where disease
mowed them down. They could remain where they, were in their cabins and work for
daily wages instead of food, clothing, and shelter. This second course the major
portion of them chose; but, as few masters had cash to dispense, the new
relation was much like the old, in fact. It was still one of barter. The planter
offered food, clothing, and shelter; the former slaves gave their labor in
return. That was the best that many of them could do.
A third course open to freedmen was that of renting from the former master,
paying him usually with a share of the produce of the land. This way a large
number of them chose. It offered them a chance to become land owners in time and
it afforded an easier life, the renter being, to a certain extent at least,
master of his own hours of labor. The final and most difficult path was that to
ownership of land. Many a master helped his former slaves to acquire small
holdings by offering easy terms. The more enterprising and the more fortunate
who started life as renters or wage-earners made their way upward to ownership
in so many cases that by the end of the century, one-fourth of the colored
laborers on the land owned the soil they tilled.
In the meantime, the South, though relatively poor, made relatively large
expenditures for the education of the colored population. By the opening of the
twentieth century, facilities were provided for more than one-half of the
colored children of school age. While in many respects this progress was
disappointing, its significance, to be appreciated, must be derived from a
comparison with the total illiteracy which prevailed under slavery.
In spite of all that happened, however, the status of the negroes in the South
continued to give a peculiar character to that section of the country. They were
almost entirely excluded from the exercise of the suffrage, especially in the
Far South. Special rooms were set aside for them at the railway stations and
special cars on the railway lines. In the field of industry calling for
technical skill, it appears, from the census figures, that they lost ground
between 1890 and 1900—a condition which their friends ascribed to
discriminations against them in law and in labor organizations and their critics
ascribed to their lack of aptitude. Whatever may be the truth, the fact remained
that at the opening of the twentieth century neither the hopes of the
emancipators nor the fears of their opponents were realized. The marks of the
"peculiar institution" were still largely impressed upon Southern society.
The situation, however, was by no means unchanging. On the contrary there was a
decided drift in affairs. For one thing, the proportion of negroes in the South
had slowly declined. By 1900 they were in a majority in only two states, South
Carolina and Mississippi. In Arkansas, Virginia, West Virginia, and North
Carolina the proportion of the white population was steadily growing. The
colored migration northward increased while the westward movement of white
farmers which characterized pioneer days declined. At the same time a part of
the foreign immigration into the United States was diverted southward. As the
years passed these tendencies gained momentum. The already huge colored quarters
in some Northern cities were widely expanded, as whole counties in the South
were stripped of their colored laborers. The race question, in its political and
economic aspects, became less and less sectional, more and more national. The
South was drawn into the main stream of national life. The separatist forces
which produced the cataclysm of 1861 sank irresistibly into the background.
References
H.W. Grady, The New South (1890).
H.A. Herbert, Why the Solid South.
W.G. Brown, The Lower South.
E.G. Murphy, Problems of the Present South.
B.T. Washington, The Negro Problem; The Story of the Negro; The Future of the
Negro.
A.B. Hart, The Southern South and R.S. Baker, Following the Color Line (two
works by Northern writers).
T.N. Page, The Negro, the Southerner's Problem.
Questions
1. Give the three main subdivisions of the chapter.
2. Compare the condition of the South in 1865 with that of the North. Compare
with the condition of the United States at the close of the Revolutionary War.
At the close of the World War in 1918.
3. Contrast the enfranchisement of the slaves with the enfranchisement of white
men fifty years earlier.
4. What was the condition of the planters as compared with that of the Northern
manufacturers?
5. How does money capital contribute to prosperity? Describe the plight of
Southern finance.
6. Give the chief steps in the restoration of white supremacy.
7. Do you know of any other societies to compare with the Ku Klux Klan?
8. Give Lincoln's plan for amnesty. What principles do you think should govern
the granting of amnesty?
9. How were the "Force bills" overcome?
10. Compare the fourteenth and fifteenth amendments with regard to the suffrage
provisions.
11. Explain how they may be circumvented.
12. Account for the Solid South. What was the situation before 1860?
13. In what ways did Southern agriculture tend to become like that of the North?
What were the social results?
14. Name the chief results of an "industrial revolution" in general. In the
South, in particular.
15. What courses were open to freedmen in 1865?
16. Give the main features in the economic and social status of the colored
population in the South.
17. Explain why the race question is national now, rather than sectional.
Research Topics
Amnesty for Confederates.—Study carefully the provisions of the fourteenth
amendment in the Appendix. Macdonald, Documentary Source Book of American
History, pp. 470 and 564. A plea for amnesty in Harding, Select Orations
Illustrating American History, pp. 467-488.
Political Conditions in the South in 1868.—Dunning, Reconstruction, Political
and Economic (American Nation Series), pp. 109-123; Hart, American History Told
by Contemporaries, Vol. IV, pp. 445-458, 497-500; Elson, History of the United
States, pp. 799-805.
Movement for White Supremacy.—Dunning, Reconstruction, pp. 266-280; Paxson, The
New Nation (Riverside Series), pp. 39-58; Beard, American Government and
Politics, pp. 454-457.
The Withdrawal of Federal Troops from the South.—Sparks, National Development
(American Nation Series), pp. 84-102; Rhodes, History of the United States, Vol.
VIII, pp. 1-12.
Southern Industry.—Paxson, The New Nation, pp. 192-207; T.M. Young, The American
Cotton Industry, pp. 54-99.
The Race Question.—B.T. Washington, Up From Slavery (sympathetic presentation);
A.H. Stone, Studies in the American Race Problem (coldly analytical); Hart,
Contemporaries, Vol. IV, pp. 647-649, 652-654, 663-669.
CHAPTER XVII
BUSINESS ENTERPRISE AND THE REPUBLICAN PARTY
If a single phrase be chosen to characterize American life during the generation
that followed the age of Douglas and Lincoln, it must be "business
enterprise"—the tremendous, irresistible energy of a virile people, mounting in
numbers toward a hundred million and applied without let or hindrance to the
developing of natural resources of unparalleled richness. The chief goal of this
effort was high profits for the captains of industry, on the one hand; and high
wages for the workers, on the other. Its signs, to use the language of a
Republican orator in 1876, were golden harvest fields, whirling spindles,
turning wheels, open furnace doors, flaming forges, and chimneys filled with
eager fire. The device blazoned on its shield and written over its factory doors
was "prosperity." A Republican President was its "advance agent." Released from
the hampering interference of the Southern planters and the confusing issues of
the slavery controversy, business enterprise sprang forward to the task of
winning the entire country. Then it flung its outposts to the uttermost parts of
the earth—Europe, Africa, and the Orient—where were to be found markets for
American goods and natural resources for American capital to develop.
Railways and Industry
The Outward Signs of Enterprise.—It is difficult to comprehend all the
multitudinous activities of American business energy or to appraise its effects
upon the life and destiny of the American people; for beyond the horizon of the
twentieth century lie consequences as yet undreamed of in our poor philosophy.
Statisticians attempt to record its achievements in terms of miles of railways
built, factories opened, men and women employed, fortunes made, wages paid,
cities founded, rivers spanned, boxes, bales, and tons produced. Historians
apply standards of comparison with the past. Against the slow and leisurely
stagecoach, they set the swift express, rushing from New York to San Francisco
in less time than Washington consumed in his triumphal tour from Mt. Vernon to
New York for his first inaugural. Against the lazy sailing vessel drifting
before a genial breeze, they place the turbine steamer crossing the Atlantic in
five days or the still swifter airplane, in fifteen hours. For the old workshop
where a master and a dozen workmen and apprentices wrought by hand, they offer
the giant factory where ten thousand persons attend the whirling wheels driven
by steam. They write of the "romance of invention" and the "captains of
industry."
Copyright by Underwood and Underwood, N.Y.
A Corner in the Bethlehem Steel Works
The Service of the Railway.—All this is fitting in its way. Figures and
contrasts cannot, however, tell the whole story. Take, for example, the
extension of railways. It is easy to relate that there were 30,000 miles in
1860; 166,000 in 1890; and 242,000 in 1910. It is easy to show upon the map how
a few straggling lines became a perfect mesh of closely knitted railways; or
how, like the tentacles of a great monster, the few roads ending in the
Mississippi Valley in 1860 were extended and multiplied until they tapped every
wheat field, mine, and forest beyond the valley. All this, eloquent of
enterprise as it truly is, does not reveal the significance of railways for
American life. It does not indicate how railways made a continental market for
American goods; nor how they standardized the whole country, giving to cities on
the advancing frontier the leading features of cities in the old East; nor how
they carried to the pioneer the comforts of civilization; nor yet how in the
West they were the forerunners of civilization, the makers of homesteads, the
builders of states.
Government Aid for Railways.—Still the story is not ended. The significant
relation between railways and politics must not be overlooked. The bounty of a
lavish government, for example, made possible the work of railway promoters. By
the year 1872 the Federal government had granted in aid of railways 155,000,000
acres of land—an area estimated as almost equal to Pennsylvania, New York,
Connecticut, Rhode Island, Massachusetts, Maine, New Hampshire, and Vermont. The
Union Pacific Company alone secured from the federal government a free right of
way through the public domain, twenty sections of land with each mile of
railway, and a loan up to fifty millions of dollars secured by a second mortgage
on the company's property. More than half of the northern tier of states lying
against Canada from Lake Michigan to the Pacific was granted to private
companies in aid of railways and wagon roads. About half of New Mexico, Arizona,
and California was also given outright to railway companies. These vast grants
from the federal government were supplemented by gifts from the states in land
and by subscriptions amounting to more than two hundred million dollars. The
history of these gifts and their relation to the political leaders that
engineered them would alone fill a large and interesting volume.
Railway Fortunes and Capital.—Out of this gigantic railway promotion, the first
really immense American fortunes were made. Henry Adams, the grandson of John
Quincy Adams, related that his grandfather on his mother's side, Peter Brooks,
on his death in 1849, left a fortune of two million dollars, "supposed to be the
largest estate in Boston," then one of the few centers of great riches. Compared
with the opulence that sprang out of the Union Pacific, the Northern Pacific,
the Southern Pacific, with their subsidiary and component lines, the estate of
Peter Brooks was a poor man's heritage.
The capital invested in these railways was enormous beyond the imagination of
the men of the stagecoach generation. The total debt of the United States
incurred in the Revolutionary War—a debt which those of little faith thought the
country could never pay—was reckoned at a figure well under $75,000,000. When
the Union Pacific Railroad was completed, there were outstanding against it
$27,000,000 in first mortgage bonds, $27,000,000 in second mortgage bonds held
by the government, $10,000,000 in income bonds, $10,000,000 in land grant bonds,
and, on top of that huge bonded indebtedness, $36,000,000 in stock—making
$110,000,000 in all. If the amount due the United States government be
subtracted, still there remained, in private hands, stocks and bonds exceeding
in value the whole national debt of Hamilton's day—a debt that strained all the
resources of the Federal government in 1790. Such was the financial significance
of the railways.
Railroads of the United States in 1918
Growth and Extension of Industry.—In the field of manufacturing, mining, and
metal working, the results of business enterprise far outstripped, if measured
in mere dollars, the results of railway construction. By the end of the century
there were about ten billion dollars invested in factories alone and five
million wage-earners employed in them; while the total value of the output,
fourteen billion dollars, was fifteen times the figure for 1860. In the Eastern
states industries multiplied. In the Northwest territory, the old home of
Jacksonian Democracy, they overtopped agriculture. By the end of the century,
Ohio had almost reached and Illinois had surpassed Massachusetts in the annual
value of manufacturing output.
That was not all. Untold wealth in the form of natural resources was discovered
in the South and West. Coal deposits were found in the Appalachians stretching
from Pennsylvania down to Alabama, in Michigan, in the Mississippi Valley, and
in the Western mountains from North Dakota to New Mexico. In nearly every
coal-bearing region, iron was also discovered and the great fields of Michigan,
Wisconsin, and Minnesota soon rivaled those of the Appalachian area. Copper,
lead, gold, and silver in fabulous quantities were unearthed by the restless
prospectors who left no plain or mountain fastness unexplored. Petroleum, first
pumped from the wells of Pennsylvania in the summer of 1859, made new fortunes
equaling those of trade, railways, and land speculation. It scattered its riches
with an especially lavish hand through Oklahoma, Texas, and California.
John D. Rockefeller
The Trust—an Instrument of Industrial Progress.—Business enterprise, under the
direction of powerful men working single-handed, or of small groups of men
pooling their capital for one or more undertakings, had not advanced far before
there appeared upon the scene still mightier leaders of even greater
imagination. New constructive genius now brought together and combined under one
management hundreds of concerns or thousands of miles of railways, revealing the
magic strength of coöperation on a national scale. Price-cutting in oil,
threatening ruin to those engaged in the industry, as early as 1879, led a
number of companies in Cleveland, Pittsburgh, and Philadelphia to unite in
price-fixing. Three years later a group of oil interests formed a close
organization, placing all their stocks in the hands of trustees, among whom was
John D. Rockefeller. The trustees, in turn, issued certificates representing the
share to which each participant was entitled; and took over the management of
the entire business. Such was the nature of the "trust," which was to play such
an unique rôle in the progress of America.
The idea of combination was applied in time to iron and steel, copper, lead,
sugar, cordage, coal, and other commodities, until in each field there loomed a
giant trust or corporation, controlling, if not most of the output, at least
enough to determine in a large measure the prices charged to consumers. With the
passing years, the railways, mills, mines, and other business concerns were
transferred from individual owners to corporations. At the end of the nineteenth
century, the whole face of American business was changed. Three-fourths of the
output from industries came from factories under corporate management and only
one-fourth from individual and partnership undertakings.
The Banking Corporation.—Very closely related to the growth of business
enterprise on a large scale was the system of banking. In the old days before
banks, a person with savings either employed them in his own undertakings, lent
them to a neighbor, or hid them away where they set no industry in motion. Even
in the early stages of modern business, it was common for a manufacturer to rise
from small beginnings by financing extensions out of his own earnings and
profits. This state of affairs was profoundly altered by the growth of the huge
corporations requiring millions and even billions of capital. The banks, once an
adjunct to business, became the leaders in business.
Copyright by Underwood and Underwood, N.Y.
Wall Street, New York City
It was the banks that undertook to sell the stocks and bonds issued by new
corporations and trusts and to supply them with credit to carry on their
operations. Indeed, many of the great mergers or combinations in business were
initiated by magnates in the banking world with millions and billions under
their control. Through their connections with one another, the banks formed a
perfect network of agencies gathering up the pennies and dollars of the masses
as well as the thousands of the rich and pouring them all into the channels of
business and manufacturing. In this growth of banking on a national scale, it
was inevitable that a few great centers, like Wall Street in New York or State
Street in Boston, should rise to a position of dominance both in concentrating
the savings and profits of the nation and in financing new as well as old
corporations.
The Significance of the Corporation.—The corporation, in fact, became the
striking feature of American business life, one of the most marvelous
institutions of all time, comparable in wealth and power and the number of its
servants with kingdoms and states of old. The effect of its rise and growth
cannot be summarily estimated; but some special facts are obvious. It made
possible gigantic enterprises once entirely beyond the reach of any individual,
no matter how rich. It eliminated many of the futile and costly wastes of
competition in connection with manufacture, advertising, and selling. It studied
the cheapest methods of production and shut down mills that were poorly equipped
or disadvantageously located. It established laboratories for research in
industry, chemistry, and mechanical inventions. Through the sale of stocks and
bonds, it enabled tens of thousands of people to become capitalists, if only in
a small way. The corporation made it possible for one person to own, for
instance, a $50 share in a million dollar business concern—a thing entirely
impossible under a régime of individual owners and partnerships.
There was, of course, another side to the picture. Many of the corporations
sought to become monopolies and to make profits, not by economies and good
management, but by extortion from purchasers. Sometimes they mercilessly crushed
small business men, their competitors, bribed members of legislatures to secure
favorable laws, and contributed to the campaign funds of both leading parties.
Wherever a trust approached the position of a monopoly, it acquired a dominion
over the labor market which enabled it to break even the strongest trade unions.
In short, the power of the trust in finance, in manufacturing, in politics, and
in the field of labor control can hardly be measured.
The Corporation and Labor.—In the development of the corporation there was to be
observed a distinct severing of the old ties between master and workmen, which
existed in the days of small industries. For the personal bond between the owner
and the employees was substituted a new relation. "In most parts of our
country," as President Wilson once said, "men work, not for themselves, not as
partners in the old way in which they used to work, but generally as
employees—in a higher or lower grade—of great corporations." The owner
disappeared from the factory and in his place came the manager, representing the
usually invisible stockholders and dependent for his success upon his ability to
make profits for the owners. Hence the term "soulless corporation," which was to
exert such a deep influence on American thinking about industrial relations.
Cities and Immigration.—Expressed in terms of human life, this era of
unprecedented enterprise meant huge industrial cities and an immense labor
supply, derived mainly from European immigration. Here, too, figures tell only a
part of the story. In Washington's day nine-tenths of the American people were
engaged in agriculture and lived in the country; in 1890 more than one-third of
the population dwelt in towns of 2500 and over; in 1920 more than half of the
population lived in towns of over 2500. In forty years, between 1860 and 1900,
Greater New York had grown from 1,174,000 to 3,437,000; San Francisco from
56,000 to 342,000; Chicago from 109,000 to 1,698,000. The miles of city
tenements began to rival, in the number of their residents, the farm homesteads
of the West. The time so dreaded by Jefferson had arrived. People were "piled
upon one another in great cities" and the republic of small farmers had passed
away.
To these industrial centers flowed annually an ever-increasing tide of
immigration, reaching the half million point in 1880; rising to three-quarters
of a million three years later; and passing the million mark in a single year at
the opening of the new century. Immigration was as old as America but new
elements now entered the situation. In the first place, there were radical
changes in the nationality of the newcomers. The migration from Northern
Europe—England, Ireland, Germany, and Scandinavia—diminished; that from Italy,
Russia, and Austria-Hungary increased, more than three-fourths of the entire
number coming from these three lands between the years 1900 and 1910. These
later immigrants were Italians, Poles, Magyars, Czechs, Slovaks, Russians, and
Jews, who came from countries far removed from the language and the traditions
of England whence came the founders of America.
In the second place, the reception accorded the newcomers differed from that
given to the immigrants in the early days. By 1890 all the free land was gone.
They could not, therefore, be dispersed widely among the native Americans to
assimilate quickly and unconsciously the habits and ideas of American life. On
the contrary, they were diverted mainly to the industrial centers. There they
crowded—nay, overcrowded—into colonies of their own where they preserved their
languages, their newspapers, and their old-world customs and views.
So eager were American business men to get an enormous labor supply that they
asked few questions about the effect of this "alien invasion" upon the old
America inherited from the fathers. They even stimulated the invasion
artificially by importing huge armies of foreigners under contract to work in
specified mines and mills. There seemed to be no limit to the factories, forges,
refineries, and railways that could be built, to the multitudes that could be
employed in conquering a continent. As for the future, that was in the hands of
Providence!
Business Theories of Politics.—As the statesmen of Hamilton's school and the
planters of Calhoun's had their theories of government and politics, so the
leaders in business enterprise had theirs. It was simple and easily stated. "It
is the duty of the government," they urged, "to protect American industry
against foreign competition by means of high tariffs on imported goods, to aid
railways by generous grants of land, to sell mineral and timber lands at low
prices to energetic men ready to develop them, and then to leave the rest to the
initiative and drive of individuals and companies." All government interference
with the management, prices, rates, charges, and conduct of private business
they held to be either wholly pernicious or intolerably impertinent. Judging
from their speeches and writings, they conceived the nation as a great
collection of individuals, companies, and labor unions all struggling for
profits or high wages and held together by a government whose principal duty was
to keep the peace among them and protect industry against the foreign
manufacturer. Such was the political theory of business during the generation
that followed the Civil War.
The Supremacy of the Republican Party (1861-85)
Business Men and Republican Policies.—Most of the leaders in industry gravitated
to the Republican ranks. They worked in the North and the Republican party was
essentially Northern. It was moreover—at least so far as the majority of its
members were concerned—committed to protective tariffs, a sound monetary and
banking system, the promotion of railways and industry by land grants, and the
development of internal improvements. It was furthermore generous in its
immigration policy. It proclaimed America to be an asylum for the oppressed of
all countries and flung wide the doors for immigrants eager to fill the
factories, man the mines, and settle upon Western lands. In a word the
Republicans stood for all those specific measures which favored the enlargement
and prosperity of business. At the same time they resisted government
interference with private enterprise. They did not regulate railway rates,
prosecute trusts for forming combinations, or prevent railway companies from
giving lower rates to some shippers than to others. To sum it up, the political
theories of the Republican party for three decades after the Civil War were the
theories of American business—prosperous and profitable industries for the
owners and "the full dinner pail" for the workmen. Naturally a large portion of
those who flourished under its policies gave their support to it, voted for its
candidates, and subscribed to its campaign funds.
Sources of Republican Strength in the North.—The Republican party was in fact a
political organization of singular power. It originated in a wave of moral
enthusiasm, having attracted to itself, if not the abolitionists, certainly all
those idealists, like James Russell Lowell and George William Curtis, who had
opposed slavery when opposition was neither safe nor popular. To moral
principles it added practical considerations. Business men had confidence in it.
Workingmen, who longed for the independence of the farmer, owed to its indulgent
land policy the opportunity of securing free homesteads in the West. The
immigrant, landing penniless on these shores, as a result of the same beneficent
system, often found himself in a little while with an estate as large as many a
baronial domain in the Old World. Under a Republican administration, the union
had been saved. To it the veterans of the war could turn with confidence for
those rewards of service which the government could bestow: pensions surpassing
in liberality anything that the world had ever seen. Under a Republican
administration also the great debt had been created in the defense of the union,
and to the Republican party every investor in government bonds could look for
the full and honorable discharge of the interest and principal. The spoils
system, inaugurated by Jacksonian Democracy, in turn placed all the federal
offices in Republican hands, furnishing an army of party workers to be counted
on for loyal service in every campaign.
Of all these things Republican leaders made full and vigorous use, sometimes
ascribing to the party, in accordance with ancient political usage, merits and
achievements not wholly its own. Particularly was this true in the case of
saving the union. "When in the economy of Providence, this land was to be purged
of human slavery ... the Republican party came into power," ran a declaration in
one platform. "The Republican party suppressed a gigantic rebellion, emancipated
four million slaves, decreed the equal citizenship of all, and established
universal suffrage," ran another. As for the aid rendered by the millions of
Northern Democrats who stood by the union and the tens of thousands of them who
actually fought in the union army, the Republicans in their zeal were inclined
to be oblivious. They repeatedly charged the Democratic party "with being the
same in character and spirit as when it sympathized with treason."
Republican Control of the South.—To the strength enjoyed in the North, the
Republicans for a long time added the advantages that came from control over the
former Confederate states where the newly enfranchised negroes, under white
leadership, gave a grateful support to the party responsible for their freedom.
In this branch of politics, motives were so mixed that no historian can hope to
appraise them all at their proper values. On the one side of the ledger must be
set the vigorous efforts of the honest and sincere friends of the freedmen to
win for them complete civil and political equality, wiping out not only slavery
but all its badges of misery and servitude. On the same side must be placed the
labor of those who had valiantly fought in forum and field to save the union and
who regarded continued Republican supremacy after the war as absolutely
necessary to prevent the former leaders in secession from coming back to power.
At the same time there were undoubtedly some men of the baser sort who looked on
politics as a game and who made use of "carpet-bagging" in the South to win the
spoils that might result from it. At all events, both by laws and presidential
acts, the Republicans for many years kept a keen eye upon the maintenance of
their dominion in the South. Their declaration that neither the law nor its
administration should admit any discrimination in respect of citizens by reason
of race, color, or previous condition of servitude appealed to idealists and
brought results in elections. Even South Carolina, where reposed the ashes of
John C. Calhoun, went Republican in 1872 by a vote of three to one!
Republican control was made easy by the force bills described in a previous
chapter—measures which vested the supervision of elections in federal officers
appointed by Republican Presidents. These drastic measures, departing from
American tradition, the Republican authors urged, were necessary to safeguard
the purity of the ballot, not merely in the South where the timid freedman might
readily be frightened from using it; but also in the North, particularly in New
York City, where it was claimed that fraud was regularly practiced by Democratic
leaders.
The Democrats, on their side, indignantly denied the charges, replying that the
force bills were nothing but devices created by the Republicans for the purpose
of securing their continued rule through systematic interference with elections.
Even the measures of reconstruction were deemed by Democratic leaders as thinly
veiled schemes to establish Republican power throughout the country. "Nor is
there the slightest doubt," exclaimed Samuel J. Tilden, spokesman of the
Democrats in New York and candidate for President in 1876, "that the paramount
object and motive of the Republican party is by these means to secure itself
against a reaction of opinion adverse to it in our great populous Northern
commonwealths.... When the Republican party resolved to establish negro
supremacy in the ten states in order to gain to itself the representation of
those states in Congress, it had to begin by governing the people of those
states by the sword.... The next was the creation of new electoral bodies for
those ten states, in which, by exclusions, by disfranchisements and
proscriptions, by control over registration, by applying test oaths ... by
intimidation and by every form of influence, three million negroes are made to
predominate over four and a half million whites."
The War as a Campaign Issue.—Even the repeal of force bills could not allay the
sectional feelings engendered by the war. The Republicans could not forgive the
men who had so recently been in arms against the union and insisted on calling
them "traitors" and "rebels." The Southerners, smarting under the reconstruction
acts, could regard the Republicans only as political oppressors. The passions of
the war had been too strong; the distress too deep to be soon forgotten. The
generation that went through it all remembered it all. For twenty years, the
Republicans, in their speeches and platforms, made "a straight appeal to the
patriotism of the Northern voters." They maintained that their party, which had
saved the union and emancipated the slaves, was alone worthy of protecting the
union and uplifting the freedmen.
Though the Democrats, especially in the North, resented this policy and dubbed
it with the expressive but inelegant phrase, "waving the bloody shirt," the
Republicans refused to surrender a slogan which made such a ready popular
appeal. As late as 1884, a leader expressed the hope that they might "wring one
more President from the bloody shirt." They refused to let the country forget
that the Democratic candidate, Grover Cleveland, had escaped military service by
hiring a substitute; and they made political capital out of the fact that he had
"insulted the veterans of the Grand Army of the Republic" by going fishing on
Decoration Day.
Three Republican Presidents.—Fortified by all these elements of strength, the
Republicans held the presidency from 1869 to 1885. The three Presidents elected
in this period, Grant, Hayes, and Garfield, had certain striking characteristics
in common. They were all of origin humble enough to please the most exacting
Jacksonian Democrat. They had been generals in the union army. Grant, next to
Lincoln, was regarded as the savior of the Constitution. Hayes and Garfield,
though lesser lights in the military firmament, had honorable records duly
appreciated by veterans of the war, now thoroughly organized into the Grand Army
of the Republic. It is true that Grant was not a politician and had never voted
the Republican ticket; but this was readily overlooked. Hayes and Garfield on
the other hand were loyal party men. The former had served in Congress and for
three terms as governor of his state. The latter had long been a member of the
House of Representatives and was Senator-elect when he received the nomination
for President.
All of them possessed, moreover, another important asset, which was not
forgotten by the astute managers who led in selecting candidates. All of them
were from Ohio—though Grant had been in Illinois when the summons to military
duties came—and Ohio was a strategic state. It lay between the manufacturing
East and the agrarian country to the West. Having growing industries and wool to
sell it benefited from the protective tariff. Yet being mainly agricultural
still, it was not without sympathy for the farmers who showed low tariff or free
trade tendencies. Whatever share the East had in shaping laws and framing
policies, it was clear that the West was to have the candidates. This division
in privileges—not uncommon in political management—was always accompanied by a
judicious selection of the candidate for Vice President. With Garfield, for
example, was associated a prominent New York politician, Chester A. Arthur, who,
as fate decreed, was destined to more than three years' service as chief
magistrate, on the assassination of his superior in office.
The Disputed Election of 1876.—While taking note of the long years of Republican
supremacy, it must be recorded that grave doubts exist in the minds of many
historians as to whether one of the three Presidents, Hayes, was actually the
victor in 1876 or not. His Democratic opponent, Samuel J. Tilden, received a
popular plurality of a quarter of a million and had a plausible claim to a
majority of the electoral vote. At all events, four states sent in double
returns, one set for Tilden and another for Hayes; and a deadlock ensued. Both
parties vehemently claimed the election and the passions ran so high that sober
men did not shrink from speaking of civil war again. Fortunately, in the end,
the counsels of peace prevailed. Congress provided for an electoral commission
of fifteen men to review the contested returns. The Democrats, inspired by
Tilden's moderation, accepted the judgment in favor of Hayes even though they
were not convinced that he was really entitled to the office.
The Growth of Opposition to Republican Rule
Abuses in American Political Life.—During their long tenure of office, the
Republicans could not escape the inevitable consequences of power; that is, evil
practices and corrupt conduct on the part of some who found shelter within the
party. For that matter neither did the Democrats manage to avoid such
difficulties in those states and cities where they had the majority. In New York
City, for instance, the local Democratic organization, known as Tammany Hall,
passed under the sway of a group of politicians headed by "Boss" Tweed. He
plundered the city treasury until public-spirited citizens, supported by Samuel
J. Tilden, the Democratic leader of the state, rose in revolt, drove the
ringleader from power, and sent him to jail. In Philadelphia, the local
Republican bosses were guilty of offenses as odious as those committed by New
York politicians. Indeed, the decade that followed the Civil War was marred by
so many scandals in public life that one acute editor was moved to inquire: "Are
not all the great communities of the Western World growing more corrupt as they
grow in wealth?"
In the sphere of national politics, where the opportunities were greater,
betrayals of public trust were even more flagrant. One revelation after another
showed officers, high and low, possessed with the spirit of peculation. Members
of Congress, it was found, accepted railway stock in exchange for votes in favor
of land grants and other concessions to the companies. In the administration as
well as the legislature the disease was rife. Revenue officers permitted whisky
distillers to evade their taxes and received heavy bribes in return. A probe
into the post-office department revealed the malodorous "star route frauds"—the
deliberate overpayment of certain mail carriers whose lines were indicated in
the official record by asterisks or stars. Even cabinet officers did not escape
suspicion, for the trail of the serpent led straight to the door of one of them.
In the lower ranges of official life, the spoils system became more virulent as
the number of federal employees increased. The holders of offices and the
seekers after them constituted a veritable political army. They crowded into
Republican councils, for the Republicans, being in power, could alone dispense
federal favors. They filled positions in the party ranging from the lowest
township committee to the national convention. They helped to nominate
candidates and draft platforms and elbowed to one side the busy citizen, not
conversant with party intrigues, who could only give an occasional day to
political matters. Even the Civil Service Act of 1883, wrung from a reluctant
Congress two years after the assassination of Garfield, made little change for a
long time. It took away from the spoilsmen a few thousand government positions,
but it formed no check on the practice of rewarding party workers from the
public treasury.
On viewing this state of affairs, many a distinguished citizen became profoundly
discouraged. James Russell Lowell, for example, thought he saw a steady decline
in public morals. In 1865, hearing of Lee's surrender, he had exclaimed: "There
is something magnificent in having a country to love!" Ten years later, when
asked to write an ode for the centennial at Philadelphia in 1876, he could think
only of a biting satire on the nation:
"Show your state legislatures; show your Rings;
And challenge Europe to produce such things
As high officials sitting half in sight
To share the plunder and fix things right.
If that don't fetch her, why, you need only
To show your latest style in martyrs,—Tweed:
She'll find it hard to hide her spiteful tears
At such advance in one poor hundred years."
When his critics condemned him for this "attack upon his native land," Lowell
replied in sadness: "These fellows have no notion of what love of country means.
It was in my very blood and bones. If I am not an American who ever was?... What
fills me with doubt and dismay is the degradation of the moral tone. Is it or is
it not a result of democracy? Is ours a 'government of the people, by the
people, for the people,' or a Kakistocracy [a government of the worst], rather
for the benefit of knaves at the cost of fools?"
The Reform Movement in Republican Ranks.—The sentiments expressed by Lowell,
himself a Republican and for a time American ambassador to England, were shared
by many men in his party. Very soon after the close of the Civil War some of
them began to protest vigorously against the policies and conduct of their
leaders. In 1872, the dissenters, calling themselves Liberal Republicans, broke
away altogether, nominated a candidate of their own, Horace Greeley, and put
forward a platform indicting the Republican President fiercely enough to please
the most uncompromising Democrat. They accused Grant of using "the powers and
opportunities of his high office for the promotion of personal ends." They
charged him with retaining "notoriously corrupt and unworthy men in places of
power and responsibility." They alleged that the Republican party kept "alive
the passions and resentments of the late civil war to use them for their own
advantages," and employed the "public service of the government as a machinery
of corruption and personal influence."
It was not apparent, however, from the ensuing election that any considerable
number of Republicans accepted the views of the Liberals. Greeley, though
indorsed by the Democrats, was utterly routed and died of a broken heart. The
lesson of his discomfiture seemed to be that independent action was futile. So,
at least, it was regarded by most men of the rising generation like Henry Cabot
Lodge, of Massachusetts, and Theodore Roosevelt, of New York. Profiting by the
experience of Greeley they insisted in season and out that reformers who desired
to rid the party of abuses should remain loyal to it and do their work "on the
inside."
The Mugwumps and Cleveland Democracy in 1884.—Though aided by Republican
dissensions, the Democrats were slow in making headway against the political
current. They were deprived of the energetic and capable leadership once
afforded by the planters, like Calhoun, Davis, and Toombs; they were saddled by
their opponents with responsibility for secession; and they were stripped of the
support of the prostrate South. Not until the last Southern state was restored
to the union, not until a general amnesty was wrung from Congress, not until
white supremacy was established at the polls, and the last federal soldier
withdrawn from Southern capitals did they succeed in capturing the presidency.
The opportune moment for them came in 1884 when a number of circumstances
favored their aspirations. The Republicans, leaving the Ohio Valley in their
search for a candidate, nominated James G. Blaine of Maine, a vigorous and
popular leader but a man under fire from the reformers in his own party. The
Democrats on their side were able to find at this juncture an able candidate who
had no political enemies in the sphere of national politics, Grover Cleveland,
then governor of New York and widely celebrated as a man of "sterling honesty."
At the same time a number of dissatisfied Republicans openly espoused the
Democratic cause,—among them Carl Schurz, George William Curtis, Henry Ward
Beecher, and William Everett, men of fine ideals and undoubted integrity. Though
the "regular" Republicans called them "Mugwumps" and laughed at them as the "men
milliners, the dilettanti, and carpet knights of politics," they had a following
that was not to be despised.
The campaign which took place that year was one of the most savage in American
history. Issues were thrust into the background. The tariff, though mentioned,
was not taken seriously. Abuse of the opposition was the favorite resource of
party orators. The Democrats insisted that "the Republican party so far as
principle is concerned is a reminiscence. In practice it is an organization for
enriching those who control its machinery." For the Republican candidate,
Blaine, they could hardly find words to express their contempt. The Republicans
retaliated in kind. They praised their own good works, as of old, in saving the
union, and denounced the "fraud and violence practiced by the Democracy in the
Southern states." Seeing little objectionable in the public record of Cleveland
as mayor of Buffalo and governor of New York, they attacked his personal
character. Perhaps never in the history of political campaigns did the
discussions on the platform and in the press sink to so low a level. Decent
people were sickened. Even hot partisans shrank from their own words when, after
the election, they had time to reflect on their heedless passions. Moreover,
nothing was decided by the balloting. Cleveland was elected, but his victory was
a narrow one. A change of a few hundred votes in New York would have sent his
opponent to the White House instead.
Changing Political Fortunes (1888-96).—After the Democrats had settled down to
the enjoyment of their hard-earned victory, President Cleveland in his message
of 1887 attacked the tariff as "vicious, inequitable, and illogical"; as a
system of taxation that laid a burden upon "every consumer in the land for the
benefit of our manufacturers." Business enterprise was thoroughly alarmed. The
Republicans characterized the tariff message as a free-trade assault upon the
industries of the country. Mainly on that issue they elected in 1888 Benjamin
Harrison of Indiana, a shrewd lawyer, a reticent politician, a descendant of the
hero of Tippecanoe, and a son of the old Northwest. Accepting the outcome of the
election as a vindication of their principles, the Republicans, under the
leadership of William McKinley in the House of Representatives, enacted in 1890
a tariff law imposing the highest duties yet laid in our history. To their utter
surprise, however, they were instantly informed by the country that their
program was not approved. That very autumn they lost in the congressional
elections, and two years later they were decisively beaten in the presidential
campaign, Cleveland once more leading his party to victory.
References
L.H. Haney, Congressional History of Railways (2 vols.).
J.P. Davis, Union Pacific Railway.
J.M. Swank, History of the Manufacture of Iron.
M.T. Copeland, The Cotton Manufacturing Industry in the United States (Harvard
Studies).
E.W. Bryce, Progress of Invention in the Nineteenth Century.
Ida Tarbell, History of the Standard Oil Company (Critical).
G.H. Montague, Rise and Progress of the Standard Oil Company (Friendly).
H.P. Fairchild, Immigration, and F.J. Warne, The Immigrant Invasion (Both works
favor exclusion).
I.A. Hourwich, Immigration (Against exclusionist policies).
J.F. Rhodes, History of the United States, 1877-1896, Vol. VIII.
Edward Stanwood, A History of the Presidency, Vol. I, for the presidential
elections of the period.
Questions
1. Contrast the state of industry and commerce at the close of the Civil War
with its condition at the close of the Revolutionary War.
2. Enumerate the services rendered to the nation by the railways.
3. Explain the peculiar relation of railways to government.
4. What sections of the country have been industrialized?
5. How do you account for the rise and growth of the trusts? Explain some of the
economic advantages of the trust.
6. Are the people in cities more or less independent than the farmers? What was
Jefferson's view?
7. State some of the problems raised by unrestricted immigration.
8. What was the theory of the relation of government to business in this period?
Has it changed in recent times?
9. State the leading economic policies sponsored by the Republican party.
10. Why were the Republicans especially strong immediately after the Civil War?
11. What illustrations can you give showing the influence of war in American
political campaigns?
12. Account for the strength of middle-western candidates.
13. Enumerate some of the abuses that appeared in American political life after
1865.
14. Sketch the rise and growth of the reform movement.
15. How is the fluctuating state of public opinion reflected in the elections
from 1880 to 1896?
Research Topics
Invention, Discovery, and Transportation.—Sparks, National Development (American
Nation Series), pp. 37-67; Bogart, Economic History of the United States, Chaps.
XXI, XXII, and XXIII.
Business and Politics.—Paxson, The New Nation (Riverside Series), pp. 92-107;
Rhodes, History of the United States, Vol. VII, pp. 1-29, 64-73, 175-206;
Wilson, History of the American People, Vol. IV, pp. 78-96.
Immigration.—Coman, Industrial History of the United States (2d ed.), pp.
369-374; E.L. Bogart, Economic History of the United States, pp. 420-422,
434-437; Jenks and Lauck, Immigration Problems, Commons, Races and Immigrants.
The Disputed Election of 1876.—Haworth, The United States in Our Own Time, pp.
82-94; Dunning, Reconstruction, Political and Economic (American Nation Series),
pp. 294-341; Elson, History of the United States, pp. 835-841.
Abuses in Political Life.—Dunning, Reconstruction, pp. 281-293; see criticisms
in party platforms in Stanwood, History of the Presidency, Vol. I; Bryce,
American Commonwealth (1910 ed.), Vol. II, pp. 379-448; 136-167.
Studies of Presidential Administrations.—(a) Grant, (b) Hayes, (c)
Garfield-Arthur, (d) Cleveland, and (e) Harrison, in Haworth, The United States
in Our Own Time, or in Paxson, The New Nation (Riverside Series), or still more
briefly in Elson.
Cleveland Democracy.—Haworth, The United States, pp. 164-183; Rhodes, History of
the United States, Vol. VIII, pp. 240-327; Elson, pp. 857-887.
Analysis of Modern Immigration Problems.—Syllabus in History (New York State,
1919), pp. 110-112.
CHAPTER XVIII
THE DEVELOPMENT OF THE GREAT WEST
At the close of the Civil War, Kansas and Texas were sentinel states on the
middle border. Beyond the Rockies, California, Oregon, and Nevada stood guard,
the last of them having been just admitted to furnish another vote for the
fifteenth amendment abolishing slavery. Between the near and far frontiers lay a
vast reach of plain, desert, plateau, and mountain, almost wholly undeveloped. A
broad domain, extending from Canada to Mexico, and embracing the regions now
included in Washington, Idaho, Wyoming, Montana, Utah, Arizona, New Mexico, the
Dakotas, and Oklahoma, had fewer than half a million inhabitants. It was laid
out into territories, each administered under a governor appointed by the
President and Senate and, as soon as there was the requisite number of
inhabitants, a legislature elected by the voters. No railway line stretched
across the desert. St. Joseph on the Missouri was the terminus of the Eastern
lines. It required twenty-five days for a passenger to make the overland journey
to California by the stagecoach system, established in 1858, and more than ten
days for the swift pony express, organized in 1860, to carry a letter to San
Francisco. Indians still roamed the plain and desert and more than one powerful
tribe disputed the white man's title to the soil.
The Railways As Trail Blazers
Opening Railways to the Pacific.—A decade before the Civil War the importance of
rail connection between the East and the Pacific Coast had been recognized.
Pressure had already been brought to bear on Congress to authorize the
construction of a line and to grant land and money in its aid. Both the
Democrats and Republicans approved the idea, but it was involved in the slavery
controversy. Indeed it was submerged in it. Southern statesmen wanted
connections between the Gulf and the Pacific through Texas, while Northerners
stood out for a central route.
The North had its way during the war. Congress, by legislation initiated in
1862, provided for the immediate organization of companies to build a line from
the Missouri River to California and made grants of land and loans of money to
aid in the enterprise. The Western end, the Central Pacific, was laid out under
the supervision of Leland Stanford. It was heavily financed by the Mormons of
Utah and also by the state government, the ranchmen, miners, and business men of
California; and it was built principally by Chinese labor. The Eastern end, the
Union Pacific, starting at Omaha, was constructed mainly by veterans of the
Civil War and immigrants from Ireland and Germany. In 1869 the two companies met
near Ogden in Utah and the driving of the last spike, uniting the Atlantic and
the Pacific, was the occasion of a great demonstration.
Other lines to the Pacific were projected at the same time; but the panic of
1873 checked railway enterprise for a while. With the revival of prosperity at
the end of that decade, construction was renewed with vigor and the year 1883
marked a series of railway triumphs. In February trains were running from New
Orleans through Houston, San Antonio, and Yuma to San Francisco, as a result of
a union of the Texas Pacific with the Southern Pacific and its subsidiary
corporations. In September the last spike was driven in the Northern Pacific at
Helena, Montana. Lake Superior was connected with Puget Sound. The waters
explored by Joliet and Marquette were joined to the waters plowed by Sir Francis
Drake while he was searching for a route around the world. That same year also a
third line was opened to the Pacific by way of the Atchison, Topeka and Santa
Fé, making connections through Albuquerque and Needles with San Francisco. The
fondest hopes of railway promoters seemed to be realized.
United States in 1870
Western Railways Precede Settlement.—In the Old World and on our Atlantic
seaboard, railways followed population and markets. In the Far West, railways
usually preceded the people. Railway builders planned cities on paper before
they laid tracks connecting them. They sent missionaries to spread the gospel of
"Western opportunity" to people in the Middle West, in the Eastern cities, and
in Southern states. Then they carried their enthusiastic converts bag and
baggage in long trains to the distant Dakotas and still farther afield. So the
development of the Far West was not left to the tedious processes of time. It
was pushed by men of imagination—adventurers who made a romance of money-making
and who had dreams of empire unequaled by many kings of the past.
These empire builders bought railway lands in huge tracts; they got more from
the government; they overcame every obstacle of cañon, mountain, and stream with
the aid of science; they built cities according to the plans made by the
engineers. Having the towns ready and railway and steamboat connections formed
with the rest of the world, they carried out the people to use the railways, the
steamships, the houses, and the land. It was in this way that "the frontier
speculator paved the way for the frontier agriculturalist who had to be near a
market before he could farm." The spirit of this imaginative enterprise, which
laid out railways and towns in advance of the people, is seen in an
advertisement of that day: "This extension will run 42 miles from York,
northeast through the Island Lake country, and will have five good North Dakota
towns. The stations on the line will be well equipped with elevators and will be
constructed and ready for operation at the commencement of the grain season.
Prospective merchants have been active in securing desirable locations at the
different towns on the line. There are still opportunities for hotels, general
merchandise, hardware, furniture, and drug stores, etc."
Copyright by Underwood and Underwood, N.Y.
A Town on the Prairie
Among the railway promoters and builders in the West, James J. Hill, of the
Great Northern and allied lines, was one of the most forceful figures. He knew
that tracks and trains were useless without passengers and freight; without a
population of farmers and town dwellers. He therefore organized publicity in the
Virginias, Iowa, Ohio, Indiana, Illinois, Wisconsin, and Nebraska especially. He
sent out agents to tell the story of Western opportunity in this vein: "You see
your children come out of school with no chance to get farms of their own
because the cost of land in your older part of the country is so high that you
can't afford to buy land to start your sons out in life around you. They have to
go to the cities to make a living or become laborers in the mills or hire out as
farm hands. There is no future for them there. If you are doing well where you
are and can safeguard the future of your children and see them prosper around
you, don't leave here. But if you want independence, if you are renting your
land, if the money-lender is carrying you along and you are running behind year
after year, you can do no worse by moving.... You farmers talk of free trade and
protection and what this or that political party will do for you. Why don't you
vote a homestead for yourself? That is the only thing Uncle Sam will ever give
you. Jim Hill hasn't an acre of land to sell you. We are not in the real estate
business. We don't want you to go out West and make a failure of it because the
rates at which we haul you and your goods make the first transaction a loss....
We must have landless men for a manless land."
Unlike steamship companies stimulating immigration to get the fares, Hill was
seeking permanent settlers who would produce, manufacture, and use the railways
as the means of exchange. Consequently he fixed low rates and let his passengers
take a good deal of live stock and household furniture free. By doing this he
made an appeal that was answered by eager families. In 1894 the vanguard of home
seekers left Indiana in fourteen passenger coaches, filled with men, women, and
children, and forty-eight freight cars carrying their household goods and live
stock. In the ten years that followed, 100,000 people from the Middle West and
the South, responding to his call, went to the Western country where they
brought eight million acres of prairie land under cultivation.
When Hill got his people on the land, he took an interest in everything that
increased the productivity of their labor. Was the output of food for his
freight cars limited by bad drainage on the farms? Hill then interested himself
in practical ways of ditching and tiling. Were farmers hampered in hauling their
goods to his trains by bad roads? In that case, he urged upon the states the
improvement of highways. Did the traffic slacken because the food shipped was
not of the best quality? Then live stock must be improved and scientific farming
promoted. Did the farmers need credit? Banks must be established close at hand
to advance it. In all conferences on scientific farm management, conservation of
natural resources, banking and credit in relation to agriculture and industry,
Hill was an active participant. His was the long vision, seeing in conservation
and permanent improvements the foundation of prosperity for the railways and the
people.
Indeed, he neglected no opportunity to increase the traffic on the lines. He
wanted no empty cars running in either direction and no wheat stored in
warehouses for the lack of markets. So he looked to the Orient as well as to
Europe as an outlet for the surplus of the farms. He sent agents to China and
Japan to discover what American goods and produce those countries would consume
and what manufactures they had to offer to Americans in exchange. To open the
Pacific trade he bought two ocean monsters, the Minnesota and the Dakota, thus
preparing for emergencies West as well as East. When some Japanese came to the
United States on their way to Europe to buy steel rails, Hill showed them how
easy it was for them to make their purchase in this country and ship by way of
American railways and American vessels. So the railway builder and promoter, who
helped to break the virgin soil of the prairies, lived through the pioneer epoch
and into the age of great finance. Before he died he saw the wheat fields of
North Dakota linked with the spinning jennies of Manchester and the docks of
Yokohama.
The Evolution of Grazing and Agriculture
The Removal of the Indians.—Unlike the frontier of New England in colonial days
or that of Kentucky later, the advancing lines of home builders in the Far West
had little difficulty with warlike natives. Indian attacks were made on the
railway construction gangs; General Custer had his fatal battle with the Sioux
in 1876 and there were minor brushes; but they were all of relatively slight
consequence. The former practice of treating with the Indians as independent
nations was abandoned in 1871 and most of them were concentrated in reservations
where they were mainly supported by the government. The supervision of their
affairs was vested in a board of commissioners created in 1869 and instructed to
treat them as wards of the nation—a trust which unfortunately was often
betrayed. A further step in Indian policy was taken in 1887 when provision was
made for issuing lands to individual Indians, thus permitting them to become
citizens and settle down among their white neighbors as farmers or cattle
raisers. The disappearance of the buffalo, the main food supply of the wild
Indians, had made them more tractable and more willing to surrender the freedom
of the hunter for the routine of the reservation, ranch, or wheat field.
The Cowboy and Cattle Ranger.—Between the frontier of farms and the mountains
were plains and semi-arid regions in vast reaches suitable for grazing. As soon
as the railways were open into the Missouri Valley, affording an outlet for
stock, there sprang up to the westward cattle and sheep raising on an immense
scale. The far-famed American cowboy was the hero in this scene. Great herds of
cattle were bred in Texas; with the advancing spring and summer seasons, they
were driven northward across the plains and over the buffalo trails. In a single
year, 1884, it is estimated that nearly one million head of cattle were moved
out of Texas to the North by four thousand cowboys, supplied with 30,000 horses
and ponies.
During the two decades from 1870 to 1890 both the cattle men and the sheep
raisers had an almost free run of the plains, using public lands without paying
for the privilege and waging war on one another over the possession of ranges.
At length, however, both had to go, as the homesteaders and land companies came
and fenced in the plain and desert with endless lines of barbed wire. Already in
1893 a writer familiar with the frontier lamented the passing of the picturesque
days: "The unique position of the cowboys among the Americans is jeopardized in
a thousand ways. Towns are growing up on their pasture lands; irrigation schemes
of a dozen sorts threaten to turn bunch-grass scenery into farm-land views;
farmers are pre-empting valleys and the sides of waterways; and the day is not
far distant when stock-raising must be done mainly in small herds, with winter
corrals, and then the cowboy's days will end. Even now his condition disappoints
those who knew him only half a dozen years ago. His breed seems to have
deteriorated and his ranks are filling with men who work for wages rather than
for the love of the free life and bold companionship that once tempted men into
that calling. Splendid Cheyenne saddles are less and less numerous in the
outfits; the distinctive hat that made its way up from Mexico may or may not be
worn; all the civil authorities in nearly all towns in the grazing country
forbid the wearing of side arms; nobody shoots up these towns any more. The fact
is the old simon-pure cowboy days are gone already."
Settlement under the Homestead Act of 1862.—Two factors gave a special stimulus
to the rapid settlement of Western lands which swept away the Indians and the
cattle rangers. The first was the policy of the railway companies in selling
large blocks of land received from the government at low prices to induce
immigration. The second was the operation of the Homestead law passed in 1862.
This measure practically closed the long controversy over the disposition of the
public domain that was suitable for agriculture. It provided for granting,
without any cost save a small registration fee, public lands in lots of 160
acres each to citizens and aliens who declared their intention of becoming
citizens. The one important condition attached was that the settler should
occupy the farm for five years before his title was finally confirmed. Even this
stipulation was waived in the case of the Civil War veterans who were allowed to
count their term of military service as a part of the five years' occupancy
required. As the soldiers of the Revolutionary and Mexican wars had advanced in
great numbers to the frontier in earlier days, so now veterans led in the
settlement of the middle border. Along with them went thousands of German,
Irish, and Scandinavian immigrants, fresh from the Old World. Between 1867 and
1874, 27,000,000 acres were staked out in quarter-section farms. In twenty years
(1860-80), the population of Nebraska leaped from 28,000 to almost half a
million; Kansas from 100,000 to a million; Iowa from 600,000 to 1,600,000; and
the Dakotas from 5000 to 140,000.
The Diversity of Western Agriculture.—In soil, produce, and management, Western
agriculture presented many contrasts to that of the East and South. In the
region of arable and watered lands the typical American unit—the small farm
tilled by the owner—appeared as usual; but by the side of it many a huge domain
owned by foreign or Eastern companies and tilled by hired labor. Sometimes the
great estate took the shape of the "bonanza farm" devoted mainly to wheat and
corn and cultivated on a large scale by machinery. Again it assumed the form of
the cattle ranch embracing tens of thousands of acres. Again it was a vast
holding of diversified interest, such as the Santa Anita ranch near Los Angeles,
a domain of 60,000 acres "cultivated in a glorious sweep of vineyards and orange
and olive orchards, rich sheep and cattle pastures and horse ranches, their life
and customs handed down from the Spanish owners of the various ranches which
were swept into one estate."
Irrigation.—In one respect agriculture in the Far West was unique. In a large
area spreading through eight states, Montana, Idaho, Wyoming, Utah, Colorado,
Nevada, Arizona, New Mexico, and parts of adjoining states, the rainfall was so
slight that the ordinary crops to which the American farmer was accustomed could
not be grown at all. The Mormons were the first Anglo-Saxons to encounter
aridity, and they were baffled at first; but they studied it and mastered it by
magnificent irrigation systems. As other settlers poured into the West the
problem of the desert was attacked with a will, some of them replying to the
commiseration of Eastern farmers by saying that it was easier to scoop out an
irrigation ditch than to cut forests and wrestle with stumps and stones. Private
companies bought immense areas at low prices, built irrigation works, and
disposed of their lands in small plots. Some ranchers with an instinct for
water, like that of the miner for metal, sank wells into the dry sand and were
rewarded with gushers that "soused the thirsty desert and turned its
good-for-nothing sand into good-for-anything loam." The federal government came
to the aid of the arid regions in 1894 by granting lands to the states to be
used for irrigation purposes. In this work Wyoming took the lead with a law
which induced capitalists to invest in irrigation and at the same time provided
for the sale of the redeemed lands to actual settlers. Finally in 1902 the
federal government by its liberal Reclamation Act added its strength to that of
individuals, companies, and states in conquering "arid America."
"Nowhere," writes Powell, a historian of the West, in his picturesque End of the
Trail, "has the white man fought a more courageous fight or won a more brilliant
victory than in Arizona. His weapons have been the transit and the level, the
drill and the dredge, the pick and the spade; and the enemy which he has
conquered has been the most stubborn of all foes—the hostile forces of
Nature.... The story of how the white man within the space of less than thirty
years penetrated, explored, and mapped this almost unknown region; of how he
carried law, order, and justice into a section which had never had so much as a
speaking acquaintance with any one of the three before; of how, realizing the
necessity for means of communication, he built highways of steel across this
territory from east to west and from north to south; of how, undismayed by the
savageness of the countenance which the desert turned upon him, he laughed and
rolled up his sleeves, and spat upon his hands, and slashed the face of the
desert with canals and irrigating ditches, and filled those ditches with water
brought from deep in the earth or high in the mountains; and of how, in the
conquered and submissive soil, he replaced the aloe with alfalfa, the mesquite
with maize, the cactus with cotton, forms one of the most inspiring chapters in
our history. It is one of the epics of civilization, this reclamation of the
Southwest, and its heroes, thank God, are Americans.
"Other desert regions have been redeemed by irrigation—Egypt, for example, and
Mesopotamia and parts of the Sudan—but the people of all those regions lay
stretched out in the shade of a convenient palm, metaphorically speaking, and
waited for some one with more energy than themselves to come along and do the
work. But the Arizonians, mindful of the fact that God, the government, and
Carnegie help those who help themselves, spent their days wielding the pick and
shovel, and their evenings in writing letters to Washington with toil-hardened
hands. After a time the government was prodded into action and the great dams at
Laguna and Roosevelt are the result. Then the people, organizing themselves into
coöperative leagues and water-users' associations, took up the work of
reclamation where the government left off; it is to these energetic, persevering
men who have drilled wells, plowed fields, and dug ditches through the length
and breadth of that great region which stretches from Yuma to Tucson, that the
metamorphosis of Arizona is due."
The effect of irrigation wherever introduced was amazing. Stretches of sand and
sagebrush gave way to fertile fields bearing crops of wheat, corn, fruits,
vegetables, and grass. Huge ranches grazed by browsing sheep were broken up into
small plots. The cowboy and ranchman vanished. In their place rose the
prosperous community—a community unlike the township of Iowa or the industrial
center of the East. Its intensive tillage left little room for hired labor. Its
small holdings drew families together in village life rather than dispersing
them on the lonely plain. Often the development of water power in connection
with irrigation afforded electricity for labor-saving devices and lifted many a
burden that in other days fell heavily upon the shoulders of the farmer and his
family.
Mining and Manufacturing in the West
Mineral Resources.—In another important particular the Far West differed from
the Mississippi Valley states. That was in the predominance of mining over
agriculture throughout a vast section. Indeed it was the minerals rather than
the land that attracted the pioneers who first opened the country. The discovery
of gold in California in 1848 was the signal for the great rush of prospectors,
miners, and promoters who explored the valleys, climbed the hills, washed the
sands, and dug up the soil in their feverish search for gold, silver, copper,
coal, and other minerals. In Nevada and Montana the development of mineral
resources went on all during the Civil War. Alder Gulch became Virginia City in
1863; Last Chance Gulch was named Helena in 1864; and Confederate Gulch was
christened Diamond City in 1865. At Butte the miners began operations in 1864
and within five years had washed out eight million dollars' worth of gold. Under
the gold they found silver; under silver they found copper.
Even at the end of the nineteenth century, after agriculture was well advanced
and stock and sheep raising introduced on a large scale, minerals continued to
be the chief source of wealth in a number of states. This was revealed by the
figures for 1910. The gold, silver, iron, and copper of Colorado were worth more
than the wheat, corn, and oats combined; the copper of Montana sold for more
than all the cereals and four times the price of the wheat. The interest of
Nevada was also mainly mining, the receipts from the mineral output being
$43,000,000 or more than one-half the national debt of Hamilton's day. The yield
of the mines of Utah was worth four or five times the wheat crop; the coal of
Wyoming brought twice as much as the great wool clip; the minerals of Arizona
were totaled at $43,000,000 as against a wool clip reckoned at $1,200,000; while
in Idaho alone of this group of states did the wheat crop exceed in value the
output of the mines.
Copyright by Underwood and Underwood, N.Y.
Logging
Timber Resources.—The forests of the great West, unlike those of the Ohio
Valley, proved a boon to the pioneers rather than a foe to be attacked. In Ohio
and Indiana, for example, the frontier line of homemakers had to cut, roll, and
burn thousands of trees before they could put out a crop of any size. Beyond the
Mississippi, however, there were all ready for the breaking plow great reaches
of almost treeless prairie, where every stick of timber was precious. In the
other parts, often rough and mountainous, where stood primeval forests of the
finest woods, the railroads made good use of the timber. They consumed acres of
forests themselves in making ties, bridge timbers, and telegraph poles, and they
laid a heavy tribute upon the forests for their annual upkeep. The surplus
trees, such as had burdened the pioneers of the Northwest Territory a hundred
years before, they carried off to markets on the east and west coasts.
Western Industries.—The peculiar conditions of the Far West stimulated a rise of
industries more rapid than is usual in new country. The mining activities which
in many sections preceded agriculture called for sawmills to furnish timber for
the mines and smelters to reduce and refine ores. The ranches supplied sheep and
cattle for the packing houses of Kansas City as well as Chicago. The waters of
the Northwest afforded salmon for 4000 cases in 1866 and for 1,400,000 cases in
1916. The fruits and vegetables of California brought into existence innumerable
canneries. The lumber industry, starting with crude sawmills to furnish rough
timbers for railways and mines, ended in specialized factories for paper, boxes,
and furniture. As the railways preceded settlement and furnished a ready outlet
for local manufactures, so they encouraged the early establishment of varied
industries, thus creating a state of affairs quite unlike that which obtained in
the Ohio Valley in the early days before the opening of the Erie Canal.
Social Effects of Economic Activities.—In many respects the social life of the
Far West also differed from that of the Ohio Valley. The treeless prairies,
though open to homesteads, favored the great estate tilled in part by tenant
labor and in part by migratory seasonal labor, summoned from all sections of the
country for the harvests. The mineral resources created hundreds of huge
fortunes which made the accumulations of eastern mercantile families look
trivial by comparison. Other millionaires won their fortunes in the railway
business and still more from the cattle and sheep ranges. In many sections the
"cattle king," as he was called, was as dominant as the planter had been in the
old South. Everywhere in the grazing country he was a conspicuous and important
person. He "sometimes invested money in banks, in railroad stocks, or in city
property.... He had his rating in the commercial reviews and could hobnob with
bankers, railroad presidents, and metropolitan merchants.... He attended party
caucuses and conventions, ran for the state legislature, and sometimes defeated
a lawyer or metropolitan 'business man' in the race for a seat in Congress. In
proportion to their numbers, the ranchers ... have constituted a highly
impressive class."
Although many of the early capitalists of the great West, especially from
Nevada, spent their money principally in the East, others took leadership in
promoting the sections in which they had made their fortunes. A railroad
pioneer, General Palmer, built his home at Colorado Springs, founded the town,
and encouraged local improvements. Denver owed its first impressive buildings to
the civic patriotism of Horace Tabor, a wealthy mine owner. Leland Stanford paid
his tribute to California in the endowment of a large university. Colonel W.F.
Cody, better known as "Buffalo Bill," started his career by building a "boom
town" which collapsed, and made a large sum of money supplying buffalo meat to
construction hands (hence his popular name). By his famous Wild West Show, he
increased it to a fortune which he devoted mainly to the promotion of a western
reclamation scheme.
While the Far West was developing this vigorous, aggressive leadership in
business, a considerable industrial population was springing up. Even the cattle
ranges and hundreds of farms were conducted like factories in that they were
managed through overseers who hired plowmen, harvesters, and cattlemen at
regular wages. At the same time there appeared other peculiar features which
made a lasting impression on western economic life. Mining, lumbering, and fruit
growing, for instance, employed thousands of workers during the rush months and
turned them out at other times. The inevitable result was an army of migratory
laborers wandering from camp to camp, from town to town, and from ranch to
ranch, without fixed homes or established habits of life. From this
extraordinary condition there issued many a long and lawless conflict between
capital and labor, giving a distinct color to the labor movement in whole
sections of the mountain and coast states.
The Admission of New States
The Spirit of Self-Government.—The instinct of self-government was strong in the
western communities. In the very beginning, it led to the organization of
volunteer committees, known as "vigilantes," to suppress crime and punish
criminals. As soon as enough people were settled permanently in a region, they
took care to form a more stable kind of government. An illustration of this
process is found in the Oregon compact made by the pioneers in 1843, the spirit
of which is reflected in an editorial in an old copy of the Rocky Mountain News:
"We claim that any body or community of American citizens which from any cause
or under any circumstances is cut off from or from isolation is so situated as
not to be under any active and protecting branch of the central government, have
a right, if on American soil, to frame a government and enact such laws and
regulations as may be necessary for their own safety, protection, and happiness,
always with the condition precedent, that they shall, at the earliest moment
when the central government shall extend an effective organization and laws over
them, give it their unqualified support and obedience."
People who turned so naturally to the organization of local administration were
equally eager for admission to the union as soon as any shadow of a claim to
statehood could be advanced. As long as a region was merely one of the
territories of the United States, the appointment of the governor and other
officers was controlled by politics at Washington. Moreover the disposition of
land, mineral rights, forests, and water power was also in the hands of national
leaders. Thus practical considerations were united with the spirit of
independence in the quest for local autonomy.
Nebraska and Colorado.—Two states, Nebraska and Colorado, had little difficulty
in securing admission to the union. The first, Nebraska, had been organized as a
territory by the famous Kansas-Nebraska bill which did so much to precipitate
the Civil War. Lying to the north of Kansas, which had been admitted in 1861, it
escaped the invasion of slave owners from Missouri and was settled mainly by
farmers from the North. Though it claimed a population of only 67,000, it was
regarded with kindly interest by the Republican Congress at Washington and,
reduced to its present boundaries, it received the coveted statehood in 1867.
This was hardly accomplished before the people of Colorado to the southwest
began to make known their demands. They had been organized under territorial
government in 1861 when they numbered only a handful; but within ten years the
aspect of their affairs had completely changed. The silver and gold deposits of
the Leadville and Cripple Creek regions had attracted an army of miners and
prospectors. The city of Denver, founded in 1858 and named after the governor of
Kansas whence came many of the early settlers, had grown from a straggling camp
of log huts into a prosperous center of trade. By 1875 it was reckoned that the
population of the territory was not less than one hundred thousand; the
following year Congress, yielding to the popular appeal, made Colorado a member
of the American union.
Six New States (1889-1890).—For many years there was a deadlock in Congress over
the admission of new states. The spell was broken in 1889 under the leadership
of the Dakotas. For a long time the Dakota territory, organized in 1861, had
been looked upon as the home of the powerful Sioux Indians whose enormous
reservation blocked the advance of the frontier. The discovery of gold in the
Black Hills, however, marked their doom. Even before Congress could open their
lands to prospectors, pioneers were swarming over the country. Farmers from the
adjoining Minnesota and the Eastern states, Scandinavians, Germans, and
Canadians, came in swelling waves to occupy the fertile Dakota lands, now famous
even as far away as the fjords of Norway. Seldom had the plow of man cut through
richer soil than was found in the bottoms of the Red River Valley, and it became
all the more precious when the opening of the Northern Pacific in 1883 afforded
a means of transportation east and west. The population, which had numbered
135,000 in 1880, passed the half million mark before ten years had elapsed.
Remembering that Nebraska had been admitted with only 67,000 inhabitants, the
Dakotans could not see why they should be kept under federal tutelage. At the
same time Washington, far away on the Pacific Coast, Montana, Idaho, and
Wyoming, boasting of their populations and their riches, put in their own
eloquent pleas. But the members of Congress were busy with politics. The
Democrats saw no good reason for admitting new Republican states until after
their defeat in 1888. Near the end of their term the next year they opened the
door for North and South Dakota, Washington, and Montana. In 1890, a Republican
Congress brought Idaho and Wyoming into the union, the latter with woman
suffrage, which had been granted twenty-one years before.
Utah.—Although Utah had long presented all the elements of a well-settled and
industrious community, its admission to the union was delayed on account of
popular hostility to the practice of polygamy. The custom, it is true, had been
prohibited by act of Congress in 1862; but the law had been systematically
evaded. In 1882 Congress made another and more effective effort to stamp out
polygamy. Five years later it even went so far as to authorize the confiscation
of the property of the Mormon Church in case the practice of plural marriages
was not stopped. Meanwhile the Gentile or non-Mormon population was steadily
increasing and the leaders in the Church became convinced that the battle
against the sentiment of the country was futile. At last in 1896 Utah was
admitted as a state under a constitution which forbade plural marriages
absolutely and forever. Horace Greeley, who visited Utah in 1859, had prophesied
that the Pacific Railroad would work a revolution in the land of Brigham Young.
His prophecy had come true.
The United States in 1912
Rounding out the Continent.—Three more territories now remained out of the
Union. Oklahoma, long an Indian reservation, had been opened for settlement to
white men in 1889. The rush upon the fertile lands of this region, the last in
the history of America, was marked by all the frenzy of the final, desperate
chance. At a signal from a bugle an army of men with families in wagons, men and
women on horseback and on foot, burst into the territory. During the first night
a city of tents was raised at Guthrie and Oklahoma City. In ten days wooden
houses rose on the plains. In a single year there were schools, churches,
business blocks, and newspapers. Within fifteen years there was a population of
more than half a million. To the west, Arizona with a population of about
125,000 and New Mexico with 200,000 inhabitants joined Oklahoma in asking for
statehood. Congress, then Republican, looked with reluctance upon the addition
of more Democratic states; but in 1907 it was literally compelled by public
sentiment and a sense of justice to admit Oklahoma. In 1910 the House of
Representatives went to the Democrats and within two years Arizona and New
Mexico were "under the roof." So the continental domain was rounded out.
The Influence of the Far West on National Life
The Last of the Frontier.—When Horace Greeley made his trip west in 1859 he thus
recorded the progress of civilization in his journal:
"May 12th, Chicago.—Chocolate and morning journals last seen on the hotel
breakfast table.
23rd, Leavenworth (Kansas).—Room bells and bath tubs make their final
appearance.
26th, Manhattan.—Potatoes and eggs last recognized among the blessings that
'brighten as they take their flight.'
27th, Junction City.—Last visitation of a boot-black, with dissolving views of a
board bedroom. Beds bid us good-by."
Copyright by Panama-California Exposition
The Canadian Building at the Panama-California International Exposition, San
Diego, 1915
Within thirty years travelers were riding across that country in Pullman cars
and enjoying at the hotels all the comforts of a standardized civilization. The
"wild west" was gone, and with it that frontier of pioneers and settlers who had
long given such a bent and tone to American life and had "poured in upon the
floor of Congress" such a long line of "backwoods politicians," as they were
scornfully styled.
Free Land and Eastern Labor.—It was not only the picturesque features of the
frontier that were gone. Of far more consequence was the disappearance of free
lands with all that meant for American labor. For more than a hundred years, any
man of even moderate means had been able to secure a homestead of his own and an
independent livelihood. For a hundred years America had been able to supply
farms to as many immigrants as cared to till the soil. Every new pair of strong
arms meant more farms and more wealth. Workmen in Eastern factories, mines, or
mills who did not like their hours, wages, or conditions of labor, could readily
find an outlet to the land. Now all that was over. By about 1890 most of the
desirable land available under the Homestead act had disappeared. American
industrial workers confronted a new situation.
Grain Supplants King Cotton.—In the meantime a revolution was taking place in
agriculture. Until 1860 the chief staples sold by America were cotton and
tobacco. With the advance of the frontier, corn and wheat supplanted them both
in agrarian economy. The West became the granary of the East and of Western
Europe. The scoop shovel once used to handle grain was superseded by the
towering elevator, loading and unloading thousands of bushels every hour. The
refrigerator car and ship made the packing industry as stable as the production
of cotton or corn, and gave an immense impetus to cattle raising and sheep
farming. So the meat of the West took its place on the English dinner table by
the side of bread baked from Dakotan wheat.
Aid in American Economic Independence.—The effects of this economic movement
were manifold and striking. Billions of dollars' worth of American grain, dairy
produce, and meat were poured into European markets where they paid off debts
due money lenders and acquired capital to develop American resources. Thus they
accelerated the progress of American financiers toward national independence.
The country, which had timidly turned to the Old World for capital in Hamilton's
day and had borrowed at high rates of interest in London in Lincoln's day, moved
swiftly toward the time when it would be among the world's first bankers and
money lenders itself. Every grain of wheat and corn pulled the balance down on
the American side of the scale.
Eastern Agriculture Affected.—In the East as well as abroad the opening of the
western granary produced momentous results. The agricultural economy of that
part of the country was changed in many respects. Whole sections of the poorest
land went almost out of cultivation, the abandoned farms of the New England
hills bearing solemn witness to the competing power of western wheat fields.
Sheep and cattle raising, as well as wheat and corn production, suffered at
least a relative decline. Thousands of farmers cultivating land of the lower
grade were forced to go West or were driven to the margin of subsistence. Even
the herds that supplied Eastern cities with milk were fed upon grain brought
halfway across the continent.
The Expansion of the American Market.—Upon industry as well as agriculture, the
opening of vast food-producing regions told in a thousand ways. The demand for
farm machinery, clothing, boots, shoes, and other manufactures gave to American
industries such a market as even Hamilton had never foreseen. Moreover it helped
to expand far into the Mississippi Valley the industrial area once confined to
the Northern seaboard states and to transform the region of the Great Lakes into
an industrial empire. Herein lies the explanation of the growth of mid-western
cities after 1865. Chicago, with its thirty-five railways, tapped every locality
of the West and South. To the railways were added the water routes of the Lakes,
thus creating a strategic center for industries. Long foresight carried the
McCormick reaper works to Chicago before 1860. From Troy, New York, went a large
stove plant. That was followed by a shoe factory from Massachusetts. The packing
industry rose as a matter of course at a point so advantageous for cattle
raisers and shippers and so well connected with Eastern markets.
To the opening of the Far West also the Lake region was indebted for a large
part of that water-borne traffic which made it "the Mediterranean basin of North
America." The produce of the West and the manufactures of the East poured
through it in an endless stream. The swift growth of shipbuilding on the Great
Lakes helped to compensate for the decline of the American marine on the high
seas. In response to this stimulus Detroit could boast that her shipwrights were
able to turn out a ten thousand ton Leviathan for ore or grain about "as quickly
as carpenters could put up an eight-room house." Thus in relation to the Far
West the old Northwest territory—the wilderness of Jefferson's time—had taken
the position formerly occupied by New England alone. It was supplying capital
and manufactures for a vast agricultural empire West and South.
America on the Pacific.—It has been said that the Mediterranean Sea was the
center of ancient civilization; that modern civilization has developed on the
shores of the Atlantic; and that the future belongs to the Pacific. At any rate,
the sweep of the United States to the shores of the Pacific quickly exercised a
powerful influence on world affairs and it undoubtedly has a still greater
significance for the future.
Very early regular traffic sprang up between the Pacific ports and the Hawaiian
Islands, China, and Japan. Two years before the adjustment of the Oregon
controversy with England, namely in 1844, the United States had established
official and trading relations with China. Ten years later, four years after the
admission of California to the union, the barred door of Japan was forced open
by Commodore Perry. The commerce which had long before developed between the
Pacific ports and Hawaii, China, and Japan now flourished under official care.
In 1865 a ship from Honolulu carried sugar, molasses, and fruits from Hawaii to
the Oregon port of Astoria. The next year a vessel from Hongkong brought rice,
mats, and tea from China. An era of lucrative trade was opened. The annexation
of Hawaii in 1898, the addition of the Philippines at the same time, and the
participation of American troops in the suppression of the Boxer rebellion in
Peking in 1900, were but signs and symbols of American power on the Pacific.
From an old print
Commodore Perry's Men Making Presents to the Japanese
Conservation and the Land Problem.—The disappearance of the frontier also
brought new and serious problems to the governments of the states and the
nation. The people of the whole United States suddenly were forced to realize
that there was a limit to the rich, new land to exploit and to the forests and
minerals awaiting the ax and the pick. Then arose in America the questions which
had long perplexed the countries of the Old World—the scientific use of the
soils and conservation of natural resources. Hitherto the government had
followed the easy path of giving away arable land and selling forest and mineral
lands at low prices. Now it had to face far more difficult and complex problems.
It also had to consider questions of land tenure again, especially if the ideal
of a nation of home-owning farmers was to be maintained. While there was plenty
of land for every man or woman who wanted a home on the soil, it made little
difference if single landlords or companies got possession of millions of acres,
if a hundred men in one western river valley owned 17,000,000 acres; but when
the good land for small homesteads was all gone, then was raised the real issue.
At the opening of the twentieth century the nation, which a hundred years before
had land and natural resources apparently without limit, was compelled to enact
law after law conserving its forests and minerals. Then it was that the great
state of California, on the very border of the continent, felt constrained to
enact a land settlement measure providing government assistance in an effort to
break up large holdings into small lots and to make it easy for actual settlers
to acquire small farms. America was passing into a new epoch.
References
Henry Inman, The Old Santa Fé Trail.
R.I. Dodge, The Plains of the Great West (1877).
C.H. Shinn, The Story of the Mine.
Cy Warman, The Story of the Railroad.
Emerson Hough, The Story of the Cowboy.
H.H. Bancroft is the author of many works on the West but his writings will be
found only in the larger libraries.
Joseph Schafer, History of the Pacific Northwest (ed. 1918).
T.H. Hittel, History of California (4 vols.).
W.H. Olin, American Irrigation Farming.
W.E. Smythe, The Conquest of Arid America.
H.A. Millis, The American-Japanese Problem.
E.S. Meany, History of the State of Washington.
H.K. Norton, The Story of California.
Questions
1. Name the states west of the Mississippi in 1865.
2. In what manner was the rest of the western region governed?
3. How far had settlement been carried?
4. What were the striking physical features of the West?
5. How was settlement promoted after 1865?
6. Why was admission to the union so eagerly sought?
7. Explain how politics became involved in the creation of new states.
8. Did the West rapidly become like the older sections of the country?
9. What economic peculiarities did it retain or develop?
10. How did the federal government aid in western agriculture?
11. How did the development of the West affect the East? The South?
12. What relation did the opening of the great grain areas of the West bear to
the growth of America's commercial and financial power?
13. State some of the new problems of the West.
14. Discuss the significance of American expansion to the Pacific Ocean.
Research Topics
The Passing of the Wild West.—Haworth, The United States in Our Own Times, pp.
100-124.
The Indian Question.—Sparks, National Development (American Nation Series), pp.
265-281.
The Chinese Question.—Sparks, National Development, pp. 229-250; Rhodes, History
of the United States, Vol. VIII, pp. 180-196.
The Railway Age.—Schafer, History of the Pacific Northwest, pp. 230-245; E.V.
Smalley, The Northern Pacific Railroad; Paxson, The New Nation (Riverside
Series), pp. 20-26, especially the map on p. 23, and pp. 142-148.
Agriculture and Business.—Schafer, Pacific Northwest, pp. 246-289.
Ranching in the Northwest.—Theodore Roosevelt, Ranch Life, and Autobiography,
pp. 103-143.
The Conquest of the Desert.—W.E. Smythe, The Conquest of Arid America.
Studies of Individual Western States.—Consult any good encyclopedia.
CHAPTER XIX
DOMESTIC ISSUES BEFORE THE COUNTRY (1865-1897)
For thirty years after the Civil War the leading political parties, although
they engaged in heated presidential campaigns, were not sharply and clearly
opposed on many matters of vital significance. During none of that time was
there a clash of opinion over specific issues such as rent the country in 1800
when Jefferson rode a popular wave to victory, or again in 1828 when Jackson's
western hordes came sweeping into power. The Democrats, who before 1860
definitely opposed protective tariffs, federal banking, internal improvements,
and heavy taxes, now spoke cautiously on all these points. The Republicans,
conscious of the fact that they had been a minority of the voters in 1860 and
warned by the early loss of the House of Representatives in 1874, also moved
with considerable prudence among the perplexing problems of the day. Again and
again the votes in Congress showed that no clear line separated all the
Democrats from all the Republicans. There were Republicans who favored tariff
reductions and "cheap money." There were Democrats who looked with partiality
upon high protection or with indulgence upon the contraction of the currency.
Only on matters relating to the coercion of the South was the division between
the parties fairly definite; this could be readily accounted for on practical as
well as sentimental grounds.
After all, the vague criticisms and proposals that found their way into the
political platforms did but reflect the confusion of mind prevailing in the
country. The fact that, out of the eighteen years between 1875 and 1893, the
Democrats held the House of Representatives for fourteen years while the
Republicans had every President but one showed that the voters, like the
politicians, were in a state of indecision. Hayes had a Democratic House during
his entire term and a Democratic Senate for two years of the four. Cleveland was
confronted by a belligerent Republican majority in the Senate during his first
administration; and at the same time was supported by a Democratic majority in
the House. Harrison was sustained by continuous Republican successes in
Senatorial elections; but in the House he had the barest majority from 1889 to
1891 and lost that altogether at the election held in the middle of his term.
The opinion of the country was evidently unsettled and fluctuating. It was still
distracted by memories of the dead past and uncertain as to the trend of the
future.
The Currency Question
Nevertheless these years of muddled politics and nebulous issues proved to be a
period in which social forces were gathering for the great campaign of 1896.
Except for three new features—the railways, the trusts, and the trade unions—the
subjects of debate among the people were the same as those that had engaged
their attention since the foundation of the republic: the currency, the national
debt, banking, the tariff, and taxation.
Debtors and the Fall in Prices.—For many reasons the currency question occupied
the center of interest. As of old, the farmers and planters of the West and
South were heavily in debt to the East for borrowed money secured by farm
mortgages; and they counted upon the sale of cotton, corn, wheat, and hogs to
meet interest and principal when due. During the war, the Western farmers had
been able to dispose of their produce at high prices and thus discharge their
debts with comparative ease; but after the war prices declined. Wheat that sold
at two dollars a bushel in 1865 brought sixty-four cents twenty years later. The
meaning of this for the farmers in debt—and nearly three-fourths of them were in
that class—can be shown by a single illustration. A thousand-dollar mortgage on
a Western farm could be paid off by five hundred bushels of wheat when prices
were high; whereas it took about fifteen hundred bushels to pay the same debt
when wheat was at the bottom of the scale. For the farmer, it must be
remembered, wheat was the measure of his labor, the product of his toil under
the summer sun; and in its price he found the test of his prosperity.
Creditors and Falling Prices.—To the bondholders or creditors, on the other
hand, falling prices were clear gain. If a fifty-dollar coupon on a bond bought
seventy or eighty bushels of wheat instead of twenty or thirty, the advantage to
the owner of the coupon was obvious. Moreover the advantage seemed to him
entirely just. Creditors had suffered heavy losses when the Civil War carried
prices skyward while the interest rates on their old bonds remained stationary.
For example, if a man had a $1000 bond issued before 1860 and paying interest at
five per cent, he received fifty dollars a year from it. Before the war each
dollar would buy a bushel of wheat; in 1865 it would only buy half a bushel.
When prices—that is, the cost of living—began to go down, creditors therefore
generally regarded the change with satisfaction as a return to normal
conditions.
The Cause of Falling Prices.—The fall in prices was due, no doubt, to many
factors. Among them must be reckoned the discontinuance of government buying for
war purposes, labor-saving farm machinery, immigration, and the opening of new
wheat-growing regions. The currency, too, was an element in the situation.
Whatever the cause, the discontented farmers believed that the way to raise
prices was to issue more money. They viewed it as a case of supply and demand.
If there was a small volume of currency in circulation, prices would be low; if
there was a large volume, prices would be high. Hence they looked with favor
upon all plans to increase the amount of money in circulation. First they
advocated more paper notes—greenbacks—and then they turned to silver as the
remedy. The creditors, on the other hand, naturally approved the reduction of
the volume of currency. They wished to see the greenbacks withdrawn from
circulation and gold—a metal more limited in volume than silver—made the sole
basis of the national monetary system.
The Battle over the Greenbacks.—The contest between these factions began as
early as 1866. In that year, Congress enacted a law authorizing the Treasury to
withdraw the greenbacks from circulation. The paper money party set up a shrill
cry of protest, and kept up the fight until, in 1878, it forced Congress to
provide for the continuous re-issue of the legal tender notes as they came into
the Treasury in payment of taxes and other dues. Then could the friends of easy
money rejoice:
"Thou, Greenback, 'tis of thee
Fair money of the free,
Of thee we sing."
Resumption of Specie Payment.—There was, however, another side to this
victory. The opponents of the greenbacks, unable to stop the circulation of
paper, induced Congress to pass a law in 1875 providing that on and after
January 1, 1879, "the Secretary of the Treasury shall redeem in coin the United
States legal tender notes then outstanding on their presentation at the office
of the Assistant Treasurer of the United States in the City of New York in sums
of not less than fifty dollars." "The way to resume," John Sherman had said, "is
to resume." When the hour for redemption arrived, the Treasury was prepared with
a large hoard of gold. "On the appointed day," wrote the assistant secretary,
"anxiety reigned in the office of the Treasury. Hour after hour passed; no news
from New York. Inquiry by wire showed that all was quiet. At the close of the
day this message came: '$135,000 of notes presented for coin—$400,000 of gold
for notes.' That was all. Resumption was accomplished with no disturbance. By
five o'clock the news was all over the land, and the New York bankers were
sipping their tea in absolute safety."
The Specie Problem—the Parity of Gold and Silver.—Defeated in their efforts to
stop "the present suicidal and destructive policy of contraction," the advocates
of an abundant currency demanded an increase in the volume of silver in
circulation. This precipitated one of the sharpest political battles in American
history. The issue turned on legal as well as economic points. The Constitution
gave Congress the power to coin money and it forbade the states to make anything
but gold and silver legal tender in the payment of debts. It evidently
contemplated the use of both metals in the currency system. Such, at least, was
the view of many eminent statesmen, including no less a personage than James G.
Blaine. The difficulty, however, lay in maintaining gold and silver coins on a
level which would permit them to circulate with equal facility. Obviously, if
the gold in a gold dollar exceeds the value of the silver in a silver dollar on
the open market, men will hoard gold money and leave silver money in
circulation. When, for example, Congress in 1792 fixed the ratio of the two
metals at one to fifteen—one ounce of gold declared worth fifteen of silver—it
was soon found that gold had been undervalued. When again in 1834 the ratio was
put at one to sixteen, it was found that silver was undervalued. Consequently
the latter metal was not brought in for coinage and silver almost dropped out of
circulation. Many a silver dollar was melted down by silverware factories.
Silver Demonetized in 1873.—So things stood in 1873. At that time, Congress, in
enacting a mintage law, discontinued the coinage of the standard silver dollar,
then practically out of circulation. This act was denounced later by the friends
of silver as "the crime of '73," a conspiracy devised by the money power and
secretly carried out. This contention the debates in Congress do not seem to
sustain. In the course of the argument on the mint law it was distinctly said by
one speaker at least: "This bill provides for the making of changes in the legal
tender coin of the country and for substituting as legal tender, coin of only
one metal instead of two as heretofore."
The Decline in the Value of Silver.—Absorbed in the greenback controversy, the
people apparently did not appreciate, at the time, the significance of the
"demonetization" of silver; but within a few years several events united in
making it the center of a political storm. Germany, having abandoned silver in
1871, steadily increased her demand for gold. Three years later, the countries
of the Latin Union followed this example, thus helping to enhance the price of
the yellow metal. All the while, new silver lodes, discovered in the Far West,
were pouring into the market great streams of the white metal, bearing down the
price. Then came the resumption of specie payment, which, in effect, placed the
paper money on a gold basis. Within twenty years silver was worth in gold only
about half the price of 1870.
That there had been a real decline in silver was denied by the friends of that
metal. They alleged that gold had gone up because it had been given a monopoly
in the coinage markets of civilized governments. This monopoly, they continued,
was the fruit of a conspiracy against the people conceived by the bankers of the
world. Moreover, they went on, the placing of the greenbacks on a gold basis had
itself worked a contraction of the currency; it lowered the prices of labor and
produce to the advantage of the holders of long-term investments bearing a fixed
rate of interest. When wheat sold at sixty-four cents a bushel, their search for
relief became desperate, and they at last concentrated their efforts on opening
the mints of the government for the free coinage of silver at the ratio of
sixteen to one.
Republicans and Democrats Divided.—On this question both Republicans and
Democrats were divided, the line being drawn between the East on the one hand
and the South and West on the other, rather than between the two leading
parties. So trusted a leader as James G. Blaine avowed, in a speech delivered in
the Senate in 1878, that, as the Constitution required Congress to make both
gold and silver the money of the land, the only question left was that of fixing
the ratio between them. He affirmed, moreover, the main contention of the silver
faction that a reopening of the government mints of the world to silver would
bring it up to its old relation with gold. He admitted also that their most
ominous warnings were well founded, saying: "I believe the struggle now going on
in this country and in other countries for a single gold standard would, if
successful, produce widespread disaster throughout the commercial world. The
destruction of silver as money and the establishment of gold as the sole unit of
value must have a ruinous effect on all forms of property, except those
investments which yield a fixed return."
This was exactly the concession that the silver party wanted. "Three-fourths of
the business enterprises of this country are conducted on borrowed capital,"
said Senator Jones, of Nevada. "Three-fourths of the homes and farms that stand
in the names of the actual occupants have been bought on time and a very large
proportion of them are mortgaged for the payment of some part of the purchase
money. Under the operation of a shrinkage in the volume of money, this enormous
mass of borrowers, at the maturity of their respective debts, though nominally
paying no more than the amount borrowed, with interest, are in reality, in the
amount of the principal alone, returning a percentage of value greater than they
received—more in equity than they contracted to pay.... In all discussions of
the subject the creditors attempt to brush aside the equities involved by
sneering at the debtors."
The Silver Purchase Act (1878).—Even before the actual resumption of specie
payment, the advocates of free silver were a power to be reckoned with,
particularly in the Democratic party. They had a majority in the House of
Representatives in 1878 and they carried a silver bill through that chamber.
Blocked by the Republican Senate they accepted a compromise in the Bland-Allison
bill, which provided for huge monthly purchases of silver by the government for
coinage into dollars. So strong was the sentiment that a two-thirds majority was
mustered after President Hayes vetoed the measure.
The effect of this act, as some had anticipated, was disappointing. It did not
stay silver on its downward course. Thereupon the silver faction pressed through
Congress in 1886 a bill providing for the issue of paper certificates based on
the silver accumulated in the Treasury. Still silver continued to fall. Then the
advocates of inflation declared that they would be content with nothing short of
free coinage at the ratio of sixteen to one. If the issue had been squarely
presented in 1890, there is good reason for believing that free silver would
have received a majority in both houses of Congress; but it was not presented.
The Sherman Silver Purchase Act and the Bond Sales.—Republican leaders,
particularly from the East, stemmed the silver tide by a diversion of forces.
They passed the Sherman Act of 1890 providing for large monthly purchases of
silver and for the issue of notes redeemable in gold or silver at the discretion
of the Secretary of the Treasury. In a clause of superb ambiguity they announced
that it was "the established policy of the United States to maintain the two
metals on a parity with each other upon the present legal ratio or such other
ratio as may be provided by law." For a while silver was buoyed up. Then it
turned once more on its downward course. In the meantime the Treasury was in a
sad plight. To maintain the gold reserve, President Cleveland felt compelled to
sell government bonds; and to his dismay he found that as soon as the gold was
brought in at the front door of the Treasury, notes were presented for
redemption and the gold was quickly carried out at the back door. Alarmed at the
vicious circle thus created, he urged upon Congress the repeal of the Sherman
Silver Purchase Act. For this he was roundly condemned by many of his own
followers who branded his conduct as "treason to the party"; but the
Republicans, especially from the East, came to his rescue and in 1893 swept the
troublesome sections of the law from the statute book. The anger of the silver
faction knew no bounds, and the leaders made ready for the approaching
presidential campaign.
The Protective Tariff and Taxation
Fluctuation in Tariff Policy.—As each of the old parties was divided on the
currency question, it is not surprising that there was some confusion in their
ranks over the tariff. Like the silver issue, the tariff tended to align the
manufacturing East against the agricultural West and South rather than to cut
directly between the two parties. Still the Republicans on the whole stood
firmly by the rates imposed during the Civil War. If we except the reductions of
1872 which were soon offset by increases, we may say that those rates were
substantially unchanged for nearly twenty years. When a revision was brought
about, however, it was initiated by Republican leaders. Seeing a huge surplus of
revenue in the Treasury in 1883, they anticipated popular clamor by revising the
tariff on the theory that it ought to be reformed by its friends rather than by
its enemies. On the other hand, it was the Republicans also who enacted the
McKinley tariff bill of 1890, which carried protection to its highest point up
to that time.
The Democrats on their part were not all confirmed free traders or even
advocates of tariff for revenue only. In Cleveland's first administration they
did attack the protective system in the House, where they had a majority, and in
this they were vigorously supported by the President. The assault, however,
proved to be a futile gesture for it was blocked by the Republicans in the
Senate. When, after the sweeping victory of 1892, the Democrats in the House
again attempted to bring down the tariff by the Wilson bill of 1894, they were
checkmated by their own party colleagues in the upper chamber. In the end they
were driven into a compromise that looked more like a McKinley than a Calhoun
tariff. The Republicans taunted them with being "babes in the woods." President
Cleveland was so dissatisfied with the bill that he refused to sign it, allowing
it to become a law, on the lapse of ten days, without his approval.
The Income Tax of 1894.—The advocates of tariff reduction usually associated
with their proposal a tax on incomes. The argument which they advanced in
support of their program was simple. Most of the industries, they said, are in
the East and the protective tariff which taxes consumers for the benefit of
manufacturers is, in effect, a tribute laid upon the rest of the country. As an
offset they offered a tax on large incomes; this owing to the heavy
concentration of rich people in the East, would fall mainly upon the
beneficiaries of protection. "We propose," said one of them, "to place a part of
the burden upon the accumulated wealth of the country instead of placing it all
upon the consumption of the people." In this spirit the sponsors of the Wilson
tariff bill laid a tax upon all incomes of $4000 a year or more.
In taking this step, the Democrats encountered opposition in their own party.
Senator Hill, of New York, turned fiercely upon them, exclaiming: "The
professors with their books, the socialists with their schemes, the anarchists
with their bombs are all instructing the people in the ... principles of
taxation." Even the Eastern Republicans were hardly as savage in their
denunciation of the tax. But all this labor was wasted. The next year the
Supreme Court of the United States declared the income tax to be a direct tax,
and therefore null and void because it was laid on incomes wherever found and
not apportioned among the states according to population. The fact that four of
the nine judges dissented from this decision was also an index to the diversity
of opinion that divided both parties.
The Railways and Trusts
The Grangers and State Regulation.—The same uncertainty about the railways and
trusts pervaded the ranks of the Republicans and Democrats. As to the railways,
the first firm and consistent demand for their regulation came from the West.
There the farmers, in the early seventies, having got control in state
legislatures, particularly in Iowa, Wisconsin, and Illinois, enacted drastic
laws prescribing the maximum charges which companies could make for carrying
freight and passengers. The application of these measures, however, was limited
because the state could not fix the rates for transporting goods and passengers
beyond its own borders. The power of regulating interstate commerce, under the
Constitution, belonged to Congress.
The Interstate Commerce Act of 1887.—Within a few years, the movement which had
been so effective in western legislatures appeared at Washington in the form of
demands for the federal regulation of interstate rates. In 1887, the pressure
became so strong that Congress created the interstate commerce commission and
forbade many abuses on the part of railways; such as discriminating in charges
between one shipper and another and granting secret rebates to favored persons.
This law was a significant beginning; but it left the main question of
rate-fixing untouched, much to the discontent of farmers and shippers.
The Sherman Anti-Trust Law of 1890.—As in the case of the railways, attacks upon
the trusts were first made in state legislatures, where it became the fashion to
provide severe penalties for those who formed monopolies and "conspired to
enhance prices." Republicans and Democrats united in the promotion of measures
of this kind. As in the case of the railways also, the movement to curb the
trusts soon had spokesmen at Washington. Though Blaine had declared that "trusts
were largely a private affair with which neither the President nor any private
citizen had any particular right to interfere," it was a Republican Congress
that enacted in 1890 the first measure—the Sherman Anti-Trust Law—directed
against great combinations in business. This act declared illegal "every
contract, combination in the form of trust or otherwise, or conspiracy in
restraint of trade and commerce among the several states or with foreign
nations."
The Futility of the Anti-Trust Law.—Whether the Sherman law was directed against
all combinations or merely those which placed an "unreasonable restraint" on
trade and competition was not apparent. Senator Platt of Connecticut, a careful
statesman of the old school, averred: "The questions of whether the bill would
be operative, of how it would operate, or whether it was within the power of
Congress to enact it, have been whistled down the wind in this Senate as idle
talk and the whole effort has been to get some bill headed: 'A bill to punish
trusts,' with which to go to the country." Whatever its purpose, its effect upon
existing trusts and upon the formation of new combinations was negligible. It
was practically unenforced by President Harrison and President Cleveland, in
spite of the constant demand for harsh action against "monopolies." It was
patent that neither the Republicans nor the Democrats were prepared for a war on
the trusts to the bitter end.
The Minor Parties and Unrest
The Demands of Dissenting Parties.—From the election of 1872, when Horace
Greeley made his ill-fated excursion into politics, onward, there appeared in
each presidential campaign one, and sometimes two or more parties, stressing
issues that appealed mainly to wage-earners and farmers. Whether they chose to
call themselves Labor Reformers, Greenbackers, or Anti-monopolists, their
slogans and their platforms all pointed in one direction. Even the
Prohibitionists, who in 1872 started on their career with a single issue, the
abolition of the liquor traffic, found themselves making declarations of faith
on other matters and hopelessly split over the money question in 1896.
A composite view of the platforms put forth by the dissenting parties from the
administration of Grant to the close of Cleveland's second term reveals certain
notions common to them all. These included among many others: the earliest
possible payment of the national debt; regulation of the rates of railways and
telegraph companies; repeal of the specie resumption act of 1875; the issue of
legal tender notes by the government convertible into interest-bearing
obligations on demand; unlimited coinage of silver as well as gold; a graduated
inheritance tax; legislation to take from "land, railroad, money, and other
gigantic corporate monopolies ... the powers they have so corruptly and unjustly
usurped"; popular or direct election of United States Senators; woman suffrage;
and a graduated income tax, "placing the burden of government on those who can
best afford to pay instead of laying it on the farmers and producers."
Criticism of the Old Parties.—To this long program of measures the reformers
added harsh and acrid criticism of the old parties and sometimes, it must be
said, of established institutions of government. "We denounce," exclaimed the
Labor party in 1888, "the Democratic and Republican parties as hopelessly and
shamelessly corrupt and by reason of their affiliation with monopolies equally
unworthy of the suffrages of those who do not live upon public plunder." "The
United States Senate," insisted the Greenbackers, "is a body composed largely of
aristocratic millionaires who according to their own party papers generally
purchased their elections in order to protect the great monopolies which they
represent." Indeed, if their platforms are to be accepted at face value, the
Greenbackers believed that the entire government had passed out of the hands of
the people.
The Grangers.—This unsparing, not to say revolutionary, criticism of American
political life, appealed, it seems, mainly to farmers in the Middle West. Always
active in politics, they had, before the Civil War, cast their lot as a rule
with one or the other of the leading parties. In 1867, however, there grew up
among them an association known as the "Patrons of Husbandry," which was
destined to play a large rôle in the partisan contests of the succeeding
decades. This society, which organized local lodges or "granges" on principles
of secrecy and fraternity, was originally designed to promote in a general way
the interests of the farmers. Its political bearings were apparently not grasped
at first by its promoters. Yet, appealing as it did to the most active and
independent spirits among the farmers and gathering to itself the strength that
always comes from organization, it soon found itself in the hands of leaders
more or less involved in politics. Where a few votes are marshaled together in a
democracy, there is power.
The Greenback Party.—The first extensive activity of the Grangers was connected
with the attack on the railways in the Middle West which forced several state
legislatures to reduce freight and passenger rates by law. At the same time,
some leaders in the movement, no doubt emboldened by this success, launched in
1876 a new political party, popularly known as the Greenbackers, favoring a
continued re-issue of the legal tenders. The beginnings were disappointing; but
two years later, in the congressional elections, the Greenbackers swept whole
sections of the country. Their candidates polled more than a million votes and
fourteen of them were returned to the House of Representatives. To all outward
signs a new and formidable party had entered the lists.
The sanguine hopes of the leaders proved to be illusory. The quiet operations of
the resumption act the following year, a revival of industry from a severe panic
which had set in during 1873, the Silver Purchase Act, and the re-issue of
Greenbacks cut away some of the grounds of agitation. There was also a diversion
of forces to the silver faction which had a substantial support in the silver
mine owners of the West. At all events the Greenback vote fell to about 300,000
in the election of 1880. A still greater drop came four years later and the
party gave up the ghost, its sponsors returning to their former allegiance or
sulking in their tents.
The Rise of the Populist Party.—Those leaders of the old parties who now looked
for a happy future unvexed by new factions were doomed to disappointment. The
funeral of the Greenback party was hardly over before there arose two other
political specters in the agrarian sections: the National Farmers' Alliance and
Industrial Union, particularly strong in the South and West; and the Farmers'
Alliance, operating in the North. By 1890 the two orders claimed over three
million members. As in the case of the Grangers many years before, the leaders
among them found an easy way into politics. In 1892 they held a convention,
nominated a candidate for President, and adopted the name of "People's Party,"
from which they were known as Populists. Their platform, in every line, breathed
a spirit of radicalism. They declared that "the newspapers are largely
subsidized or muzzled; public opinion silenced; business prostrate; our homes
covered with mortgages; and the land concentrating in the hands of
capitalists.... The fruits of the toil of millions are boldly stolen to build up
colossal fortunes for a few." Having delivered this sweeping indictment, the
Populists put forward their remedies: the free coinage of silver, a graduated
income tax, postal savings banks, and government ownership of railways and
telegraphs. At the same time they approved the initiative, referendum, and
popular election of Senators, and condemned the use of federal troops in labor
disputes. On this platform, the Populists polled over a million votes, captured
twenty-two presidential electors, and sent a powerful delegation to Congress.
Industrial Distress Augments Unrest.—The four years intervening between the
campaign of 1892 and the next presidential election brought forth many events
which aggravated the ill-feeling expressed in the portentous platform of
Populism. Cleveland, a consistent enemy of free silver, gave his powerful
support to the gold standard and insisted on the repeal of the Silver Purchase
Act, thus alienating an increasing number of his own party. In 1893 a grave
industrial crisis fell upon the land: banks and business houses went into
bankruptcy with startling rapidity; factories were closed; idle men thronged the
streets hunting for work; and the prices of wheat and corn dropped to a ruinous
level. Labor disputes also filled the crowded record. A strike at the Pullman
car works in Chicago spread to the railways. Disorders ensued. President
Cleveland, against the protests of the governor of Illinois, John P. Altgeld,
dispatched troops to the scene of action. The United States district court at
Chicago issued an injunction forbidding the president of the Railway Union,
Eugene V. Debs, or his assistants to interfere with the transmission of the
mails or interstate commerce in any form. For refusing to obey the order, Debs
was arrested and imprisoned. With federal troops in possession of the field,
with their leader in jail, the strikers gave up the battle, defeated but not
subdued. To cap the climax the Supreme Court of the United States, the following
year (1895) declared null and void the income tax law just enacted by Congress,
thus fanning the flames of Populist discontent all over the West and South.
The Sound Money Battle of 1896
Conservative Men Alarmed.—Men of conservative thought and leaning in both
parties were by this time thoroughly disturbed. They looked upon the rise of
Populism and the growth of labor disputes as the signs of a revolutionary
spirit, indeed nothing short of a menace to American institutions and ideals.
The income tax law of 1894, exclaimed the distinguished New York advocate,
Joseph H. Choate, in an impassioned speech before the Supreme Court, "is
communistic in its purposes and tendencies and is defended here upon principles
as communistic, socialistic—what shall I call them—populistic as ever have been
addressed to any political assembly in the world." Mr. Justice Field in the name
of the Court replied: "The present assault upon capital is but the beginning. It
will be but the stepping stone to others larger and more sweeping till our
political conditions will become a war of the poor against the rich." In
declaring the income tax unconstitutional, he believed that he was but averting
greater evils lurking under its guise. As for free silver, nearly all
conservative men were united in calling it a measure of confiscation and
repudiation; an effort of the debtors to pay their obligations with money worth
fifty cents on the dollar; the climax of villainies openly defended; a challenge
to law, order, and honor.
The Republicans Come Out for the Gold Standard.—It was among the Republicans
that this opinion was most widely shared and firmly held. It was they who picked
up the gauge thrown down by the Populists, though a host of Democrats, like
Cleveland and Hill of New York, also battled against the growing Populist
defection in Democratic ranks. When the Republican national convention assembled
in 1896, the die was soon cast; a declaration of opposition to free silver save
by international agreement was carried by a vote of eight to one. The Republican
party, to use the vigorous language of Mr. Lodge, arrayed itself against "not
only that organized failure, the Democratic party, but all the wandering forces
of political chaos and social disorder ... in these bitter times when the forces
of disorder are loose and the wreckers with their false lights gather at the
shore to lure the ship of state upon the rocks." Yet it is due to historic truth
to state that McKinley, whom the Republicans nominated, had voted in Congress
for the free coinage of silver, was widely known as a bimetallist, and was only
with difficulty persuaded to accept the unequivocal indorsement of the gold
standard which was pressed upon him by his counselors. Having accepted it,
however, he proved to be a valiant champion, though his major interest was
undoubtedly in the protective tariff. To him nothing was more reprehensible than
attempts "to array class against class, 'the classes against the masses,'
section against section, labor against capital, 'the poor against the rich,' or
interest against interest." Such was the language of his acceptance speech. The
whole program of Populism he now viewed as a "sudden, dangerous, and
revolutionary assault upon law and order."
The Democratic Convention at Chicago.—Never, save at the great disruption on the
eve of the Civil War, did a Democratic national convention display more feeling
than at Chicago in 1896. From the opening prayer to the last motion before the
house, every act, every speech, every scene, every resolution evoked passions
and sowed dissensions. Departing from long party custom, it voted down in anger
a proposal to praise the administration of the Democratic President, Cleveland.
When the platform with its radical planks, including free silver, was reported,
a veritable storm broke. Senator Hill, trembling with emotion, protested against
the departure from old tests of Democratic allegiance; against principles that
must drive out of the party men who had grown gray in its service; against
revolutionary, unwise, and unprecedented steps in the history of the party.
Senator Vilas of Wisconsin, in great fervor, avowed that there was no difference
in principle between the free coinage of silver—"the confiscation of one-half of
the credits of the nation for the benefit of debtors"—and communism itself—"a
universal distribution of property." In the triumph of that cause he saw the
beginning of "the overthrow of all law, all justice, all security and repose in
the social order."
Copyright by Underwood and Underwood, N.Y.
William J. Bryan in 1898
The Crown of Thorns Speech.—The champions of free silver replied in strident
tones. They accused the gold advocates of being the aggressors who had assailed
the labor and the homes of the people. William Jennings Bryan, of Nebraska,
voiced their sentiments in a memorable oration. He declared that their cause
"was as holy as the cause of liberty—the cause of humanity." He exclaimed that
the contest was between the idle holders of idle capital and the toiling
millions. Then he named those for whom he spoke—the wage-earner, the country
lawyer, the small merchant, the farmer, and the miner. "The man who is employed
for wages is as much a business man as his employer. The attorney in a country
town is as much a business man as the corporation counsel in a great metropolis.
The merchant at the cross roads store is as much a business man as the merchant
of New York. The farmer ... is as much a business man as the man who goes upon
the board of trade and bets upon the price of grain. The miners who go a
thousand feet into the earth or climb two thousand feet upon the cliffs ... are
as much business men as the few financial magnates who in a back room corner the
money of the world.... It is for these that we speak. We do not come as
aggressors. Ours is not a war of conquest. We are fighting in defense of our
homes, our families, and our posterity. We have petitioned and our petitions
have been scorned. We have entreated and our entreaties have been disregarded.
We have begged and they have mocked when our calamity came. We beg no longer; we
entreat no more; we petition no more. We defy them.... We shall answer their
demands for a gold standard by saying to them, 'You shall not press upon the
brow of labor this crown of thorns. You shall not crucify mankind upon a cross
of gold.'"
Bryan Nominated.—In all the history of national conventions never had an orator
so completely swayed a multitude; not even Yancey in his memorable plea in the
Charleston convention of 1860 when, with grave and moving eloquence, he espoused
the Southern cause against the impending fates. The delegates, after cheering
Mr. Bryan until they could cheer no more, tore the standards from the floor and
gathered around the Nebraska delegation to renew the deafening applause. The
platform as reported was carried by a vote of two to one and the young orator
from the West, hailed as America's Tiberius Gracchus, was nominated as the
Democratic candidate for President. The South and West had triumphed over the
East. The division was sectional, admittedly sectional—the old combination of
power which Calhoun had so anxiously labored to build up a century earlier. The
Gold Democrats were repudiated in terms which were clear to all. A few, unable
to endure the thought of voting the Republican ticket, held a convention at
Indianapolis where, with the sanction of Cleveland, they nominated candidates of
their own and endorsed the gold standard in a forlorn hope.
The Democratic Platform.—It was to the call from Chicago that the Democrats gave
heed and the Republicans made answer. The platform on which Mr. Bryan stood,
unlike most party manifestoes, was explicit in its language and its appeal. It
denounced the practice of allowing national banks to issue notes intended to
circulate as money on the ground that it was "in derogation of the
Constitution," recalling Jackson's famous attack on the Bank in 1832. It
declared that tariff duties should be laid "for the purpose of
revenue"—Calhoun's doctrine. In demanding the free coinage of silver, it
recurred to the practice abandoned in 1873. The income tax came next on the
program. The platform alleged that the law of 1894, passed by a Democratic
Congress, was "in strict pursuance of the uniform decisions of the Supreme Court
for nearly a hundred years," and then hinted that the decision annulling the law
might be reversed by the same body "as it may hereafter be constituted."
The appeal to labor voiced by Mr. Bryan in his "crown of thorns" speech was
reinforced in the platform. "As labor creates the wealth of the country," ran
one plank, "we demand the passage of such laws as may be necessary to protect it
in all its rights." Referring to the recent Pullman strike, the passions of
which had not yet died away, the platform denounced "arbitrary interference by
federal authorities in local affairs as a violation of the Constitution of the
United States and a crime against free institutions." A special objection was
lodged against "government by injunction as a new and highly dangerous form of
oppression by which federal judges, in contempt of the laws of states and rights
of citizens, become at once legislators, judges, and executioners." The remedy
advanced was a federal law assuring trial by jury in all cases of contempt in
labor disputes. Having made this declaration of faith, the Democrats, with Mr.
Bryan at the head, raised their standard of battle.
The Heated Campaign.—The campaign which ensued outrivaled in the range of its
educational activities and the bitterness of its tone all other political
conflicts in American history, not excepting the fateful struggle of 1860.
Immense sums of money were contributed to the funds of both parties. Railway,
banking, and other corporations gave generously to the Republicans; the silver
miners, less lavishly but with the same anxiety, supported the Democrats. The
country was flooded with pamphlets, posters, and handbills. Every public forum,
from the great auditoriums of the cities to the "red schoolhouses" on the
countryside, was occupied by the opposing forces.
Mr. Bryan took the stump himself, visiting all parts of the country in special
trains and addressing literally millions of people in the open air. Mr. McKinley
chose the older and more formal plan. He received delegations at his home in
Canton and discussed the issues of the campaign from his front porch, leaving to
an army of well-organized orators the task of reaching the people in their home
towns. Parades, processions, and monster demonstrations filled the land with
politics. Whole states were polled in advance by the Republicans and the
doubtful voters personally visited by men equipped with arguments and
literature. Manufacturers, frightened at the possibility of disordered public
credit, announced that they would close their doors if the Democrats won the
election. Men were dismissed from public and private places on account of their
political views, one eminent college president being forced out for advocating
free silver. The language employed by impassioned and embittered speakers on
both sides roused the public to a state of frenzy, once more showing the lengths
to which men could go in personal and political abuse.
The Republican Victory.—The verdict of the nation was decisive. McKinley
received 271 of the 447 electoral votes, and 7,111,000 popular votes as against
Bryan's 6,509,000. The congressional elections were equally positive although,
on account of the composition of the Senate, the "hold-over" Democrats and
Populists still enjoyed a power out of proportion to their strength as measured
at the polls. Even as it was, the Republicans got full control of both houses—a
dominion of the entire government which they were to hold for fourteen
years—until the second half of Mr. Taft's administration, when they lost
possession of the House of Representatives. The yoke of indecision was broken.
The party of sound finance and protective tariffs set out upon its lease of
power with untroubled assurance.
Republican Measures and Results
The Gold Standard and the Tariff.—Yet strange as it may seem, the Republicans
did not at once enact legislation making the gold dollar the standard for the
national currency. Not until 1900 did they take that positive step. In his first
inaugural President McKinley, as if still uncertain in his own mind or fearing a
revival of the contest just closed, placed the tariff, not the money question,
in the forefront. "The people have decided," he said, "that such legislation
should be had as will give ample protection and encouragement to the industries
and development of our country." Protection for American industries, therefore,
he urged, is the task before Congress. "With adequate revenue secured, but not
until then, we can enter upon changes in our fiscal laws." As the Republicans
had only forty-six of the ninety Senators, and at least four of them were known
advocates of free silver, the discretion exercised by the President in selecting
the tariff for congressional debate was the better part of valor.
Congress gave heed to the warning. Under the direction of Nelson P. Dingley,
whose name was given to the bill, a tariff measure levying the highest rates yet
laid in the history of American imposts was prepared and driven through the
House of Representatives. The opposition encountered in the Senate, especially
from the West, was overcome by concessions in favor of that section; but the
duties on sugar, tin, steel, lumber, hemp, and in fact all of the essential
commodities handled by combinations and trusts, were materially raised.
Copyright by Underwood and Underwood, N.Y.
President McKinley and His Cabinet
Growth of Combinations.—The years that followed the enactment of the Dingley law
were, whatever the cause, the most prosperous the country had witnessed for many
a decade. Industries of every kind were soon running full blast; labor was
employed; commerce spread more swiftly than ever to the markets of the world.
Coincident with this progress was the organization of the greatest combinations
and trusts the world had yet seen. In 1899 the smelters formed a trust with a
capital of $65,000,000; in the same year the Standard Oil Company with a capital
of over one hundred millions took the place of the old trust; and the Copper
Trust was incorporated under the laws of New Jersey, its par value capital being
fixed shortly afterward at $175,000,000. A year later the National Sugar
Refining Company, of New Jersey, started with a capital of $90,000,000, adopting
the policy of issuing to the stockholders no public statement of its earnings or
financial condition. Before another twelvemonth had elapsed all previous
corporate financing was reduced to small proportions by the flotation of the
United States Steel Corporation with a capital of more than a billion dollars,
an enterprise set in motion by the famous Morgan banking house of New York.
In nearly all these gigantic undertakings, the same great leaders in finance
were more or less intimately associated. To use the language of an eminent
authority: "They are all allied and intertwined by their various mutual
interests. For instance, the Pennsylvania Railroad interests are on the one hand
allied with the Vanderbilts and on the other with the Rockefellers. The
Vanderbilts are closely allied with the Morgan group.... Viewed as a whole we
find the dominating influences in the trusts to be made up of a network of large
and small capitalists, many allied to one another by ties of more or less
importance, but all being appendages to or parts of the greater groups which are
themselves dependent on and allied with the two mammoth or Rockefeller and
Morgan groups. These two mammoth groups jointly ... constitute the heart of the
business and commercial life of the nation." Such was the picture of triumphant
business enterprise drawn by a financier within a few years after the memorable
campaign of 1896.
America had become one of the first workshops of the world. It was, by virtue of
the closely knit organization of its business and finance, one of the most
powerful and energetic leaders in the struggle of the giants for the business of
the earth. The capital of the Steel Corporation alone was more than ten times
the total national debt which the apostles of calamity in the days of Washington
and Hamilton declared the nation could never pay. American industry, filling
domestic markets to overflowing, was ready for new worlds to conquer.
References
F.W. Taussig, Tariff History of the United States.
J.L. Laughlin, Bimetallism in the United States.
A.B. Hepburn, History of Coinage and Currency in the United States.
E.R.A. Seligman, The Income Tax.
S.J. Buck, The Granger Movement (Harvard Studies).
F.H. Dixon, State Railroad Control.
H.R. Meyer, Government Regulation of Railway Rates.
W.Z. Ripley (editor), Trusts, Pools, and Corporations.
R.T. Ely, Monopolies and Trusts.
J.B. Clark, The Control of Trusts.
Questions
1. What proof have we that the political parties were not clearly divided over
issues between 1865 and 1896?
2. Why is a fall in prices a loss to farmers and a gain to holders of fixed
investments?
3. Explain the theory that the quantity of money determines the prices of
commodities.
4. Why was it difficult, if not impossible, to keep gold and silver at a parity?
5. What special conditions favored a fall in silver between 1870 and 1896?
6. Describe some of the measures taken to raise the value of silver.
7. Explain the relation between the tariff and the income tax in 1894.
8. How did it happen that the farmers led in regulating railway rates?
9. Give the terms of the Sherman Anti-Trust Act. What was its immediate effect?
10. Name some of the minor parties. Enumerate the reforms they advocated.
11. Describe briefly the experiments of the farmers in politics.
12. How did industrial conditions increase unrest?
13. Why were conservative men disturbed in the early nineties?
14. Explain the Republican position in 1896.
15. Give Mr. Bryan's doctrines in 1896. Enumerate the chief features of the
Democratic platform.
16. What were the leading measures adopted by the Republicans after their
victory in 1896?
Research Topics
Greenbacks and Resumption.—Dewey, Financial History of the United States (6th
ed.), Sections 122-125, 154, and 378; MacDonald, Documentary Source Book of
American History, pp. 446, 566; Hart, American History Told by Contemporaries,
Vol. IV, pp. 531-533; Rhodes, History of the United States, Vol. VIII, pp.
97-101.
Demonetization and Coinage of Silver.—Dewey, Financial History, Sections
170-173, 186, 189, 194; MacDonald, Documentary Source Book, pp. 174, 573, 593,
595; Hart, Contemporaries, Vol. IV, pp. 529-531; Rhodes, History, Vol. VIII, pp.
93-97.
Free Silver and the Campaign of 1896.—Dewey, National Problems (American Nation
Series), pp. 220-237, 314-328; Hart, Contemporaries, Vol. IV, pp. 533-538.
Tariff Revision.—Dewey, Financial History, Sections 167, 180, 181, 187, 192,
196; Hart, Contemporaries, Vol. IV, pp. 518-525; Rhodes, History, Vol. VIII, pp.
168-179, 346-351, 418-422.
Federal Regulation of Railways.—Dewey, National Problems, pp. 91-111; MacDonald,
Documentary Source Book, pp. 581-590; Hart, Contemporaries, Vol. IV, pp.
521-523; Rhodes, History, Vol. VIII, pp. 288-292.
The Rise and Regulation of Trusts.—Dewey, National Problems, pp. 188-202;
MacDonald, Documentary Source Book, pp. 591-593.
The Grangers and Populism.—Paxson, The New Nation (Riverside Series), pp. 20-37,
177-191, 208-223.
General Analysis of Domestic Problems.—Syllabus in History (New York State,
1920), pp. 137-142.
CHAPTER XX
AMERICA A WORLD POWER (1865-1900)
It has now become a fashion, sanctioned by wide usage and by eminent historians,
to speak of America, triumphant over Spain and possessed of new colonies, as
entering the twentieth century in the rôle of "a world power," for the first
time. Perhaps at this late day, it is useless to protest against the currency of
the idea. Nevertheless, the truth is that from the fateful moment in March,
1775, when Edmund Burke unfolded to his colleagues in the British Parliament the
resources of an invincible America, down to the settlement at Versailles in 1919
closing the drama of the World War, this nation has been a world power,
influencing by its example, by its institutions, by its wealth, trade, and arms
the course of international affairs. And it should be said also that neither in
the field of commercial enterprise nor in that of diplomacy has it been wanting
in spirit or ingenuity.
When John Hay, Secretary of State, heard that an American citizen, Perdicaris,
had been seized by Raisuli, a Moroccan bandit, in 1904, he wired his brusque
message: "We want Perdicaris alive or Raisuli dead." This was but an echo of
Commodore Decatur's equally characteristic answer, "Not a minute," given nearly
a hundred years before to the pirates of Algiers begging for time to consider
whether they would cease preying upon American merchantmen. Was it not as early
as 1844 that the American commissioner, Caleb Cushing, taking advantage of the
British Opium War on China, negotiated with the Celestial Empire a successful
commercial treaty? Did he not then exultantly exclaim: "The laws of the Union
follow its citizens and its banner protects them even within the domain of the
Chinese Empire"? Was it not almost half a century before the battle of Manila
Bay in 1898, that Commodore Perry with an adequate naval force "gently coerced
Japan into friendship with us," leading all the nations of the earth in the
opening of that empire to the trade of the Occident? Nor is it inappropriate in
this connection to recall the fact that the Monroe Doctrine celebrates in 1923
its hundredth anniversary.
American Foreign Relations (1865-98)
French Intrigues in Mexico Blocked.—Between the war for the union and the war
with Spain, the Department of State had many an occasion to present the rights
of America among the powers of the world. Only a little while after the civil
conflict came to a close, it was called upon to deal with a dangerous situation
created in Mexico by the ambitions of Napoleon III. During the administration of
Buchanan, Mexico had fallen into disorder through the strife of the Liberal and
the Clerical parties; the President asked for authority to use American troops
to bring to a peaceful haven "a wreck upon the ocean, drifting about as she is
impelled by different factions." Our own domestic crisis then intervened.
Observing the United States heavily involved in its own problems, the great
powers, England, France, and Spain, decided in the autumn of 1861 to take a hand
themselves in restoring order in Mexico. They entered into an agreement to
enforce the claims of their citizens against Mexico and to protect their
subjects residing in that republic. They invited the United States to join them,
and, on meeting a polite refusal, they prepared for a combined military and
naval demonstration on their own account. In the midst of this action England
and Spain, discovering the sinister purposes of Napoleon, withdrew their troops
and left the field to him.
The French Emperor, it was well known, looked with jealousy upon the growth of
the United States and dreamed of establishing in the Western hemisphere an
imperial power to offset the American republic. Intervention to collect debts
was only a cloak for his deeper designs. Throwing off that guise in due time, he
made the Archduke Maximilian, a brother of the ruler of Austria, emperor in
Mexico, and surrounded his throne by French soldiers, in spite of all protests.
This insolent attack upon the Mexican republic, deeply resented in the United
States, was allowed to drift in its course until 1865. At that juncture General
Sheridan was dispatched to the Mexican border with a large armed force; General
Grant urged the use of the American army to expel the French from this
continent. The Secretary of State, Seward, counseled negotiation first, and,
applying the Monroe Doctrine, was able to prevail upon Napoleon III to withdraw
his troops. Without the support of French arms, the sham empire in Mexico
collapsed like a house of cards and the unhappy Maximilian, the victim of French
ambition and intrigue, met his death at the hands of a Mexican firing squad.
Alaska Purchased.—The Mexican affair had not been brought to a close before the
Department of State was busy with negotiations which resulted in the purchase of
Alaska from Russia. The treaty of cession, signed on March 30, 1867, added to
the United States a domain of nearly six hundred thousand square miles, a
territory larger than Texas and nearly three-fourths the size of the Louisiana
purchase. Though it was a distant colony separated from our continental domain
by a thousand miles of water, no question of "imperialism" or "colonization
foreign to American doctrines" seems to have been raised at the time. The treaty
was ratified promptly by the Senate. The purchase price, $7,200,000, was voted
by the House of Representatives after the display of some resentment against a
system that compelled it to appropriate money to fulfill an obligation which it
had no part in making. Seward, who formulated the treaty, rejoiced, as he
afterwards said, that he had kept Alaska out of the hands of England.
American Interest in the Caribbean.—Having achieved this diplomatic triumph,
Seward turned to the increase of American power in another direction. He
negotiated, with Denmark, a treaty providing for the purchase of the islands of
St. John and St. Thomas in the West Indies, strategic points in the Caribbean
for sea power. This project, long afterward brought to fruition by other men,
was defeated on this occasion by the refusal of the Senate to ratify the treaty.
Evidently it was not yet prepared to exercise colonial dominion over other
races.
Undaunted by the misadventure in Caribbean policies, President Grant warmly
advocated the acquisition of Santo Domingo. This little republic had long been
in a state of general disorder. In 1869 a treaty of annexation was concluded
with its president. The document Grant transmitted to the Senate with his
cordial approval, only to have it rejected. Not at all changed in his opinion by
the outcome of his effort, he continued to urge the subject of annexation. Even
in his last message to Congress he referred to it, saying that time had only
proved the wisdom of his early course. The addition of Santo Domingo to the
American sphere of protection was the work of a later generation. The State
Department, temporarily checked, had to bide its time.
The Alabama Claims Arbitrated.—Indeed, it had in hand a far more serious matter,
a vexing issue that grew out of Civil War diplomacy. The British government, as
already pointed out in other connections, had permitted Confederate cruisers,
including the famous Alabama, built in British ports, to escape and prey upon
the commerce of the Northern states. This action, denounced at the time by our
government as a grave breach of neutrality as well as a grievous injury to
American citizens, led first to remonstrances and finally to repeated claims for
damages done to American ships and goods. For a long time Great Britain was
firm. Her foreign secretary denied all obligations in the premises, adding
somewhat curtly that "he wished to say once for all that Her Majesty's
government disclaimed any responsibility for the losses and hoped that they had
made their position perfectly clear." Still President Grant was not persuaded
that the door of diplomacy, though closed, was barred. Hamilton Fish, his
Secretary of State, renewed the demand. Finally he secured from the British
government in 1871 the treaty of Washington providing for the arbitration not
merely of the Alabama and other claims but also all points of serious
controversy between the two countries.
The tribunal of arbitration thus authorized sat at Geneva in Switzerland, and
after a long and careful review of the arguments on both sides awarded to the
United States the lump sum of $15,500,000 to be distributed among the American
claimants. The damages thus allowed were large, unquestionably larger than
strict justice required and it is not surprising that the decision excited much
adverse comment in England. Nevertheless, the prompt payment by the British
government swept away at once a great cloud of ill-feeling in America. Moreover,
the spectacle of two powerful nations choosing the way of peaceful arbitration
to settle an angry dispute seemed a happy, if illusory, omen of a modern method
for avoiding the arbitrament of war.
Samoa.—If the Senate had its doubts at first about the wisdom of acquiring
strategic points for naval power in distant seas, the same could not be said of
the State Department or naval officers. In 1872 Commander Meade, of the United
States navy, alive to the importance of coaling stations even in mid-ocean, made
a commercial agreement with the chief of Tutuila, one of the Samoan Islands, far
below the equator, in the southern Pacific, nearer to Australia than to
California. This agreement, providing among other things for our use of the
harbor of Pago Pago as a naval base, was six years later changed into a formal
treaty ratified by the Senate.
Such enterprise could not escape the vigilant eyes of England and Germany, both
mindful of the course of the sea power in history. The German emperor, seizing
as a pretext a quarrel between his consul in the islands and a native king, laid
claim to an interest in the Samoan group. England, aware of the dangers arising
from German outposts in the southern seas so near to Australia, was not content
to stand aside. So it happened that all three countries sent battleships to the
Samoan waters, threatening a crisis that was fortunately averted by friendly
settlement. If, as is alleged, Germany entertained a notion of challenging
American sea power then and there, the presence of British ships must have
dispelled that dream.
The result of the affair was a tripartite agreement by which the three powers in
1889 undertook a protectorate over the islands. But joint control proved
unsatisfactory. There was constant friction between the Germans and the English.
The spheres of authority being vague and open to dispute, the plan had to be
abandoned at the end of ten years. England withdrew altogether, leaving to
Germany all the islands except Tutuila, which was ceded outright to the United
States. Thus one of the finest harbors in the Pacific, to the intense delight of
the American navy, passed permanently under American dominion. Another triumph
in diplomacy was set down to the credit of the State Department.
Cleveland and the Venezuela Affair.—In the relations with South America, as well
as in those with the distant Pacific, the diplomacy of the government at
Washington was put to the test. For some time it had been watching a dispute
between England and Venezuela over the western boundary of British Guiana and,
on an appeal from Venezuela, it had taken a lively interest in the contest. In
1895 President Cleveland saw that Great Britain would yield none of her claims.
After hearing the arguments of Venezuela, his Secretary of State, Richard T.
Olney, in a note none too conciliatory, asked the British government whether it
was willing to arbitrate the points in controversy. This inquiry he accompanied
by a warning to the effect that the United States could not permit any European
power to contest its mastery in this hemisphere. "The United States," said the
Secretary, "is practically sovereign on this continent and its fiat is law upon
the subjects to which it confines its interposition.... Its infinite resources,
combined with its isolated position, render it master of the situation and
practically invulnerable against any or all other powers."
The reply evoked from the British government by this strong statement was firm
and clear. The Monroe Doctrine, it said, even if not so widely stretched by
interpretation, was not binding in international law; the dispute with Venezuela
was a matter of interest merely to the parties involved; and arbitration of the
question was impossible. This response called forth President Cleveland's
startling message of 1895. He asked Congress to create a commission authorized
to ascertain by researches the true boundary between Venezuela and British
Guiana. He added that it would be the duty of this country "to resist by every
means in its power, as a willful aggression upon its rights and interests, the
appropriation by Great Britain of any lands or the exercise of governmental
jurisdiction over any territory which, after investigation, we have determined
of right belongs to Venezuela." The serious character of this statement he
thoroughly understood. He declared that he was conscious of his
responsibilities, intimating that war, much as it was to be deplored, was not
comparable to "a supine submission to wrong and injustice and the consequent
loss of national self-respect and honor."
Grover Cleveland
The note of defiance which ran through this message, greeted by shrill cries of
enthusiasm in many circles, was viewed in other quarters as a portent of war.
Responsible newspapers in both countries spoke of an armed settlement of the
dispute as inevitable. Congress created the commission and appropriated money
for the investigation; a body of learned men was appointed to determine the
merits of the conflicting boundary claims. The British government, deaf to the
clamor of the bellicose section of the London press, deplored the incident,
courteously replied in the affirmative to a request for assistance in the search
for evidence, and finally agreed to the proposition that the issue be submitted
to arbitration. The outcome of this somewhat perilous dispute contributed not a
little to Cleveland's reputation as "a sterling representative of the true
American spirit." This was not diminished when the tribunal of arbitration found
that Great Britain was on the whole right in her territorial claims against
Venezuela.
The Annexation of Hawaii.—While engaged in the dangerous Venezuela controversy,
President Cleveland was compelled by a strange turn in events to consider the
annexation of the Hawaiian Islands in the mid-Pacific. For more than half a
century American missionaries had been active in converting the natives to the
Christian faith and enterprising American business men had been developing the
fertile sugar plantations. Both the Department of State and the Navy Department
were fully conscious of the strategic relation of the islands to the growth of
sea power and watched with anxiety any developments likely to bring them under
some other Dominion.
The country at large was indifferent, however, until 1893, when a revolution,
headed by Americans, broke out, ending in the overthrow of the native
government, the abolition of the primitive monarchy, and the retirement of Queen
Liliuokalani to private life. This crisis, a repetition of the Texas affair in a
small theater, was immediately followed by a demand from the new Hawaiian
government for annexation to the United States. President Harrison looked with
favor on the proposal, negotiated the treaty of annexation, and laid it before
the Senate for approval. There it still rested when his term of office was
brought to a close.
Harrison's successor, Cleveland, it was well known, had doubts about the
propriety of American action in Hawaii. For the purpose of making an inquiry
into the matter, he sent a special commissioner to the islands. On the basis of
the report of his agent, Cleveland came to the conclusion that "the revolution
in the island kingdom had been accomplished by the improper use of the armed
forces of the United States and that the wrong should be righted by a
restoration of the queen to her throne." Such being his matured conviction,
though the facts upon which he rested it were warmly controverted, he could do
nothing but withdraw the treaty from the Senate and close the incident.
To the Republicans this sharp and cavalier disposal of their plans, carried out
in a way that impugned the motives of a Republican President, was nothing less
than "a betrayal of American interests." In their platform of 1896 they made
clear their position: "Our foreign policy should be at all times firm, vigorous,
and dignified and all our interests in the Western hemisphere carefully watched
and guarded. The Hawaiian Islands should be controlled by the United States and
no foreign power should be permitted to interfere with them." There was no
mistaking this view of the issue. As the vote in the election gave popular
sanction to Republican policies, Congress by a joint resolution, passed on July
6, 1898, annexed the islands to the United States and later conferred upon them
the ordinary territorial form of government.
Cuba and the Spanish War
Early American Relations with Cuba.—The year that brought Hawaii finally under
the American flag likewise drew to a conclusion another long controversy over a
similar outpost in the Atlantic, one of the last remnants of the once glorious
Spanish empire—the island of Cuba.
For a century the Department of State had kept an anxious eye upon this base of
power, knowing full well that both France and England, already well established
in the West Indies, had their attention also fixed upon Cuba. In the
administration of President Fillmore they had united in proposing to the United
States a tripartite treaty guaranteeing Spain in her none too certain ownership.
This proposal, squarely rejected, furnished the occasion for a statement of
American policy which stood the test of all the years that followed; namely,
that the affair was one between Spain and the United States alone.
In that long contest in the United States for the balance of power between the
North and South, leaders in the latter section often thought of bringing Cuba
into the union to offset the free states. An opportunity to announce their
purposes publicly was afforded in 1854 by a controversy over the seizure of an
American ship by Cuban authorities. On that occasion three American ministers
abroad, stationed at Madrid, Paris, and London respectively, held a conference
and issued the celebrated "Ostend Manifesto." They united in declaring that
Cuba, by her geographical position, formed a part of the United States, that
possession by a foreign power was inimical to American interests, and that an
effort should be made to purchase the island from Spain. In case the owner
refused to sell, they concluded, with a menacing flourish, "by every law, human
and divine, we shall be justified in wresting it from Spain if we possess the
power." This startling proclamation to the world was promptly disowned by the
United States government.
Revolutions in Cuba.—For nearly twenty years afterwards the Cuban question
rested. Then it was revived in another form during President Grant's
administrations, when the natives became engaged in a destructive revolt against
Spanish officials. For ten years—1868-78—a guerrilla warfare raged in the
island. American citizens, by virtue of their ancient traditions of democracy,
naturally sympathized with a war for independence and self-government.
Expeditions to help the insurgents were fitted out secretly in American ports.
Arms and supplies were smuggled into Cuba. American soldiers of fortune joined
their ranks. The enforcement of neutrality against the friends of Cuban
independence, no pleasing task for a sympathetic President, the protection of
American lives and property in the revolutionary area, and similar matters kept
our government busy with Cuba for a whole decade.
A brief lull in Cuban disorders was followed in 1895 by a renewal of the
revolutionary movement. The contest between the rebels and the Spanish troops,
marked by extreme cruelty and a total disregard for life and property, exceeded
all bounds of decency, and once more raised the old questions that had tormented
Grant's administration. Gomez, the leader of the revolt, intent upon provoking
American interference, laid waste the land with fire and sword. By a
proclamation of November 6, 1895, he ordered the destruction of sugar
plantations and railway connections and the closure of all sugar factories. The
work of ruin was completed by the ruthless Spanish general, Weyler, who
concentrated the inhabitants from rural regions into military camps, where they
died by the hundreds of disease and starvation. Stories of the atrocities, bad
enough in simple form, became lurid when transmuted into American news and
deeply moved the sympathies of the American people. Sermons were preached about
Spanish misdeeds; orators demanded that the Cubans be sustained "in their heroic
struggle for independence"; newspapers, scouting the ordinary forms of
diplomatic negotiation, spurned mediation and demanded intervention and war if
necessary.
Underwood and Underwood, N.Y.
Cuban Revolutionists
President Cleveland's Policy.—Cleveland chose the way of peace. He ordered the
observance of the rule of neutrality. He declined to act on a resolution of
Congress in favor of giving to the Cubans the rights of belligerents. Anxious to
bring order to the distracted island, he tendered to Spain the good offices of
the United States as mediator in the contest—a tender rejected by the Spanish
government with the broad hint that President Cleveland might be more vigorous
in putting a stop to the unlawful aid in money, arms, and supplies, afforded to
the insurgents by American sympathizers. Thereupon the President returned to the
course he had marked out for himself, leaving "the public nuisance" to his
successor, President McKinley.
Republican Policies.—The Republicans in 1897 found themselves in a position to
employ that "firm, vigorous, and dignified" foreign policy which they had
approved in their platform. They had declared: "The government of Spain having
lost control of Cuba and being unable to protect the property or lives of
resident American citizens or to comply with its treaty obligations, we believe
that the government of the United States should actively use its influence and
good offices to restore peace and give independence to the island." The American
property in Cuba to which the Republicans referred in their platform amounted by
this time to more than fifty million dollars; the commerce with the island
reached more than one hundred millions annually; and the claims of American
citizens against Spain for property destroyed totaled sixteen millions. To the
pleas of humanity which made such an effective appeal to the hearts of the
American people, there were thus added practical considerations of great weight.
President McKinley Negotiates.—In the face of the swelling tide of popular
opinion in favor of quick, drastic, and positive action, McKinley chose first
the way of diplomacy. A short time after his inauguration he lodged with the
Spanish government a dignified protest against its policies in Cuba, thus
opening a game of thrust and parry with the suave ministers at Madrid. The
results of the exchange of notes were the recall of the obnoxious General
Weyler, the appointment of a governor-general less bloodthirsty in his methods,
a change in the policy of concentrating civilians in military camps, and finally
a promise of "home rule" for Cuba. There is no doubt that the Spanish government
was eager to avoid a war that could have but one outcome. The American minister
at Madrid, General Woodford, was convinced that firm and patient pressure would
have resulted in the final surrender of Cuba by the Spanish government.
The De Lome and the Maine Incidents.—Such a policy was defeated by events. In
February, 1898, a private letter written by Señor de Lome, the Spanish
ambassador at Washington, expressing contempt for the President of the United
States, was filched from the mails and passed into the hands of a journalist,
William R. Hearst, who published it to the world. In the excited state of
American opinion, few gave heed to the grave breach of diplomatic courtesy
committed by breaking open private correspondence. The Spanish government was
compelled to recall De Lome, thus officially condemning his conduct.
At this point a far more serious crisis put the pacific relations of the two
negotiating countries in dire peril. On February 15, the battleship Maine,
riding in the harbor of Havana, was blown up and sunk, carrying to death two
officers and two hundred and fifty-eight members of the crew. This tragedy,
ascribed by the American public to the malevolence of Spanish officials,
profoundly stirred an already furious nation. When, on March 21, a commission of
inquiry reported that the ill-fated ship had been blown up by a submarine mine
which had in turn set off some of the ship's magazines, the worst suspicions
seemed confirmed. If any one was inclined to be indifferent to the Cuban war for
independence, he was now met by the vehement cry: "Remember the Maine!"
Spanish Concessions.—Still the State Department, under McKinley's steady hand,
pursued the path of negotiation, Spain proving more pliable and more ready with
promises of reform in the island. Early in April, however, there came a decided
change in the tenor of American diplomacy. On the 4th, McKinley, evidently
convinced that promises did not mean performances, instructed our minister at
Madrid to warn the Spanish government that as no effective armistice had been
offered to the Cubans, he would lay the whole matter before Congress. This
decision, every one knew, from the temper of Congress, meant war—a prospect
which excited all the European powers. The Pope took an active interest in the
crisis. France and Germany, foreseeing from long experience in world politics an
increase of American power and prestige through war, sought to prevent it.
Spain, hopeless and conscious of her weakness, at last dispatched to the
President a note promising to suspend hostilities, to call a Cuban parliament,
and to grant all the autonomy that could be reasonably asked.
President McKinley Calls for War.—For reasons of his own—reasons which have
never yet been fully explained—McKinley ignored the final program of concessions
presented by Spain. At the very moment when his patient negotiations seemed to
bear full fruit, he veered sharply from his course and launched the country into
the war by sending to Congress his militant message of April 11, 1898. Without
making public the last note he had received from Spain, he declared that he was
brought to the end of his effort and the cause was in the hands of Congress.
Humanity, the protection of American citizens and property, the injuries to
American commerce and business, the inability of Spain to bring about permanent
peace in the island—these were the grounds for action that induced him to ask
for authority to employ military and naval forces in establishing a stable
government in Cuba. They were sufficient for a public already straining at the
leash.
The Resolution of Congress.—There was no doubt of the outcome when the issue was
withdrawn from diplomacy and placed in charge of Congress. Resolutions were soon
introduced into the House of Representatives authorizing the President to employ
armed force in securing peace and order in the island and "establishing by the
free action of the people thereof a stable and independent government of their
own." To the form and spirit of this proposal the Democrats and Populists took
exception. In the Senate, where they were stronger, their position had to be
reckoned with by the narrow Republican majority. As the resolution finally read,
the independence of Cuba was recognized; Spain was called upon to relinquish her
authority and withdraw from the island; and the President was empowered to use
force to the extent necessary to carry the resolutions into effect. Furthermore
the United States disclaimed "any disposition or intention to exercise
sovereignty, jurisdiction, or control over said island except for the
pacification thereof." Final action was taken by Congress on April 19, 1898, and
approved by the President on the following day.
War and Victory.—Startling events then followed in swift succession. The navy,
as a result in no small measure of the alertness of Theodore Roosevelt,
Assistant Secretary of the Department, was ready for the trial by battle. On May
1, Commodore Dewey at Manila Bay shattered the Spanish fleet, marking the doom
of Spanish dominion in the Philippines. On July 3, the Spanish fleet under
Admiral Cervera, in attempting to escape from Havana, was utterly destroyed by
American forces under Commodore Schley. On July 17, Santiago, invested by
American troops under General Shafter and shelled by the American ships, gave up
the struggle. On July 25 General Miles landed in Porto Rico. On August 13,
General Merritt and Admiral Dewey carried Manila by storm. The war was over.
The Peace Protocol.—Spain had already taken cognizance of stern facts. As early
as July 26, 1898, acting through the French ambassador, M. Cambon, the Madrid
government approached President McKinley for a statement of the terms on which
hostilities could be brought to a close. After some skirmishing Spain yielded
reluctantly to the ultimatum. On August 12, the preliminary peace protocol was
signed, stipulating that Cuba should be free, Porto Rico ceded to the United
States, and Manila occupied by American troops pending the formal treaty of
peace. On October 1, the commissioners of the two countries met at Paris to
bring about the final settlement.
Peace Negotiations.—When the day for the first session of the conference
arrived, the government at Washington apparently had not made up its mind on the
final disposition of the Philippines. Perhaps, before the battle of Manila Bay,
not ten thousand people in the United States knew or cared where the Philippines
were. Certainly there was in the autumn of 1898 no decided opinion as to what
should be done with the fruits of Dewey's victory. President McKinley doubtless
voiced the sentiment of the people when he stated to the peace commissioners on
the eve of their departure that there had originally been no thought of conquest
in the Pacific.
The march of events, he added, had imposed new duties on the country.
"Incidental to our tenure in the Philippines," he said, "is the commercial
opportunity to which American statesmanship cannot be indifferent. It is just to
use every legitimate means for the enlargement of American trade." On this
ground he directed the commissioners to accept not less than the cession of the
island of Luzon, the chief of the Philippine group, with its harbor of Manila.
It was not until the latter part of October that he definitely instructed them
to demand the entire archipelago, on the theory that the occupation of Luzon
alone could not be justified "on political, commercial, or humanitarian
grounds." This departure from the letter of the peace protocol was bitterly
resented by the Spanish agents. It was with heaviness of heart that they
surrendered the last sign of Spain's ancient dominion in the far Pacific.
The Final Terms of Peace.—The treaty of peace, as finally agreed upon, embraced
the following terms: the independence of Cuba; the cession of Porto Rico, Guam,
and the Philippines to the United States; the settlement of claims filed by the
citizens of both countries; the payment of twenty million dollars to Spain by
the United States for the Philippines; and the determination of the status of
the inhabitants of the ceded territories by Congress. The great decision had
been made. Its issue was in the hands of the Senate where the Democrats and the
Populists held the balance of power under the requirement of the two-thirds vote
for ratification.
The Contest in America over the Treaty of Peace.—The publication of the treaty
committing the United States to the administration of distant colonies directed
the shifting tides of public opinion into two distinct channels: support of the
policy and opposition to it. The trend in Republican leadership, long in the
direction marked out by the treaty, now came into the open. Perhaps a majority
of the men highest in the councils of that party had undergone the change of
heart reflected in the letters of John Hay, Secretary of State. In August of
1898 he had hinted, in a friendly letter to Andrew Carnegie, that he sympathized
with the latter's opposition to "imperialism"; but he had added quickly: "The
only question in my mind is how far it is now possible for us to withdraw from
the Philippines." In November of the same year he wrote to Whitelaw Reid, one of
the peace commissioners at Paris: "There is a wild and frantic attack now going
on in the press against the whole Philippine transaction. Andrew Carnegie really
seems to be off his head.... But all this confusion of tongues will go its way.
The country will applaud the resolution that has been reached and you will
return in the rôle of conquering heroes with your 'brows bound with oak.'"
Senator Beveridge of Indiana and Senator Platt of Connecticut, accepting the
verdict of history as the proof of manifest destiny, called for unquestioning
support of the administration in its final step. "Every expansion of our
territory," said the latter, "has been in accordance with the irresistible law
of growth. We could no more resist the successive expansions by which we have
grown to be the strongest nation on earth than a tree can resist its growth. The
history of territorial expansion is the history of our nation's progress and
glory. It is a matter to be proud of, not to lament. We should rejoice that
Providence has given us the opportunity to extend our influence, our
institutions, and our civilization into regions hitherto closed to us, rather
than contrive how we can thwart its designs."
This doctrine was savagely attacked by opponents of McKinley's policy, many a
stanch Republican joining with the majority of Democrats in denouncing the
treaty as a departure from the ideals of the republic. Senator Vest introduced
in the Senate a resolution that "under the Constitution of the United States, no
power is given to the federal Government to acquire territory to be held and
governed permanently as colonies." Senator Hoar, of Massachusetts, whose long
and honorable career gave weight to his lightest words, inveighed against the
whole procedure and to the end of his days believed that the new drift into
rivalry with European nations as a colonial power was fraught with genuine
danger. "Our imperialistic friends," he said, "seem to have forgotten the use of
the vocabulary of liberty. They talk about giving good government. 'We shall
give them such a government as we think they are fitted for.' 'We shall give
them a better government than they had before.' Why, Mr. President, that one
phrase conveys to a free man and a free people the most stinging of insults. In
that little phrase, as in a seed, is contained the germ of all despotism and of
all tyranny. Government is not a gift. Free government is not to be given by all
the blended powers of earth and heaven. It is a birthright. It belongs, as our
fathers said, and as their children said, as Jefferson said, and as President
McKinley said, to human nature itself."
The Senate, more conservative on the question of annexation than the House of
Representatives composed of men freshly elected in the stirring campaign of
1896, was deliberate about ratification of the treaty. The Democrats and
Populists were especially recalcitrant. Mr. Bryan hurried to Washington and
brought his personal influence to bear in favor of speedy action. Patriotism
required ratification, it was said in one quarter. The country desires peace and
the Senate ought not to delay, it was urged in another. Finally, on February 6,
1899, the requisite majority of two-thirds was mustered, many a Senator who
voted for the treaty, however, sharing the misgivings of Senator Hoar as to the
"dangers of imperialism." Indeed at the time, the Senators passed a resolution
declaring that the policy to be adopted in the Philippines was still an open
question, leaving to the future, in this way, the possibility of retracing their
steps.
The Attitude of England.—The Spanish war, while accomplishing the simple objects
of those who launched the nation on that course, like all other wars, produced
results wholly unforeseen. In the first place, it exercised a profound influence
on the drift of opinion among European powers. In England, sympathy with the
United States was from the first positive and outspoken. "The state of feeling
here," wrote Mr. Hay, then ambassador in London, "is the best I have ever known.
From every quarter the evidences of it come to me. The royal family by habit and
tradition are most careful not to break the rules of strict neutrality, but even
among them I find nothing but hearty kindness and—so far as is consistent with
propriety—sympathy. Among the political leaders on both sides I find not only
sympathy but a somewhat eager desire that 'the other fellows' shall not seem
more friendly."
Joseph Chamberlain, the distinguished Liberal statesman, thinking no doubt of
the continental situation, said in a political address at the very opening of
the war that the next duty of Englishmen "is to establish and maintain bonds of
permanent unity with our kinsmen across the Atlantic.... I even go so far as to
say that, terrible as war may be, even war would be cheaply purchased if, in a
great and noble cause, the Stars and Stripes and the Union Jack should wave
together over an Anglo-Saxon alliance." To the American ambassador he added
significantly that he did not "care a hang what they say about it on the
continent," which was another way of expressing the hope that the warning to
Germany and France was sufficient. This friendly English opinion, so useful to
the United States when a combination of powers to support Spain was more than
possible, removed all fears as to the consequences of the war. Henry Adams,
recalling days of humiliation in London during the Civil War, when his father
was the American ambassador, coolly remarked that it was "the sudden appearance
of Germany as the grizzly terror" that "frightened England into America's arms";
but the net result in keeping the field free for an easy triumph of American
arms was none the less appreciated in Washington where, despite outward calm,
fears of European complications were never absent.
American Policies in the Philippines and the Orient
Copyright by Underwood and Underwood, N.Y.
A Philippine Home
The Filipino Revolt against American Rule.—In the sphere of domestic politics,
as well as in the field of foreign relations, the outcome of the Spanish war
exercised a marked influence. It introduced at once problems of colonial
administration and difficulties in adjusting trade relations with the outlying
dominions. These were furthermore complicated in the very beginning by the
outbreak of an insurrection against American sovereignty in the Philippines. The
leader of the revolt, Aguinaldo, had been invited to join the American forces in
overthrowing Spanish dominion, and he had assumed, apparently without warrant,
that independence would be the result of the joint operations. When the news
reached him that the American flag had been substituted for the Spanish flag,
his resentment was keen. In February, 1899, there occurred a slight collision
between his men and some American soldiers. The conflict thus begun was followed
by serious fighting which finally dwindled into a vexatious guerrilla warfare
lasting three years and costing heavily in men and money. Atrocities were
committed by the native insurrectionists and, sad to relate, they were repaid in
kind; it was argued in defense of the army that the ordinary rules of warfare
were without terror to men accustomed to fighting like savages. In vain did
McKinley assure the Filipinos that the institutions and laws established in the
islands would be designed "not for our satisfaction or for the expression of our
theoretical views, but for the happiness, peace, and prosperity of the people of
the Philippine Islands." Nothing short of military pressure could bring the
warring revolutionists to terms.
Attacks on Republican "Imperialism."—The Filipino insurrection, following so
quickly upon the ratification of the treaty with Spain, moved the American
opponents of McKinley's colonial policies to redouble their denunciation of what
they were pleased to call "imperialism." Senator Hoar was more than usually
caustic in his indictment of the new course. The revolt against American rule
did but convince him of the folly hidden in the first fateful measures.
Everywhere he saw a conspiracy of silence and injustice. "I have failed to
discover in the speeches, public or private, of the advocates of this war," he
contended in the Senate, "or in the press which supports it and them, a single
expression anywhere of a desire to do justice to the people of the Philippine
Islands, or of a desire to make known to the people of the United States the
truth of the case.... The catchwords, the cries, the pithy and pregnant phrases
of which their speech is full, all mean dominion. They mean perpetual
dominion.... There is not one of these gentlemen who will rise in his place and
affirm that if he were a Filipino he would not do exactly as the Filipinos are
doing; that he would not despise them if they were to do otherwise. So much at
least they owe of respect to the dead and buried history—the dead and buried
history so far as they can slay and bury it—of their country." In the way of
practical suggestions, the Senator offered as a solution of the problem: the
recognition of independence, assistance in establishing self-government, and an
invitation to all powers to join in a guarantee of freedom to the islands.
The Republican Answer.—To McKinley and his supporters, engaged in a sanguinary
struggle to maintain American supremacy, such talk was more than quixotic; it
was scarcely short of treasonable. They pointed out the practical obstacles in
the way of uniform self-government for a collection of seven million people
ranging in civilization from the most ignorant hill men to the highly cultivated
inhabitants of Manila. The incidents of the revolt and its repression, they
admitted, were painful enough; but still nothing as compared with the chaos that
would follow the attempt of a people who had never had experience in such
matters to set up and sustain democratic institutions. They preferred rather the
gradual process of fitting the inhabitants of the islands for self-government.
This course, in their eyes, though less poetic, was more in harmony with the
ideals of humanity. Having set out upon it, they pursued it steadfastly to the
end. First, they applied force without stint to the suppression of the revolt.
Then they devoted such genius for colonial administration as they could command
to the development of civil government, commerce, and industry.
The Boxer Rebellion in China.—For a nation with a world-wide trade, steadily
growing, as the progress of home industries redoubled the zeal for new markets,
isolation was obviously impossible. Never was this clearer than in 1900 when a
native revolt against foreigners in China, known as the Boxer uprising,
compelled the United States to join with the powers of Europe in a military
expedition and a diplomatic settlement. The Boxers, a Chinese association, had
for some time carried on a campaign of hatred against all aliens in the
Celestial empire, calling upon the natives to rise in patriotic wrath and drive
out the foreigners who, they said, "were lacerating China like tigers." In the
summer of 1900 the revolt flamed up in deeds of cruelty. Missionaries and
traders were murdered in the provinces; foreign legations were stoned; the
German ambassador, one of the most cordially despised foreigners, was killed in
the streets of Peking; and to all appearances a frightful war of extermination
had begun. In the month of June nearly five hundred men, women, and children,
representing all nations, were besieged in the British quarters in Peking under
constant fire of Chinese guns and in peril of a terrible death.
Intervention in China.—Nothing but the arrival of armed forces, made up of
Japanese, Russian, British, American, French, and German soldiers and marines,
prevented the destruction of the beleaguered aliens. When once the foreign
troops were in possession of the Chinese capital, diplomatic questions of the
most delicate character arose. For more than half a century, the imperial powers
of Europe had been carving up the Chinese empire, taking to themselves
territory, railway concessions, mining rights, ports, and commercial privileges
at the expense of the huge but helpless victim. The United States alone among
the great nations, while as zealous as any in the pursuit of peaceful trade, had
refrained from seizing Chinese territory or ports. Moreover, the Department of
State had been urging European countries to treat China with fairness, to
respect her territorial integrity, and to give her equal trading privileges with
all nations.
The American Policy of the "Open Door."—In the autumn of 1899, Secretary Hay had
addressed to London, Berlin, Rome, Paris, Tokyo, and St. Petersburg his famous
note on the "open door" policy in China. In this document he proposed that
existing treaty ports and vested interests of the several foreign countries
should be respected; that the Chinese government should be permitted to extend
its tariffs to all ports held by alien powers except the few free ports; and
that there should be no discrimination in railway and port charges among the
citizens of foreign countries operating in the empire. To these principles the
governments addressed by Mr. Hay, finally acceded with evident reluctance.
American Dominions in the Pacific
On this basis he then proposed the settlement that had to follow the Boxer
uprising. "The policy of the Government of the United States," he said to the
great powers, in the summer of 1900, "is to seek a solution which may bring
about permanent safety and peace to China, preserve Chinese territorial and
administrative entity, protect all rights guaranteed to friendly powers by
treaty and international law, and safeguard for the world the principle of equal
and impartial trade with all parts of the Chinese empire." This was a friendly
warning to the world that the United States would not join in a scramble to
punish the Chinese by carving out more territory. "The moment we acted," said
Mr. Hay, "the rest of the world paused and finally came over to our ground; and
the German government, which is generally brutal but seldom silly, recovered its
senses, and climbed down off its perch."
In taking this position, the Secretary of State did but reflect the common sense
of America. "We are, of course," he explained, "opposed to the dismemberment of
that empire and we do not think that the public opinion of the United States
would justify this government in taking part in the great game of spoliation now
going on." Heavy damages were collected by the European powers from China for
the injuries inflicted upon their citizens by the Boxers; but the United States,
finding the sum awarded in excess of the legitimate claims, returned the balance
in the form of a fund to be applied to the education of Chinese students in
American universities. "I would rather be, I think," said Mr. Hay, "the dupe of
China than the chum of the Kaiser." By pursuing a liberal policy, he
strengthened the hold of the United States upon the affections of the Chinese
people and, in the long run, as he remarked himself, safeguarded "our great
commercial interests in that Empire."
Imperialism in the Presidential Campaign of 1900.—It is not strange that the
policy pursued by the Republican administration in disposing of the questions
raised by the Spanish War became one of the first issues in the presidential
campaign of 1900. Anticipating attacks from every quarter, the Republicans, in
renominating McKinley, set forth their position in clear and ringing phrases:
"In accepting by the treaty of Paris the just responsibility of our victories in
the Spanish War the President and Senate won the undoubted approval of the
American people. No other course was possible than to destroy Spain's
sovereignty throughout the West Indies and in the Philippine Islands. That
course created our responsibility, before the world and with the unorganized
population whom our intervention had freed from Spain, to provide for the
maintenance of law and order, and for the establishment of good government and
for the performance of international obligations. Our authority could not be
less than our responsibility, and wherever sovereign rights were extended it
became the high duty of the government to maintain its authority, to put down
armed insurrection, and to confer the blessings of liberty and civilization upon
all the rescued peoples. The largest measure of self-government consistent with
their welfare and our duties shall be secured to them by law." To give more
strength to their ticket, the Republican convention, in a whirlwind of
enthusiasm, nominated for the vice presidency, against his protest, Theodore
Roosevelt, the governor of New York and the hero of the Rough Riders, so popular
on account of their Cuban campaign.
The Democrats, as expected, picked up the gauntlet thrown down with such
defiance by the Republicans. Mr. Bryan, whom they selected as their candidate,
still clung to the currency issue; but the main emphasis, both of the platform
and the appeal for votes, was on the "imperialistic program" of the Republican
administration. The Democrats denounced the treatment of Cuba and Porto Rico and
condemned the Philippine policy in sharp and vigorous terms. "As we are not
willing," ran the platform, "to surrender our civilization or to convert the
Republic into an empire, we favor an immediate declaration of the Nation's
purpose to give to the Filipinos, first, a stable form of government; second,
independence; third, protection from outside interference.... The greedy
commercialism which dictated the Philippine policy of the Republican
administration attempts to justify it with the plea that it will pay, but even
this sordid and unworthy plea fails when brought to the test of facts. The war
of 'criminal aggression' against the Filipinos entailing an annual expense of
many millions has already cost more than any possible profit that could accrue
from the entire Philippine trade for years to come.... We oppose militarism. It
means conquest abroad and intimidation and oppression at home. It means the
strong arm which has ever been fatal to free institutions. It is what millions
of our citizens have fled from in Europe. It will impose upon our peace-loving
people a large standing army, an unnecessary burden of taxation, and would be a
constant menace to their liberties." Such was the tenor of their appeal to the
voters.
With the issues clearly joined, the country rejected the Democratic candidate
even more positively than four years before. The popular vote cast for McKinley
was larger and that cast for Bryan smaller than in the silver election. Thus
vindicated at the polls, McKinley turned with renewed confidence to the
development of the policies he had so far advanced. But fate cut short his
designs. In the September following his second inauguration, he was shot by an
anarchist while attending the Buffalo exposition. "What a strange and tragic
fate it has been of mine," wrote the Secretary of State, John Hay, on the day of
the President's death, "to stand by the bier of three of my dearest friends,
Lincoln, Garfield, and McKinley, three of the gentlest of men, all risen to the
head of the state and all done to death by assassins." On September 14, 1901,
the Vice President, Theodore Roosevelt, took up the lines of power that had
fallen from the hands of his distinguished chief, promising to continue
"absolutely unbroken" the policies he had inherited.
Summary of National Growth and World Politics
The economic aspects of the period between 1865 and 1900 may be readily summed
up: the recovery of the South from the ruin of the Civil War, the extension of
the railways, the development of the Great West, and the triumph of industry and
business enterprise. In the South many of the great plantations were broken up
and sold in small farms, crops were diversified, the small farming class was
raised in the scale of social importance, the cotton industry was launched, and
the coal, iron, timber, and other resources were brought into use. In the West
the free arable land was practically exhausted by 1890 under the terms of the
Homestead Act; gold, silver, copper, coal and other minerals were discovered in
abundance; numerous rail connections were formed with the Atlantic seaboard; the
cowboy and the Indian were swept away before a standardized civilization of
electric lights and bathtubs. By the end of the century the American frontier
had disappeared. The wild, primitive life so long associated with America was
gone. The unity of the nation was established.
In the field of business enterprise, progress was most marked. The industrial
system, which had risen and flourished before the Civil War, grew into immense
proportions and the industrial area was extended from the Northeast into all
parts of the country. Small business concerns were transformed into huge
corporations. Individual plants were merged under the management of gigantic
trusts. Short railway lines were consolidated into national systems. The
industrial population of wage-earners rose into the tens of millions. The
immigration of aliens increased by leaps and bounds. The cities overshadowed the
country. The nation that had once depended upon Europe for most of its
manufactured goods became a competitor of Europe in the markets of the earth.
In the sphere of politics, the period witnessed the recovery of white supremacy
in the South; the continued discussion of the old questions, such as the
currency, the tariff, and national banking; and the injection of new issues like
the trusts and labor problems. As of old, foreign affairs were kept well at the
front. Alaska was purchased from Russia; attempts were made to extend American
influence in the Caribbean region; a Samoan island was brought under the flag;
and the Hawaiian islands were annexed. The Monroe Doctrine was applied with
vigor in the dispute between Venezuela and Great Britain.
Assistance was given to the Cubans in their revolutionary struggle against Spain
and thus there was precipitated a war which ended in the annexation of Porto
Rico and the Philippines. American influence in the Pacific and the Orient was
so enlarged as to be a factor of great weight in world affairs. Thus questions
connected with foreign and "imperial" policies were united with domestic issues
to make up the warp and woof of politics. In the direction of affairs, the
Republicans took the leadership, for they held the presidency during all the
years, except eight, between 1865 and 1900.
References
J.W. Foster, A Century of American Diplomacy; American Diplomacy in the Orient.
W.F. Reddaway, The Monroe Doctrine.
J.H. Latané, The United States and Spanish America.
A.C. Coolidge, United States as a World Power.
A.T. Mahan, Interest of the United States in the Sea Power.
F.E. Chadwick, Spanish-American War.
D.C. Worcester, The Philippine Islands and Their People.
M.M. Kalaw, Self-Government in the Philippines.
L.S. Rowe, The United States and Porto Rico.
F.E. Chadwick, The Relations of the United States and Spain.
W.R. Shepherd, Latin America; Central and South America.
Questions
1. Tell the story of the international crisis that developed soon after the
Civil War with regard to Mexico.
2. Give the essential facts relating to the purchase of Alaska.
3. Review the early history of our interest in the Caribbean.
4. Amid what circumstances was the Monroe Doctrine applied in Cleveland's
administration?
5. Give the causes that led to the war with Spain.
6. Tell the leading events in that war.
7. What was the outcome as far as Cuba was concerned? The outcome for the United
States?
8. Discuss the attitude of the Filipinos toward American sovereignty in the
islands.
9. Describe McKinley's colonial policy.
10. How was the Spanish War viewed in England? On the Continent?
11. Was there a unified American opinion on American expansion?
12. Was this expansion a departure from our traditions?
13. What events led to foreign intervention in China?
14. Explain the policy of the "open door."
Research Topics
Hawaii and Venezuela.—Dewey, National Problems (American Nation Series), pp.
279-313; Macdonald, Documentary Source Book, pp. 600-602; Hart, American History
Told by Contemporaries, Vol. IV, pp. 612-616.
Intervention in Cuba.—Latané, America as a World Power (American Nation Series),
pp. 3-28; Macdonald, Documentary Source Book, pp. 597-598; Roosevelt,
Autobiography, pp. 223-277; Haworth, The United States in Our Own Time, pp.
232-256; Hart, Contemporaries, Vol. IV, pp. 573-578.
The War with Spain.—Elson, History of the United States, pp. 889-896.
Terms of Peace with Spain.—Latané, pp. 63-81; Macdonald, pp. 602-608; Hart,
Contemporaries, Vol. IV, pp. 588-590.
The Philippine Insurrection.—Latané, pp. 82-99.
Imperialism as a Campaign Issue.—Latané, pp. 120-132; Haworth, pp. 257-277;
Hart, Contemporaries, Vol. IV, pp. 604-611.
Biographical Studies.—William McKinley, M.A. Hanna, John Hay; Admirals, George
Dewey, W.T. Sampson, and W.S. Schley; and Generals, W.R. Shafter, Joseph
Wheeler, and H.W. Lawton.
General Analysis of American Expansion.—Syllabus in History (New York State,
1920), pp. 142-147.
PART VII. PROGRESSIVE DEMOCRACY AND THE WORLD WAR
CHAPTER XXI
THE EVOLUTION OF REPUBLICAN POLICIES (1901-13)
The Personality and Early Career of Roosevelt.—On September 14, 1901, when
Theodore Roosevelt took the oath of office, the presidency passed to a new
generation and a leader of a new type recalling, if comparisons must be made,
Andrew Jackson rather than any Republican predecessor. Roosevelt was brusque,
hearty, restless, and fond of action—"a young fellow of infinite dash and
originality," as John Hay remarked of him; combining the spirit of his old
college, Harvard, with the breezy freedom of the plains; interested in
everything—a new species of game, a new book, a diplomatic riddle, or a novel
theory of history or biology. Though only forty-three years old he was well
versed in the art of practical politics. Coming upon the political scene in the
early eighties, he had associated himself with the reformers in the Republican
party; but he was no Mugwump. From the first he vehemently preached the doctrine
of party loyalty; if beaten in the convention, he voted the straight ticket in
the election. For twenty years he adhered to this rule and during a considerable
portion of that period he held office as a spokesman of his party. He served in
the New York legislature, as head of the metropolitan police force, as federal
civil service commissioner under President Harrison, as assistant secretary of
the navy under President McKinley, and as governor of the Empire state.
Political managers of the old school spoke of him as "brilliant but erratic";
they soon found him equal to the shrewdest in negotiation and action.
Copyright by Underwood and Underwood, N.Y.
Roosevelt Talking to the Engineer of a Railroad Train
Foreign Affairs
The Panama Canal.—The most important foreign question confronting President
Roosevelt on the day of his inauguration, that of the Panama Canal, was a
heritage from his predecessor. The idea of a water route across the isthmus,
long a dream of navigators, had become a living issue after the historic voyage
of the battleship Oregon around South America during the Spanish War. But before
the United States could act it had to undo the Clayton-Bulwer treaty, made with
Great Britain in 1850, providing for the construction of the canal under joint
supervision. This was finally effected by the Hay-Pauncefote treaty of 1901
authorizing the United States to proceed alone, on condition that there should
be no discriminations against other nations in the matter of rates and charges.
This accomplished, it was necessary to decide just where the canal should be
built. One group in Congress favored the route through Nicaragua; in fact, two
official commissions had already approved that location. Another group favored
cutting the way through Panama after purchasing the rights of the old French
company which, under the direction of De Lesseps, the hero of the Suez Canal,
had made a costly failure some twenty years before. After a heated argument over
the merits of the two plans, preference was given to the Panama route. As the
isthmus was then a part of Colombia, President Roosevelt proceeded to negotiate
with the government at Bogota a treaty authorizing the United States to cut a
canal through its territory. The treaty was easily framed, but it was rejected
by the Colombian senate, much to the President's exasperation. "You could no
more make an agreement with the Colombian rulers," he exclaimed, "than you could
nail jelly to a wall." He was spared the necessity by a timely revolution. On
November 3, 1903, Panama renounced its allegiance to Colombia and three days
later the United States recognized its independence.
Courtesy of Panama Canal, Washington, D.C.
Deepest Excavated Portion of Panama Canal, Showing Gold Hill on Right and
Contractor's Hill on Left. June, 1913
This amazing incident was followed shortly by the signature of a treaty between
Panama and the United States in which the latter secured the right to construct
the long-discussed canal, in return for a guarantee of independence and certain
cash payments. The rights and property of the French concern were then bought,
and the final details settled. A lock rather than a sea-level canal was agreed
upon. Construction by the government directly instead of by private contractors
was adopted. Scientific medicine was summoned to stamp out the tropical diseases
that had made Panama a plague spot. Finally, in 1904, as the President said,
"the dirt began to fly." After surmounting formidable difficulties—engineering,
labor, and sanitary—the American forces in 1913 joined the waters of the
Atlantic and the Pacific. Nearly eight thousand miles were cut off the sea
voyage from New York to San Francisco. If any were inclined to criticize
President Roosevelt for the way in which he snapped off negotiations with
Colombia and recognized the Panama revolutionists, their attention was drawn to
the magnificent outcome of the affair. Notwithstanding the treaty with Great
Britain, Congress passed a tolls bill discriminating in rates in favor of
American ships. It was only on the urgent insistence of President Wilson that
the measure was later repealed.
The Conclusion of the Russo-Japanese War.—The applause which greeted the
President's next diplomatic stroke was unmarred by censure of any kind. In the
winter of 1904 there broke out between Japan and Russia a terrible conflict over
the division of spoils in Manchuria. The fortunes of war were with the agile
forces of Nippon. In this struggle, it seems, President Roosevelt's sympathies
were mainly with the Japanese, although he observed the proprieties of
neutrality. At all events, Secretary Hay wrote in his diary on New Year's Day,
1905, that the President was "quite firm in his view that we cannot permit Japan
to be robbed a second time of her victory," referring to the fact that Japan,
ten years before, after defeating China on the field of battle, had been forced
by Russia, Germany, and France to forego the fruits of conquest.
Whatever the President's personal feelings may have been, he was aware that
Japan, despite her triumphs over Russia, was staggering under a heavy burden of
debt. At a suggestion from Tokyo, he invited both belligerents in the summer of
1905 to join in a peace conference. The celerity of their reply was aided by the
pressure of European bankers, who had already come to a substantial agreement
that the war must stop. After some delay, Portsmouth, New Hampshire, was chosen
as the meeting place for the spokesmen of the two warring powers. Roosevelt
presided over the opening ceremonies with fine urbanity, thoroughly enjoying the
justly earned honor of being for the moment at the center of the world's
interest. He had the satisfaction of seeing the conference end in a treaty of
peace and amity.
The Monroe Doctrine Applied to Germany.—Less spectacular than the Russo-Japanese
settlement but not less important was a diplomatic passage-at-arms with Germany
over the Monroe Doctrine. This clash grew out of the inability or unwillingness
of the Venezuelan government to pay debts due foreign creditors. Having
exhausted their patience in negotiations, England and Germany, in December 1901,
sent battleships to establish what they characterized as "a peaceful blockade"
of Venezuelan ports. Their action was followed by the rupture of diplomatic
relations; there was a possibility that war and the occupation of Venezuelan
territory might result.
While unwilling to stand between a Latin-American country and its creditors,
President Roosevelt was determined that debt collecting should not be made an
excuse for European countries to seize territory. He therefore urged arbitration
of the dispute, winning the assent of England and Italy. Germany, with a
somewhat haughty air, refused to take the milder course. The President, learning
of this refusal, called the German ambassador to the White House and informed
him in very precise terms that, unless the Imperial German Government consented
to arbitrate, Admiral Dewey would be ordered to the scene with instructions to
prevent Germany from seizing any Venezuelan territory. A week passed and no
answer came from Berlin. Not baffled, the President again took the matter up
with the ambassador, this time with even more firmness; he stated in language
admitting of but one meaning that, unless within forty-eight hours the Emperor
consented to arbitration, American battleships, already coaled and cleared,
would sail for Venezuelan waters. The hint was sufficient. The Kaiser accepted
the proposal and the President, with the fine irony of diplomacy, complimented
him publicly on "being so stanch an advocate of arbitration." In terms of the
Monroe Doctrine this action meant that the United States, while not denying the
obligations of debtors, would not permit any move on the part of European powers
that might easily lead to the temporary or permanent occupation of
Latin-American territory.
The Santo Domingo Affair.—The same issue was involved in a controversy over
Santo Domingo which arose in 1904. The Dominican republic, like Venezuela, was
heavily in debt, and certain European countries declared that, unless the United
States undertook to look after the finances of the embarrassed debtor, they
would resort to armed coercion. What was the United States to do? The danger of
having some European power strongly intrenched in Santo Domingo was too imminent
to be denied. President Roosevelt acted with characteristic speed, and
notwithstanding strong opposition in the Senate was able, in 1907, to effect a
treaty arrangement which placed Dominican finances under American supervision.
In the course of the debate over this settlement, a number of interesting
questions arose. It was pertinently asked whether the American navy should be
used to help creditors collect their debts anywhere in Latin-America. It was
suggested also that no sanction should be given to the practice among European
governments of using armed force to collect private claims. Opponents of
President Roosevelt's policy, and they were neither few nor insignificant, urged
that such matters should be referred to the Hague Court or to special
international commissions for arbitration. To this the answer was made that the
United States could not surrender any question coming under the terms of the
Monroe Doctrine to the decision of an international tribunal. The position of
the administration was very clearly stated by President Roosevelt himself. "The
country," he said, "would certainly decline to go to war to prevent a foreign
government from collecting a just debt; on the other hand, it is very
inadvisable to permit any foreign power to take possession, even temporarily, of
the customs houses of an American republic in order to enforce the payment of
its obligations; for such a temporary occupation might turn into a permanent
occupation. The only escape from these alternatives may at any time be that we
must ourselves undertake to bring about some arrangement by which so much as
possible of a just obligation shall be paid." The Monroe Doctrine was negative.
It denied to European powers a certain liberty of operation in this hemisphere.
The positive obligations resulting from its application by the United States
were points now emphasized and developed.
The Hague Conference.—The controversies over Latin-American relations and his
part in bringing the Russo-Japanese War to a close naturally made a deep
impression upon Roosevelt, turning his mind in the direction of the peaceful
settlement of international disputes. The subject was moreover in the air. As if
conscious of impending calamity, the statesmen of the Old World, to all outward
signs at least, seemed searching for a way to reduce armaments and avoid the
bloody and costly trial of international causes by the ancient process of
battle. It was the Czar, Nicholas II, fated to die in one of the terrible
holocausts which he helped to bring upon mankind, who summoned the delegates of
the nations in the first Hague Peace Conference in 1899. The conference did
nothing to reduce military burdens or avoid wars but it did recognize the right
of friendly nations to offer the services of mediation to countries at war and
did establish a Court at the Hague for the arbitration of international
disputes.
Encouraged by this experiment, feeble as it was, President Roosevelt in 1904
proposed a second conference, yielding to the Czar the honor of issuing the
call. At this great international assembly, held at the Hague in 1907, the
representatives of the United States proposed a plan for the compulsory
arbitration of certain matters of international dispute. This was rejected with
contempt by Germany. Reduction of armaments, likewise proposed in the
conference, was again deferred. In fact, nothing was accomplished beyond
agreement upon certain rules for the conduct of "civilized warfare," casting a
somewhat lurid light upon the "pacific" intentions of most of the powers
assembled.
The World Tour of the Fleet.—As if to assure the world then that the United
States placed little reliance upon the frail reed of peace conferences,
Roosevelt the following year (1908) made an imposing display of American naval
power by sending a fleet of sixteen battleships on a tour around the globe. On
his own authority, he ordered the ships to sail out of Hampton Roads and circle
the earth by way of the Straits of Magellan, San Francisco, Australia, the
Philippines, China, Japan, and the Suez Canal. This enterprise was not, as some
critics claimed, a "mere boyish flourish." President Roosevelt knew how deep was
the influence of sea power on the fate of nations. He was aware that no country
could have a wide empire of trade and dominion without force adequate to sustain
it. The voyage around the world therefore served a double purpose. It interested
his own country in the naval program of the government, and it reminded other
powers that the American giant, though quiet, was not sleeping in the midst of
international rivalries.
Colonial Administration
A Constitutional Question Settled.—In colonial administration, as in foreign
policy, President Roosevelt advanced with firm step in a path already marked
out. President McKinley had defined the principles that were to control the
development of Porto Rico and the Philippines. The Republican party had
announced a program of pacification, gradual self-government, and commercial
improvement. The only remaining question of importance, to use the popular
phrase,—"Does the Constitution follow the flag?"—had been answered by the
Supreme Court of the United States. Although it was well known that the
Constitution did not contemplate the government of dependencies, such as the
Philippines and Porto Rico, the Court, by generous and ingenious
interpretations, found a way for Congress to apply any reasonable rules required
by the occasion.
Photograph from Underwood and Underwood, N.Y.
A Sugar Mill, Porto Rico
Porto Rico.—The government of Porto Rico was a relatively simple matter. It was
a single island with a fairly homogeneous population apart from the Spanish
upper class. For a time after military occupation in 1898, it was administered
under military rule. This was succeeded by the establishment of civil government
under the "organic act" passed by Congress in 1900. The law assured to the Porto
Ricans American protection but withheld American citizenship—a boon finally
granted in 1917. It provided for a governor and six executive secretaries
appointed by the President with the approval of the Senate; and for a
legislature of two houses—one elected by popular native vote, and an upper
chamber composed of the executive secretaries and five other persons appointed
in the same manner. Thus the United States turned back to the provincial system
maintained by England in Virginia or New York in old colonial days. The natives
were given a voice in their government and the power of initiating laws; but the
final word both in law-making and administration was vested in officers
appointed in Washington. Such was the plan under which the affairs of Porto Rico
were conducted by President Roosevelt. It lasted until the new organic act of
1917.
The Philippines.—The administration of the Philippines presented far more
difficult questions. The number of islands, the variety of languages and races,
the differences in civilization all combined to challenge the skill of the
government. Moreover, there was raging in 1901 a stubborn revolt against
American authority, which had to be faced. Following the lines laid down by
President McKinley, the evolution of American policy fell into three stages. At
first the islands were governed directly by the President under his supreme
military power. In 1901 a civilian commission, headed by William Howard Taft,
was selected by the President and charged with the government of the provinces
in which order had been restored. Six years later, under the terms of an organic
act, passed by Congress in 1902, the third stage was reached. The local
government passed into the hands of a governor and commission, appointed by the
President and Senate, and a legislature—one house elected by popular vote and an
upper chamber composed of the commission. This scheme, like that obtaining in
Porto Rico, remained intact until a Democratic Congress under President Wilson's
leadership carried the colonial administration into its fourth phase by making
both houses elective. Thus, by the steady pursuit of a liberal policy,
self-government was extended to the dependencies; but it encouraged rather than
extinguished the vigorous movement among the Philippine natives for
independence.
Copyright by Underwood and Underwood, N.Y.
Mr Taft in the Philippines
Cuban Relations.—Within the sphere of colonial affairs, Cuba, though nominally
independent, also presented problems to the government at Washington. In the
fine enthusiasm that accompanied the declaration of war on Spain, Congress,
unmindful of practical considerations, recognized the independence of Cuba and
disclaimed "any disposition or intention to exercise sovereignty, jurisdiction,
or control over said island except for the pacification thereof." In the
settlement that followed the war, however, it was deemed undesirable to set the
young republic adrift upon the stormy sea of international politics without a
guiding hand. Before withdrawing American troops from the island, Congress, in
March, 1901, enacted, and required Cuba to approve, a series of restrictions
known as the Platt amendment, limiting her power to incur indebtedness, securing
the right of the United States to intervene whenever necessary to protect life
and property, and reserving to the United States coaling stations at certain
points to be agreed upon. The Cubans made strong protests against what they
deemed "infringements of their sovereignty"; but finally with good grace
accepted their fate. Even when in 1906 President Roosevelt landed American
troops in the island to quell a domestic dissension, they acquiesced in the
action, evidently regarding it as a distinct warning that they should learn to
manage their elections in an orderly manner.
The Roosevelt Domestic Policies
Social Questions to the Front.—From the day of his inauguration to the close of
his service in 1909, President Roosevelt, in messages, speeches, and interviews,
kept up a lively and interesting discussion of trusts, capital, labor, poverty,
riches, lawbreaking, good citizenship, and kindred themes. Many a subject
previously touched upon only by representatives of the minor and dissenting
parties, he dignified by a careful examination. That he did this with any fixed
design or policy in mind does not seem to be the case. He admitted himself that
when he became President he did not have in hand any settled or far-reaching
plan of social betterment. He did have, however, serious convictions on general
principles. "I was bent upon making the government," he wrote, "the most
efficient possible instrument in helping the people of the United States to
better themselves in every way, politically, socially, and industrially. I
believed with all my heart in real and thorough-going democracy and I wished to
make the democracy industrial as well as political, although I had only
partially formulated the method I believed we should follow." It is thus evident
at least that he had departed a long way from the old idea of the government as
nothing but a great policeman keeping order among the people in a struggle over
the distribution of the nation's wealth and resources.
Roosevelt's View of the Constitution.—Equally significant was Roosevelt's
attitude toward the Constitution and the office of President. He utterly
repudiated the narrow construction of our national charter. He held that the
Constitution "should be treated as the greatest document ever devised by the wit
of man to aid a people in exercising every power necessary for its own
betterment, not as a strait-jacket cunningly fashioned to strangle growth." He
viewed the presidency as he did the Constitution. Strict constructionists of the
Jeffersonian school, of whom there were many on occasion even in the Republican
party, had taken a view that the President could do nothing that he was not
specifically authorized by the Constitution to do. Roosevelt took exactly the
opposite position. It was his opinion that it was not only the President's right
but his duty "to do anything that the needs of the nation demanded unless such
action was forbidden by the Constitution or the laws." He went on to say that he
acted "for the common well-being of all our people whenever and in whatever
manner was necessary, unless prevented by direct constitutional or legislative
prohibition."
The Trusts and Railways.—To the trust question, Roosevelt devoted especial
attention. This was unavoidable. By far the larger part of the business of the
country was done by corporations as distinguished from partnerships and
individual owners. The growth of these gigantic aggregations of capital had been
the leading feature in American industrial development during the last two
decades of the nineteenth century. In the conquest of business by trusts and
"the resulting private fortunes of great magnitude," the Populists and the
Democrats had seen a grievous danger to the republic. "Plutocracy has taken the
place of democracy; the tariff breeds trusts; let us destroy therefore the
tariff and the trusts"—such was the battle cry which had been taken up by Bryan
and his followers.
President Roosevelt countered vigorously. He rejected the idea that the trusts
were the product of the tariff or of governmental action of any kind. He
insisted that they were the outcome of "natural economic forces": (1)
destructive competition among business men compelling them to avoid ruin by
coöperation in fixing prices; (2) the growth of markets on a national scale and
even international scale calling for vast accumulations of capital to carry on
such business; (3) the possibility of immense savings by the union of many
plants under one management. In the corporation he saw a new stage in the
development of American industry. Unregulated competition he regarded as "the
source of evils which all men concede must be remedied if this civilization of
ours is to survive." The notion, therefore, that these immense business concerns
should be or could be broken up by a decree of law, Roosevelt considered absurd.
At the same time he proposed that "evil trusts" should be prevented from
"wrong-doing of any kind"; that is, punished for plain swindling, for making
agreements to limit output, for refusing to sell to customers who dealt with
rival firms, and for conspiracies with railways to ruin competitors by charging
high freight rates and for similar abuses. Accordingly, he proposed, not the
destruction of the trusts, but their regulation by the government. This, he
contended, would preserve the advantages of business on a national scale while
preventing the evils that accompanied it. The railway company he declared to be
a public servant. "Its rates should be just to and open to all shippers alike."
So he answered those who thought that trusts and railway combinations were
private concerns to be managed solely by their owners without let or hindrance
and also those who thought trusts and railway combinations could be abolished by
tariff reduction or criminal prosecution.
The Labor Question.—On the labor question, then pressing to the front in public
interest, President Roosevelt took advanced ground for his time. He declared
that the working-man, single-handed and empty-handed, threatened with starvation
if unemployed, was no match for the employer who was able to bargain and wait.
This led him, accordingly, to accept the principle of the trade union; namely,
that only by collective bargaining can labor be put on a footing to measure its
strength equally with capital. While he severely arraigned labor leaders who
advocated violence and destructive doctrines, he held that "the organization of
labor into trade unions and federations is necessary, is beneficent, and is one
of the greatest possible agencies in the attainment of a true industrial, as
well as a true political, democracy in the United States." The last resort of
trade unions in labor disputes, the strike, he approved in case negotiations
failed to secure "a fair deal."
He thought, however, that labor organizations, even if wisely managed, could not
solve all the pressing social questions of the time. The aid of the government
at many points he believed to be necessary to eliminate undeserved poverty,
industrial diseases, unemployment, and the unfortunate consequences of
industrial accidents. In his first message of 1901, for instance, he urged that
workers injured in industry should have certain and ample compensation. From
time to time he advocated other legislation to obtain what he called "a larger
measure of social and industrial justice."
Great Riches and Taxation.—Even the challenge of the radicals, such as the
Populists, who alleged that "the toil of millions is boldly stolen to build up
colossal fortunes for a few"—challenges which his predecessors did not consider
worthy of notice—President Roosevelt refused to let pass without an answer. In
his first message he denied the truth of the common saying that the rich were
growing richer and the poor were growing poorer. He asserted that, on the
contrary, the average man, wage worker, farmer, and small business man, was
better off than ever before in the history of our country. That there had been
abuses in the accumulation of wealth he did not pretend to ignore, but he
believed that even immense fortunes, on the whole, represented positive benefits
conferred upon the country. Nevertheless he felt that grave dangers to the
safety and the happiness of the people lurked in great inequalities of wealth.
In 1906 he wrote that he wished it were in his power to prevent the heaping up
of enormous fortunes. The next year, to the astonishment of many leaders in his
own party, he boldly announced in a message to Congress that he approved both
income and inheritance taxes, then generally viewed as Populist or Democratic
measures. He even took the stand that such taxes should be laid in order to
bring about a more equitable distribution of wealth and greater equality of
opportunity among citizens.
Legislative and Executive Activities
Economic Legislation.—When President Roosevelt turned from the field of opinion
he found himself in a different sphere. Many of his views were too advanced for
the members of his party in Congress, and where results depended upon the making
of new laws, his progress was slow. Nevertheless, in his administrations several
measures were enacted that bore the stamp of his theories, though it could
hardly be said that he dominated Congress to the same degree as did some other
Presidents. The Hepburn Railway Act of 1906 enlarged the interstate commerce
commission; it extended the commission's power over oil pipe lines, express
companies, and other interstate carriers; it gave the commission the right to
reduce rates found to be unreasonable and discriminatory; it forbade "midnight
tariffs," that is, sudden changes in rates favoring certain shippers; and it
prohibited common carriers from transporting goods owned by themselves,
especially coal, except for their own proper use. Two important pure food and
drug laws, enacted during the same year, were designed to protect the public
against diseased meats and deleterious foods and drugs. A significant piece of
labor legislation was an act of the same Congress making interstate railways
liable to damages for injuries sustained by their employees. When this measure
was declared unconstitutional by the Supreme Court it was reënacted with the
objectionable clauses removed. A second installment of labor legislation was
offered in the law of 1908 limiting the hours of railway employees engaged as
trainmen or telegraph operators.
Courtesy United States Reclamation Service.
The Roosevelt Dam, Phoenix, Arizona
Reclamation and Conservation.—The open country—the deserts, the forests,
waterways, and the public lands—interested President Roosevelt no less than
railway and industrial questions. Indeed, in his first message to Congress he
placed the conservation of natural resources among "the most vital internal
problems" of the age, and forcibly emphasized an issue that had been discussed
in a casual way since Cleveland's first administration. The suggestion evoked an
immediate response in Congress. Under the leadership of Senator Newlands, of
Nevada, the Reclamation Act of 1902 was passed, providing for the redemption of
the desert areas of the West. The proceeds from the sale of public lands were
dedicated to the construction of storage dams and sluiceways to hold water and
divert it as needed to the thirsty sands. Furthermore it was stipulated that the
rents paid by water users should go into a reclamation fund to continue the good
work forever. Construction was started immediately under the terms of the law.
Within seventeen years about 1,600,000 acres had been reclaimed and more than a
million were actually irrigated. In the single year 1918, the crops of the
irrigated districts were valued at approximately $100,000,000.
In his first message, also, President Roosevelt urged the transfer of all
control over national forests to trained men in the Bureau of Forestry—a
recommendation carried out in 1907 when the Forestry Service was created. In
every direction noteworthy advances were made in the administration of the
national domain. The science of forestry was improved and knowledge of the
subject spread among the people. Lands in the national forest available for
agriculture were opened to settlers. Water power sites on the public domain were
leased for a term of years to private companies instead of being sold outright.
The area of the national forests was enlarged from 43 million acres to 194
million acres by presidential proclamation—more than 43 million acres being
added in one year, 1907. The men who turned sheep and cattle to graze on the
public lands were compelled to pay a fair rental, much to their dissatisfaction.
Fire prevention work was undertaken in the forests on a large scale, reducing
the appalling, annual destruction of timber. Millions of acres of coal land,
such as the government had been carelessly selling to mining companies at low
figures, were withdrawn from sale and held until Congress was prepared to enact
laws for the disposition of them in the public interest. Prosecutions were
instituted against men who had obtained public lands by fraud and vast tracts
were recovered for the national domain. An agitation was begun which bore fruit
under the administrations of Taft and Wilson in laws reserving to the federal
government the ownership of coal, water power, phosphates, and other natural
resources while authorizing corporations to develop them under leases for a
period of years.
The Prosecution of the Trusts.—As an executive, President Roosevelt was also a
distinct "personality." His discrimination between "good" and "bad" trusts led
him to prosecute some of them with vigor. On his initiative, the Northern
Securities Company, formed to obtain control of certain great western railways,
was dissolved by order of the Supreme Court. Proceedings were instituted against
the American Tobacco Company and the Standard Oil Company as monopolies in
violation of the Sherman Anti-Trust law. The Sugar Trust was found guilty of
cheating the New York customs house and some of the minor officers were sent to
prison. Frauds in the Post-office Department were uncovered and the offenders
brought to book. In fact hardly a week passed without stirring news of "wrong
doers" and "malefactors" haled into federal courts.
The Great Coal Strike.—The Roosevelt theory that the President could do anything
for public welfare not forbidden by the Constitution and the laws was put to a
severe test in 1902. A strike of the anthracite coal miners, which started in
the summer, ran late into the autumn. Industries were paralyzed for the want of
coal; cities were threatened with the appalling menace of a winter without heat.
Governors and mayors were powerless and appealed for aid. The mine owners
rejected the demands of the men and refused to permit the arbitration of the
points in dispute, although John Mitchell, the leader of the miners, repeatedly
urged it. After observing closely the course affairs, President Roosevelt made
up his mind that the situation was intolerable. He arranged to have the federal
troops, if necessary, take possession of the mines and operate them until the
strike could be settled. He then invited the contestants to the White House and
by dint of hard labor induced them to accept, as a substitute or compromise,
arbitration by a commission which he appointed. Thus, by stepping outside the
Constitution and acting as the first citizen of the land, President Roosevelt
averted a crisis of great magnitude.
The Election of 1904.—The views and measures which he advocated with such vigor
aroused deep hostility within as well as without his party. There were rumors of
a Republican movement to defeat his nomination in 1904 and it was said that the
"financial and corporation interests" were in arms against him. A prominent
Republican paper in New York City accused him of having "stolen Mr. Bryan's
thunder," by harrying the trusts and favoring labor unions. When the Republican
convention assembled in Chicago, however, the opposition disappeared and
Roosevelt was nominated by acclamation.
This was the signal for a change on the part of Democratic leaders. They
denounced the President as erratic, dangerous, and radical and decided to assume
the moderate rôle themselves. They put aside Mr. Bryan and selected as their
candidate, Judge Alton B. Parker, of New York, a man who repudiated free silver
and made a direct appeal for the conservative vote. The outcome of the reversal
was astounding. Judge Parker's vote fell more than a million below that cast for
Bryan in 1900; of the 476 electoral votes he received only 140. Roosevelt, in
addition to sweeping the Republican sections, even invaded Democratic territory,
carrying the state of Missouri. Thus vindicated at the polls, he became more
outspoken than ever. His leadership in the party was so widely recognized that
he virtually selected his own successor.
The Administration of President Taft
The Campaign of 1908.—Long before the end of his elective term, President
Roosevelt let it be known that he favored as his successor, William Howard Taft,
of Ohio, his Secretary of War. To attain this end he used every shred of his
powerful influence. When the Republican convention assembled, Mr. Taft easily
won the nomination. Though the party platform was conservative in tone, he gave
it a progressive tinge by expressing his personal belief in the popular election
of United States Senators, an income tax, and other liberal measures. President
Roosevelt announced his faith in the Republican candidate and appealed to the
country for his election.
The turn in Republican affairs now convinced Mr. Bryan that the signs were
propitious for a third attempt to win the presidency. The disaster to Judge
Parker had taught the party that victory did not lie in a conservative policy.
With little difficulty, therefore, the veteran leader from Nebraska once more
rallied the Democrats around his standard, won the nomination, and wrote a
platform vigorously attacking the tariff, trusts, and monopolies. Supported by a
loyal following, he entered the lists, only to meet another defeat. Though he
polled almost a million and a half more votes than did Judge Parker in 1904, the
palm went to Mr. Taft.
The Tariff Revision and Party Dissensions.—At the very beginning of his term,
President Taft had to face the tariff issue. He had met it in the campaign.
Moved by the Democratic demand for a drastic reduction, he had expressed
opinions which were thought to imply a "downward revision." The Democrats made
much of the implication and the Republicans from the Middle West rejoiced in it.
Pressure was coming from all sides. More than ten years had elapsed since the
enactment of the Dingley bill and the position of many industries had been
altered with the course of time. Evidently the day for revision—at best a
thankless task—had arrived. Taft accepted the inevitable and called Congress in
a special session. Until the midsummer of 1909, Republican Senators and
Representatives wrangled over tariff schedules, the President making little
effort to influence their decisions. When on August 5 the Payne-Aldrich bill
became a law, a breach had been made in Republican ranks. Powerful Senators from
the Middle West had spoken angrily against many of the high rates imposed by the
bill. They had even broken with their party colleagues to vote against the
entire scheme of tariff revision.
The Income Tax Amendment.—The rift in party harmony was widened by another
serious difference of opinion. During the debate on the tariff bill, there was a
concerted movement to include in it an income tax provision—this in spite of the
decision of the Supreme Court in 1895 declaring it unconstitutional.
Conservative men were alarmed by the evident willingness of some members to
flout a solemn decree of that eminent tribunal. At the same time they saw a
powerful combination of Republicans and Democrats determined upon shifting some
of the burden of taxation to large incomes. In the press of circumstances, a
compromise was reached. The income tax bill was dropped for the present; but
Congress passed the sixteenth amendment to the Constitution, authorizing taxes
upon incomes from whatever source they might be derived, without reference to
any apportionment among the states on the basis of population. The states
ratified the amendment and early in 1913 it was proclaimed.
President Taft's Policies.—After the enactment of the tariff bill, Taft
continued to push forward with his legislative program. He recommended, and
Congress created, a special court of commerce with jurisdiction, among other
things, over appeals from the interstate commerce commission, thus facilitating
judicial review of the railway rates fixed and the orders issued by that body.
This measure was quickly followed by an act establishing a system of postal
savings banks in connection with the post office—a scheme which had long been
opposed by private banks. Two years later, Congress defied the lobby of the
express companies and supplemented the savings banks with a parcels post system,
thus enabling the American postal service to catch up with that of other
progressive nations. With a view to improving the business administration of the
federal government, the President obtained from Congress a large appropriation
for an economy and efficiency commission charged with the duty of inquiring into
wasteful and obsolete methods and recommending improved devices and practices.
The chief result of this investigation was a vigorous report in favor of a
national budget system, which soon found public backing.
President Taft negotiated with England and France general treaties providing for
the arbitration of disputes which were "justiciable" in character even though
they might involve questions of "vital interest and national honor." They were
coldly received in the Senate and so amended that Taft abandoned them
altogether. A tariff reciprocity agreement with Canada, however, he forced
through Congress in the face of strong opposition from his own party. After
making a serious breach in Republican ranks, he was chagrined to see the whole
scheme come to naught by the overthrow of the Liberals in the Canadian elections
of 1911.
Prosecution of the Trusts.—The party schism was even enlarged by what appeared
to be the successful prosecution of several great combinations. In two important
cases, the Supreme Court ordered the dissolution of the Standard Oil Company and
the American Tobacco Company on the ground that they violated the Sherman
Anti-Trust law. In taking this step Chief Justice White was at some pains to
state that the law did not apply to combinations which did not "unduly" restrain
trade. His remark, construed to mean that the Court would not interfere with
corporations as such, became the subject of a popular outcry against the
President and the judges.
Progressive Insurgency and the Election of 1912
Growing Dissensions.—All in all, Taft's administration from the first day had
been disturbed by party discord. High words had passed over the tariff bill and
disgruntled members of Congress could not forget them. To differences over
issues were added quarrels between youth and old age. In the House of
Representatives there developed a group of young "insurgent" Republicans who
resented the dominance of the Speaker, Joseph G. Cannon, and other members of
the "old guard," as they named the men of long service and conservative minds.
In 1910, the insurgents went so far as to join with the Democrats in a movement
to break the Speaker's sway by ousting him from the rules committee and
depriving him of the power to appoint its members. The storm was brewing. In the
autumn of that year the Democrats won a clear majority in the House of
Representatives and began an open battle with President Taft by demanding an
immediate downward revision of the tariff.
The Rise of the Progressive Republicans.—Preparatory to the campaign of 1912,
the dissenters within the Republican party added the prefix "Progressive" to
their old title and began to organize a movement to prevent the renomination of
Mr. Taft. As early as January 21, 1911, they formed a Progressive Republican
League at the home of Senator La Follette of Wisconsin and launched an attack on
the Taft measures and policies. In October they indorsed Mr. La Follette as "the
logical Republican candidate" and appealed to the party for support. The
controversy over the tariff had grown into a formidable revolt against the
occupant of the White House.
Roosevelt in the Field.—After looking on for a while, ex-President Roosevelt
took a hand in the fray. Soon after his return in 1910 from a hunting trip in
Africa and a tour in Europe, he made a series of addresses in which he
formulated a progressive program. In a speech in Kansas, he favored regulation
of the trusts, a graduated income tax bearing heavily on great fortunes, tariff
revision schedule by schedule, conservation of natural resources, labor
legislation, the direct primary, and the recall of elective officials. In an
address before the Ohio state constitutional convention in February, 1912, he
indorsed the initiative and referendum and announced a doctrine known as the
"recall of judicial decisions." This was a new and radical note in American
politics. An ex-President of the United States proposed that the people at the
polls should have the right to reverse the decision of a judge who set aside any
act of a state legislature passed in the interests of social welfare. The
Progressive Republicans, impressed by these addresses, turned from La Follette
to Roosevelt and on February 24, induced him to come out openly as a candidate
against Taft for the Republican nomination.
The Split in the Republican Party.—The country then witnessed the strange
spectacle of two men who had once been close companions engaged in a bitter
rivalry to secure a majority of the delegates to the Republican convention to be
held at Chicago. When the convention assembled, about one-fourth of the seats
were contested, the delegates for both candidates loudly proclaiming the
regularity of their election. In deciding between the contestants the national
committee, after the usual hearings, settled the disputes in such a way that
Taft received a safe majority. After a week of negotiation, Roosevelt and his
followers left the Republican party. Most of his supporters withdrew from the
convention and the few who remained behind refused to answer the roll call.
Undisturbed by this formidable bolt, the regular Republicans went on with their
work. They renominated Mr. Taft and put forth a platform roundly condemning such
Progressive doctrines as the recall of judges.
The Formation of the Progressive Party.—The action of the Republicans in seating
the Taft delegates was vigorously denounced by Roosevelt. He declared that the
convention had no claim to represent the voters of the Republican party; that
any candidate named by it would be "the beneficiary of a successful fraud"; and
that it would be deeply discreditable to any man to accept the convention's
approval under such circumstances. The bitterness of his followers was extreme.
On July 8, a call went forth for a "Progressive" convention to be held in
Chicago on August 5. The assembly which duly met on that day was a unique
political conference. Prominence was given to women delegates, and "politicians"
were notably absent. Roosevelt himself, who was cheered as a conquering hero,
made an impassioned speech setting forth his "confession of faith." He was
nominated by acclamation; Governor Hiram Johnson of California was selected as
his companion candidate for Vice President. The platform endorsed such political
reforms as woman suffrage, direct primaries, the initiative, referendum, and
recall, popular election of United States Senators, and the short ballot. It
favored a program of social legislation, including the prohibition of child
labor and minimum wages for women. It approved the regulation, rather than the
dissolution, of the trusts. Like apostles in a new and lofty cause, the
Progressives entered a vigorous campaign for the election of their distinguished
leader.
Woodrow Wilson and the Election of 1912.—With the Republicans divided, victory
loomed up before the Democrats. Naturally, a terrific contest over the
nomination occurred at their convention in Baltimore. Champ Clark, Speaker of
the House of Representatives, and Governor Woodrow Wilson, of New Jersey, were
the chief contestants. After tossing to and fro for seven long, hot days, and
taking forty-six ballots, the delegates, powerfully influenced by Mr. Bryan,
finally decided in favor of the governor. As a professor, a writer on historical
and political subjects, and the president of Princeton University, Mr. Wilson
had become widely known in public life. As the governor of New Jersey he had
attracted the support of the progressives in both parties. With grim
determination he had "waged war on the bosses," and pushed through the
legislature measures establishing direct primaries, regulating public utilities,
and creating a system of workmen's compensation in industries. During the
presidential campaign that followed Governor Wilson toured the country and
aroused great enthusiasm by a series of addresses later published under the
title of The New Freedom. He declared that "the government of the United States
is at present the foster child of the special interests." He proposed to free
the country by breaking the dominance of "the big bankers, the big
manufacturers, the big masters of commerce, the heads of railroad corporations
and of steamship corporations."
In the election Governor Wilson easily secured a majority of the electoral
votes, and his party, while retaining possession of the House of
Representatives, captured the Senate as well. The popular verdict, however,
indicated a state of confusion in the country. The combined Progressive and
Republican vote exceeded that of the Democrats by 1,300,000. The Socialists,
with Eugene V. Debs as their candidate again, polled about 900,000 votes, more
than double the number received four years before. Thus, as the result of an
extraordinary upheaval the Republicans, after holding the office of President
for sixteen years, passed out of power, and the government of the country was
intrusted to the Democrats under the leadership of a man destined to be one of
the outstanding figures of the modern age, Woodrow Wilson.
General References
J.B. Bishop, Theodore Roosevelt and His Time (2 vols.).
Theodore Roosevelt, Autobiography; New Nationalism; Progressive Principles.
W.H. Taft, Popular Government.
Walter Weyl, The New Democracy.
H. Croly, The Promise of American Life.
J.B. Bishop, The Panama Gateway.
J.B. Scott, The Hague Peace Conferences.
W.B. Munro (ed.), Initiative, Referendum, and Recall.
C.R. Van Hise, The Conservation of Natural Resources.
Gifford Pinchot, The Fight for Conservation.
W.F. Willoughby, Territories and Dependencies of the United States (1905).
Research Topics
Roosevelt and "Big Business."—Haworth, The United States in Our Own Time, pp.
281-289; F.A. Ogg, National Progress (American Nation Series), pp. 40-75;
Paxson, The New Nation (Riverside Series), pp. 293-307.
Our Insular Possessions.—Elson, History of the United States, pp. 896-904.
Latin-American Relations.—Haworth, pp. 294-299; Ogg, pp. 254-257.
The Panama Canal.—Haworth, pp. 300-309; Ogg, pp. 266-277; Paxson, pp. 286-292;
Elson, pp. 906-911.
Conservation.—Haworth, pp. 331-334; Ogg, pp. 96-115; Beard, American Government
and Politics (3d ed.), pp. 401-416.
Republican Dissensions under Taft's Administration.—Haworth, pp. 351-360; Ogg,
pp. 167-186; Paxson, pp. 324-342; Elson, pp. 916-924.
The Campaign of 1912.—Haworth, pp. 360-379; Ogg, pp. 187-208.
Questions
1. Compare the early career of Roosevelt with that of some other President.
2. Name the chief foreign and domestic questions of the Roosevelt-Taft
administrations.
3. What international complications were involved in the Panama Canal problem?
4. Review the Monroe Doctrine. Discuss Roosevelt's applications of it.
5. What is the strategic importance of the Caribbean to the United States?
6. What is meant by the sea power? Trace the voyage of the fleet around the
world and mention the significant imperial and commercial points touched.
7. What is meant by the question: "Does the Constitution follow the flag?"
8. Trace the history of self-government in Porto Rico. In the Philippines.
9. What is Cuba's relation to the United States?
10. What was Roosevelt's theory of our Constitution?
11. Give Roosevelt's views on trusts, labor, taxation.
12. Outline the domestic phases of Roosevelt's administrations.
13. Account for the dissensions under Taft.
14. Trace the rise of the Progressive movement.
15. What was Roosevelt's progressive program?
16. Review Wilson's early career and explain the underlying theory of The New
Freedom.
CHAPTER XXII
THE SPIRIT OF REFORM IN AMERICA
An Age of Criticism
Attacks on Abuses in American Life.—The crisis precipitated by the Progressive
uprising was not a sudden and unexpected one. It had been long in preparation.
The revolt against corruption in politics which produced the Liberal Republican
outbreak in the seventies and the Mugwump movement of the eighties was followed
by continuous criticism of American political and economic development. From
1880 until his death in 1892, George William Curtis, as president of the Civil
Service Reform Association, kept up a running fire upon the abuses of the spoils
system. James Bryce, an observant English scholar and man of affairs, in his
great work, The American Commonwealth, published in 1888, by picturing
fearlessly the political rings and machines which dominated the cities, gave the
whole country a fresh shock. Six years later Henry D. Lloyd, in a powerful book
entitled Wealth against Commonwealth, attacked in scathing language certain
trusts which had destroyed their rivals and bribed public officials. In 1903
Miss Ida Tarbell, an author of established reputation in the historical field,
gave to the public an account of the Standard Oil Company, revealing the
ruthless methods of that corporation in crushing competition. About the same
time Lincoln Steffens exposed the sordid character of politics in several
municipalities in a series of articles bearing the painful heading: The Shame of
the Cities. The critical spirit appeared in almost every form; in weekly and
monthly magazines, in essays and pamphlets, in editorials and news stories, in
novels like Churchill's Coniston and Sinclair's The Jungle. It became so savage
and so wanton that the opening years of the twentieth century were well named
"the age of the muckrakers."
The Subjects of the Criticism.—In this outburst of invective, nothing was
spared. It was charged that each of the political parties had fallen into the
hands of professional politicians who devoted their time to managing
conventions, making platforms, nominating candidates, and dictating to
officials; in return for their "services" they sold offices and privileges. It
was alleged that mayors and councils had bargained away for private benefit
street railway and other franchises. It was asserted that many powerful labor
unions were dominated by men who blackmailed employers. Some critics specialized
in descriptions of the poverty, slums, and misery of great cities. Others took
up "frenzied finance" and accused financiers of selling worthless stocks and
bonds to an innocent public. Still others professed to see in the accumulations
of millionaires the downfall of our republic.
The Attack on "Invisible Government."—Some even maintained that the control of
public affairs had passed from the people to a sinister minority called "the
invisible government." So eminent and conservative a statesman as the Hon. Elihu
Root lent the weight of his great name to such an imputation. Speaking of his
native state, New York, he said: "What is the government of this state? What has
it been during the forty years of my acquaintance with it? The government of the
Constitution? Oh, no; not half the time or half way.... From the days of Fenton
and Conkling and Arthur and Cornell and Platt, from the days of David B. Hill
down to the present time, the government of the state has presented two
different lines of activity: one, of the constitutional and statutory officers
of the state and the other of the party leaders; they call them party bosses.
They call the system—I don't coin the phrase—the system they call 'invisible
government.' For I don't know how many years Mr. Conkling was the supreme ruler
in this state. The governor did not count, the legislature did not count,
comptrollers and secretaries of state and what not did not count. It was what
Mr. Conkling said, and in a great outburst of public rage he was pulled down.
Then Mr. Platt ruled the state; for nigh upon twenty years he ruled it. It was
not the governor; it was not the legislature; it was Mr. Platt. And the capital
was not here [in Albany]; it was at 49 Broadway; Mr. Platt and his lieutenants.
It makes no difference what name you give, whether you call it Fenton or
Conkling or Cornell or Arthur or Platt or by the names of men now living. The
ruler of the state during the greater part of the forty years of my acquaintance
with the state government has not been any man authorized by the constitution or
by law.... The party leader is elected by no one, accountable to no one, bound
by no oath of office, removable by no one."
The Nation Aroused.—With the spirit of criticism came also the spirit of reform.
The charges were usually exaggerated; often wholly false; but there was enough
truth in them to warrant renewed vigilance on the part of American democracy.
President Roosevelt doubtless summed up the sentiment of the great majority of
citizens when he demanded the punishment of wrong-doers in 1907, saying: "It
makes not a particle of difference whether these crimes are committed by a
capitalist or by a laborer, by a leading banker or manufacturer or railroad man
or by a leading representative of a labor union. Swindling in stocks, corrupting
legislatures, making fortunes by the inflation of securities, by wrecking
railroads, by destroying competitors through rebates—these forms of wrong-doing
in the capitalist are far more infamous than any ordinary form of embezzlement
or forgery." The time had come, he added, to stop "muckraking" and proceed to
the constructive work of removing the abuses that had grown up.
Political Reforms
The Public Service.—It was a wise comprehension of the needs of American
democracy that led the friends of reform to launch and to sustain for more than
half a century a movement to improve the public service. On the one side they
struck at the spoils system; at the right of the politicians to use public
offices as mere rewards for partisan work. The federal civil service act of 1883
opened the way to reform by establishing five vital principles in law: (1)
admission to office, not on the recommendation of party workers, but on the
basis of competitive examinations; (2) promotion for meritorious service of the
government rather than of parties; (3) no assessment of office holders for
campaign funds; (4) permanent tenure during good behavior; and (5) no dismissals
for political reasons. The act itself at first applied to only 14,000 federal
offices, but under the constant pressure from the reformers it was extended
until in 1916 it covered nearly 300,000 employees out of an executive force of
approximately 414,000. While gaining steadily at Washington, civil service
reformers carried their agitation into the states and cities. By 1920 they were
able to report ten states with civil service commissions and the merit system
well intrenched in more than three hundred municipalities.
In excluding spoilsmen from public office, the reformers were, in a sense,
engaged in a negative work: that of "keeping the rascals out." But there was a
second and larger phase to their movement, one constructive in character: that
of getting skilled, loyal, and efficient servants into the places of
responsibility. Everywhere on land and sea, in town and country, new burdens
were laid upon public officers. They were called upon to supervise the ships
sailing to and from our ports; to inspect the water and milk supplies of our
cities; to construct and operate great public works, such as the Panama and Erie
canals; to regulate the complicated rates of railway companies; to safeguard
health and safety in a thousand ways; to climb the mountains to fight forest
fires; and to descend into the deeps of the earth to combat the deadly coal
gases that assail the miners. In a word, those who labored to master the secrets
and the powers of nature were summoned to the aid of the government: chemists,
engineers, architects, nurses, surgeons, foresters—the skilled in all the
sciences, arts, and crafts.
Keeping rascals out was no task at all compared with the problem of finding
competent people for all the technical offices. "Now," said the reformers, "we
must make attractive careers in the government work for the best American
talent; we must train those applying for admission and increase the skill of
those already in positions of trust; we must see to it that those entering at
the bottom have a chance to rise to the top; in short, we must work for a
government as skilled and efficient as it is strong, one commanding all the
wisdom and talent of America that public welfare requires."
The Australian Ballot.—A second line of attack on the political machines was
made in connection with the ballot. In the early days elections were frequently
held in the open air and the poll was taken by a show of hands or by the
enrollment of the voters under names of their favorite candidates. When this
ancient practice was abandoned in favor of the printed ballot, there was still
no secrecy about elections. Each party prepared its own ballot, often of a
distinctive color, containing the names of its candidates. On election day,
these papers were handed out to the voters by party workers. Any one could tell
from the color of the ballot dropped into the box, or from some mark on the
outside of the folded ballot, just how each man voted. Those who bought votes
were sure that their purchases were "delivered." Those who intimidated voters
could know when their intimidation was effective. In this way the party ballot
strengthened the party machine.
As a remedy for such abuses, reformers, learning from the experience of
Australia, urged the adoption of the "Australian ballot." That ballot, though it
appeared in many forms, had certain constant features. It was official, that is,
furnished by the government, not by party workers; it contained the names of all
candidates of all parties; it was given out only in the polling places; and it
was marked in secret. The first state to introduce it was Massachusetts. The
year was 1888. Before the end of the century it had been adopted by nearly all
the states in the union. The salutary effect of the reform in reducing the
amount of cheating and bribery in elections was beyond all question.
The Direct Primary.—In connection with the uprising against machine politics,
came a call for the abolition of the old method of nominating candidates by
conventions. These time-honored party assemblies, which had come down from the
days of Andrew Jackson, were, it was said, merely conclaves of party workers,
sustained by the spoils system, and dominated by an inner circle of bosses. The
remedy offered in this case was again "more democracy," namely, the abolition of
the party convention and the adoption of the direct primary. Candidates were no
longer to be chosen by secret conferences. Any member of a party was to be
allowed to run for any office, to present his name to his party by securing
signatures to a petition, and to submit his candidacy to his fellow partisans at
a direct primary—an election within the party. In this movement Governor La
Follette of Wisconsin took the lead and his state was the first in the union to
adopt the direct primary for state-wide purposes. The idea spread, rapidly in
the West, more slowly in the East. The public, already angered against "the
bosses," grasped eagerly at it. Governor Hughes in New York pressed it upon the
unwilling legislature. State after state accepted it until by 1918 Rhode Island,
Delaware, Connecticut, and New Mexico were the only states that had not bowed to
the storm. Still the results were disappointing and at that very time the
pendulum was beginning to swing backward.
Popular Election of Federal Senators.—While the movement for direct primaries
was still advancing everywhere, a demand for the popular election of Senators,
usually associated with it, swept forward to victory. Under the original
Constitution, it had been expressly provided that Senators should be chosen by
the legislatures of the states. In practice this rule transferred the selection
of Senators to secret caucuses of party members in the state legislatures. In
connection with these caucuses there had been many scandals, some direct proofs
of brazen bribery and corruption, and dark hints besides. The Senate was called
by its detractors "a millionaires' club" and it was looked upon as the "citadel
of conservatism." The prescription in this case was likewise "more
democracy"—direct election of Senators by popular vote.
This reform was not a new idea. It had been proposed in Congress as early as
1826. President Johnson, an ardent advocate, made it the subject of a special
message in 1868 Not long afterward it appeared in Congress. At last in 1893, the
year after the great Populist upheaval, the House of Representatives by the
requisite two-thirds vote incorporated it in an amendment to the federal
Constitution. Again and again it passed the House; but the Senate itself was
obdurate. Able Senators leveled their batteries against it. Mr. Hoar of
Massachusetts declared that it would transfer the seat of power to the "great
cities and masses of population"; that it would "overthrow the whole scheme of
the Senate and in the end the whole scheme of the national Constitution as
designed and established by the framers of the Constitution and the people who
adopted it."
Failing in the Senate, advocates of popular election made a rear assault through
the states. They induced state legislatures to enact laws requiring the
nomination of candidates for the Senate by the direct primary, and then they
bound the legislatures to abide by the popular choice. Nevada took the lead in
1899. Shortly afterward Oregon, by the use of the initiative and referendum,
practically bound legislators to accept the popular nominee and the country
witnessed the spectacle of a Republican legislature "electing" a Democrat to
represent the state in the Senate at Washington. By 1910 three-fourths of the
states had applied the direct primary in some form to the choice of Senators.
Men selected by that method began to pour in upon the floors of Congress;
finally in 1912 the two-thirds majority was secured for an amendment to the
federal Constitution providing for the popular election of Senators. It was
quickly ratified by the states. The following year it was proclaimed in effect.
The Initiative and Referendum.—As a corrective for the evils which had grown up
in state legislatures there arose a demand for the introduction of a Swiss
device known as the initiative and referendum. The initiative permits any one to
draw up a proposed bill; and, on securing a certain number of signatures among
the voters, to require the submission of the measure to the people at an
election. If the bill thus initiated receives a sufficient majority, it becomes
a law. The referendum allows citizens who disapprove any act passed by the
legislature to get up a petition against it and thus bring about a reference of
the measure to the voters at the polls for approval or rejection. These two
practices constitute a form of "direct government."
These devices were prescribed "to restore the government to the people." The
Populists favored them in their platform of 1896. Mr. Bryan, two years later,
made them a part of his program, and in the same year South Dakota adopted them.
In 1902 Oregon, after a strenuous campaign, added a direct legislation amendment
to the state constitution. Within ten years all the Southwestern, Mountain, and
Pacific states, except Texas and Wyoming, had followed this example. To the east
of the Mississippi, however, direct legislation met a chilly reception. By 1920
only five states in this section had accepted it: Maine, Massachusetts, Ohio,
Michigan, and Maryland, the last approving the referendum only.
The Recall.—Executive officers and judges, as well as legislatures, had come in
for their share of criticism, and it was proposed that they should likewise be
subjected to a closer scrutiny by the public. For this purpose there was
advanced a scheme known as the recall—which permitted a certain percentage of
the voters to compel any officer, at any time during his term, to go before the
people at a new election. This feature of direct government, tried out first in
the city of Los Angeles, was extended to state-wide uses in Oregon in 1908. It
failed, however, to capture popular imagination to the same degree as the
initiative and referendum. At the end of ten years' agitation, only ten states,
mainly in the West, had adopted it for general purposes, and four of them did
not apply it to the judges of the courts. Still it was extensively acclaimed in
cities and incorporated into hundreds of municipal laws and charters.
As a general proposition, direct government in all its forms was bitterly
opposed by men of a conservative cast of mind. It was denounced by Senator Henry
Cabot Lodge as "nothing less than a complete revolution in the fabric of our
government and in the fundamental principles upon which that government rests."
In his opinion, it promised to break down the representative principle and
"undermine and overthrow the bulwarks of ordered liberty and individual
freedom." Mr. Taft shared Mr. Lodge's views and spoke of direct government with
scorn. "Votes," he exclaimed, "are not bread ... referendums do not pay rent or
furnish houses, recalls do not furnish clothes, initiatives do not supply
employment or relieve inequalities of condition or of opportunity."
Commission Government for Cities.—In the restless searching out of evils, the
management of cities early came under critical scrutiny. City government, Mr.
Bryce had remarked, was the one conspicuous failure in America. This sharp
thrust, though resented by some, was accepted as a warning by others. Many
prescriptions were offered by doctors of the body politic. Chief among them was
the idea of simplifying the city government so that the light of public scrutiny
could shine through it. "Let us elect only a few men and make them clearly
responsible for the city government!" was the new cry in municipal reform. So,
many city councils were reduced in size; one of the two houses, which several
cities had adopted in imitation of the federal government, was abolished; and in
order that the mayor could be held to account, he was given the power to appoint
all the chief officials. This made the mayor, in some cases, the only elective
city official and gave the voters a "short ballot" containing only a few
names—an idea which some proposed to apply also to the state government.
A further step in the concentration of authority was taken in Galveston, Texas,
where the people, looking upon the ruin of their city wrought by the devastating
storm of 1901, and confronted by the difficult problems of reconstruction, felt
the necessity for a more businesslike management of city affairs and instituted
a new form of local administration. They abolished the old scheme of mayor and
council and vested all power in five commissioners, one of whom, without any
special prerogatives, was assigned to the office of "mayor president." In 1908,
the commission form of government, as it was soon characterized, was adopted by
Des Moines, Iowa. The attention of all municipal reformers was drawn to it and
it was hailed as the guarantee of a better day. By 1920, more than four hundred
cities, including Memphis, Spokane, Birmingham, Newark, and Buffalo, had adopted
it. Still the larger cities like New York and Chicago kept their boards of
aldermen.
The City Manager Plan.—A few years' experience with commission government
revealed certain patent defects. The division of the work among five men was
frequently found to introduce dissensions and irresponsibility. Commissioners
were often lacking in the technical ability required to manage such difficult
matters as fire and police protection, public health, public works, and public
utilities. Some one then proposed to carry over into city government an idea
from the business world. In that sphere the stockholders of each corporation
elect the directors and the directors, in turn, choose a business manager to
conduct the affairs of the company. It was suggested that the city
commissioners, instead of attempting to supervise the details of the city
administration, should select a manager to do this. The scheme was put into
effect in Sumter, South Carolina, in 1912. Like the commission plan, it became
popular. Within eight years more than one hundred and fifty towns and cities had
adopted it. Among the larger municipalities were Dayton, Springfield (Ohio),
Akron, Kalamazoo, and Phoenix. It promised to create a new public service
profession, that of city manager.
Measures of Economic Reform
The Spirit of American Reform.—The purification of the ballot, the restriction
of the spoils system, the enlargement of direct popular control over the organs
of government were not the sole answers made by the reformers to the critics of
American institutions. Nor were they the most important. In fact, they were
regarded not as ends in themselves, but as means to serve a wider purpose. That
purpose was the promotion of the "general welfare." The concrete objects covered
by that broad term were many and varied; but they included the prevention of
extortion by railway and other corporations, the protection of public health,
the extension of education, the improvement of living conditions in the cities,
the elimination of undeserved poverty, the removal of gross inequalities in
wealth, and more equality of opportunity.
All these things involved the use of the powers of government. Although a few
clung to the ancient doctrine that the government should not interfere with
private business at all, the American people at large rejected that theory as
vigorously as they rejected the doctrines of an extreme socialism which exalts
the state above the individual. Leaders representing every shade of opinion
proclaimed the government an instrument of common welfare to be used in the
public interest. "We must abandon definitely," said Roosevelt, "the
laissez-faire theory of political economy and fearlessly champion a system of
increased governmental control, paying no attention to the cries of worthy
people who denounce this as socialistic." This view was shared by Mr. Taft, who
observed: "Undoubtedly the government can wisely do much more ... to relieve the
oppressed, to create greater equality of opportunity, to make reasonable terms
for labor in employment, and to furnish vocational education." He was quick to
add his caution that "there is a line beyond which the government cannot go with
any good practical results in seeking to make men and society better."
The Regulation of Railways.—The first attempts to use the government in a large
way to control private enterprise in the public interest were made by the
Northwestern states in the decade between 1870 and 1880. Charges were advanced
by the farmers, particularly those organized into Granges, that the railways
extorted the highest possible rates for freight and passengers, that favoritism
was shown to large shippers, that fraudulent stocks and bonds were sold to the
innocent public. It was claimed that railways were not like other enterprises,
but were "quasi-public" concerns, like the roads and ferries, and thus subject
to government control. Accordingly laws were enacted bringing the railroads
under state supervision. In some cases the state legislature fixed the maximum
rates to be charged by common carriers, and in other cases commissions were
created with the power to establish the rates after an investigation. This
legislation was at first denounced in the East as nothing less than the
"confiscation" of the railways in the interest of the farmers. Attempts to have
the Supreme Court of the United States declare it unconstitutional were made
without avail; still a principle was finally laid down to the effect that in
fixing rates state legislatures and commissions must permit railway companies to
earn a "fair" return on the capital invested.
In a few years the Granger spirit appeared in Congress. An investigation
revealed a long list of abuses committed by the railways against shippers and
travelers. The result was the interstate commerce act of 1887, which created the
Interstate Commerce Commission, forbade discriminations in rates, and prohibited
other objectionable practices on the part of railways. This measure was loosely
enforced and the abuses against which it was directed continued almost unabated.
A demand for stricter control grew louder and louder. Congress was forced to
heed. In 1903 it enacted the Elkins law, forbidding railways to charge rates
other than those published, and laid penalties upon the officers and agents of
companies, who granted secret favors to shippers, and upon shippers who accepted
them. Three years later a still more drastic step was taken by the passage of
the Hepburn act. The Interstate Commerce Commission was authorized, upon
complaint of some party aggrieved, and after a public hearing, to determine
whether just and reasonable rates had been charged by the companies. In effect,
the right to fix freight and passenger rates was taken out of the hands of the
owners of the railways engaged in interstate commerce and vested in the hands of
the Interstate Commerce Commission. Thus private property to the value of
$20,000,000,000 or more was declared to be a matter of public concern and
subject to government regulation in the common interest.
Municipal Utilities.—Similar problems arose in connection with the street
railways, electric light plants, and other utilities in the great cities. In the
beginning the right to construct such undertakings was freely, and often
corruptly, granted to private companies by city councils. Distressing abuses
arose in connection with such practices. Many grants or franchises were made
perpetual, or perhaps for a term of 999 years. The rates charged and services
rendered were left largely to the will of the companies holding the franchises.
Mergers or unions of companies were common and the public was deluged with
stocks and bonds of doubtful value; bankruptcies were frequent. The connection
between the utility companies and the politicians was, to say the least, not
always in the public interest.
American ingenuity was quick to devise methods for eliminating such evils. Three
lines of progress were laid out by the reformers. One group proposed that such
utilities should be subject to municipal or state regulation, that the formation
of utility companies should be under public control, and that the issue of
stocks and bonds must be approved by public authority. In some cases state, and
in other cases municipal, commissions were created to exercise this great power
over "quasi-public corporations." Wisconsin, by laws enacted in 1907, put all
heat, light, water works, telephone, and street railway companies under the
supervision of a single railway commission. Other states followed this example
rapidly. By 1920 the principle of public control over municipal utilities was
accepted in nearly every section of the union.
A second line of reform appeared in the "model franchise" for utility
corporations. An illustration of this tendency was afforded by the Chicago
street railway settlement of 1906. The total capital of the company was fixed at
a definite sum, its earnings were agreed upon, and the city was given the right
to buy and operate the system if it desired to do so. In many states, about the
same time, it was provided that no franchises to utility companies could run
more than twenty-five years.
A third group of reformers were satisfied with nothing short of municipal
ownership. They proposed to drive private companies entirely out of the field
and vest the ownership and management of municipal plants in the city itself.
This idea was extensively applied to electric light and water works plants, but
to street railways in only a few cities, including San Francisco and Seattle. In
New York the subways are owned by the city but leased for operation.
An East Side Street in New York
Tenement House Control.—Among the other pressing problems of the cities was the
overcrowding in houses unfit for habitation. An inquiry in New York City made
under the authority of the state in 1902 revealed poverty, misery, slums, dirt,
and disease almost beyond imagination. The immediate answer was the enactment of
a tenement house law prescribing in great detail the size of the rooms, the air
space, the light and the sanitary arrangement for all new buildings. An immense
improvement followed and the idea was quickly taken up in other states having
large industrial centers. In 1920 New York made a further invasion of the rights
of landlords by assuring to the public "reasonable rents" for flats and
apartments.
Workmen's Compensation.—No small part of the poverty in cities was due to the
injury of wage-earners while at their trade. Every year the number of men and
women killed or wounded in industry mounted higher. Under the old law, the
workman or his family had to bear the loss unless the employer had been guilty
of some extraordinary negligence. Even in that case an expensive lawsuit was
usually necessary to recover "damages." In short, although employers insured
their buildings and machinery against necessary risks from fire and storm, they
allowed their employees to assume the heavy losses due to accidents. The
injustice of this, though apparent enough now, was once not generally
recognized. It was said to be unfair to make the employer pay for injuries for
which he was not personally responsible; but the argument was overborne.
About 1910 there set in a decided movement in the direction of lifting the
burden of accidents from the unfortunate victims. In the first place, laws were
enacted requiring employers to pay damages in certain amounts according to the
nature of the case, no matter how the accident occurred, as long as the injured
person was not guilty of willful negligence. By 1914 more than one-half the
states had such laws. In the second place, there developed schemes of industrial
insurance in the form of automatic grants made by state commissions to persons
injured in industries, the funds to be provided by the employers or the state or
by both. By 1917 thirty-six states had legislation of this type.
Minimum Wages and Mothers' Pensions.—Another source of poverty, especially among
women and children, was found to be the low wages paid for their labor. Report
after report showed this. In 1912 Massachusetts took a significant step in the
direction of declaring the minimum wages which might be paid to women and
children. Oregon, the following year, created a commission with power to
prescribe minimum wages in certain industries, based on the cost of living, and
to enforce the rates fixed. Within a short time one-third of the states had
legislation of this character. To cut away some of the evils of poverty and
enable widows to keep their homes intact and bring up their children, a device
known as mothers' pensions became popular during the second decade of the
twentieth century. At the opening of 1913 two states, Colorado and Illinois, had
laws authorizing the payment from public funds of definite sums to widows with
children. Within four years, thirty-five states had similar legislation.
Taxation and Great Fortunes.—As a part of the campaign waged against poverty by
reformers there came a demand for heavy taxes upon great fortunes, particularly
taxes upon inheritances or estates passing to heirs on the decease of the
owners. Roosevelt was an ardent champion of this type of taxation and dwelt upon
it at length in his message to Congress in 1907. "Such a tax," he said, "would
help to preserve a measurable equality of opportunity for the people of the
generations growing to manhood.... Our aim is to recognize what Lincoln pointed
out: the fact that there are some respects in which men are obviously not equal;
but also to insist that there should be equality of self-respect and of mutual
respect, an equality of rights before the law, and at least an approximate
equality in the conditions under which each man obtains the chance to show the
stuff that is in him when compared with his fellows."
The spirit of the new age was, therefore, one of reform, not of revolution. It
called for no evolutionary or utopian experiments, but for the steady and
progressive enactment of measures aimed at admitted abuses and designed to
accomplish tangible results in the name of public welfare.
General References
J. Bryce, The American Commonwealth.
R.C. Brooks, Corruption in American Life.
E.A. Ross, Changing America.
P.L. Haworth, America in Ferment.
E.R.A. Seligman, The Income Tax.
W.Z. Ripley, Railroads: Rates and Regulation.
E.S. Bradford, Commission Government in American Cities.
H.R. Seager, A Program of Social Reform.
C. Zueblin, American Municipal Progress.
W.E. Walling, Progressivism and After.
The American Year Book (an annual publication which contains reviews of reform
legislation).
Research Topics
"The Muckrakers."—Paxson, The New Nation (Riverside Series), pp. 309-323.
Civil Service Reform.—Beard, American Government and Politics (3d ed.), pp.
222-230; Ogg, National Progress (American Nation Series), pp. 135-142.
Direct Government.—Beard, American Government, pp. 461-473; Ogg, pp. 160-166.
Popular Election of Senators.—Beard, American Government, pp. 241-244; Ogg, pp.
149-150.
Party Methods.—Beard, American Government, pp. 656-672.
Ballot Reform.—Beard, American Government, pp. 672-705.
Social and Economic Legislation.—Beard, American Government, pp. 721-752.
Questions
1. Who were some of the critics of abuses in American life?
2. What particular criticisms were advanced?
3. How did Elihu Root define "invisible government"?
4. Discuss the use of criticism as an aid to progress in a democracy.
5. Explain what is meant by the "merit system" in the civil service. Review the
rise of the spoils system.
6. Why is the public service of increasing importance? Give some of its new
problems.
7. Describe the Australian ballot and the abuses against which it is directed.
8. What are the elements of direct government? Sketch their progress in the
United States.
9. Trace the history of popular election of Senators.
10. Explain the direct primary. Commission government. The city manager plan.
11. How does modern reform involve government action? On what theory is it
justified?
12. Enumerate five lines of recent economic reform.
CHAPTER XXIII
THE NEW POLITICAL DEMOCRACY
Women in Public Affairs.—The social legislation enacted in response to the
spirit of reform vitally affected women in the home and in industry and was
promoted by their organizations. Where they did not lead, they were affiliated
with movements for social improvement. No cause escaped their attention; no year
passed without widening the range of their interests. They served on committees
that inquired into the problems of the day; they appeared before legislative
assemblies to advocate remedies for the evils they discovered. By 1912 they were
a force to be reckoned with in national politics. In nine states complete and
equal suffrage had been established, and a widespread campaign for a national
suffrage amendment was in full swing. On every hand lay evidences that their
sphere had been broadened to include public affairs. This was the culmination of
forces that had long been operating.
A New Emphasis in History.—A movement so deeply affecting important interests
could not fail to find a place in time in the written record of human progress.
History often began as a chronicle of kings and queens, knights and ladies,
written partly to amuse and partly to instruct the classes that appeared in its
pages. With the growth of commerce, parliaments, and international relations,
politics and diplomacy were added to such chronicles of royal and princely
doings. After the rise of democracy, industry, and organized labor, the
transactions of everyday life were deemed worthy of a place in the pages of
history. In each case history was rewritten and the past rediscovered in the
light of the new age. So it will be with the rise and growth of women's
political power. The history of their labor, their education, their status in
society, their influence on the course of events will be explored and given its
place in the general record.
It will be a history of change. The superior position which women enjoy in
America to-day is the result of a slow evolution from an almost rightless
condition in colonial times. The founders of America brought with them the
English common law. Under that law, a married woman's personal property—jewels,
money, furniture, and the like—became her husband's property; the management of
her lands passed into his control. Even the wages she earned, if she worked for
some one else, belonged to him. Custom, if not law, prescribed that women should
not take part in town meetings or enter into public discussions of religious
questions. Indeed it is a far cry from the banishment of Anne Hutchinson from
Massachusetts in 1637, for daring to dispute with the church fathers, to the
political conventions of 1920 in which women sat as delegates, made nominating
speeches, and served on committees. In the contrast between these two scenes may
be measured the change in the privileges of women since the landing of the
Pilgrims. The account of this progress is a narrative of individual effort on
the part of women, of organizations among them, of generous aid from sympathetic
men in the long agitation for the removal of civil and political disabilities.
It is in part also a narrative of irresistible economic change which drew women
into industry, created a leisure class, gave women wages and incomes, and
therewith economic independence.
The Rise of the Woman Movement
Abigail Adams
Protests of Colonial Women.—The republican spirit which produced American
independence was of slow and steady growth. It did not spring up full-armed in a
single night. It was, on the contrary, nourished during a long period of time by
fireside discussions as well as by debates in the public forum. Women shared
that fireside sifting of political principles and passed on the findings of that
scrutiny in letters to their friends, newspaper articles, and every form of
written word. How widespread was this potent, though not spectacular force, is
revealed in the collections of women's letters, articles, songs, dramas, and
satirical "skits" on English rule that have come down to us. In this search into
the reasons of government, some women began to take thought about laws that
excluded them from the ballot. Two women at least left their protests on record.
Abigail, the ingenious and witty wife of John Adams, wrote to her husband, in
March, 1776, that women objected "to all arbitrary power whether of state or
males" and demanded political privileges in the new order then being created.
Hannah Lee Corbin, the sister of "Lighthorse" Harry Lee, protested to her
brother against the taxation of women without representation.
The Stir among European Women.—Ferment in America, in the case of women as of
men, was quickened by events in Europe. In 1792, Mary Wollstonecraft published
in England the Vindication of the Rights of Women—a book that was destined to
serve the cause of liberty among women as the writings of Locke and Paine had
served that of men. The specific grievances which stirred English women were
men's invasion of women's industries, such as spinning and weaving; the denial
of equal educational opportunities; and political disabilities. In France also
the great Revolution raised questionings about the status of women. The rights
of "citizenesses" as well as the rights of "citizens" were examined by the
boldest thinkers. This in turn reacted upon women in the United States.
Leadership in America.—The origins of the American woman movement are to be
found in the writings of a few early intellectual leaders. During the first
decades of the nineteenth century, books, articles, and pamphlets about women
came in increasing numbers from the press. Lydia Maria Child wrote a history of
women; Margaret Fuller made a critical examination of the status of women in her
time; and Mrs. Elizabeth Ellet supplemented the older histories by showing what
an important part women had played in the American Revolution.
The Struggle for Education.—Along with criticism, there was carried on a
constructive struggle for better educational facilities for women who had been
from the beginning excluded from every college in the country. In this long
battle, Emma Willard and Mary Lyon led the way; the former founded a seminary at
Troy, New York; and the latter made the beginnings of Mount Holyoke College in
Massachusetts. Oberlin College in Ohio, established in 1833, opened its doors to
girls and from it were graduated young students to lead in the woman movement.
Sarah J. Hale, who in 1827 became the editor of a "Ladies' Magazine," published
in Boston, conducted a campaign for equal educational opportunities which helped
to bear fruit in the founding of Vassar College shortly after the Civil War.
The Desire to Effect Reforms.—As they came to study their own history and their
own part in civilization, women naturally became deeply interested in all the
controversies going on around them. The temperance question made a special
appeal to them and they organized to demand the right to be heard on it. In 1846
the "Daughters of Temperance" formed a secret society favoring prohibition. They
dared to criticize the churches for their indifference and were so bold as to
ask that drunkenness be made a ground for divorce.
The slavery issue even more than temperance called women into public life. The
Grimké sisters of South Carolina emancipated their bondmen, and one of these
sisters, exiled from Charleston for her "Appeal to the Christian Women of the
South," went North to work against the slavery system. In 1837 the National
Women's Anti-Slavery Convention met in New York; seventy-one women delegates
represented eight states. Three years later eight American women, five of them
in Quaker costume, attended the World Anti-Slavery Convention in London, much to
the horror of the men, who promptly excluded them from the sessions on the
ground that it was not fitting for women to take part in such meetings.
In other spheres of activity, especially social service, women steadily enlarged
their interest. Nothing human did they consider alien to them. They inveighed
against cruel criminal laws and unsanitary prisons. They organized poor relief
and led in private philanthropy. Dorothea Dix directed the movement that induced
the New York legislature to establish in 1845 a separate asylum for the criminal
insane. In the same year Sarah G. Bagley organized the Lowell Female Reform
Association for the purpose of reducing the long hours of labor for women,
safeguarding "the constitutions of future generations." Mrs. Eliza Woodson
Farnham, matron in Sing Sing penitentiary, was known throughout the nation for
her social work, especially prison reform. Wherever there were misery and
suffering, women were preparing programs of relief.
Freedom of Speech for Women.—In the advancement of their causes, of whatever
kind, women of necessity had to make public appeals and take part in open
meetings. Here they encountered difficulties. The appearance of women on the
platform was new and strange. Naturally it was widely resented. Antoinette
Brown, although she had credentials as a delegate, was driven off the platform
of a temperance convention in New York City simply because she was a woman.
James Russell Lowell, editor of the "Atlantic Monthly," declined a poem from
Julia Ward Howe on the theory that no woman could write a poem; but he added on
second thought that he might consider an article in prose. Nathaniel Hawthorne,
another editor, even objected to something in prose because to him "all
ink-stained women were equally detestable." To the natural resentment against
their intrusion into new fields was added that aroused by their ideas and
methods. As temperance reformers, they criticized in a caustic manner those who
would not accept their opinions. As opponents of slavery they were especially
bitter. One of their conventions, held at Philadelphia in 1833, passed a
resolution calling on all women to leave those churches that would not condemn
every form of human bondage. This stirred against them many of the clergy who,
accustomed to having women sit silent during services, were in no mood to treat
such a revolt leniently. Then came the last straw. Women decided that they would
preach—out of the pulpit first, and finally in it.
Women in Industry.—The period of this ferment was also the age of the industrial
revolution in America, the rise of the factory system, and the growth of mill
towns. The labor of women was transferred from the homes to the factories. Then
arose many questions: the hours of labor, the sanitary conditions of the mills,
the pressure of foreign immigration on native labor, the wages of women as
compared with those of men, and the right of married women to their own
earnings. Labor organizations sprang up among working women. The mill girls of
Lowell, Massachusetts, mainly the daughters of New England farmers, published a
magazine, "The Lowell Offering." So excellent were their writings that the
French statesman, Thiers, carried a copy of their paper into the Chamber of
Deputies to show what working women could achieve in a republic. As women were
now admittedly earning their own way in the world by their own labor, they began
to talk of their "economic independence."
The World Shaken by Revolution.—Such was the quickening of women's minds in 1848
when the world was startled once more by a revolution in France which spread to
Germany, Poland, Austria, Hungary, and Italy. Once more the people of the earth
began to explore the principles of democracy and expound human rights. Women,
now better educated and more "advanced" in their ideas, played a rôle of still
greater importance in that revolution. They led in agitations and uprisings.
They suffered from reaction and persecution. From their prison in France, two of
them who had been jailed for too much insistence on women's rights exchanged
greetings with American women who were raising the same issue here. By this time
the women had more supporters among the men. Horace Greeley, editor of the New
York Tribune, though he afterwards recanted, used his powerful pen in their
behalf. Anti-slavery leaders welcomed their aid and repaid them by urging the
enfranchisement of women.
The Woman's Rights Convention of 1848.—The forces, moral and intellectual, which
had been stirring among women, crystallized a few months after the outbreak of
the European revolution in the first Woman's Rights Convention in the history of
America. It met at Seneca Falls, New York, in 1848, on the call of Lucretia
Mott, Martha Wright, Elizabeth Cady Stanton, and Mary Ann McClintock, three of
them Quakers. Accustomed to take part in church meetings with men, the Quakers
naturally suggested that men as well as women be invited to attend the
convention. Indeed, a man presided over the conference, for that position seemed
too presumptuous even for such stout advocates of woman's rights.
The deliberations of the Seneca Falls convention resulted in a Declaration of
Rights modeled after the Declaration of Independence. For example, the preamble
began: "When in the course of human events it becomes necessary for one portion
of the family of man to assume among the people of the earth a position
different from that which they have hitherto occupied...." So also it closed:
"Such has been the patient suffering of women under this government and such is
now the necessity which constrains them to demand the equal station to which
they are entitled." Then followed the list of grievances, the same number which
had been exhibited to George III in 1776. Especially did they assail the
disabilities imposed upon them by the English common law imported into
America—the law which denied married women their property, their wages, and
their legal existence as separate persons. All these grievances they recited to
"a candid world." The remedies for the evils which they endured were then set
forth in detail. They demanded "equal rights" in the colleges, trades, and
professions; equal suffrage; the right to share in all political offices,
honors, and emoluments; the right to complete equality in marriage, including
equal guardianship of the children; and for married women the right to own
property, to keep wages, to make contracts, to transact business, and to testify
in the courts of justice. In short, they declared women to be persons as men are
persons and entitled to all the rights and privileges of human beings. Such was
the clarion call which went forth to the world in 1848—to an amused and
contemptuous world, it must be admitted—but to a world fated to heed and obey.
The First Gains in Civil Liberty.—The convention of 1848 did not make political
enfranchisement the leading issue. Rather did it emphasize the civil
disabilities of women which were most seriously under discussion at the time.
Indeed, the New York legislature of that very year, as the result of a twelve
years' agitation, passed the Married Woman's Property Act setting aside the
general principles of the English common law as applied to women and giving them
many of the "rights of man." California and Wisconsin followed in 1850;
Massachusetts in 1854; and Kansas in 1859. Other states soon fell into line.
Women's earnings and inheritances were at last their own in some states at
least. In a little while laws were passed granting women rights as equal
guardians of their children and permitting them to divorce their husbands on the
grounds of cruelty and drunkenness.
By degrees other steps were taken. The Woman's Medical College of Pennsylvania
was founded in 1850, and the Philadelphia School of Design for Women three years
later. In 1852 the American Women's Educational Association was formed to
initiate an agitation for enlarged educational opportunities for women. Other
colleges soon emulated the example of Oberlin: the University of Utah in 1850;
Hillsdale College in Michigan in 1855; Baker University in Kansas in 1858; and
the University of Iowa in 1860. New trades and professions were opened to women
and old prejudices against their activities and demands slowly gave way.
The National Struggle for Woman Suffrage
The Beginnings of Organization.—As women surmounted one obstacle after another,
the agitation for equal suffrage came to the front. If any year is to be fixed
as the date of its beginning, it may very well be 1850, when the suffragists of
Ohio urged the state constitutional convention to confer the vote upon them.
With apparent spontaneity there were held in the same year state suffrage
conferences in Indiana, Pennsylvania, and Massachusetts; and connections were
formed among the leaders of these meetings. At the same time the first national
suffrage convention was held in Worcester, Massachusetts, on the call of
eighty-nine leading men and women representing six states. Accounts of the
convention were widely circulated in this country and abroad. English women,—for
instance, Harriet Martineau,—sent words of appreciation for the work thus
inaugurated. It inspired a leading article in the "Westminster Review," which
deeply interested the distinguished economist, John Stuart Mill. Soon he was the
champion of woman suffrage in the British Parliament and the author of a
powerful tract The Subjection of Women, widely read throughout the
English-speaking world. Thus do world movements grow. Strange to relate the
women of England were enfranchised before the adoption of the federal suffrage
amendment in America.
The national suffrage convention of 1850 was followed by an extraordinary
outburst of agitation. Pamphlets streamed from the press. Petitions to
legislative bodies were drafted, signed, and presented. There were addresses by
favorite orators like Garrison, Phillips, and Curtis, and lectures and poems by
men like Emerson, Longfellow, and Whittier. In 1853 the first suffrage paper was
founded by the wife of a member of Congress from Rhode Island. By this time the
last barrier to white manhood suffrage in the North had been swept away and the
woman's movement was gaining momentum every year.
The Suffrage Movement Checked by the Civil War.—Advocates of woman suffrage
believed themselves on the high road to success when the Civil War engaged the
energies and labors of the nation. Northern women became absorbed in the
struggle to preserve the union. They held no suffrage conventions for five
years. They transformed their associations into Loyalty Leagues. They banded
together to buy only domestic goods when foreign imports threatened to ruin
American markets. They rolled up monster petitions in favor of the emancipation
of slaves. In hospitals, in military prisons, in agriculture, and in industry
they bore their full share of responsibility. Even when the New York legislature
took advantage of their unguarded moments and repealed the law giving the mother
equal rights with the father in the guardianship of children, they refused to
lay aside war work for agitation. As in all other wars, their devotion was
unstinted and their sacrifices equal to the necessities of the hour.
The Federal Suffrage Amendment.—Their plans and activities, when the war closed,
were shaped by events beyond their control. The emancipation of the slaves and
their proposed enfranchisement made prominent the question of a national
suffrage for the first time in our history. Friends of the colored man insisted
that his civil liberties would not be safe unless he was granted the right to
vote. The woman suffragists very pertinently asked why the same principle did
not apply to women. The answer which they received was negative. The fourteenth
amendment to the federal Constitution, adopted in 1868, definitely put women
aside by limiting the scope of its application, so far as the suffrage was
concerned, to the male sex. In making manhood suffrage national, however, it
nationalized the issue.
Copyright by Underwood and Underwood, N.Y.
Susan B. Anthony
This was the signal for the advocates of woman suffrage. In March, 1869, their
proposed amendment was introduced in Congress by George W. Julian of Indiana. It
provided that no citizen should be deprived of the vote on account of sex,
following the language of the fifteenth amendment which forbade disfranchisement
on account of race. Support for the amendment, coming from many directions, led
the suffragists to believe that their case was hopeful. In their platform of
1872, for example, the Republicans praised the women for their loyal devotion to
freedom, welcomed them to spheres of wider usefulness, and declared that the
demand of any class of citizens for additional rights deserved "respectful
consideration."
Experience soon demonstrated, however, that praise was not the ballot. Indeed
the suffragists already had realized that a tedious contest lay before them.
They had revived in 1866 their regular national convention. They gave the name
of "The Revolution" to their paper, edited by Elizabeth Cady Stanton and Susan
B. Anthony. They formed a national suffrage association and organized annual
pilgrimages to Congress to present their claims. Such activities bore some
results. Many eminent congressmen were converted to their cause and presented it
ably to their colleagues of both chambers. Still the subject was ridiculed by
the newspapers and looked upon as freakish by the masses.
The State Campaigns.—Discouraged by the outcome of the national campaign,
suffragists turned to the voters of the individual states and sought the ballot
at their hands. Gains by this process were painfully slow. Wyoming, it is true,
while still a territory, granted suffrage to women in 1869 and continued it on
becoming a state twenty years later, in spite of strong protests in Congress. In
1893 Colorado established complete political equality. In Utah, the third
suffrage state, the cause suffered many vicissitudes. Women were enfranchised by
the territorial legislature; they were deprived of the ballot by Congress in
1887; finally in 1896 on the admission of Utah to the union they recovered their
former rights. During the same year, 1896, Idaho conferred equal suffrage upon
the women. This was the last suffrage victory for more than a decade.
The Suffrage Cause in Congress.—In the midst of the meager gains among the
states there were occasional flurries of hope for immediate action on the
federal amendment. Between 1878 and 1896 the Senate committee reported the
suffrage resolution by a favorable majority on five different occasions. During
the same period, however, there were nine unfavorable reports and only once did
the subject reach the point of a general debate. At no time could anything like
the required two-thirds vote be obtained.
The Changing Status of Women.—While the suffrage movement was lagging, the
activities of women in other directions were steadily multiplying. College after
college—Vassar, Bryn Mawr, Smith, Wellesley, to mention a few—was founded to
give them the advantages of higher education. Other institutions, especially the
state universities of the West, opened their doors to women, and women were
received into the professions of law and medicine. By the rapid growth of public
high schools in which girls enjoyed the same rights as boys, education was
extended still more widely. The number of women teachers increased by leaps and
bounds.
Meanwhile women were entering nearly every branch of industry and business. How
many of them worked at gainful occupations before 1870 we do not know; but from
that year forward we have the records of the census. Between 1870 and 1900 the
proportion of women in the professions rose from less than two per cent to more
than ten per cent; in trade and transportation from 24.8 per cent to 43.2 per
cent; and in manufacturing from 13 to 19 per cent. In 1910, there were over
8,000,000 women gainfully employed as compared with 30,000,000 men. When, during
the war on Germany, the government established the principle of equal pay for
equal work and gave official recognition to the value of their services in
industry, it was discovered how far women had traveled along the road forecast
by the leaders of 1848.
The Club Movement among Women.—All over the country women's societies and clubs
were started to advance this or that reform or merely to study literature, art,
and science. In time these women's organizations of all kinds were federated
into city, state, and national associations and drawn into the consideration of
public questions. Under the leadership of Frances Willard they made temperance
reform a vital issue. They took an interest in legislation pertaining to
prisons, pure food, public health, and municipal government, among other things.
At their sessions and conferences local, state, and national issues were
discussed until finally, it seems, everything led to the quest of the franchise.
By solemn resolution in 1914 the National Federation of Women's Clubs,
representing nearly two million club women, formally endorsed woman suffrage. In
the same year the National Education Association, speaking for the public school
teachers of the land, added its seal of approval.
Copyright by Underwood and Underwood, N.Y.
Conference of Men and Women Delegates at a National Convention in 1920
State and National Action.—Again the suffrage movement was in full swing in the
states. Washington in 1910, California in 1911, Oregon, Kansas, and Arizona in
1912, Nevada and Montana in 1914 by popular vote enfranchised their women.
Illinois in 1913 conferred upon them the right to vote for President of the
United States. The time had arrived for a new movement. A number of younger
suffragists sought to use the votes of women in the equal suffrage states to
compel one or both of the national political parties to endorse and carry
through Congress the federal suffrage amendment. Pressure then came upon
Congress from every direction: from the suffragists who made a straight appeal
on the grounds of justice; and from the suffragists who besought the women of
the West to vote against candidates for President, who would not approve the
federal amendment. In 1916, for the first time, a leading presidential
candidate, Mr. Charles E. Hughes, speaking for the Republicans, endorsed the
federal amendment and a distinguished ex-President, Roosevelt, exerted a
powerful influence to keep it an issue in the campaign.
National Enfranchisement.—After that, events moved rapidly. The great state of
New York adopted equal suffrage in 1917. Oklahoma, South Dakota, and Michigan
swung into line the following year; several other states, by legislative action,
gave women the right to vote for President. In the meantime the suffrage battle
at Washington grew intense. Appeals and petitions poured in upon Congress and
the President. Militant suffragists held daily demonstrations in Washington. On
September 30, 1918, President Wilson, who, two years before, had opposed federal
action and endorsed suffrage by state adoption only, went before Congress and
urged the passage of the suffrage amendment to the Constitution. In June, 1919,
the requisite two-thirds vote was secured; the resolution was carried and
transmitted to the states for ratification. On August 28, 1920, the thirty-sixth
state, Tennessee, approved the amendment, making three-fourths of the states as
required by the Constitution. Thus woman suffrage became the law of the land. A
new political democracy had been created. The age of agitation was closed and
the epoch of responsible citizenship opened.
General References
Edith Abbott, Women in Industry.
C.P. Gilman, Woman and Economics.
I.H. Harper, Life and Work of Susan B. Anthony.
E.R. Hecker, Short History of Woman's Rights.
S.B. Anthony and I.H. Harper, History of Woman Suffrage (4 vols.).
J.W. Taylor, Before Vassar Opened.
A.H. Shaw, The Story of a Pioneer.
Research Topics
The Rise of the Woman Suffrage Movement.—McMaster, History of the People of the
United States, Vol. VIII, pp. 116-121; K. Porter, History of Suffrage in the
United States, pp. 135-145.
The Development of the Suffrage Movement.—Porter, pp. 228-254; Ogg, National
Progress (American Nation Series), pp. 151-156 and p. 382.
Women's Labor in the Colonial Period.—E. Abbott, Women in Industry, pp. 10-34.
Women and the Factory System.—Abbott, pp. 35-62.
Early Occupations for Women.—Abbott, pp. 63-85.
Women's Wages.—Abbott, pp. 262-316.
Questions
1. Why were women involved in the reform movements of the new century?
2. What is history? What determines the topics that appear in written history?
3. State the position of women under the old common law.
4. What part did women play in the intellectual movement that preceded the
American Revolution?
5. Explain the rise of the discussion of women's rights.
6. What were some of the early writings about women?
7. Why was there a struggle for educational opportunities?
8. How did reform movements draw women into public affairs and what were the
chief results?
9. Show how the rise of the factory affected the life and labor of women.
10. Why is the year 1848 an important year in the woman movement? Discuss the
work of the Seneca Falls convention.
11. Enumerate some of the early gains in civil liberty for women.
12. Trace the rise of the suffrage movement. Show the effect of the Civil War.
13. Review the history of the federal suffrage amendment.
14. Summarize the history of the suffrage in the states.
CHAPTER XXIV
INDUSTRIAL DEMOCRACY
The New Economic Age.—The spirit of criticism and the measures of reform
designed to meet it, which characterized the opening years of the twentieth
century, were merely the signs of a new age. The nation had definitely passed
into industrialism. The number of city dwellers employed for wages as contrasted
with the farmers working on their own land was steadily mounting. The free land,
once the refuge of restless workingmen of the East and the immigrants from
Europe, was a thing of the past. As President Roosevelt later said in speaking
of the great coal strike, "a few generations ago, the American workman could
have saved money, gone West, and taken up a homestead. Now the free lands were
gone. In earlier days, a man who began with a pick and shovel might come to own
a mine. That outlet was now closed as regards the immense majority.... The
majority of men who earned wages in the coal industry, if they wished to
progress at all, were compelled to progress not by ceasing to be wage-earners
but by improving the conditions under which all the wage-earners of the country
lived and worked."
The disappearance of the free land, President Roosevelt went on to say, also
produced "a crass inequality in the bargaining relation of the employer and the
individual employee standing alone. The great coal-mining and coal-carrying
companies which employed their tens of thousands could easily dispense with the
services of any particular miner. The miner, on the other hand, however expert,
could not dispense with the companies. He needed a job; his wife and children
would starve if he did not get one.... Individually the miners were impotent
when they sought to enter a wage contract with the great companies; they could
make fair terms only by uniting into trade unions to bargain collectively." It
was of this state of affairs that President Taft spoke when he favored the
modification of the common law "so as to put employees of little power and means
on a level with their employers in adjusting and agreeing upon their mutual
obligations."
John D. Rockefeller, Jr., on the side of the great captains of industry,
recognized the same facts. He said: "In the early days of the development of
industry, the employer and capital investor were frequently one. Daily contact
was had between him and his employees, who were his friends and neighbors....
Because of the proportions which modern industry has attained, employers and
employees are too often strangers to each other.... Personal relations can be
revived only through adequate representation of the employees. Representation is
a principle which is fundamentally just and vital to the successful conduct of
industry.... It is not consistent for us as Americans to demand democracy in
government and practice autocracy in industry.... With the developments what
they are in industry to-day, there is sure to come a progressive evolution from
aristocratic single control, whether by capital, labor, or the state, to
democratic, coöperative control by all three."
Coöperation between Employers and Employees
Company Unions.—The changed economic life described by the three eminent men
just quoted was acknowledged by several great companies and business concerns.
All over the country decided efforts were made to bridge the gulf which industry
and the corporation had created. Among the devices adopted was that of the
"company union." In one of the Western lumber mills, for example, all the
employees were invited to join a company organization; they held monthly
meetings to discuss matters of common concern; they elected a "shop committee"
to confer with the representatives of the company; and periodically the agents
of the employers attended the conferences of the men to talk over matters of
mutual interest. The function of the shop committee was to consider wages,
hours, safety rules, sanitation, recreation and other problems. Whenever any
employee had a grievance he took it up with the foreman and, if it was not
settled to his satisfaction, he brought it before the shop committee. If the
members of the shop committee decided in favor of the man with a grievance, they
attempted to settle the matter with the company's agents. All these things
failing, the dispute was transferred to a grand meeting of all the employees
with the employers' representatives, in common council. A deadlock, if it ensued
from such a conference, was broken by calling in impartial arbitrators selected
by both sides from among citizens outside the mill. Thus the employees were
given a voice in all decisions affecting their work and welfare; rights and
grievances were treated as matters of mutual interest rather than individual
concern. Representatives of trade unions from outside, however, were rigidly
excluded from all negotiations between employers and the employees.
Profit-sharing.—Another proposal for drawing capital and labor together was to
supplement the wage system by other ties. Sometimes lump sums were paid to
employees who remained in a company's service for a definite period of years.
Again they were given a certain percentage of the annual profits. In other
instances, employees were allowed to buy stock on easy terms and thus become
part owners in the concern. This last plan was carried so far by a large soap
manufacturing company that the employees, besides becoming stockholders, secured
the right to elect representatives to serve on the board of directors who
managed the entire business. So extensive had profit-sharing become by 1914 that
the Federal Industrial Relations Committee, appointed by the President, deemed
it worthy of a special study. Though opposed by regular trade unions, it was
undoubtedly growing in popularity.
Labor Managers and Welfare Work.—Another effort of employers to meet the
problems of the new age appeared in the appointment of specialists, known as
employment managers, whose task it was to study the relations existing between
masters and workers and discover practical methods for dealing with each
grievance as it arose. By 1918, hundreds of big companies had recognized this
modern "profession" and universities were giving courses of instruction on the
subject to young men and women. In that year a national conference of employment
managers was held at Rochester, New York. The discussion revealed a wide range
of duties assigned to managers, including questions of wages, hours, sanitation,
rest rooms, recreational facilities, and welfare work of every kind designed to
make the conditions in mills and factories safer and more humane. Thus it was
evident that hundreds of employers had abandoned the old idea that they were
dealing merely with individual employees and that their obligations ended with
the payment of any wages they saw fit to fix. In short, they were seeking to
develop a spirit of coöperation to take the place of competition and enmity; and
to increase the production of commodities by promoting the efficiency and
happiness of the producers.
The Rise and Growth of Organized Labor
The American Federation of Labor.—Meanwhile a powerful association of workers
representing all the leading trades and crafts, organized into unions of their
own, had been built up outside the control of employers. This was the American
Federation of Labor, a nation-wide union of unions, founded in 1886 on the basis
of beginnings made five years before. At the time of its establishment it had
approximately 150,000 members. Its growth up to the end of the century was slow,
for the total enrollment in 1900 was only 300,000. At that point the increase
became marked. The membership reached 1,650,000 in 1904 and more than 3,000,000
in 1919. To be counted in the ranks of organized labor were several strong
unions, friendly to the Federation, though not affiliated with it. Such, for
example, were the Railway Brotherhoods with more than half a million members. By
the opening of 1920 the total strength of organized labor was put at about
4,000,000 members, meaning, if we include their families, that nearly one-fifth
of the people of the United States were in some positive way dependent upon the
operations of trade unions.
Historical Background.—This was the culmination of a long and significant
history. Before the end of the eighteenth century, the skilled workmen—printers,
shoemakers, tailors, and carpenters—had, as we have seen, formed local unions in
the large cities. Between 1830 and 1860, several aggressive steps were taken in
the American labor movement. For one thing, the number of local unions increased
by leaps and bounds in all the industrial towns. For another, there was
established in every large manufacturing city a central labor body composed of
delegates from the unions of the separate trades. In the local union the
printers or the cordwainers, for example, considered only their special trade
problems. In the central labor union, printers, cordwainers, iron molders, and
other craftsmen considered common problems and learned to coöperate with one
another in enforcing the demands of each craft. A third step was the federation
of the unions of the same craftsmen in different cities. The printers of New
York, Philadelphia, Boston, and other towns, for instance, drew together and
formed a national trade union of printers built upon the local unions of that
craft. By the eve of the Civil War there were four or five powerful national
unions of this character. The expansion of the railway made travel and
correspondence easier and national conventions possible even for workmen of
small means. About 1834 an attempt was made to federate the unions of all the
different crafts into a national organization; but the effort was premature.
The National Labor Union.—The plan which failed in 1834 was tried again in the
sixties. During the war, industries and railways had flourished as never before;
prices had risen rapidly; the demand for labor had increased; wages had mounted
slowly, but steadily. Hundreds of new local unions had been founded and eight or
ten national trade unions had sprung into being. The time was ripe, it seemed,
for a national consolidation of all labor's forces; and in 1866, the year after
the surrender of General Lee at Appomattox, the "National Labor Union" was
formed at Baltimore under the leadership of an experienced organizer, W.H.
Sylvis of the iron molders. The purpose of the National Labor Union was not
merely to secure labor's standard demands touching hours, wages, and conditions
of work or to maintain the gains already won. It leaned toward political action
and radical opinions. Above all, it sought to eliminate the conflict between
capital and labor by making workingmen the owners of shops through the formation
of coöperative industries. For six years the National Labor Union continued to
hold conferences and carry on its propaganda; but most of the coöperative
enterprises failed, political dissensions arose, and by 1872 the experiment had
come to an end.
The Knights of Labor.—While the National Labor Union was experimenting, there
grew up in the industrial world a more radical organization known as the "Noble
Order of the Knights of Labor." It was founded in Philadelphia in 1869, first as
a secret society with rituals, signs, and pass words; "so that no spy of the
boss can find his way into the lodge room to betray his fellows," as the Knights
put it. In form the new organization was simple. It sought to bring all
laborers, skilled and unskilled, men and women, white and colored, into a mighty
body of local and national unions without distinction of trade or craft. By
1885, ten years after the national organization was established, it boasted a
membership of over 700,000. In philosophy, the Knights of Labor were
socialistic, for they advocated public ownership of the railways and other
utilities and the formation of coöperative societies to own and manage stores
and factories.
As the Knights were radical in spirit and their strikes, numerous and prolonged,
were often accompanied by violence, the organization alarmed employers and the
general public, raising up against itself a vigorous opposition. Weaknesses
within, as well as foes from without, started the Knights on the path to
dissolution. They waged more strikes than they could carry on successfully;
their coöperative experiments failed as those of other labor groups before them
had failed; and the rank and file could not be kept in line. The majority of the
members wanted immediate gains in wages or the reduction of hours; when their
hopes were not realized they drifted away from the order. The troubles were
increased by the appearance of the American Federation of Labor, a still
mightier organization composed mainly of skilled workers who held strategic
positions in industry. When they failed to secure the effective support of the
Federation in their efforts to organize the unskilled, the employers closed in
upon them; then the Knights declined rapidly in power. By 1890 they were a
negligible factor and in a short time they passed into the limbo of dead
experiments.
The Policies of the American Federation.—Unlike the Knights of Labor, the
American Federation of Labor sought, first of all, to be very practical in its
objects and methods. It avoided all kinds of socialistic theories and attended
strictly to the business of organizing unions for the purpose of increasing
wages, shortening hours, and improving working conditions for its members. It
did not try to include everybody in one big union but brought together the
employees of each particular craft whose interests were clearly the same. To
prepare for strikes and periods of unemployment, it raised large funds by
imposing heavy dues and created a benefit system to hold men loyally to the
union. In order to permit action on a national scale, it gave the superior
officers extensive powers over local unions.
While declaring that employers and employees had much in common, the Federation
strongly opposed company unions. Employers, it argued, were affiliated with the
National Manufacturers' Association or with similar employers' organizations;
every important industry was now national in scope; and wages and hours, in view
of competition with other shops, could not be determined in a single factory, no
matter how amicable might be the relations of the company and its workers in
that particular plant. For these reasons, the Federation declared company unions
and local shop committees inherently weak; it insisted that hours, wages, and
other labor standards should be fixed by general trade agreements applicable to
all the plants of a given industry, even if subject to local modifications.
At the same time, the Federation, far from deliberately antagonizing employers,
sought to enlist their coöperation and support. It affiliated with the National
Civic Federation, an association of business men, financiers, and professional
men, founded in 1900 to promote friendly relations in the industrial world. In
brief, the American Federation of Labor accepted the modern industrial system
and, by organization within it, endeavored to secure certain definite terms and
conditions for trade unionists.
The Wider Relations of Organized Labor
The Socialists.—The trade unionism "pure and simple," espoused by the American
Federation of Labor, seemed to involve at first glance nothing but businesslike
negotiations with employers. In practice it did not work out that way. The
Federation was only six years old when a new organization, appealing directly
for the labor vote—namely, the Socialist Labor Party—nominated a candidate for
President, launched into a national campaign, and called upon trade unionists to
desert the older parties and enter its fold.
The socialistic idea, introduced into national politics in 1892, had been long
in germination. Before the Civil War, a number of reformers, including Nathaniel
Hawthorne, Horace Greeley, and Wendell Phillips, deeply moved by the poverty of
the great industrial cities, had earnestly sought relief in the establishment of
coöperative or communistic colonies. They believed that people should go into
the country, secure land and tools, own them in common so that no one could
profit from exclusive ownership, and produce by common labor the food and
clothing necessary for their support. For a time this movement attracted wide
interest, but it had little vitality. Nearly all the colonies failed.
Selfishness and indolence usually disrupted the best of them.
In the course of time this "Utopian" idea was abandoned, and another set of
socialist doctrines, claiming to be more "scientific," appeared instead. The new
school of socialists, adopting the principles of a German writer and agitator,
Karl Marx, appealed directly to workingmen. It urged them to unite against the
capitalists, to get possession of the machinery of government, and to introduce
collective or public ownership of railways, land, mines, mills, and other means
of production. The Marxian socialists, therefore, became political. They sought
to organize labor and to win elections. Like the other parties they put forward
candidates and platforms. The Socialist Labor party in 1892, for example,
declared in favor of government ownership of utilities, free school books, woman
suffrage, heavy income taxes, and the referendum. The Socialist party, founded
in 1900, with Eugene V. Debs, the leader of the Pullman strike, as its
candidate, called for public ownership of all trusts, monopolies, mines,
railways; and the chief means of production. In the course of time the vote of
the latter organization rose to considerable proportions, reaching almost a
million in 1912. It declined four years later and then rose in 1920 to about the
same figure.
In their appeal for votes, the socialists of every type turned first to labor.
At the annual conventions of the American Federation of Labor they besought the
delegates to endorse socialism. The president of the Federation, Samuel Gompers,
on each occasion took the floor against them. He repudiated socialism and the
socialists, on both theoretical and practical grounds. He opposed too much
public ownership, declaring that the government was as likely as any private
employer to oppress labor. The approval of socialism, he maintained, would split
the Federation on the rock of politics, weaken it in its fight for higher wages
and shorter hours, and prejudice the public against it. At every turn he was
able to vanquish the socialists in the Federation, although he could not prevent
it from endorsing public ownership of the railways at the convention of 1920.
The Extreme Radicals.—Some of the socialists, defeated in their efforts to
capture organized labor and seeing that the gains in elections were very meager,
broke away from both trade unionism and politics. One faction, the Industrial
Workers of the World, founded in 1905, declared themselves opposed to all
capitalists, the wages system, and craft unions. They asserted that the "working
class and the employing class have nothing in common" and that trade unions only
pitted one set of workers against another set. They repudiated all government
ownership and the government itself, boldly proclaiming their intention to unite
all employees into one big union and seize the railways, mines, and mills of the
country. This doctrine, so revolutionary in tone, called down upon the
extremists the condemnation of the American Federation of Labor as well as of
the general public. At its convention in 1919, the Federation went on record as
"opposed to Bolshevism, I.W.W.-ism, and the irresponsible leadership that
encourages such a policy." It announced its "firm adherence to American ideals."
The Federation and Political Issues.—The hostility of the Federation to the
socialists did not mean, however, that it was indifferent to political issues or
political parties. On the contrary, from time to time, at its annual
conventions, it endorsed political and social reforms, such as the initiative,
referendum, and recall, the abolition of child labor, the exclusion of Oriental
labor, old-age pensions, and government ownership. Moreover it adopted the
policy of "rewarding friends and punishing enemies" by advising members to vote
for or against candidates according to their stand on the demands of organized
labor.
Copyright by Underwood and Underwood, N.Y.
Samuel Gompers and Other Labor Leaders
This policy was pursued with especial zeal in connection with disputes over the
use of injunctions in labor controversies. An injunction is a bill or writ
issued by a judge ordering some person or corporation to do or to refrain from
doing something. For example, a judge may order a trade union to refrain from
interfering with non-union men or to continue at work handling goods made by
non-union labor; and he may fine or imprison those who disobey his injunction,
the penalty being inflicted for "contempt of court." This ancient legal device
came into prominence in connection with nation-wide railway strikes in 1877. It
was applied with increasing frequency after its effective use against Eugene V.
Debs in the Pullman strike of 1894.
Aroused by the extensive use of the writ, organized labor demanded that the
power of judges to issue injunctions in labor disputes be limited by law.
Representatives of the unions sought support from the Democrats and the
Republicans; they received from the former very specific and cordial
endorsement. In 1896 the Democratic platform denounced "government by injunction
as a new and highly dangerous form of oppression." Mr. Gompers, while refusing
to commit the Federation to Democratic politics, privately supported Mr. Bryan.
In 1908, he came out openly and boasted that eighty per cent of the votes of the
Federation had been cast for the Democratic candidate. Again in 1912 the same
policy was pursued. The reward was the enactment in 1914 of a federal law
exempting trade unions from prosecution as combinations in restraint of trade,
limiting the use of the injunction in labor disputes, and prescribing trial by
jury in case of contempt of court. This measure was hailed by Mr. Gompers as the
"Magna Carta of Labor" and a vindication of his policy. As a matter of fact,
however, it did not prevent the continued use of injunctions against trade
unions. Nevertheless Mr. Gompers was unshaken in his conviction that organized
labor should not attempt to form an independent political party or endorse
socialist or other radical economic theories.
Organized Labor and the Public.—Besides its relations to employers, radicals
within its own ranks, and political questions, the Federation had to face
responsibilities to the general public. With the passing of time these became
heavy and grave. While industries were small and conflicts were local in
character, a strike seldom affected anybody but the employer and the employees
immediately involved in it. When, however, industries and trade unions became
organized on a national scale and a strike could paralyze a basic enterprise
like coal mining or railways, the vital interests of all citizens were put in
jeopardy. Moreover, as increases in wages and reductions in hours often added
directly to the cost of living, the action of the unions affected the well-being
of all—the food, clothing, and shelter of the whole people.
For the purpose of meeting the issue raised by this state of affairs, it was
suggested that employers and employees should lay their disputes before
commissions of arbitration for decision and settlement. President Cleveland, in
a message of April 2, 1886, proposed such a method for disposing of industrial
controversies, and two years later Congress enacted a voluntary arbitration law
applicable to the railways. The principle was extended in 1898 and again in
1913, and under the authority of the federal government many contentions in the
railway world were settled by arbitration.
The success of such legislation induced some students of industrial questions to
urge that unions and employers should be compelled to submit all disputes to
official tribunals of arbitration. Kansas actually passed such a law in 1920.
Congress in the Esch-Cummins railway bill of the same year created a federal
board of nine members to which all railway controversies, not settled by
negotiation, must be submitted. Strikes, however, were not absolutely forbidden.
Generally speaking, both employers and employees opposed compulsory adjustments
without offering any substitute in case voluntary arbitration should not be
accepted by both parties to a dispute.
Immigration and Americanization
The Problems of Immigration.—From its very inception, the American Federation of
Labor, like the Knights of Labor before it, was confronted by numerous questions
raised by the ever swelling tide of aliens coming to our shores. In its effort
to make each trade union all-inclusive, it had to wrestle with a score or more
languages. When it succeeded in thoroughly organizing a craft, it often found
its purposes defeated by an influx of foreigners ready to work for lower wages
and thus undermine the foundations of the union.
At the same time, persons outside the labor movement began to be apprehensive as
they contemplated the undoubted evil, as well as the good, that seemed to be
associated with the "alien invasion." They saw whole sections of great cities
occupied by people speaking foreign tongues, reading only foreign newspapers,
and looking to the Old World alone for their ideas and their customs. They
witnessed an expanding army of total illiterates, men and women who could read
and write no language at all; while among those aliens who could read few there
were who knew anything of American history, traditions, and ideals. Official
reports revealed that over twenty per cent of the men of the draft army during
the World War could not read a newspaper or write a letter home. Perhaps most
alarming of all was the discovery that thousands of alien men are in the United
States only on a temporary sojourn, solely to make money and return home with
their savings. These men, willing to work for low wages and live in places unfit
for human beings, have no stake in this country and do not care what becomes of
it.
The Restriction of Immigration.—In all this there was, strictly speaking, no
cause for surprise. Since the foundation of our republic the policy of the
government had been to encourage the coming of the alien. For nearly one hundred
years no restraining act was passed by Congress, while two important laws
positively encouraged it; namely, the homestead act of 1862 and the contract
immigration law of 1864. Not until American workingmen came into open collision
with cheap Chinese labor on the Pacific Coast did the federal government spread
the first measure of limitation on the statute books. After the discovery of
gold, and particularly after the opening of the railway construction era, a
horde of laborers from China descended upon California. Accustomed to starvation
wages and indifferent to the conditions of living, they threatened to cut the
American standard to the point of subsistence. By 1876 the protest of American
labor was loud and long and both the Republicans and the Democrats gave heed to
it. In 1882 Congress enacted a law prohibiting the admission of Chinese laborers
to the United States for a term of ten years—later extended by legislation. In a
little while the demand arose for the exclusion of the Japanese as well. In this
case no exclusion law was passed; but an understanding was reached by which
Japan agreed not to issue passports to her laborers authorizing them to come to
the United States. By act of Congress in 1907 the President was empowered to
exclude any laborers who, having passports to Canada, Hawaii, or Mexico,
attempted to enter our country.
These laws and agreements, however, did not remove all grounds for the agitation
of the subject. They were difficult to enforce and it was claimed by residents
of the Coast that in spite of federal authority Oriental laborers were finding
their way into American ports. Moreover, several Western states, anxious to
preserve the soil for American ownership, enacted laws making it impossible for
Chinese and Japanese to buy land outright; and in other ways they discriminated
against Orientals. Such proceedings placed the federal government in an
embarrassing position. By treaty it had guaranteed specific rights to Japanese
citizens in the United States, and the government at Tokyo contended that the
state laws just cited violated the terms of the international agreement. The
Western states were fixed in their determination to control Oriental residents;
Japan was equally persistent in asking that no badge of inferiority be attached
to her citizens. Subjected to pressure on both sides, the federal government
sought a way out of the deadlock.
Having embarked upon the policy of restriction in 1882, Congress readily
extended it. In that same year it barred paupers, criminals, convicts, and the
insane. Three years later, mainly owing to the pressure of the Knights of Labor,
it forbade any person, company, or association to import aliens under contract.
By an act of 1887, the contract labor restriction was made even more severe. In
1903, anarchists were excluded and the bureau of immigration was transferred
from the Treasury Department to the Department of Commerce and Labor, in order
to provide for a more rigid execution of the law. In 1907 the classes of persons
denied admission were widened to embrace those suffering from physical and
mental defects and otherwise unfit for effective citizenship. When the
Department of Labor was established in 1913 the enforcement of the law was
placed in the hands of the Secretary of Labor, W.B. Wilson, who was a former
leader in the American Federation of Labor.
The Literacy Test.—Still the advocates of restriction were not satisfied. Still
organized labor protested and demanded more protection against the competition
of immigrants. In 1917 it won a thirty-year battle in the passage of a bill
excluding "all aliens over sixteen years of age, physically capable of reading,
who cannot read the English language or some other language or dialect,
including Hebrew or Yiddish." Even President Wilson could not block it, for a
two-thirds vote to overcome his veto was mustered in Congress.
This act, while it served to exclude illiterates, made no drastic cut in the
volume of immigration. Indeed a material reduction was resolutely opposed in
many quarters. People of certain nationalities already in the United States
objected to every barrier that shut out their own kinsmen. Some Americans of the
old stock still held to the idea that the United States should continue to be an
asylum for "the oppressed of the earth." Many employers looked upon an increased
labor supply as the means of escaping what they called "the domination of trade
unions." In the babel of countless voices, the discussion of these vital matters
went on in town and country.
Americanization.—Intimately connected with the subject of immigration was a call
for the "Americanization" of the alien already within our gates. The revelation
of the illiteracy in the army raised the cry and the demand was intensified when
it was found that many of the leaders among the extreme radicals were foreign in
birth and citizenship. Innumerable programs for assimilating the alien to
American life were drawn up, and in 1919 a national conference on the subject
was held in Washington under the auspices of the Department of the Interior. All
were agreed that the foreigner should be taught to speak and write the language
and understand the government of our country. Congress was urged to lend aid in
this vast undertaking. America, as ex-President Roosevelt had said, was to find
out "whether it was a nation or a boarding-house."
General References
J.R. Commons and Associates, History of Labor in the United States (2 vols.).
Samuel Gompers, Labor and the Common Welfare.
W.E. Walling, Socialism as It Is.
W.E. Walling (and Others), The Socialism of Today.
R.T. Ely, The Labor Movement in America.
T.S. Adams and H. Sumner, Labor Problems.
J.G. Brooks, American Syndicalism and Social Unrest.
P.F. Hall, Immigration and Its Effects on the United States.
Research Topics
The Rise of Trade Unionism.—Mary Beard, Short History of the American Labor
Movement, pp. 10-18, 47-53, 62-79; Carlton, Organized Labor in American History,
pp. 11-44.
Labor and Politics.—Beard, Short History, pp. 33-46, 54-61, 103-112; Carlton,
pp. 169-197; Ogg, National Progress (American Nation Series), pp. 76-85.
The Knights of Labor.—Beard, Short History, pp. 116-126; Dewey, National
Problems (American Nation Series), pp. 40-49.
The American Federation of Labor—Organization and Policies.—Beard, Short
History, pp. 86-112.
Organized Labor and the Socialists.—Beard, Short History, pp. 126-149.
Labor and the Great War.—Carlton, pp. 282-306; Beard, Short History, pp.
150-170.
Questions
1. What are the striking features of the new economic age?
2. Give Mr. Rockefeller's view of industrial democracy.
3. Outline the efforts made by employers to establish closer relations with
their employees.
4. Sketch the rise and growth of the American Federation of Labor.
5. How far back in our history does the labor movement extend?
6. Describe the purposes and outcome of the National Labor Union and the Knights
of Labor.
7. State the chief policies of the American Federation of Labor.
8. How does organized labor become involved with outside forces?
9. Outline the rise of the socialist movement. How did it come into contact with
the American Federation?
10. What was the relation of the Federation to the extreme radicals? To national
politics? To the public?
11. Explain the injunction.
12. Why are labor and immigration closely related?
13. Outline the history of restrictions on immigration.
14. What problems arise in connection with the assimilation of the alien to
American life?
CHAPTER XXV
PRESIDENT WILSON AND THE WORLD WAR
"The welfare, the happiness, the energy, and the spirit of the men and women who
do the daily work in our mines and factories, on our railroads, in our offices
and ports of trade, on our farms, and on the sea are the underlying necessity of
all prosperity." Thus spoke Woodrow Wilson during his campaign for election. In
this spirit, as President, he gave the signal for work by summoning Congress in
a special session on April 7, 1913. He invited the coöperation of all
"forward-looking men" and indicated that he would assume the rôle of leadership.
As an evidence of his resolve, he appeared before Congress in person to read his
first message, reviving the old custom of Washington and Adams. Then he let it
be known that he would not give his party any rest until it fulfilled its
pledges to the country. When Democratic Senators balked at tariff reductions,
they were sharply informed that the party had plighted its word and that no
excuses or delays would be tolerated.
Domestic Legislation
Financial Measures.—Under this spirited leadership Congress went to work,
passing first the Underwood tariff act of 1913, which made a downward revision
in the rates of duty, fixing them on the average about twenty-six per cent lower
than the figures of 1907. The protective principle was retained, but an effort
was made to permit a moderate element of foreign competition. As a part of the
revenue act Congress levied a tax on incomes as authorized by the sixteenth
amendment to the Constitution. The tax which roused such party passions twenty
years before was now accepted as a matter of course.
Having disposed of the tariff, Congress took up the old and vexatious currency
question and offered a new solution in the form of the federal reserve law of
December, 1913. This measure, one of the most interesting in the history of
federal finance, embraced four leading features. In the first place, it
continued the prohibition on the issuance of notes by state banks and provided
for a national currency. In the second place, it put the new banking system
under the control of a federal reserve board composed entirely of government
officials. To prevent the growth of a "central money power," it provided, in the
third place, for the creation of twelve federal reserve banks, one in each of
twelve great districts into which the country is divided. All local national
banks were required and certain other banks permitted to become members of the
new system and share in its control. Finally, with a view to expanding the
currency, a step which the Democrats had long urged upon the country, the
issuance of paper money, under definite safeguards, was authorized.
Mindful of the agricultural interest, ever dear to the heart of Jefferson's
followers, the Democrats supplemented the reserve law by the Farm Loan Act of
1916, creating federal agencies to lend money on farm mortgages at moderate
rates of interest. Within a year $20,000,000 had been lent to farmers, the
heaviest borrowing being in nine Western and Southern states, with Texas in the
lead.
Anti-trust Legislation.—The tariff and currency laws were followed by three
significant measures relative to trusts. Rejecting utterly the Progressive
doctrine of government regulation, President Wilson announced that it was the
purpose of the Democrats "to destroy monopoly and maintain competition as the
only effective instrument of business liberty." The first step in this
direction, the Clayton Anti-trust Act, carried into great detail the Sherman law
of 1890 forbidding and penalizing combinations in restraint of interstate and
foreign trade. In every line it revealed a determined effort to tear apart the
great trusts and to put all business on a competitive basis. Its terms were
reinforced in the same year by a law creating a Federal Trade Commission
empowered to inquire into the methods of corporations and lodge complaints
against concerns "using any unfair method of competition." In only one respect
was the severity of the Democratic policy relaxed. An act of 1918 provided that
the Sherman law should not apply to companies engaged in export trade, the
purpose being to encourage large corporations to enter foreign commerce.
The effect of this whole body of anti-trust legislation, in spite of much labor
on it, remained problematical. Very few combinations were dissolved as a result
of it. Startling investigations were made into alleged abuses on the part of
trusts; but it could hardly be said that huge business concerns had lost any of
their predominance in American industry.
Labor Legislation.—By no mere coincidence, the Clayton Anti-trust law of 1914
made many concessions to organized labor. It declared that "the labor of a human
being is not a commodity or an article of commerce," and it exempted unions from
prosecution as "combinations in restraint of trade." It likewise defined and
limited the uses which the federal courts might make of injunctions in labor
disputes and guaranteed trial by jury to those guilty of disobedience (see p.
581).
The Clayton law was followed the next year by the Seamen's Act giving greater
liberty of contract to American sailors and requiring an improvement of living
conditions on shipboard. This was such a drastic law that shipowners declared
themselves unable to meet foreign competition under its terms, owing to the low
labor standards of other countries.
Still more extraordinary than the Seamen's Act was the Adamson law of 1916
fixing a standard eight-hour work-day for trainmen on railroads—a measure wrung
from Congress under a threat of a great strike by the four Railway Brotherhoods.
This act, viewed by union leaders as a triumph, called forth a bitter
denunciation of "trade union domination," but it was easier to criticize than to
find another solution of the problem.
Three other laws enacted during President Wilson's administration were popular
in the labor world. One of them provided compensation for federal employees
injured in the discharge of their duties. Another prohibited the labor of
children under a certain age in the industries of the nation. A third prescribed
for coal miners in Alaska an eight-hour day and modern safeguards for life and
health. There were positive proofs that organized labor had obtained a large
share of power in the councils of the country.
Federal and State Relations.—If the interference of the government with business
and labor represented a departure from the old idea of "the less government the
better," what can be said of a large body of laws affecting the rights of
states? The prohibition of child labor everywhere was one indication of the new
tendency. Mr. Wilson had once declared such legislation unconstitutional; the
Supreme Court declared it unconstitutional; but Congress, undaunted, carried it
into effect under the guise of a tax on goods made by children below the age
limit. There were other indications of the drift. Large sums of money were
appropriated by Congress in 1916 to assist the states in building and
maintaining highways. The same year the Farm Loan Act projected the federal
government into the sphere of local money lending. In 1917 millions of dollars
were granted to states in aid of vocational education, incidentally imposing
uniform standards throughout the country. Evidently the government was no longer
limited to the duties of the policeman.
The Prohibition Amendment.—A still more significant form of intervention in
state affairs was the passage, in December, 1917, of an amendment to the federal
Constitution establishing national prohibition of the manufacture and sale of
intoxicating liquors as beverages. This was the climax of a historical movement
extending over half a century. In 1872, a National Prohibition party, launched
three years before, nominated its first presidential candidate and inaugurated a
campaign of agitation. Though its vote was never large, the cause for which it
stood found increasing favor among the people. State after state by popular
referendum abolished the liquor traffic within its borders. By 1917 at least
thirty-two of the forty-eight were "dry." When the federal amendment was
submitted for approval, the ratification was surprisingly swift. In a little
more than a year, namely, on January 16, 1919, it was proclaimed. Twelve months
later the amendment went into effect.
Colonial and Foreign Policies
The Philippines and Porto Rico.—Independence for the Philippines and larger
self-government for Porto Rico had been among the policies of the Democratic
party since the campaign of 1900. President Wilson in his annual messages urged
upon Congress more autonomy for the Filipinos and a definite promise of final
independence. The result was the Jones Organic Act for the Philippines passed in
1916. This measure provided that the upper as well as the lower house of the
Philippine legislature should be elected by popular vote, and declared it to be
the intention of the United States to grant independence "as soon as a stable
government can be established." This, said President Wilson on signing the bill,
is "a very satisfactory advance in our policy of extending to them
self-government and control of their own affairs." The following year Congress,
yielding to President Wilson's insistence, passed a new organic act for Porto
Rico, making both houses of the legislature elective and conferring American
citizenship upon the inhabitants of the island.
The Caribbean Region
American Power in the Caribbean.—While extending more self-government to its
dominions, the United States enlarged its sphere of influence in the Caribbean.
The supervision of finances in Santo Domingo, inaugurated in Roosevelt's
administration, was transformed into a protectorate under Wilson. In 1914
dissensions in the republic led to the landing of American marines to
"supervise" the elections. Two years later, an officer in the American navy,
with authority from Washington, placed the entire republic "in a state of
military occupation." He proceeded to suspend the government and laws of the
country, exile the president, suppress the congress, and substitute American
military authority. In 1919 a consulting board of four prominent Dominicans was
appointed to aid the American military governor; but it resigned the next year
after making a plea for the restoration of independence to the republic. For all
practical purposes, it seemed, the sovereignty of Santo Domingo had been
transferred to the United States.
In the neighboring republic of Haiti, a similar state of affairs existed. In the
summer of 1915 a revolution broke out there—one of a long series beginning in
1804—and our marines were landed to restore order. Elections were held under the
supervision of American officers, and a treaty was drawn up placing the
management of Haitian finances and the local constabulary under American
authority. In taking this action, our Secretary of State was careful to
announce: "The United States government has no purpose of aggression and is
entirely disinterested in promoting this protectorate." Still it must be said
that there were vigorous protests on the part of natives and American citizens
against the conduct of our agents in the island. In 1921 President Wilson was
considering withdrawal.
In line with American policy in the West Indian waters was the purchase in 1917
of the Danish Islands just off the coast of Porto Rico. The strategic position
of the islands, especially in relation to Haiti and Porto Rico, made them an
object of American concern as early as 1867, when a treaty of purchase was
negotiated only to be rejected by the Senate of the United States. In 1902 a
second arrangement was made, but this time it was defeated by the upper house of
the Danish parliament. The third treaty brought an end to fifty years of
bargaining and the Stars and Stripes were raised over St. Croix, St. Thomas, St.
John, and numerous minor islands scattered about in the neighborhood. "It would
be suicidal," commented a New York newspaper, "for America, on the threshold of
a great commercial expansion in South America, to suffer a Heligoland, or a
Gibraltar, or an Aden to be erected by her rivals at the mouth of her Suez." On
the mainland American power was strengthened by the establishment of a
protectorate over Nicaragua in 1916.
Mexican Relations.—The extension of American enterprise southward into Latin
America, of which the operations in the Caribbean regions were merely one phase,
naturally carried Americans into Mexico to develop the natural resources of that
country. Under the iron rule of General Porfirio Diaz, established in 1876 and
maintained with only a short break until 1911, Mexico had become increasingly
attractive to our business men. On the invitation of President Diaz, they had
invested huge sums in Mexican lands, oil fields, and mines, and had laid the
foundations of a new industrial order. The severe régime instituted by Diaz,
however, stirred popular discontent. The peons, or serfs, demanded the break-up
of the great estates, some of which had come down from the days of Cortez. Their
clamor for "the restoration of the land to the people could not be silenced." In
1911 Diaz was forced to resign and left the country.
Mexico now slid down the path to disorder. Revolutions and civil commotions
followed in swift succession. A liberal president, Madero, installed as the
successor to Diaz, was deposed in 1913 and brutally murdered. Huerta, a military
adventurer, hailed for a time as another "strong man," succeeded Madero whose
murder he was accused of instigating. Although Great Britain and nearly all the
powers of Europe accepted the new government as lawful, the United States
steadily withheld recognition. In the meantime Mexico was torn by insurrections
under the leadership of Carranza, a friend of Madero, Villa, a bandit of
generous pretensions, and Zapata, a radical leader of the peons. Without the
support of the United States, Huerta was doomed.
In the summer of 1914, the dictator resigned and fled from the capital, leaving
the field to Carranza. For six years the new president, recognized by the United
States, held a precarious position which he vigorously strove to strengthen
against various revolutionary movements. At length in 1920, he too was deposed
and murdered, and another military chieftain, Obregon, installed in power.
These events right at our door could not fail to involve the government of the
United States. In the disorders many American citizens lost their lives.
American property was destroyed and land owned by Americans was confiscated. A
new Mexican constitution, in effect nationalizing the natural resources of the
country, struck at the rights of foreign investors. Moreover the Mexican border
was in constant turmoil. Even in the last days of his administration, Mr. Taft
felt compelled to issue a solemn warning to the Mexican government protesting
against the violation of American rights.
President Wilson, soon after his inauguration, sent a commissioner to Mexico to
inquire into the situation. Although he declared a general policy of "watchful
waiting," he twice came to blows with Mexican forces. In 1914 some American
sailors at Tampico were arrested by a Mexican officer; the Mexican government,
although it immediately released the men, refused to make the required apology
for the incident. As a result President Wilson ordered the landing of American
forces at Vera Cruz and the occupation of the city. A clash of arms followed in
which several Americans were killed. War seemed inevitable, but at this juncture
the governments of Argentina, Brazil, and Chile tendered their good offices as
mediators. After a few weeks of negotiation, during which Huerta was forced out
of power, American forces were withdrawn from Vera Cruz and the incident closed.
In 1916 a second break in amicable relations occurred. In the spring of that
year a band of Villa's men raided the town of Columbus, New Mexico, killing
several citizens and committing robberies. A punitive expedition under the
command of General Pershing was quickly sent out to capture the offenders.
Against the protests of President Carranza, American forces penetrated deeply
into Mexico without effecting the object of the undertaking. This operation
lasted until January, 1917, when the imminence of war with Germany led to the
withdrawal of the American soldiers. Friendly relations were resumed with the
Mexican government and the policy of "watchful waiting" was continued.
The United States and the European War
The Outbreak of the War.—In the opening days of August, 1914, the age-long
jealousies of European nations, sharpened by new imperial ambitions, broke out
in another general conflict such as had shaken the world in the days of
Napoleon. On June 28, the heir to the Austro-Hungarian throne was assassinated
at Serajevo, the capital of Bosnia, an Austrian province occupied mainly by
Serbs. With a view to stopping Serbian agitation for independence,
Austria-Hungary laid the blame for this incident on the government of Serbia and
made humiliating demands on that country. Germany at once proposed that the
issue should be regarded as "an affair which should be settled solely between
Austria-Hungary and Serbia"; meaning that the small nation should be left to the
tender mercies of a great power. Russia refused to take this view. Great Britain
proposed a settlement by mediation. Germany backed up Austria to the limit. To
use the language of the German authorities: "We were perfectly aware that a
possible warlike attitude of Austria-Hungary against Serbia might bring Russia
upon the field and that it might therefore involve us in a war, in accordance
with our duties as allies. We could not, however, in these vital interests of
Austria-Hungary which were at stake, advise our ally to take a yielding attitude
not compatible with his dignity nor deny him our assistance." That made the war
inevitable.
Every day of the fateful August, 1914, was crowded with momentous events. On the
1st, Germany declared war on Russia. On the 2d, the Germans invaded the little
duchy of Luxemburg and notified the King of Belgium that they were preparing to
violate the neutrality of his realm on their way to Paris. On the same day,
Great Britain, anxiously besought by the French government, promised the aid of
the British navy if German warships made hostile demonstrations in the Channel.
August 3d, the German government declared war on France. The following day,
Great Britain demanded of Germany respect for Belgian neutrality and, failing to
receive the guarantee, broke off diplomatic relations. On the 5th, the British
prime minister announced that war had opened between England and Germany. The
storm now broke in all its pitiless fury.
The State of American Opinion.—Although President Wilson promptly proclaimed the
neutrality of the United States, the sympathies of a large majority of the
American people were without doubt on the side of Great Britain and France. To
them the invasion of the little kingdom of Belgium and the horrors that
accompanied German occupation were odious in the extreme. Moreover, they
regarded the German imperial government as an autocratic power wielded in the
interest of an ambitious military party. The Kaiser, William II, and the Crown
Prince were the symbols of royal arrogance. On the other hand, many Americans of
German descent, in memory of their ties with the Fatherland, openly sympathized
with the Central Powers; and many Americans of Irish descent, recalling their
long and bitter struggle for home rule in Ireland, would have regarded British
defeat as a merited redress of ancient grievances.
Extremely sensitive to American opinion, but ill informed about it, the German
government soon began systematic efforts to present its cause to the people of
the United States in the most favorable light possible. Dr. Bernhard Dernburg,
the former colonial secretary of the German empire, was sent to America as a
special agent. For months he filled the newspapers, magazines, and periodicals
with interviews, articles, and notes on the justice of the Teutonic cause. From
a press bureau in New York flowed a stream of pamphlets, leaflets, and cartoons.
A magazine, "The Fatherland," was founded to secure "fair play for Germany and
Austria." Several professors in American universities, who had received their
training in Germany, took up the pen in defense of the Central Empires. The
German language press, without exception it seems, the National German Alliance,
minor German societies, and Lutheran churches came to the support of the German
cause. Even the English language papers, though generally favorable to the
Entente Allies, opened their columns in the interest of equal justice to the
spokesmen for all the contending powers of Europe.
Before two weeks had elapsed the controversy had become so intense that
President Wilson (August 18, 1914) was moved to caution his countrymen against
falling into angry disputes. "Every man," he said, "who really loves America
will act and speak in the true spirit of neutrality which is the spirit of
impartiality and fairness and friendliness to all concerned.... We must be
impartial in thought as well as in action, must put a curb upon our sentiments
as well as upon every transaction that might be construed as a preference of one
party to the struggle before another."
The Clash over American Trade.—As in the time of the Napoleonic wars, the
conflict in Europe raised fundamental questions respecting rights of Americans
trading with countries at peace as well as those at war. On this point there
existed on August 1, 1914, a fairly definite body of principles by which nations
were bound. Among them the following were of vital significance. In the first
place, it was recognized that an enemy merchant ship caught on the high seas was
a legitimate prize of war which might be seized and confiscated. In the second
place, it was agreed that "contraband of war" found on an enemy or neutral ship
was a lawful prize; any ship suspected of carrying it was liable to search and
if caught with forbidden goods was subject to seizure. In the third place,
international law prescribed that a peaceful merchant ship, whether belonging to
an enemy or to a neutral country, should not be destroyed or sunk without
provision for the safety of crew and passengers. In the fourth place, it was
understood that a belligerent had the right, if it could, to blockade the ports
of an enemy and prevent the ingress and egress of all ships; but such a
blockade, to be lawful, had to be effective.
These general principles left undetermined two important matters: "What is an
effective blockade?" and "What is contraband of war?" The task of answering
these questions fell to Great Britain as mistress of the seas. Although the
German submarines made it impossible for her battleships to maintain a
continuous patrol of the waters in front of blockaded ports, she declared the
blockade to be none the less "effective" because her navy was supreme. As to
contraband of war Great Britain put such a broad interpretation upon the term as
to include nearly every important article of commerce. Early in 1915 she
declared even cargoes of grain and flour to be contraband, defending the action
on the ground that the German government had recently taken possession of all
domestic stocks of corn, wheat, and flour.
A new question arose in connection with American trade with the neutral
countries surrounding Germany. Great Britain early began to intercept ships
carrying oil, gasoline, and copper—all war materials of prime importance—on the
ground that they either were destined ultimately to Germany or would release
goods for sale to Germans. On November 2, 1914, the English government announced
that the Germans wore sowing mines in open waters and that therefore the whole
of the North Sea was a military zone. Ships bound for Denmark, Norway, and
Sweden were ordered to come by the English Channel for inspection and sailing
directions. In effect, Americans were now licensed by Great Britain to trade in
certain commodities and in certain amounts with neutral countries.
Against these extraordinary measures, the State Department at Washington lodged
pointed objections, saying: "This government is reluctantly forced to the
conclusion that the present policy of His Majesty's government toward neutral
ships and cargoes exceeds the manifest necessity of a belligerent and
constitutes restrictions upon the rights of American citizens on the high seas,
which are not justified by the rules of international law or required under the
principle of self-preservation."
Germany Begins the Submarine Campaign.—Germany now announced that, on and after
February 18, 1915, the whole of the English Channel and the waters around Great
Britain would be deemed a war zone and that every enemy ship found therein would
be destroyed. The German decree added that, as the British admiralty had ordered
the use of neutral flags by English ships in time of distress, neutral vessels
would be in danger of destruction if found in the forbidden area. It was clear
that Germany intended to employ submarines to destroy shipping. A new factor was
thus introduced into naval warfare, one not provided for in the accepted laws of
war. A warship overhauling a merchant vessel could easily take its crew and
passengers on board for safe keeping as prescribed by international law; but a
submarine ordinarily could do nothing of the sort. Of necessity the lives and
the ships of neutrals, as well as of belligerents, were put in mortal peril.
This amazing conduct Germany justified on the ground that it was mere
retaliation against Great Britain for her violations of international law.
The response of the United States to the ominous German order was swift and
direct. On February 10, 1915, it warned Germany that if her commanders destroyed
American lives and ships in obedience to that decree, the action would "be very
hard indeed to reconcile with the friendly relations happily subsisting between
the two governments." The American note added that the German imperial
government would be held to "strict accountability" and all necessary steps
would be taken to safeguard American lives and American rights. This was firm
and clear language, but the only response which it evoked from Germany was a
suggestion that, if Great Britain would allow food supplies to pass through the
blockade, the submarine campaign would be dropped.
Violations of American Rights.—Meanwhile Germany continued to ravage shipping on
the high seas. On January 28, a German raider sank the American ship, William P.
Frye, in the South Atlantic; on March 28, a British ship, the Falaba, was sunk
by a submarine and many on board, including an American citizen, were killed;
and on April 28, a German airplane dropped bombs on the American steamer
Cushing. On the morning of May 1, 1915, Americans were astounded to see in the
newspapers an advertisement, signed by the German Imperial Embassy, warning
travelers of the dangers in the war zone and notifying them that any who
ventured on British ships into that area did so at their own risk. On that day,
the Lusitania, a British steamer, sailed from New York for Liverpool. On May 7,
without warning, the ship was struck by two torpedoes and in a few minutes went
down by the bow, carrying to death 1153 persons including 114 American men,
women, and children. A cry of horror ran through the country. The German papers
in America and a few American people argued that American citizens had been duly
warned of the danger and had deliberately taken their lives into their own
hands; but the terrible deed was almost universally condemned by public opinion.
The Lusitania Notes.—On May 14, the Department of State at Washington made
public the first of three famous notes on the Lusitania case. It solemnly
informed the German government that "no warning that an unlawful and inhumane
act will be committed can possibly be accepted as an excuse or palliation for
that act or as an abatement of the responsibility for its commission." It called
upon the German government to disavow the act, make reparation as far as
possible, and take steps to prevent "the recurrence of anything so obviously
subversive of the principles of warfare." The note closed with a clear caution
to Germany that the government of the United States would not "omit any word or
any act necessary to the performance of its sacred duty of maintaining the
rights of the United States and its citizens and of safeguarding their free
exercise and enjoyment." The die was cast; but Germany in reply merely
temporized.
In a second note, made public on June 11, the position of the United States was
again affirmed. William Jennings Bryan, the Secretary of State, had resigned
because the drift of President Wilson's policy was not toward mediation but the
strict maintenance of American rights, if need be, by force of arms. The German
reply was still evasive and German naval commanders continued their course of
sinking merchant ships. In a third and final note of July 21, 1915, President
Wilson made it clear to Germany that he meant what he said when he wrote that he
would maintain the rights of American citizens. Finally after much discussion
and shifting about, the German ambassador on September 1, 1915, sent a brief
note to the Secretary of State: "Liners will not be sunk by our submarines
without warning and without safety of the lives of non-combatants, provided the
liners do not try to escape or offer resistance." Editorially, the New York
Times declared: "It is a triumph not only of diplomacy but of reason, of
humanity, of justice, and of truth." The Secretary of State saw in it "a
recognition of the fundamental principles for which we have contended."
The Presidential Election of 1916.—In the midst of this crisis came the
presidential campaign. On the Republican side everything seemed to depend upon
the action of the Progressives. If the breach created in 1912 could be closed,
victory was possible; if not, defeat was certain. A promise of unity lay in the
fact that the conventions of the Republicans and Progressives were held
simultaneously in Chicago. The friends of Roosevelt hoped that both parties
would select him as their candidate; but this hope was not realized. The
Republicans chose, and the Progressives accepted, Charles E. Hughes, an
associate justice of the federal Supreme Court who, as governor of New York, had
won a national reputation by waging war on "machine politicians."
In the face of the clamor for expressions of sympathy with one or the other of
the contending powers of Europe, the Republicans chose a middle course,
declaring that they would uphold all American rights "at home and abroad, by
land and by sea." This sentiment Mr. Hughes echoed in his acceptance speech. By
some it was interpreted to mean a firmer policy in dealing with Great Britain;
by others, a more vigorous handling of the submarine menace. The Democrats, on
their side, renominated President Wilson by acclamation, reviewed with pride the
legislative achievements of the party, and commended "the splendid diplomatic
victories of our great President who has preserved the vital interests of our
government and its citizens and kept us out of war."
In the election which ensued President Wilson's popular vote exceeded that cast
for Mr. Hughes by more than half a million, while his electoral vote stood 277
to 254. The result was regarded, and not without warrant, as a great personal
triumph for the President. He had received the largest vote yet cast for a
presidential candidate. The Progressive party practically disappeared, and the
Socialists suffered a severe set-back, falling far behind the vote of 1912.
President Wilson Urges Peace upon the Warring Nations.—Apparently convinced that
his pacific policies had been profoundly approved by his countrymen, President
Wilson, soon after the election, addressed "peace notes" to the European
belligerents. On December 16, the German Emperor proposed to the Allied Powers
that they enter into peace negotiations, a suggestion that was treated as a mere
political maneuver by the opposing governments. Two days later President Wilson
sent a note to the warring nations asking them to avow "the terms upon which war
might be concluded." To these notes the Central Powers replied that they were
ready to meet their antagonists in a peace conference; and Allied Powers
answered by presenting certain conditions precedent to a satisfactory
settlement. On January 22, 1917, President Wilson in an address before the
Senate, declared it to be a duty of the United States to take part in the
establishment of a stable peace on the basis of certain principles. These were,
in short: "peace without victory"; the right of nationalities to freedom and
self-government; the independence of Poland; freedom of the seas; the reduction
of armaments; and the abolition of entangling alliances. The whole world was
discussing the President's remarkable message, when it was dumbfounded to hear,
on January 31, that the German ambassador at Washington had announced the
official renewal of ruthless submarine warfare.
The United States at War
Steps toward War.—Three days after the receipt of the news that the German
government intended to return to its former submarine policy, President Wilson
severed diplomatic relations with the German empire. At the same time he
explained to Congress that he desired no conflict with Germany and would await
an "overt act" before taking further steps to preserve American rights. "God
grant," he concluded, "that we may not be challenged to defend them by acts of
willful injustice on the part of the government of Germany." Yet the challenge
came. Between February 26 and April 2, six American merchant vessels were
torpedoed, in most cases without any warning and without regard to the loss of
American lives. President Wilson therefore called upon Congress to answer the
German menace. The reply of Congress on April 6 was a resolution, passed with
only a few dissenting votes, declaring the existence of a state of war with
Germany. Austria-Hungary at once severed diplomatic relations with the United
States; but it was not until December 7 that Congress, acting on the President's
advice, declared war also on that "vassal of the German government."
American War Aims.—In many addresses at the beginning and during the course of
the war, President Wilson stated the purposes which actuated our government in
taking up arms. He first made it clear that it was a war of self-defense. "The
military masters of Germany," he exclaimed, "denied us the right to be neutral."
Proof of that lay on every hand. Agents of the German imperial government had
destroyed American lives and American property on the high seas. They had filled
our communities with spies. They had planted bombs in ships and munition works.
They had fomented divisions among American citizens.
Though assailed in many ways and compelled to resort to war, the United States
sought no material rewards. "The world must be made safe for democracy. Its
peace must be planted upon the tested foundations of political liberty. We have
no selfish ends to serve. We desire no conquest, no dominion. We seek no
indemnities for ourselves."
In a very remarkable message read to Congress on January 8, 1918, President
Wilson laid down his famous "fourteen points" summarizing the ideals for which
we were fighting. They included open treaties of peace, openly arrived at;
absolute freedom of navigation upon the seas; the removal, as far as possible,
of trade barriers among nations; reduction of armaments; adjustment of colonial
claims in the interest of the populations concerned; fair and friendly treatment
of Russia; the restoration of Belgium; righting the wrong done to France in 1871
in the matter of Alsace-Lorraine; adjustment of Italian frontiers along the
lines of nationality; more liberty for the peoples of Austria-Hungary; the
restoration of Serbia and Rumania; the readjustment of the Turkish Empire; an
independent Poland; and an association of nations to afford mutual guarantees to
all states great and small. On a later occasion President Wilson elaborated the
last point, namely, the formation of a league of nations to guarantee peace and
establish justice among the powers of the world. Democracy, the right of nations
to determine their own fate, a covenant of enduring peace—these were the ideals
for which the American people were to pour out their blood and treasure.
The Selective Draft.—The World War became a war of nations. The powers against
which we were arrayed had every able-bodied man in service and all their
resources, human and material, thrown into the scale. For this reason, President
Wilson summoned the whole people of the United States to make every sacrifice
necessary for victory. Congress by law decreed that the national army should be
chosen from all male citizens and males not enemy aliens who had declared their
intention of becoming citizens. By the first act of May 18, 1917, it fixed the
age limits at twenty-one to thirty-one inclusive. Later, in August, 1918, it
extended them to eighteen and forty-five. From the men of the first group so
enrolled were chosen by lot the soldiers for the World War who, with the regular
army and the national guard, formed the American Expeditionary Force upholding
the American cause on the battlefields of Europe. "The whole nation," said the
President, "must be a team in which each man shall play the part for which he is
best fitted."
Liberty Loans and Taxes.—In order that the military and naval forces should be
stinted in no respect, the nation was called upon to place its financial
resources at the service of the government. Some urged the "conscription of
wealth as well as men," meaning the support of the war out of taxes upon great
fortunes; but more conservative counsels prevailed. Four great Liberty Loans
were floated, all the agencies of modern publicity being employed to enlist
popular interest. The first loan had four and a half million subscribers; the
fourth more than twenty million. Combined with loans were heavy taxes. A
progressive tax was laid upon incomes beginning with four per cent on incomes in
the lower ranges and rising to sixty-three per cent of that part of any income
above $2,000,000. A progressive tax was levied upon inheritances. An excess
profits tax was laid upon all corporations and partnerships, rising in amount to
sixty per cent of the net income in excess of thirty-three per cent on the
invested capital. "This," said a distinguished economist, "is the high-water
mark in the history of taxation. Never before in the annals of civilization has
an attempt been made to take as much as two-thirds of a man's income by
taxation."
Mobilizing Material Resources.—No stone was left unturned to provide the arms,
munitions, supplies, and transportation required in the gigantic undertaking.
Between the declaration of war and the armistice, Congress enacted law after law
relative to food supplies, raw materials, railways, mines, ships, forests, and
industrial enterprises. No power over the lives and property of citizens, deemed
necessary to the prosecution of the armed conflict, was withheld from the
government. The farmer's wheat, the housewife's sugar, coal at the mines, labor
in the factories, ships at the wharves, trade with friendly countries, the
railways, banks, stores, private fortunes—all were mobilized and laid under
whatever obligations the government deemed imperative. Never was a nation more
completely devoted to a single cause.
A law of August 10, 1917, gave the President power to fix the prices of wheat
and coal and to take almost any steps necessary to prevent monopoly and
excessive prices. By a series of measures, enlarging the principles of the
shipping act of 1916, ships and shipyards were brought under public control and
the government was empowered to embark upon a great ship-building program. In
December, 1917, the government assumed for the period of the war the operation
of the railways under a presidential proclamation which was elaborated in March,
1918, by act of Congress. In the summer of 1918 the express, telephone, and
telegraph business of the entire country passed under government control. By war
risk insurance acts allowances were made for the families of enlisted men,
compensation for injuries was provided, death benefits were instituted, and a
system of national insurance was established in the interest of the men in
service. Never before in the history of the country had the government taken
such a wise and humane view of its obligations to those who served on the field
of battle or on the seas.
The Espionage and Sedition Acts.—By the Espionage law of June 15, 1917, and the
amending law, known as the Sedition act, passed in May of the following year,
the government was given a drastic power over the expression of opinion. The
first measure penalized those who conveyed information to a foreign country to
be used to the injury of the United States; those who made false statements
designed to interfere with the military or naval forces of the United States;
those who attempted to stir up insubordination or disloyalty in the army and
navy; and those who willfully obstructed enlistment. The Sedition act was still
more severe and sweeping in its terms. It imposed heavy penalties upon any
person who used "abusive language about the government or institutions of the
country." It authorized the dismissal of any officer of the government who
committed "disloyal acts" or uttered "disloyal language," and empowered the
Postmaster General to close the mails to persons violating the law. This
measure, prepared by the Department of Justice, encountered vigorous opposition
in the Senate, where twenty-four Republicans and two Democrats voted against it.
Senator Johnson of California denounced it as a law "to suppress the freedom of
the press in the United States and to prevent any man, no matter who he is, from
expressing legitimate criticism concerning the present government." The
constitutionality of the acts was attacked; but they were sustained by the
Supreme Court and stringently enforced.
Copyright by Underwood and Underwood, N.Y.
The Launching of a Ship at the Great Naval Yards, Newark, N.J.
Labor and the War.—In view of the restlessness of European labor during the war
and especially the proletarian revolution in Russia in November, 1917, some
anxiety was early expressed as to the stand which organized labor might take in
the United States. It was, however, soon dispelled. Samuel Gompers, speaking for
the American Federation of Labor, declared that "this is labor's war," and
pledged the united support of all the unions. There was some dissent. The
Socialist party denounced the war as a capitalist quarrel; but all the protests
combined were too slight to have much effect. American labor leaders were sent
to Europe to strengthen the wavering ranks of trade unionists in war-worn
England, France, and Italy. Labor was given representation on the important
boards and commissions dealing with industrial questions. Trade union standards
were accepted by the government and generally applied in industry. The
Department of Labor became one of the powerful war centers of the nation. In a
memorable address to the American Federation of Labor, President Wilson assured
the trade unionists that labor conditions should not be made unduly onerous by
the war and received in return a pledge of loyalty from the Federation.
Recognition of labor's contribution to winning the war was embodied in the
treaty of peace, which provided for a permanent international organization to
promote the world-wide effort of labor to improve social conditions. "The league
of nations has for its object the establishment of universal peace," runs the
preamble to the labor section of the treaty, "and such a peace can be
established only if it is based upon social justice.... The failure of any
nation to adopt humane conditions of labor is an obstacle in the way of other
nations which desire to improve the conditions in their own countries."
The American Navy in the War.—As soon as Congress declared war the fleet was
mobilized, American ports were thrown open to the warships of the Allies,
immediate provision was made for increasing the number of men and ships, and a
contingent of war vessels was sent to coöperate with the British and French in
their life-and-death contest with submarines. Special effort was made to
stimulate the production of "submarine chasers" and "scout cruisers" to be sent
to the danger zone. Convoys were provided to accompany the transports conveying
soldiers to France. Before the end of the war more than three hundred American
vessels and 75,000 officers and men were operating in European waters. Though
the German fleet failed to come out and challenge the sea power of the Allies,
the battleships of the United States were always ready to do their full duty in
such an event. As things turned out, the service of the American navy was
limited mainly to helping in the campaign that wore down the submarine menace to
Allied shipping.
The War in France.—Owing to the peculiar character of the warfare in France, it
required a longer time for American military forces to get into action; but
there was no unnecessary delay. Soon after the declaration of war, steps were
taken to give military assistance to the Allies. The regular army was enlarged
and the troops of the national guard were brought into national service. On June
13, General John J. Pershing, chosen head of the American Expeditionary Forces,
reached Paris and began preparations for the arrival of our troops. In June, the
vanguard of the army reached France. A slow and steady stream followed. As soon
as the men enrolled under the draft were ready, it became a flood. During the
period of the war the army was enlarged from about 190,000 men to 3,665,000, of
whom more than 2,000,000 were in France when the armistice was signed.
Although American troops did not take part on a large scale until the last phase
of the war in 1918, several battalions of infantry were in the trenches by
October, 1917, and had their first severe encounter with the Germans early in
November. In January, 1918, they took over a part of the front line as an
American sector. In March, General Pershing placed our forces at the disposal of
General Foch, commander-in-chief of the Allied armies. The first division, which
entered the Montdidier salient in April, soon was engaged with the enemy,
"taking with splendid dash the town of Cantigny and all other objectives, which
were organized and held steadfastly against vicious counter attacks and galling
artillery fire."
Copyright by Underwood and Underwood, N.Y.
Troops Returning from France
When the Germans launched their grand drives toward the Marne and Paris, in June
and July, 1918, every available man was placed at General Foch's command. At
Belleau Wood, at Château-Thierry, and other points along the deep salient made
by the Germans into the French lines, American soldiers distinguished themselves
by heroic action. They also played an important rôle in the counter attack that
"smashed" the salient and drove the Germans back.
In September, American troops, with French aid, "wiped out" the German salient
at St. Mihiel. By this time General Pershing was ready for the great American
drive to the northeast in the Argonne forest, while he also coöperated with the
British in the assault on the Hindenburg line. In the Meuse-Argonne battle, our
soldiers encountered some of the most severe fighting of the war and pressed
forward steadily against the most stubborn resistance from the enemy. On the 6th
of November, reported General Pershing, "a division of the first corps reached a
point on the Meuse opposite Sedan, twenty-five miles from our line of departure.
The strategical goal which was our highest hope was gained. We had cut the
enemy's main line of communications and nothing but a surrender or an armistice
could save his army from complete disaster." Five days later the end came. On
the morning of November 11, the order to cease firing went into effect. The
German army was in rapid retreat and demoralization had begun. The Kaiser had
abdicated and fled into Holland. The Hohenzollern dreams of empire were
shattered. In the fifty-second month, the World War, involving nearly every
civilized nation on the globe, was brought to a close. More than 75,000 American
soldiers and sailors had given their lives. More than 250,000 had been wounded
or were missing or in German prison camps.
Western Battle Lines of the Various Years of the World War
The Settlement at Paris
The Peace Conference.—On January 18, 1919, a conference of the Allied and
Associated Powers assembled to pronounce judgment upon the German empire and its
defeated satellites: Austria-Hungary, Bulgaria, and Turkey. It was a moving
spectacle. Seventy-two delegates spoke for thirty-two states. The United States,
Great Britain, France, Italy, and Japan had five delegates each. Belgium,
Brazil, and Serbia were each assigned three. Canada, Australia, South Africa,
India, China, Greece, Hedjaz, Poland, Portugal, Rumania, Siam, and
Czechoslovakia were allotted two apiece. The remaining states of New Zealand,
Bolivia, Cuba, Ecuador, Guatemala, Haiti, Honduras, Liberia, Nicaragua, Panama,
Peru, and Uruguay each had one delegate. President Wilson spoke in person for
the United States. England, France, and Italy were represented by their
premiers: David Lloyd George, Georges Clémenceau, and Vittorio Orlando.
Premiers Lloyd George, Orlando and Clémenceau and President Wilson at Paris
The Supreme Council.—The real work of the settlement was first committed to a
Supreme Council of ten representing the United States, Great Britain, France,
Italy, and Japan. This was later reduced to five members. Then Japan dropped out
and finally Italy, leaving only President Wilson and the Premiers, Lloyd George
and Clémenceau, the "Big Three," who assumed the burden of mighty decisions. On
May 6, their work was completed and in a secret session of the full conference
the whole treaty of peace was approved, though a few of the powers made
reservations or objections. The next day the treaty was presented to the Germans
who, after prolonged protests, signed on the last day of grace, June 28. This
German treaty was followed by agreements with Austria, Hungary, Bulgaria, and
Turkey. Collectively these great documents formed the legal basis of the general
European settlement.
The Terms of the Settlement.—The combined treaties make a huge volume. The
German treaty alone embraces about 80,000 words. Collectively they cover an
immense range of subjects which may be summarized under five heads: (1) The
territorial settlement in Europe; (2) the destruction of German military power;
(3) reparations for damages done by Germany and her allies; (4) the disposition
of German colonies and protectorates; and (5) the League of Nations.
Germany was reduced by the cession of Alsace-Lorraine to France and the loss of
several other provinces. Austria-Hungary was dissolved and dismembered. Russia
was reduced by the creation of new states on the west. Bulgaria was stripped of
her gains in the recent Balkan wars. Turkey was dismembered. Nine new
independent states were created: Poland, Finland, Lithuania, Latvia, Esthonia,
Ukraine, Czechoslovakia, Armenia, and Hedjaz. Italy, Greece, Rumania, and Serbia
were enlarged by cessions of territory and Serbia was transformed into the great
state of Jugoslavia.
The destruction of German military power was thorough. The entire navy, with
minor exceptions, was turned over to the Allied and Associated Powers; Germany's
total equipment for the future was limited to six battleships and six light
cruisers, with certain small vessels but no submarines. The number of enlisted
men and officers for the army was fixed at not more than 100,000; the General
Staff was dissolved; and the manufacture of munitions restricted.
Germany was compelled to accept full responsibility for all damages; to pay five
billion dollars in cash and goods, and to make certain other payments which
might be ordered from time to time by an inter-allied reparations commission.
She was also required to deliver to Belgium, France, and Italy, millions of tons
of coal every year for ten years; while by way of additional compensation to
France the rich coal basin of the Saar was placed under inter-allied control to
be exploited under French administration for a period of at least fifteen years.
Austria and the other associates of Germany were also laid under heavy
obligations to the victors. Damages done to shipping by submarines and other
vessels were to be paid for on the basis of ton for ton.
The disposition of the German colonies and the old Ottoman empire presented
knotty problems. It was finally agreed that the German colonies and Turkish
provinces which were in a backward stage of development should be placed under
the tutelage of certain powers acting as "mandatories" holding them in "a sacred
trust of civilization." An exception to the mandatory principle arose in the
case of German rights in Shantung, all of which were transferred directly to
Japan. It was this arrangement that led the Chinese delegation to withhold their
signatures from the treaty.
The League of Nations.—High among the purposes which he had in mind in summoning
the nation to arms, President Wilson placed the desire to put an end to war. All
through the United States the people spoke of the "war to end war." No slogan
called forth a deeper response from the public. The President himself repeatedly
declared that a general association of nations must be formed to guard the peace
and protect all against the ambitions of the few. "As I see it," he said in his
address on opening the Fourth Liberty Loan campaign, "the constitution of the
League of Nations and the clear definition of its objects must be a part, in a
sense the most essential part, of the peace settlement itself."
Nothing was more natural, therefore, than Wilson's insistence at Paris upon the
formation of an international association. Indeed he had gone to Europe in
person largely to accomplish that end. Part One of the treaty with Germany, the
Covenant of the League of Nations, was due to his labors more than to any other
influence. Within the League thus created were to be embraced all the Allied and
Associated Powers and nearly all the neutrals. By a two-thirds vote of the
League Assembly the excluded nations might be admitted.
The agencies of the League of Nations were to be three in number: (1) a
permanent secretariat located at Geneva; (2) an Assembly consisting of one
delegate from each country, dominion, or self-governing colony (including
Canada, Australia, South Africa, New Zealand, and India); (3) and a Council
consisting of representatives of the United States, Great Britain, France,
Italy, and Japan, and four other representatives selected by the Assembly from
time to time.
The duties imposed on the League and the obligations accepted by its members
were numerous and important. The Council was to take steps to formulate a scheme
for the reduction of armaments and to submit a plan for the establishment of a
permanent Court of International Justice. The members of the League (Article X)
were to respect and preserve as against external aggression the territorial
integrity and existing political independence of all the associated nations.
They were to submit to arbitration or inquiry by the Council all disputes which
could not be adjusted by diplomacy and in no case to resort to war until three
months after the award. Should any member disregard its covenants, its action
would be considered an act of war against the League, which would accordingly
cut off the trade and business of the hostile member and recommend through the
Council to the several associated governments the military measures to be taken.
In case the decision in any arbitration of a dispute was unanimous, the members
of the League affected by it were to abide by it.
Such was the settlement at Paris and such was the association of nations formed
to promote the peace of the world. They were quickly approved by most of the
powers, and the first Assembly of the League of Nations met at Geneva late in
1920.
The Treaty in the United States.—When the treaty was presented to the United
States Senate for approval, a violent opposition appeared. In that chamber the
Republicans had a slight majority and a two-thirds vote was necessary for
ratification. The sentiment for and against the treaty ran mainly along party
lines; but the Republicans were themselves divided. The major portion, known as
"reservationists," favored ratification with certain conditions respecting
American rights; while a small though active minority rejected the League of
Nations in its entirety, announcing themselves to be "irreconcilables." The
grounds of this Republican opposition lay partly in the terms of peace imposed
on Germany and partly in the Covenant of the League of Nations. Exception was
taken to the clauses which affected the rights of American citizens in property
involved in the adjustment with Germany, but the burden of criticism was
directed against the League. Article X guaranteeing against external aggression
the political independence and territorial integrity of the members of the
League was subjected to a specially heavy fire; while the treatment accorded to
China and the sections affecting American internal affairs were likewise
attacked as "unjust and dangerous." As an outcome of their deliberations, the
Republicans proposed a long list of reservations which touched upon many of the
vital parts of the treaty. These were rejected by President Wilson as amounting
in effect to a "nullification of the treaty." As a deadlock ensued the treaty
was definitely rejected, owing to the failure of its sponsors to secure the
requisite two-thirds vote.
The League of Nations in the Campaign of 1920.—At this juncture the
presidential campaign of 1920 opened. The Republicans, while condemning the
terms of the proposed League, endorsed the general idea of an international
agreement to prevent war. Their candidate, Senator Warren G. Harding of Ohio,
maintained a similar position without saying definitely whether the League
devised at Paris could be recast in such a manner as to meet his requirements.
The Democrats, on the other hand, while not opposing limitations clarifying the
obligations of the United States, demanded "the immediate ratification of the
treaty without reservations which would impair its essential integrity." The
Democratic candidate, Governor James M. Cox, of Ohio, announced his firm
conviction that the United States should "go into the League," without closing
the door to mild reservations; he appealed to the country largely on that issue.
The election of Senator Harding, in an extraordinary "landslide," coupled with
the return of a majority of Republicans to the Senate, made uncertain American
participation in the League of Nations.
The United States and International Entanglements.—Whether America entered the
League or not, it could not close its doors to the world and escape perplexing
international complications. It had ever-increasing financial and commercial
connections with all other countries. Our associates in the recent war were
heavily indebted to our government. The prosperity of American industries
depended to a considerable extent upon the recovery of the impoverished and
battle-torn countries of Europe.
There were other complications no less specific. The United States was compelled
by force of circumstances to adopt a Russian policy. The government of the Czar
had been overthrown by a liberal revolution, which in turn had been succeeded by
an extreme, communist "dictatorship." The Bolsheviki, or majority faction of the
socialists, had obtained control of the national council of peasants,
workingmen, and soldiers, called the soviet, and inaugurated a radical régime.
They had made peace with Germany in March, 1918. Thereupon the United States
joined England, France, and Japan in an unofficial war upon them. After the
general settlement at Paris in 1919, our government, while withdrawing troops
from Siberia and Archangel, continued in its refusal to recognize the
Bolshevists or to permit unhampered trade with them. President Wilson repeatedly
denounced them as the enemies of civilization and undertook to lay down for all
countries the principles which should govern intercourse with Russia.
Further international complications were created in connection with the World
War, wholly apart from the terms of peace or the League of Nations. The United
States had participated in a general European conflict which changed the
boundaries of countries, called into being new nations, and reduced the power
and territories of the vanquished. Accordingly, it was bound to face the problem
of how far it was prepared to coöperate with the victors in any settlement of
Europe's difficulties. By no conceivable process, therefore, could America be
disentangled from the web of world affairs. Isolation, if desirable, had become
impossible. Within three hundred years from the founding of the tiny settlements
at Jamestown and Plymouth, America, by virtue of its institutions, its
population, its wealth, and its commerce, had become first among the nations of
the earth. By moral obligations and by practical interests its fate was thus
linked with the destiny of all mankind.
Summary of Democracy and the World War
The astounding industrial progress that characterized the period following the
Civil War bequeathed to the new generation many perplexing problems connected
with the growth of trusts and railways, the accumulation of great fortunes, the
increase of poverty in the industrial cities, the exhaustion of the free land,
and the acquisition of dominions in distant seas. As long as there was an
abundance of land in the West any able-bodied man with initiative and industry
could become an independent farmer. People from the cities and immigrants from
Europe had always before them that gateway to property and prosperity. When the
land was all gone, American economic conditions inevitably became more like
those of Europe.
Though the new economic questions had been vigorously debated in many circles
before his day, it was President Roosevelt who first discussed them continuously
from the White House. The natural resources of the country were being exhausted;
he advocated their conservation. Huge fortunes were being made in business
creating inequalities in opportunity; he favored reducing them by income and
inheritance taxes. Industries were disturbed by strikes; he pressed arbitration
upon capital and labor. The free land was gone; he declared that labor was in a
less favorable position to bargain with capital and therefore should organize in
unions for collective bargaining. There had been wrong-doing on the part of
certain great trusts; those responsible should be punished.
The spirit of reform was abroad in the land. The spoils system was attacked. It
was alleged that the political parties were dominated by "rings and bosses." The
United States Senate was called "a millionaires' club." Poverty and misery were
observed in the cities. State legislatures and city governments were accused of
corruption.
In answer to the charges, remedies were proposed and adopted. Civil service
reform was approved. The Australian ballot, popular election of Senators, the
initiative, referendum, and recall, commission and city manager plans for
cities, public regulation of railways, compensation for those injured in
industries, minimum wages for women and children, pensions for widows, the
control of housing in the cities—these and a hundred other reforms were adopted
and tried out. The national watchword became: "America, Improve Thyself."
The spirit of reform broke into both political parties. It appeared in many
statutes enacted by Congress under President Taft's leadership. It disrupted the
Republicans temporarily in 1912 when the Progressive party entered the field. It
led the Democratic candidate in that year, Governor Wilson, to make a
"progressive appeal" to the voters. It inspired a considerable program of
national legislation under President Wilson's two administrations.
In the age of change, four important amendments to the federal constitution, the
first in more than forty years, were adopted. The sixteenth empowered Congress
to lay an income tax. The seventeenth assured popular election of Senators. The
eighteenth made prohibition national. The nineteenth, following upon the
adoption of woman suffrage in many states, enfranchised the women of the nation.
In the sphere of industry, equally great changes took place. The major portion
of the nation's business passed into the hands of corporations. In all the
leading industries of the country labor was organized into trade unions and
federated in a national organization. The power of organized capital and
organized labor loomed upon the horizon. Their struggles, their rights, and
their place in the economy of the nation raised problems of the first magnitude.
While the country was engaged in a heated debate upon its domestic issues, the
World War broke out in Europe in 1914. As a hundred years before, American
rights upon the high seas became involved at once. They were invaded on both
sides; but Germany, in addition to assailing American ships and property,
ruthlessly destroyed American lives. She set at naught the rules of civilized
warfare upon the sea. Warnings from President Wilson were without avail. Nothing
could stay the hand of the German war party.
After long and patient negotiations, President Wilson in 1917 called upon the
nation to take up arms against an assailant that had in effect declared war upon
America. The answer was swift and firm. The national resources, human and
material, were mobilized. The navy was enlarged, a draft army created, huge
loans floated, heavy taxes laid, and the spirit of sacrifice called forth in a
titanic struggle against an autocratic power that threatened to dominate Europe
and the World.
In the end, American financial, naval, and military assistance counted heavily
in the scale. American sailors scoured the seas searching for the terrible
submarines. American soldiers took part in the last great drives that broke the
might of Germany's army. Such was the nation's response to the President's
summons to arms in a war "for democracy" and "to end war."
When victory crowned the arms of the powers united against Germany, President
Wilson in person took part in the peace council. He sought to redeem his pledge
to end wars by forming a League of Nations to keep the peace. In the treaty
drawn at the close of the war the first part was a covenant binding the nations
in a permanent association for the settlement of international disputes. This
treaty, the President offered to the United States Senate for ratification and
to his country for approval.
Once again, as in the days of the Napoleonic wars, the people seriously
discussed the place of America among the powers of the earth. The Senate refused
to ratify the treaty. World politics then became an issue in the campaign of
1920. Though some Americans talked as if the United States could close its doors
and windows against all mankind, the victor in the election, Senator Harding, of
Ohio, knew better. The election returns were hardly announced before he began to
ask the advice of his countrymen on the pressing theme that would not be downed:
"What part shall America—first among the nations of the earth in wealth and
power—assume at the council table of the world?"
General References
Woodrow Wilson, The New Freedom.
C.L. Jones, The Caribbean Interests of the United States.
H.P. Willis, The Federal Reserve.
C.W. Barron, The Mexican Problem (critical toward Mexico).
L.J. de Bekker, The Plot against Mexico (against American intervention).
Theodore Roosevelt, America and the World War.
E.E. Robinson and V.J. West, The Foreign Policy of Woodrow Wilson.
J.S. Bassett, Our War with Germany.
Carlton J.H. Hayes, A Brief History of the Great War.
J.B. McMaster, The United States in the World War.
Research Topics
President Wilson's First Term.—Elson, History of the United States, pp. 925-941.
The Underwood Tariff Act.—Ogg, National Progress (The American Nation Series),
pp. 209-226.
The Federal Reserve System.—Ogg, pp. 228-232.
Trust and Labor Legislation.—Ogg, pp. 232-236.
Legislation Respecting the Territories.—Ogg, pp. 236-245.
American Interests in the Caribbean.—Ogg, pp. 246-265.
American Interests in the Pacific.—Ogg, pp. 304-324.
Mexican Affairs.—Haworth, pp. 388-395; Ogg, pp. 284-304.
The First Phases of the European War.—Haworth, pp. 395-412; Ogg, pp. 325-343.
The Campaign of 1916.—Haworth, pp. 412-418; Ogg, pp. 364-383.
America Enters the War.—Haworth, pp. 422-440; pp. 454-475. Ogg, pp. 384-399;
Elson, pp. 951-970.
Mobilizing the Nation.—Haworth, pp. 441-453.
The Peace Settlement.—Haworth, pp. 475-497; Elson, pp. 971-982.
Questions
1. Enumerate the chief financial measures of the Wilson administration. Review
the history of banks and currency and give the details of the Federal reserve
law.
2. What was the Wilson policy toward trusts? Toward labor?
3. Review again the theory of states' rights. How has it fared in recent years?
4. What steps were taken in colonial policies? In the Caribbean?
5. Outline American-Mexican relations under Wilson.
6. How did the World War break out in Europe?
7. Account for the divided state of opinion in America.
8. Review the events leading up to the War of 1812. Compare them with the events
from 1914 to 1917.
9. State the leading principles of international law involved and show how they
were violated.
10. What American rights were assailed in the submarine campaign?
11. Give Wilson's position on the Lusitania affair.
12. How did the World War affect the presidential campaign of 1916?
13. How did Germany finally drive the United States into war?
14. State the American war aims given by the President.
15. Enumerate the measures taken by the government to win the war.
16. Review the part of the navy in the war. The army.
17. How were the terms of peace formulated?
18. Enumerate the principal results of the war.
19. Describe the League of Nations.
20. Trace the fate of the treaty in American politics.
21. Can there be a policy of isolation for America?
APPENDIX
CONSTITUTION OF THE UNITED STATES
We the people of the United States, in order to form a more perfect union,
establish justice, insure domestic tranquillity, provide for the common defence,
promote the general welfare, and secure the blessings of liberty to ourselves
and our posterity, do ordain and establish this Constitution for the United
States of America.
Article I
Section 1. All legislative powers herein granted shall be vested in a Congress
of the United States, which shall consist of a Senate and House of
Representatives.
Section 2. 1. The House of Representatives shall be composed of members chosen
every second year by the people of the several States, and the electors in each
State shall have the qualifications requisite for electors of the most numerous
branch of the State legislature.
2. No person shall be a representative who shall not have attained to the age of
twenty-five years, and been seven years a citizen of the United States, and who
shall not, when elected, be an inhabitant of that State in which he shall be
chosen.
3. Representatives and direct taxes[3] shall be apportioned among the several
States which may be included within this Union, according to their respective
numbers, which shall be determined by adding to the whole number of free
persons, including those bound to service for a term of years, and excluding
Indians not taxed, three-fifths of all other persons.[3] The actual enumeration
shall be made within three years after the first meeting of the Congress of the
United States, and within every subsequent term of ten years, in such manner as
they shall by law direct. The number of representatives shall not exceed one for
every thirty thousand, but each State shall have at least one representative;
and until such enumeration shall be made, the State of New Hampshire shall be
entitled to choose three, Massachusetts eight, Rhode Island and Providence
Plantations one, Connecticut five, New York six, New Jersey four, Pennsylvania
eight, Delaware one, Maryland six, Virginia ten, North Carolina five, South
Carolina five, and Georgia three.
4. When vacancies happen in the representation from any State, the executive
authority thereof shall issue writs of election to fill such vacancies.
5. The House of Representatives shall choose their speaker and other officers;
and shall have the sole power of impeachment.
Section 3. 1. The Senate of the United States shall be composed of two senators
from each State, chosen by the legislature thereof, for six years; and each
senator shall have one vote.[4]
2. Immediately after they shall be assembled in consequence of the first
election, they shall be divided as equally as may be into three classes. The
seats of the senators of the first class shall be vacated at the expiration of
the second year, of the second class at the expiration of the fourth year, and
of the third class at the expiration of the sixth year, so that one-third may be
chosen every second year; and if vacancies happen by resignation, or otherwise,
during the recess of the legislature of any State, the executive thereof may
make temporary appointments until the next meeting of the legislature, which
shall then fill such vacancies.[5]
3. No person shall be a senator who shall not have attained to the age of thirty
years, and been nine years a citizen of the United States, and who shall not,
when elected, be an inhabitant of that State for which he shall be chosen.
4. The Vice-President of the United States shall be President of the Senate, but
shall have no vote, unless they be equally divided.
5. The Senate shall choose their other officers, and also a President pro
tempore, in the absence of the Vice-President, or when he shall exercise the
office of President of the United States.
6. The Senate shall have the sole power to try all impeachments. When sitting
for that purpose, they shall be on oath or affirmation. When the President of
the United States is tried, the chief justice shall preside: And no person shall
be convicted without the concurrence of two-thirds of the members present.
7. Judgment in cases of impeachment shall not extend further than to removal
from office, and disqualification to hold and enjoy any office of honor, trust,
or profit under the United States: but the party convicted shall nevertheless be
liable and subject to indictment, trial, judgment, and punishment, according to
law.
Section 4. 1. The times, places, and manner of holding elections for senators
and representatives, shall be prescribed in each State by the legislature
thereof; but the Congress may at any time by law make or alter such regulations,
except as to the places of choosing senators.
2. The Congress shall assemble at least once in every year, and such meeting
shall be on the first Monday in December, unless they shall by law appoint a
different day.
Section 5. 1. Each House shall be the judge of the elections, returns and
qualifications of its own members, and a majority of each shall constitute a
quorum to do business; but a smaller number may adjourn from day to day, and may
be authorized to compel the attendance of absent members, in such manner, and
under such penalties as each House may provide.
2. Each House may determine the rules of its proceedings, punish its members for
disorderly behaviour, and, with the concurrence of two-thirds, expel a member.
3. Each House shall keep a journal of its proceedings, and from time to time
publish the same, excepting such parts as may in their judgment require secrecy;
and the yeas and nays of the members of either House on any question shall, at
the desire of one-fifth of those present, be entered on the journal.
4. Neither House, during the session of Congress, shall, without the consent of
the other, adjourn for more than three days, nor to any other place than that in
which the two Houses shall be sitting.
Section 6. 1. The senators and representatives shall receive a compensation for
their services, to be ascertained by law, and paid out of the Treasury of the
United States. They shall in all cases, except treason, felony, and breach of
the peace, be privileged from arrest during their attendance at the sessions of
their respective Houses, and in going to and returning from the same; and, for
any speech or debate in either House, they shall not be questioned in any other
place.
2. No senator or representative shall, during the time for which he was elected,
be appointed to any civil office under the authority of the United States, which
shall have been created, or the emoluments whereof shall have been increased
during such time; and no person, holding any office under the United States,
shall be a member of either House during his continuance in office.
Section 7. 1. All bills for raising revenue shall originate in the House of
Representatives; but the Senate may propose or concur with amendments as on
other bills.
2. Every bill, which shall have passed the House of Representatives; and the
Senate, shall, before it become a law, be presented to the President of the
United States; if he approve he shall sign it, but if not he shall return it
with his objections to that House, in which it shall have originated, who shall
enter the objections at large on their journal, and proceed to reconsider it. If
after such reconsideration two-thirds of that House shall agree to pass the
bill, it shall be sent, together with the objections, to the other House, by
which it shall likewise be reconsidered, and if approved by two-thirds of that
House, it shall become a law. But in all such cases the votes of both Houses
shall be determined by yeas and nays, and the names of the persons voting for
and against the bill shall be entered on the journal of each House respectively.
If any bill shall not be returned by the President within ten days (Sundays
excepted) after it shall have been presented to him, the same shall be a law, in
like manner as if he had signed it, unless the Congress by their adjournment
prevent its return, in which case it shall not be a law.
3. Every order, resolution, or vote to which the concurrence of the Senate and
House of Representatives may be necessary (except on a question of adjournment)
shall be presented to the President of the United States and before the same
shall take effect, shall be approved by him, or being disapproved by him, shall
be repassed by two-thirds of the Senate and House of Representatives, according
to the rules and limitations prescribed in the case of a bill.
Section 8. The Congress shall have power: 1. To lay and collect taxes, duties,
imposts, and excises, to pay the debts and provide for the common defence and
general welfare of the United States; but all duties, imposts, and excises shall
be uniform throughout the United States;
2. To borrow money on the credit of the United States;
3. To regulate commerce with foreign nations, and among the several States, and
with the Indian tribes;
4. To establish an uniform rule of naturalization, and uniform laws on the
subject of bankruptcies throughout the United States;
5. To coin money, regulate the value thereof, and of foreign coin, and fix the
standard of weights and measures;
6. To provide for the punishment of counterfeiting the securities and current
coin of the United States;
7. To establish post offices and post roads;
8. To promote the progress of science and useful arts by securing for limited
times to authors and inventors the exclusive right to their respective writings
and discoveries;
9. To constitute tribunals inferior to the Supreme Court;
10. To define and punish piracies and felonies committed on the high seas, and
offences against the law of nations;
11. To declare war, grant letters of marque and reprisal, and make rules
concerning captures on land and water;
12. To raise and support armies, but no appropriation of money to that use shall
be for a longer term than two years;
13. To provide and maintain a navy;
14. To make rules for the government and regulation of the land and naval
forces;
15. To provide for calling forth the militia to execute the laws of the Union,
suppress insurrections, and repel invasions;
16. To provide for organizing, arming, and disciplining the militia, and for
governing such part of them as may be employed in the service of the United
States, reserving to the States respectively the appointment of the officers,
and the authority of training the militia according to the discipline prescribed
by Congress.
17. To exercise exclusive legislation in all cases whatsoever, over such
district (not exceeding ten miles square) as may, by cession of particular
States and the acceptance of Congress, become the seat of the government of the
United States, and to exercise like authority over all places purchased by the
consent of the legislature of the State in which the same shall be, for the
erection of forts, magazines, arsenals, dock-yards, and other needful
buildings;—and
18. To make all laws which shall be necessary and proper for carrying into
execution the foregoing powers, and all other powers vested by this Constitution
in the government of the United States, or in any department or officer thereof.
Section 9. 1. The migration or importation of such persons as any of the States
now existing shall think proper to admit, shall not be prohibited by the
Congress prior to the year one thousand eight hundred and eight, but a tax or
duty may be imposed on such importation, not exceeding ten dollars for each
person.
2. The privilege of the writ of habeas corpus shall not be suspended, unless
when in cases of rebellion or invasion the public safety may require it.
3. No bill of attainder or ex post facto law shall be passed.
4. No capitation, or other direct, tax shall be laid, unless in proportion to
the census or enumeration hereinbefore directed to be taken.[6]
5. No tax or duty shall be laid on articles exported from any State.
6. No preference shall be given by any regulation of commerce or revenue to the
ports of one State over those of another: nor shall vessels bound to, or from,
one State, be obliged to enter, clear, or pay duties in another.
7. No money shall be drawn from the Treasury, but in consequence of
appropriations made by law; and a regular statement and account of the receipts
and expenditures of all public money shall be published from time to time.
8. No title of nobility shall be granted by the United States; and no person,
holding any office of profit or trust under them, shall, without the consent of
the Congress, accept of any present, emolument, office, or title, of any kind
whatever, from any king, prince, or foreign State.
Section 10. 1. No State shall enter into any treaty, alliance, or confederation;
grant letters of marque and reprisal; coin money; emit bills of credit; make
anything but gold and silver coin a tender in payment of debts; pass any bill of
attainder, ex post facto law, or law impairing the obligation of contracts; or
grant any title of nobility.
2. No State shall, without the consent of the Congress, lay any imposts or
duties on imports or exports, except what may be absolutely necessary for
executing its inspection laws: and the net produce of all duties and imposts,
laid by any State on imports or exports, shall be for the use of the Treasury of
the United States; and all such laws shall be subject to the revision and
control of the Congress.
3. No State shall, without the consent of Congress, lay any duty of tonnage,
keep troops, or ships of war in time of peace, enter into any agreement or
compact with another State, or with a foreign power, or engage in war unless
actually invaded, or in such imminent danger as will not admit of delay.
Article II
Section 1. 1. The executive power shall be vested in a President of the United
States of America. He shall hold his office during the term of four years, and,
together with the Vice-President, chosen for the same term, be elected, as
follows:
2. Each State shall appoint, in such manner as the legislature thereof may
direct, a number of electors, equal to the whole number of senators and
representatives to which the State may be entitled in the Congress; but no
senator or representative, or person holding an office of trust or profit under
the United States, shall be appointed an elector.[7] The electors shall meet in
their respective States, and vote by ballot for two persons, of whom one at
least shall not be an inhabitant of the same State with themselves. And they
shall make a list of all the persons voted for, and of the number of votes for
each; which list they shall sign and certify, and transmit sealed to the seat of
the government of the United States, directed to the president of the Senate.
The President of the Senate shall, in the presence of the Senate and House of
Representatives, open all the certificates, and the votes shall then be counted.
The person having the greatest number of votes shall be the President, if such
number be a majority of the whole number of electors appointed; and if there be
more than one who have such majority, and have an equal number of votes, then
the House of Representatives shall immediately choose by ballot one of them for
President; and if no person have a majority, then from the five highest on the
list the said House shall in like manner choose the President. But in choosing
the President, the votes shall be taken by States, the representation from each
State having one vote; a quorum for this purpose shall consist of a member or
members from two-thirds of the States and a majority of all the States shall be
necessary to a choice. In every case, after the choice of the President, the
person having the greatest number of votes of the electors shall be the
Vice-President. But if there should remain two or more who have equal votes, the
Senate shall choose from them by ballot the Vice-President.[8]
3. The Congress may determine the time of choosing the electors, and the day on
which they shall give their votes; which day shall be the same throughout the
United States.
4. No person except a natural born citizen, or a citizen of the United States,
at the time of the adoption of this Constitution, shall be eligible to the
office of President; neither shall any person be eligible to that office who
shall not have attained to the age of thirty-five years, and been fourteen years
a resident within the United States.
5. In case of the removal of the President from office, or of his death,
resignation, or inability to discharge the powers and duties of the said office,
the same shall devolve on the Vice-President, and the Congress may by law
provide for the case of removal, death, resignation, or inability both of the
President and Vice-President, declaring what officer shall then act as
President, and such officer shall act accordingly, until the disability be
removed, or a President shall be elected.
6. The President shall, at stated times, receive for his services a
compensation, which shall neither be increased nor diminished during the period
for which he shall have been elected, and he shall not receive within that
period any other emolument from the United States, or any of them.
7. Before he enter on the execution of his office, he shall take the following
oath or affirmation:—"I do solemnly swear (or affirm) that I will faithfully
execute the office of President of the United States, and will to the best of my
ability, preserve, protect, and defend the Constitution of the United States."
Section 2. 1. The President shall be commander-in-chief of the army and navy of
the United States, and of the militia of the several States, when called into
the actual service of the United States; he may require the opinion, in writing,
of the principal officer in each of the executive departments, upon any subject
relating to the duties of their respective offices, and he shall have power to
grant reprieves and pardons for offences against the United States, except in
cases of impeachment.
2. He shall have power, by and with the advice and consent of the Senate, to
make treaties, provided two-thirds of the senators present concur; and he shall
nominate, and by and with the advice and consent of the Senate, shall appoint
ambassadors, other public ministers and consuls, judges of the Supreme Court,
and all other officers of the United States, whose appointments are not herein
otherwise provided for, and which shall be established by law: but the Congress
may by law vest the appointment of such inferior officers, as they think proper,
in the President alone, in the courts of law, or in the heads of departments.
3. The President shall have power to fill all vacancies that may happen during
the recess of the Senate, by granting commissions which shall expire at the end
of their next session.
Section 3. He shall from time to time give to the Congress information on the
state of the Union, and recommend to their consideration such measures as he
shall judge necessary and expedient; he may, on extraordinary occasions, convene
both Houses, or either of them, and in case of disagreement between them, with
respect to the time of adjournment, he may adjourn them to such time as he shall
think proper; he shall receive ambassadors and other public ministers; he shall
take care that the laws be faithfully executed, and shall commission all the
officers of the United States.
Section 4. The President, Vice-President, and all civil officers of the United
States shall be removed from office on impeachment for, and conviction of,
treason, bribery, or other high crimes and misdemeanors.
Article III
Section 1. The judicial power of the United States shall be vested in one
Supreme Court, and in such inferior courts as the Congress may from time to time
ordain and establish. The judges, both of the Supreme and inferior courts, shall
hold their offices during good behaviour, and shall, at stated times, receive
for their services a compensation, which shall not be diminished during their
continuance in office.
Section 2. 1. The judicial power shall extend to all cases, in law and equity,
arising under this Constitution, the laws of the United States, and treaties
made, or which shall be made, under their authority;—to all cases affecting
ambassadors, other public ministers and consuls;—to all cases of admiralty and
maritime jurisdiction;—to controversies to which the United States shall be a
party;—to controversies between two or more States;—between a State and citizens
of another State;[9]—between citizens of different States;—between citizens of
the same State claiming lands under grants of different States;—and between a
State, or the citizens thereof, and foreign States, citizens, or subjects.
2. In all cases affecting ambassadors, other public ministers and consuls and
those in which a State shall be a party, the Supreme Court shall have original
jurisdiction. In all the other cases before mentioned, the Supreme Court shall
have appellate jurisdiction, both as to law and fact, with such exceptions and
under such regulations as the Congress shall make.
3. The trial of all crimes, except in cases of impeachment, shall be by jury;
and such trial shall be held in the State where the said crimes shall have been
committed; but when not committed within any State, the trial shall be at such
place or places as the Congress may by law have directed.
Section 3. 1. Treason against the United States shall consist only in levying
war against them, or in adhering to their enemies, giving them aid and comfort.
No person shall be convicted of treason unless on the testimony of two witnesses
to the same overt act, or on confession in open court.
2. The Congress shall have power to declare the punishment of treason, but no
attainder of treason shall work corruption of blood or forfeiture except during
the life of the person attainted.
Article IV
Section 1. Full faith and credit shall be given in each State to the public
acts, records, and judicial proceedings of every other State. And the Congress
may by general laws prescribe the manner in which such acts, records, and
proceedings shall be proved, and the effect thereof.
Section 2. 1. The citizens of each State shall be entitled to all privileges and
immunities of citizens in the several States.
2. A person charged in any State with treason, felony, or other crime, who shall
flee from justice, and be found in another State, shall on demand of the
executive authority of the State from which he fled, be delivered up, to be
removed to the State having jurisdiction of the crime.
3. No person held to service or labor in one State, under the laws thereof,
escaping into another, shall, in consequence of any law or regulation therein,
be discharged from such service or labor, but shall be delivered up on claim of
the party to whom such service or labor may be due.
Section 3. 1. New States may be admitted by the Congress into this Union; but no
new State shall be formed or erected within the jurisdiction of any other State;
nor any State be formed by the junction of two or more States, or parts of
States, without the consent of the legislatures of the States concerned as well
as of the Congress.
2. The Congress shall have power to dispose of and make all needful rules and
regulations respecting the territory or other property belonging to the United
States; and nothing in this Constitution shall be so construed as to prejudice
any claims, of the United States, or of any particular State.
Section 4. The United States shall guarantee to every State in this Union a
republican form of government, and shall protect each of them against invasion;
and on application of the legislature, or of the executive (when the legislature
cannot be convened), against domestic violence.
Article V
The Congress, whenever two-thirds of both Houses shall deem it necessary, shall
propose amendments to this Constitution, or, on the application of the
legislatures of two-thirds of the several States, shall call a convention for
proposing amendments, which, in either case, shall be valid to all intents and
purposes as part of this Constitution, when ratified by the legislatures of
three-fourths of the several States, or by conventions in three-fourths thereof,
as the one or the other mode of ratification may be proposed by the Congress;
provided that no amendment which may be made prior to the year one thousand
eight hundred and eight shall in any manner affect the first and fourth clauses
in the ninth Section of the first article; and that no State, without its
consent, shall be deprived of its equal suffrage in the Senate.
Article VI
1. All debts contracted and engagements entered into, before the adoption of
this Constitution, shall be as valid against the United States under this
Constitution, as under the Confederation.
2. This Constitution and the laws of the United States which shall be made in
pursuance thereof and all treaties made, or which shall be made, under the
authority of the United States, shall be the supreme law of the land; and the
judges in every State shall be bound thereby, anything in the Constitution or
laws of any State to the contrary notwithstanding.
3. The senators and representatives before mentioned, and the members of the
several State legislatures, and all executive and judicial officers, both of the
United States and of the several States, shall be bound by oath or affirmation
to support this Constitution; but no religious test shall ever be required as a
qualification to any office or public trust under the United States.
Article VII
The ratification of the conventions of nine States shall be sufficient for the
establishment of this Constitution between the States so ratifying the same.
Done in Convention by the unanimous consent of the States present the
seventeenth day of September in the year of our Lord one thousand seven hundred
and eighty-seven and of the independence of the United States of America the
twelfth. In witness whereof we have hereunto subscribed our names,
Go. Washington—
Presidt. and Deputy from Virginia
[and thirty-eight members from all the States except Rhode Island.]
Articles in addition to, and amendment of, the Constitution of the United
States of America, proposed by Congress, and ratified by the legislatures of the
several States pursuant to the fifth article of the original Constitution.
Article I [10]
Congress shall make no law respecting an establishment of religion, or
prohibiting the free exercise thereof; or abridging the freedom of speech, or of
the press; or the right of the people peaceably to assemble, and to petition the
government for a redress of grievances.
Article II
A well regulated militia, being necessary to the security of a free State, the
right of the people to keep and bear arms shall not be infringed.
Article III
No soldier shall, in time of peace, be quartered in any house, without the
consent of the owner, nor in time of war, but in a manner to be prescribed by
law.
Article IV
The right of the people to be secure in their persons, houses, papers, and
effects, against unreasonable searches and seizures, shall not be violated, and
no warrants shall issue, but upon probable cause, supported by oath or
affirmation, and particularly describing the place to be searched, and the
persons or things to be seized.
Article V
No person shall be held to answer for a capital, or otherwise infamous crime,
unless on a presentment or indictment of a grand jury, except in cases arising
in the land or naval forces, or in the militia, when in actual service in time
of war or public danger; nor shall any person be subject for the same offence to
be twice put in jeopardy of life or limb; nor shall be compelled in any criminal
case to be a witness against himself; nor be deprived of life, liberty, or
property, without due process of law; nor shall private property be taken for
public use, without just compensation.
Article VI
In all criminal prosecutions, the accused shall enjoy the right to a speedy and
public trial, by an impartial jury of the State and district wherein the crime
shall have been committed, which district shall have been previously ascertained
by law, and to be informed of the nature and cause of the accusation; to be
confronted with the witnesses against him; to have compulsory process for
obtaining witnesses in his favor, and to have the assistance of counsel for his
defence.
Article VII
In suits at common law, where the value in controversy shall exceed twenty
dollars, the right of trial by jury shall be preserved, and no fact tried by a
jury shall be otherwise reexamined in any court of the United States, than
according to the rules of the common law.
Article VIII
Excessive bail shall not be required, nor excessive fines imposed, nor cruel and
unusual punishments inflicted.
Article IX
The enumeration in the Constitution, of certain rights, shall not be construed
to deny or disparage others retained by the people.
Article X
The powers not delegated to the United States by the Constitution, nor
prohibited by it to the States, are reserved to the States respectively, or to
the people.
Article XI[11]
The judicial power of the United States shall not be construed to extend to any
suit in law or equity, commenced or prosecuted against one of the United States
by citizens of another State, or by citizens or subjects of any foreign State.
Article XII[12]
The electors shall meet in their respective States, and vote by ballot for
President and Vice-President, one of whom at least shall not be an inhabitant of
the same State with themselves; they shall name in their ballots the person
voted for as President, and in distinct ballots the person voted for as
Vice-President, and they shall make distinct lists of all persons voted for as
President, and of all persons voted for as Vice-President, and of the number of
votes for each, which lists they shall sign and certify, and transmit sealed to
the seat of the government of the United States, directed to the President of
the Senate;—The President of the Senate shall, in presence of the Senate and
House of Representatives, open all the certificates and the votes shall then be
counted;—The person having the greatest number of votes for President, shall be
the President, if such number be a majority of the whole number of electors
appointed; and if no person have such majority, then from the persons having the
highest numbers not exceeding three on the list of those voted for as President,
the House of Representatives shall choose immediately, by ballot, the President.
But in choosing the President, the votes shall be taken by States, the
representation from each State having one vote; a quorum for this purpose shall
consist of a member or members from two-thirds of the States, and a majority of
all the States shall be necessary to a choice. And if the House of
Representatives shall not choose a President whenever the right of choice shall
devolve upon them, before the fourth day of March next following, then the
Vice-President shall act as President, as in the case of the death or other
constitutional disability of the President. The person having the greatest
number of votes as Vice-President, shall be the Vice-President, if such number
be a majority of the whole number of electors appointed, and if no person have a
majority, then from the two highest members on the list, the Senate shall choose
the Vice-President; a quorum for the purpose shall consist of two-thirds of the
whole number of senators, and a majority of the whole number shall be necessary
to a choice. But no person constitutionally ineligible to the office of
President shall be eligible to that of Vice-President of the United States.
Article XIII[13]
Section 1. Neither slavery nor involuntary servitude, except as a punishment
for crime whereof the party shall have been duly convicted, shall exist within
the United States, or any place subject to their jurisdiction.
Section 2. Congress shall have power to enforce this article by appropriate
legislation.
Article XIV[14]
Section 1. All persons born or naturalized in the United States, and subject to
the jurisdiction thereof, are citizens of the United States and of the State
wherein they reside. No State shall make or enforce any law which shall abridge
the privileges or immunities of citizens of the United States; nor shall any
State deprive any person of life, liberty, or property without due process of
law; nor deny to any person within its jurisdiction the equal protection of the
laws.
Section 2. Representatives shall be apportioned among the several States
according to their respective numbers, counting the whole number of persons in
each State, excluding Indians not taxed. But when the right to vote at any
election for the choice of electors for President and Vice-President of the
United States, representatives in Congress, the executive and judicial officers
of a State, or the members of the legislature thereof, is denied to any of the
male inhabitants of such State, being twenty-one years of age, and citizens of
the United States, or in any way abridged, except for participation in rebellion
or other crime, the basis of representation therein shall be reduced in the
proportion which the number of such male citizens shall bear to the whole number
of male citizens twenty-one years of age in such State.
Section 3. No person shall be a senator or representative in Congress, or
elector of President and Vice-President, or hold any office, civil or military,
under the United States, or under any State, who, having previously taken an
oath, as a member of Congress, or as an officer of the United States, or as a
member of any State legislature, or as an executive or judicial officer of any
State, to support the Constitution of the United States, shall have engaged in
insurrection or rebellion against the same, or given aid or comfort to the
enemies thereof. But Congress may by two-thirds vote of each House, remove such
disability.
Section 4. The validity of the public debt of the United States, authorized by
law, including debts incurred for payment of pensions and bounties for services
in suppressing insurrection or rebellion, shall not be questioned. But neither
the United States nor any State shall assume or pay any debt or obligation
incurred in aid of insurrection or rebellion against the United States, or any
claim for the loss or emancipation of any slave; but all such debts,
obligations, and claims shall be held illegal and void.
Section 5. The Congress shall have power to enforce, by appropriate legislation,
the provisions of this article.
Article XV [15]
Section 1. The right of citizens of the United States to vote shall not be
denied or abridged by the United States or by any State on account of race,
color, or previous condition of servitude.
Section 2. The Congress shall have power to enforce this article by appropriate
legislation.
Article XVI [16]
The Congress shall have power to lay and collect taxes on incomes, from whatever
source derived, without apportionment among the several States, and without
regard to any census or enumeration.
Article XVII [17]
The Senate of the United States shall be composed of two senators from each
State, elected by the people thereof, for six years; and each senator shall have
one vote. The electors in each State shall have the qualifications requisite for
electors of the most numerous branch of the State legislature.
When vacancies happen in the representation of any State in the Senate, the
executive authority of each State shall issue writs of election to fill such
vacancies: Provided that the legislature of any State may empower the executive
thereof to make temporary appointments until the people fill the vacancies by
election as the legislature may direct.
This amendment shall not be so construed as to effect the election or term of
any senator chosen before it becomes valid as part of the Constitution.
Article XVIII [18]
Section 1. After one year from the ratification of this article the manufacture,
sale, or transportation of intoxicating liquors within, the importation thereof
into, or the exportation thereof from the United States and all territory
subject to the jurisdiction thereof for beverage purposes is hereby prohibited.
Section 2. The Congress and the several States shall have concurrent power to
enforce this article by appropriate legislation.
Section 3. This article shall be inoperative unless it shall have been ratified
as an amendment to the Constitution by the legislatures of the several States,
as provided in the Constitution, within seven years from the date of the
submission hereof to the States by the Congress.
Article XIX [19]
The right of citizens of the United States to vote shall not be denied or
abridged by the United States or any State on account of sex.
The Congress shall have power to enforce this article by appropriate
legislation.
POPULATION OF THE UNITED STATES, BY STATES: 1920, 1910, 1900
States
Population
1920
1910
1900
United States
105,708,771
91,972,266
75,994,575
Alabama
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
2,348,174
333,903
1,752,204
3,426,861
939,629
1,380,631
223,003
437,571
968,470
2,895,832
431,866
6,485,280
2,930,390
2,404,021
1,769,257
2,416,630
1,798,509
768,014
1,449,661
3,852,356
3,668,412
2,387,125
1,790,618
3,404,055
548,889
1,296,372
77,407
443,407
3,155,900
360,350
10,384,829
2,559,123
645,680
5,759,394
2,028,283
783,389
8,720,017
604,397
1,683,724
636,547
2,337,885
4,663,228
449,396
352,428
2,309,187
1,356,621
1,463,701
2,632,067
194,402
2,138,093
204,354
1,574,449
2,377,549
799,024
1,114,756
202,322
331,069
752,619
2,609,121
325,594
5,638,591
2,700,876
2,224,771
1,690,949
2,289,905
1,656,388
742,371
1,295,346
3,366,416
2,810,173
2,075,708
1,797,114
3,293,335
376,053
1,192,214
81,875
430,572
2,537,167
327,301
9,113,614
2,206,287
577,056
4,767,121
1,657,155
672,765
7,665,111
542,610
1,515,400
583,888
2,184,789
3,896,542
373,351
355,956
2,061,612
1,141,990
1,221,119
2,333,860
145,965
1,828,697
122,931
1,311,564
1,485,053
539,700
908,420
184,735
278,718
528,542
2,216,331
161,772
4,821,550
2,516,462
2,231,853
1,470,495
2,147,174
1,381,625
694,466
1,188,044
2,805,346
2,420,982
1,751,394
1,551,270
3,106,665
243,329
1,066,300
42,335
411,588
1,883,669
195,310
7,268,894
1,893,810
319,146
4,157,545
790,391
413,536
6,302,115
428,556
1,340,316
401,570
2,020,616
3,048,710
276,749
343,641
1,854,184
518,103
958,800
2,069,042
92,531
APPENDIX
TABLE OF PRESIDENTS
Name
State
Party
Year in
Office
Vice-President
1
George Washington
Va.
Fed.
1789-1797
John Adams
2
John Adams
Mass.
Fed.
1797-1801
Thomas Jefferson
3
Thomas Jefferson
Va.
Rep.
1801-1809
Aaron Burr
George Clinton
4
James Madison
Va.
Rep.
1809-1817
George Clinton
Elbridge Gerry
5
James Monroe
Va.
Rep.
1817-1825
Daniel D. Tompkins
6
John Q. Adams
Mass.
Rep.
1825-1829
John C. Calhoun
7
Andrew Jackson
Tenn.
Dem.
1829-1837
John C. Calhoun
Martin Van Buren
8
Martin Van Buren
N.Y.
Dem.
1837-1841
Richard M. Johnson
9
Wm. H. Harrison
Ohio
Whig
1841-1841
John Tyler
10
John Tyler [20]
Va.
Whig
1841-1845
11
James K. Polk
Tenn.
Dem.
1845-1849
George M. Dallas
12
Zachary Taylor
La.
Whig
1849-1850
Millard Fillmore
13
Millard Fillmore [20]
N.Y.
Whig
1850-1853
14
Franklin Pierce
N.H.
Dem.
1853-1857
William R. King
15
James Buchanan
Pa.
Dem.
1857-1861
J.C. Breckinridge
16
Abraham Lincoln
Ill.
Rep.
1861-1865
Hannibal Hamlin
Andrew Johnson
17
Andrew Johnson [20]
Tenn.
Rep.
1865-1869
18
Ulysses S. Grant
Ill.
Rep.
1869-1877
Schuyler Colfax
Henry Wilson
19
Rutherford B. Hayes
Ohio
Rep.
1877-1881
Wm. A. Wheeler
20
James A. Garfield
Ohio
Rep.
1881-1881
Chester A. Arthur
21
Chester A. Arthur [20]
N.Y.
Rep.
1881-1885
22
Grover Cleveland
N.Y.
Dem.
1885-1889
Thomas A. Hendricks
23
Benjamin Harrison
Ind.
Rep.
1889-1893
Levi P. Morton
24
Grover Cleveland
N.Y.
Dem.
1893-1897
Adlai E. Stevenson
25
William McKinley
Ohio
Rep.
1897-1901
Garrett A. Hobart
Theodore Roosevelt
26
Theodore Roosevelt [20]
N.Y.
Rep.
1901-1909
Chas. W. Fairbanks
27
William H. Taft
Ohio
Rep.
1909-1913
James S. Sherman
28
Woodrow Wilson
N.J.
Dem.
1913-1921
Thomas R. Marshall
29
Warren G. Harding
Ohio
Rep.
1921-
Calvin Coolidge
POPULATION OF THE OUTLYING POSSESSIONS: 1920 AND 1910
AREA
1920
1910
United States with outlying possessions
117,857,509
101,146,530
Continental United States
105,708,771
91,972,266
Outlying Possessions
12,148,738
9,174 264
Alaska
American Samoa
Guam
Hawaii
Panama Canal Zone
Porto Rico
Military and naval, etc., service abroad
Philippine Islands
Virgin Islands of the United States
54,899
8,056
13,275
255,912
22,858
1,299,809
117,238
10,350,640 [22]
26,051 [24]
64,356
7,251 [21]
11,806
191,909
62,810 [21]
1,118,012
55,608
7,635,426 [23]
27,086 [25]
A TOPICAL SYLLABUS
As a result of a wholesome reaction against the purely chronological treatment
of history, there is now a marked tendency in the direction of a purely topical
handling of the subject. The topical method, however, may also be pushed too
far. Each successive stage of any topic can be understood only in relation to
the forces of the time. For that reason, the best results are reached when there
is a combination of the chronological and the topical methods. It is therefore
suggested that the teacher first follow the text closely and then review the
subject with the aid of this topical syllabus. The references are to pages.
Immigration
I. Causes: religious (1-2, 4-11, 302), economic (12-17, 302-303), and
political (302-303).
II. Colonial immigration.
1. Diversified character: English, Scotch-Irish, Irish, Jews, Germans and other
peoples (6-12).
2. Assimilation to an American type; influence of the land system (23-25, 411).
3. Enforced immigration: indentured servitude, slavery, etc. (13-17).
III. Immigration between 1789-1890
1. Nationalities: English, Irish, Germans, and Scandinavians (278, 302-303).
2. Relations to American life (432-433, 445).
IV. Immigration and immigration questions after 1890.
1. Change in nationalities (410-411).
2. Changes in economic opportunities (411).
3. Problems of congestion and assimilation (410).
4. Relations to labor and illiteracy (582-586).
5. Oriental immigration (583).
6. The restriction of immigration (583-585).
Expansion of the United States
I. Territorial growth.
1. Territory of the United States in 1783 (134 and color map).
2. Louisiana purchase, 1803 (188-193 and color map).
3. Florida purchase, 1819 (204).
4. Annexation of Texas, 1845 (278-281).
5. Acquisition of Arizona, New Mexico, California, and other territory at close
of Mexican War, 1848 (282-283).
6. The Gadsden purchase, 1853 (283).
7. Settlement of the Oregon boundary question, 1846 (284-286).
8. Purchase of Alaska from Russia, 1867 (479).
9. Acquisition of Tutuila in Samoan group, 1899 (481-482).
10. Annexation of Hawaii, 1898 (484).
11. Acquisition of Porto Rico, the Philippines, and Guam at close of Spanish
War, 1898 (493-494).
12. Acquisition of Panama Canal strip, 1904 (508-510).
13. Purchase of Danish West Indies, 1917 (593).
14. Extension of protectorate over Haiti, Santo Domingo, and Nicaragua
(593-594).
II. Development of colonial self-government.
1. Hawaii (485).
2. Philippines (516-518).
3. Porto Rico (515-516).
III. Sea power.
1. In American Revolution (118).
2. In the War of 1812 (193-201).
3. In the Civil War (353-354).
4. In the Spanish-American War (492).
5. In the Caribbean region (512-519).
6. In the Pacific (447-448, 481).
7. The rôle of the American navy (515).
The Westward Advance of the People
I. Beyond the Appalachians.
1. Government and land system (217-231).
2. The routes (222-224).
3. The settlers (221-223, 228-230).
4. Relations with the East (230-236).
II. Beyond the Mississippi.
1. The lower valley (271-273).
2. The upper valley (275-276).
III. Prairies, plains, and desert.
1. Cattle ranges and cowboys (276-278, 431-432).
2. The free homesteads (432-433).
3. Irrigation (434-436, 523-525).
IV. The Far West.
1. Peculiarities of the West (433-440).
2. The railways (425-431).
3. Relations to the East and Europe (443-447).
4. American power in the Pacific (447-449).
The Wars of American History
I. Indian wars (57-59).
II. Early colonial wars: King William's, Queen Anne's, and King George's (59).
III. French and Indian War (Seven Years' War), 1754-1763 (59-61).
IV. Revolutionary War, 1775-1783 (99-135).
V. The War of 1812, 1812-1815 (193-201).
VI. The Mexican War, 1845-1848 (276-284).
VII. The Civil War, 1861-1865 (344-375).
VIII. The Spanish War, 1898 (485-497).
IX. The World War, 1914-1918 [American participation, 1917-1918] (596-625).
Government
I. Development of the American system of government.
1. Origin and growth of state government.
a. The trading corporation (2-4), religious congregation (4-5), and proprietary
system (5-6).
b. Government of the colonies (48-53).
c. Formation of the first state constitutions (108-110).
d. The admission of new states (see Index under each state).
e. Influence of Jacksonian Democracy (238-247).
f. Growth of manhood suffrage (238-244).
g. Nullification and state sovereignty (180-182, 251-257).
h. The doctrine of secession (345-346).
i. Effects of the Civil War on position of states (366, 369-375).
j. Political reform—direct government—initiative, referendum, and recall
(540-544).
2. Origin and growth of national government.
a. British imperial control over the colonies (64-72).
b. Attempts at intercolonial union—New England Confederation, Albany plan
(61-62).
c. The Stamp Act Congress (85-86).
d. The Continental Congresses (99-101).
e. The Articles of Confederation (110-111, 139-143).
f. The formation of the federal Constitution (143-160).
g. Development of the federal Constitution.
(1) Amendments 1-11—rights of persons and states (163).
(2) Twelfth amendment—election of President (184, note).
(3) Amendments 13-15—Civil War settlement (358, 366, 369, 370, 374, 375).
(4) Sixteenth amendment—income tax (528-529).
(5) Seventeenth amendment—election of Senators (541-542).
(6) Eighteenth amendment—prohibition (591-592).
(7) Nineteenth amendment—woman suffrage (563-568).
3. Development of the suffrage.
a. Colonial restrictions (51-52).
b. Provisions of the first state constitutions (110, 238-240).
c. Position under federal Constitution of 1787(149).
d. Extension of manhood suffrage (241-244).
e. Extension and limitation of negro suffrage (373-375, 382-387).
f. Woman suffrage (560-568).
II. Relation of government to economic and social welfare.
1. Debt and currency.
a. Colonial paper money (80).
b. Revolutionary currency and debt (125-127).
c. Disorders under Articles of Confederation (140-141).
d. Powers of Congress under the Constitution to coin money (see Constitution in
the Appendix).
e. First United States bank notes (167).
f. Second United States bank notes (257).
g. State bank notes (258).
h. Civil War greenbacks and specie payment (352-353, 454).
i. The Civil War debt (252).
j. Notes of National Banks under act of 1864 (369).
k. Demonetization of silver and silver legislation (452-458).
l. The gold standard (472).
m. The federal reserve notes (589).
n. Liberty bonds (606).
2. Banking systems.
a. The first United States bank (167).
b. The second United States bank—origin and destruction (203, 257-259).
c. United States treasury system (263).
d. State banks (258).
e. The national banking system of 1864 (369).
f. Services of banks (407-409).
g. Federal reserve system (589).
3. The tariff.
a. British colonial system (69-72).
b. Disorders under Articles of Confederation (140).
c. The first tariff under the Constitution (150, 167-168).
d. Development of the tariff, 1816-1832 (252-254).
f. Tariff and nullification (254-256).
g. Development to the Civil War—attitude of South and West (264, 309-314, 357).
h. Republicans and Civil War tariffs (352, 367).
i. Revival of the tariff controversy under Cleveland (422).
j. Tariff legislation after 1890—McKinley bill (422), Wilson bill (459), Dingley
bill (472), Payne-Aldrich bill (528), Underwood bill (588).
4. Foreign and domestic commerce and transportation (see Tariff, Immigration,
and Foreign Relations).
a. British imperial regulations (69-72).
b. Confusion under Articles of Confederation (140).
c. Provisions of federal Constitution (150).
d. Internal improvements—aid to roads, canals, etc. (230-236).
e. Aid to railways (403).
f. Service of railways (402).
g. Regulation of railways (460-461, 547-548).
h. Control of trusts and corporations (461-462, 589-590).
5. Land and natural resources.
a. British control over lands (80).
b. Early federal land measures (219-221).
c. The Homestead act (368, 432-445).
d. Irrigation and reclamation (434-436, 523-525).
e. Conservation of natural resources (523-526).
6. Legislation advancing human rights and general welfare (see Suffrage).
a. Abolition of slavery: civil and political rights of negroes (357-358,
373-375).
b. Extension of civil and political rights to women (554-568).
c. Legislation relative to labor conditions (549-551, 579-581, 590-591).
d. Control of public utilities (547-549).
e. Social reform and the war on poverty (549-551).
f. Taxation and equality of opportunity (551-552).
Political Parties and Political Issues
I. The Federalists versus the Anti-Federalists [Jeffersonian Republicans] from
about 1790 to about 1816 (168-208, 201-203).
1. Federalist leaders: Hamilton, John Adams, John Marshall, Robert Morris.
2. Anti-Federalist leaders: Jefferson, Madison, Monroe.
3. Issues: funding the debt, assumption of state debts, first United States
bank, taxation, tariff, strong central government versus states' rights, and the
Alien and Sedition acts.
II. Era of "Good Feeling" from about 1816 to about 1824, a period of no
organized party opposition (248).
III. The Democrats [former Jeffersonian Republicans] versus the Whigs [or
National Republicans] from about 1832 to 1856 (238-265, 276-290, 324-334).
1. Democratic leaders: Jackson, Van Buren, Calhoun, Benton.
2. Whig leaders: Webster and Clay.
3. Issues: second United States bank, tariff, nullification, Texas, internal
improvements, and disposition of Western lands.
IV. The Democrats versus the Republicans from about 1856 to the present time
(334-377, 388-389, 412-422, 451-475, 489-534, 588-620).
1. Democratic leaders: Jefferson Davis, Tilden, Cleveland, Bryan, and Wilson.
2. Republican leaders: Lincoln, Blaine, McKinley, Roosevelt.
3. Issues: Civil War and reconstruction, currency, tariff, taxation, trusts,
railways, foreign policies, imperialism, labor questions, and policies with
regard to land and conservation.
V. Minor political parties.
1. Before the Civil War: Free Soil (319) and Labor Parties (306-307).
2. Since the Civil War: Greenback (463-464), Populist (464), Liberal Republican
(420), Socialistic (577-579), Progressive (531-534, 602-603).
The Economic Development of the United States
I. The land and natural resources.
1. The colonial land system: freehold, plantation, and manor (20-25).
2. Development of the freehold in the West (220-221, 228-230).
3. The Homestead act and its results (368, 432-433).
4. The cattle range and cowboy (431-432).
5. Disappearance of free land (443-445).
6. Irrigation and reclamation (434-436).
7. Movement for the conservation of resources (523-526).
II. Industry.
1. The rise of local and domestic industries (28-32).
2. British restrictions on American enterprise (67-69, 70-72).
3. Protective tariffs (see above, 648-649).
4. Development of industry previous to the Civil War (295-307).
5. Great progress of industry after the war (401-406).
6. Rise and growth of trusts and combinations (406-412, 472-474).
III. Commerce and transportation.
1. Extent of colonial trade and commerce (32-35).
2. British regulation (69-70).
3. Effects of the Revolution and the Constitution (139-140, 154).
4. Growth of American shipping (195-196).
5. Waterways and canals (230-236).
6. Rise and extension of the railway system (298-300).
7. Growth of American foreign trade (445-449).
IV. Rise of organized labor.
1. Early phases before the Civil War: local unions, city federations, and
national unions in specific trades (304-307).
2. The National Trade Union, 1866-1872 (574-575).
3. The Knights of Labor (575-576).
4. The American Federation of Labor (573-574).
a. Policies of the Federation (576-577).
b. Relations to politics (579-581).
c. Contests with socialists and radicals (577-579).
d. Problems of immigration (582-585).
5. The relations of capital and labor.
a. The corporation and labor (410, 570-571).
b. Company unions and profit-sharing (571-572).
c. Welfare work (573).
d. Strikes (465, 526, 580-581).
e. Arbitration (581-582).
American Foreign Relations
INDEX
Abolition, 318, 331
Adams, Abigail, 556
Adams, John, 97, 128, 179f.
Adams, J.Q., 247, 319
Adams, Samuel, 90, 99, 108
Adamson law, 590
Aguinaldo, 497
Alabama, admission, 227
Alabama claims, 480
Alamance, battle, 92
Alamo, 280
Alaska, purchase, 479
Albany, plan of union, 62
Algonquins, 57
Alien law, 180
Amendment, method of, 156
Amendments to federal Constitution: first eleven, 163
twelfth, 184 note
thirteenth, 358
fourteenth, 366, 369, 387
fifteenth, 358
sixteenth, 528
seventeenth, 542
eighteenth, 591
nineteenth, 563f.
American expeditionary force, 610
American Federation of Labor, 573, 608
Americanization, 585
Amnesty, for Confederates, 383
Andros, 65
Annapolis, convention, 144
Antietam, 357
Anti-Federalists, 169
Anti-slavery. See Abolition
Anthony, Susan, 564
Appomattox, 363
Arbitration: international, 480 514, 617
labor disputes, 582
Arizona, admission, 443
Arkansas, admission, 272
Arnold, Benedict, 114, 120
Articles of Confederation, 110, 139ff., 146
Ashburton, treaty, 265
Assembly, colonial, 49f., 89f.
Assumption, 164f.
Atlanta, 361
Australian ballot, 540
Bacon, Nathaniel, 58
Ballot: Australian, 540
short, 544
Baltimore, Lord, 6
Bank: first U.S., 167
second, 203, 257ff.
Banking system: state, 300
U.S. national, 369
services of, 407
See also Federal reserve
Barry, John, 118
Bastille, 172
Bell, John, 341
Belleau Wood, 611
Berlin decree, 194
Blockade: by England and France, 193f.
Southern ports, 353
law and practice in 1914, 598f.
Bond servants, 13f.
Boone, Daniel, 28, 218
Boston: massacre, 91
evacuation, 116
port bill, 94
Bowdoin, Governor, 142
Boxer rebellion, 499
Brandywine, 129
Breckinridge, J.C., 340
Bright, John, 355
Brown, John, 338
Brown University, 45
Bryan, W.J., 468f., 495, 502, 503, 527
Buchanan, James, 335, 368
Budget system, 529
Bull Run, 350
Bunker Hill, 102
Burgoyne, General, 116, 118, 130
Burke, Edmund, 87, 96ff., 132, 175
Burr, Aaron, 183, 231
Business. See Industry
Calhoun, J.C., 198f., 203, 208, 281, 321, 328
California, 286f.
Canada, 61, 114, 530
Canals, 233, 298, 508
Canning, British premier, 206
Cannon, J.G., 530
Cantigny, 611
Caribbean, 479
Carpet baggers, 373
Cattle ranger, 431f.
Caucus, 245
Censorship. See Newspapers
Charles I, 3
Charles II, 65
Charleston, 36, 116
Charters, colonial, 2ff., 41
Chase, Justice, 187
Château-Thierry, 611
Checks and balances, 153
Chesapeake, the, 195
Chickamauga, 361
Child labor law, 591
China, 447, 499ff.
Chinese labor, 583
Churches, colonial, 39f., 42, 43
Cities, 35, 36, 300f., 395, 410, 544
City manager plan, 545
Civil liberty, 358f., 561
Civil service, 419, 536, 538f.
Clarendon, Lord, 6
Clark, G.R., 116, 218
Clay, Henry, 198, 203, 248, 261, 328
Clayton anti-trust act, 489
Clergy. See Churches
Cleveland, Grover, 421, 465, 482, 484, 489, 582
Clinton, Sir Henry, 119
Colorado, admission, 441
Combination. See Trusts
Commerce, colonial, 33f.
disorders after 1781, 140
Constitutional provisions on, 154
Napoleonic wars, 176, 193ff.
domestic growth of, 307
congressional regulation of, 460f., 547
See also Trusts and Railways
Commission government, 544
Committees of correspondence, 108
Commonsense, pamphlet, 103
Communism, colonial, 20.
Company, trading, 2f.
Compromises: of Constitution, 148, 150, 151
Missouri, 325, 332
of 1850, 328f.
Crittenden, 350
Conciliation, with England, 131
Concord, battle, 100
Confederacy, Southern, 346f.
Confederation: New England, 61.
See also Articles of
Congregation, religious, 4
Congress: stamp act, 85
continental, 99f.
under Articles, 139.
under Constitution, 152
powers of, 153
Connecticut: founded, 4ff.
self-government, 49
See also Suffrage, constitutions, state
Conservation, 523f.
Constitution: formation of, 143f.
See also Amendment
Constitution, the, 200
Constitutions, state, 109f., 238f., 385f.
Constitutional union party, 340
Contract labor law, 584
Convention: 1787, 144f.
nominating, 405
Convicts, colonial, 15
Conway Cabal, 120
Cornwallis, General, 116, 119, 131
Corporation and labor, 571 See also Trusts
Cotton. See Planting system
Cowboy, 431f.
Cowpens, battle, 116
Cox, J.M., 619
Crisis, The, pamphlet, 115
Crittenden Compromise, 350
Cuba, 485f., 518
Cumberland Gap, 223
Currency. See Banking
Danish West Indies, purchased, 593
Dartmouth College, 45
Daughters of liberty, 84
Davis, Jefferson, 346f.
Deane, Silas, 128
Debs, E.V., 465, 534
Debt, national, 164f.
Decatur, Commodore, 477
Declaration of Independence, 101f.
Defense, national, 154
De Kalb, 121
Delaware, 3, 49
De Lome affair, 490
Democratic party, name assumed, 260
See also Anti-Federalists
Dewey, Admiral, 492
Diplomacy: of the Revolution, 127f.
Civil War, 354
Domestic industry, 28
Donelson, Fort, 361
Dorr Rebellion, 243
Douglas, Stephen A., 333, 337, 368
Draft: Civil War, 351
World War, 605
Draft riots, 351
Dred Scott case, 335, 338
Drug act, 523
Duquesne, Fort, 60
Dutch, 3, 12
East India Company, 93
Education, 43f., 557, 591
Electors, popular election of, 245
Elkins law, 547
Emancipation, 357f.
Embargo acts, 186f.
England: Colonial policy of, 64f.
Revolutionary War, 99f.
Jay treaty, 177
War of 1812, 198f.
Monroe Doctrine, 206
Ashburton treaty, 265
Civil War, 354
Alabama claims, 480
Samoa, 481
Venezuela question, 482
Spanish War, 496
World War, 596f.
Erie Canal, 233
Esch-Cummins bill, 582
Espionage act, 607
Excess profits tax, 606
Executive, federal, plans for, 151
Expunging resolution, 260
Farm loan act, 589
Federal reserve act, 589
Federal trade commission, 590
Federalist, the, 158
Federalists, 168f., 201f.
Feudal elements in colonies, 21.
Filipino revolt. See Philippines
Fillmore, President, 485
Finances: colonial, 64
revolutionary, 125f.
disorders, 140
Civil War, 347, 352ff.
World War, 606
See also Banking
Fishing industry, 31
Fleet, world tour, 515
Florida, 134, 204
Foch, General, 611
Food and fuel law, 607
Force bills, 384ff., 375
Forests, national, 525f.
Fourteen points, 605
Fox, C.J., 132
France: colonization, 59f.
French and Indian War, 60f.
American Revolution, 116, 123, 128f.
French Revolution, 165f.
Quarrel with, 180
Napoleonic wars, 193f.
Louisiana purchase, 190
French Revolution of 1830, 266
Civil War, 354
Mexican affair, 478
World War, 596f.
Franchises, utility, 548
Franklin, Benjamin, 45, 62, 82, 86, 128, 134
Freedmen. See Negro
Freehold. See Land
Free-soil party, 319
Frémont, J.C., 288, 334
French. See France
Friends, the, 5
Frontier. See Land
Fugitive slave act, 329
Fulton, Robert, 231, 234
Fundamental articles, 5
Fundamental orders, 5
Gage, General, 95, 100
Garfield, President, 416
Garrison, William Lloyd, 318
Gaspee, the, 92
Gates, General, 116, 120, 131
Genêt, 177
George I, 66
George II, 4, 66, 82
George III, 77f.
Georgia: founded, 4
royal province, 49
state constitution, 109
See also Secession
Germans: colonial immigration, 9ff.
in Revolutionary War, 102f.
later immigration, 303
Germany: Samoa, 481
Venezuela affair, 512
World War, 596
Gerry, Elbridge, 148
Gettysburg, 362
Gibbon, Edward, 133
Gold: discovery, 288
standard, 466, 472
Gompers, Samuel, 573, 608
Governor, royal, 49f.
Grandfather clause, 386.
Grangers, 460f.
Grant, General, 361, 416, 480, 487
Great Britain. See England
Greeley, Horace, 420
Greenbacks, 454f.
Greenbackers, 462f.
Greene, General, 117, 120
Grenville, 79f.
Guilford, battle, 117
Habeas corpus, 358
Hague conferences, 514
Haiti, 593
Hamilton, Alexander, 95, 143, 158, 162, 168f., 231
Harding, W.G., 389, 619
Harlem Heights, battle, 114
Harper's Ferry, 339
Harrison, Benjamin, 422, 484
Harrison, W.H., 198, 263f.
Hartford convention, 201f., 238
Harvard, 44
Hawaii, 484.
Hay, John, 477, 500ff.
Hayne, Robert, 256
Hays, President, 416.
Henry, Patrick, 85
Hepburn act, 523
Hill, James J., 429
Holland, 130
Holy Alliance, 205
Homestead act, 368, 432
Hooker, Thomas, 5
Houston, Sam, 279f.
Howe, General, 118
Hughes, Charles E., 602
Huguenots, 10
Hume, David, 132
Hutchinson, Anne, 5
Idaho, admission, 442
Income tax, 459, 466, 528, 588, 606
Inheritance tax, 606
Illinois, admission, 226
Illiteracy, 585
Immigration: colonial, 1-17
before Civil War, 302, 367
after Civil War, 410f.
problems of, 582f.
Imperialism, 494f., 498., 502f.
Implied powers, 212
Impressment of seamen, 194
Indentured servants, 13.
Independence, Declaration of, 107
Indiana, admission, 226
Indians, 57f., 81, 431
Industry: colonial, 28f.
growth of, 296f.
during Civil War, 366
after 1865, 390f., 401f., 436f., 559
See also Trusts
Initiative, the, 543
Injunction, 465, 580
Internal improvements, 260, 368
Interstate commerce act, 461, 529
Intolerable acts, 93
Invisible government, 537
Iowa, admission, 275
Irish, 11, 302
Iron. See Industry
Irrigation, 434f., 523f.
Jackson, Andrew, 201, 204, 246, 280
Jacobins, 174
James I, 3
James II, 65
Jamestown, 3, 21
Japan, relations with, 447, 511, 583
Jay, John, 128, 158, 177
Jefferson, Thomas: Declaration of Independence, 107
Secretary of State, 162f.
political leader, 169
as President, 183f.
Monroe Doctrine, 206, 231
Jews, migration of, 11
Johnson, Andrew, 365, 368, 371.
Johnson, Samuel, 132
Joliet, 59
Jones, John Paul, 118
Judiciary: British system, 67
federal, 152
Kansas, admission, 441
Kansas-Nebraska bill, 333
Kentucky: admission, 224
Resolutions, 182
King George's War, 59
King Philip's War, 57
King William's War, 59
King's College (Columbia), 45
Knights of Labor, 575f.
Kosciusko, 121
Ku Klux Klan, 382
Labor: rise of organized, 304
parties, 462f.
question, 521
American Federation, 573f.
legislation, 590
World War, 608f.
Lafayette, 121
La Follette, Senator, 531
Land: tenure20f.
sales restricted, 80
Western survey, 219
federal sales policy, 220
Western tenure, 228
disappearance of free, 445
new problems, 449
See also Homestead act
La Salle, 59
Lawrence, Captain, 200
League of Nations, 616f.
Le Bœuf, Fort, 59
Lee, General Charles, 131
Lee, R.E., 357
Lewis and Clark expedition, 193
Lexington, battle, 100
Liberal Republicans, 420
Liberty loan, 606
Lincoln: Mexican War, 282
Douglas debates, 336.
election, 341
Civil War, 344f.
reconstruction, 371
Literacy test, 585
Livingston, R.R., 191
Locke, John, 95
London Company, 3
Long Island, battle, 114
Lords of trade, 67f.
Louis XVI, 171f.
Louisiana: ceded to Spain, 61
purchase, 190f.
admission, 227
Loyalists, See Tories
Lusitania, the, 601f.
McClellan, General, 362, 365
McCulloch vs. Maryland, 211
McKinley, William, 422, 467ff., 489f.
Macaulay, Catherine, 132
Madison, James, 158, 197ff.
Maine, 325
Maine, the, 490
Manila Bay, battle, 492
Manors, colonial, 22
Manufactures, See Industry
Marbury vs. Madison, 209
Marietta, 220
Marion, Francis, 117, 120
Marquette, 59
Marshall, John, 208f.
Martineau, Harriet, 267
Maryland, founded, 6, 49, 109, 239, 242
Massachusetts: founded, 3ff.
See also Immigration, Royal province, Industry, Revolutionary War,
Constitutions, state, Suffrage, Commerce, and Industry
Massachusetts Bay Company, 3
founded, 3ff.
See also Immigration, Royal province
Mayflower compact, 4
Mercantile theory, 69
Merchants. See Commerce
Merrimac, the, 353
Meuse-Argonne, battle, 612
Mexico: and Texas, 278f.
later relations, 594.
Michigan, admission, 273
Midnight appointees, 187
Milan Decree, 194
Militia, Revolutionary War, 122
Minimum wages, 551
Minnesota, admission, 275
Mississippi River, and West, 189.
Missouri Compromise, 207, 227, 271, 325, 332
Molasses act, 71
Money, paper, 80, 126, 155, 369
Monitor, the, 353
Monroe, James, 204f., 191
Monroe Doctrine, 205, 512
Montana, admission, 442
Montgomery, General, 114
Morris, Robert, 127
Mothers' pensions, 551
Mohawks, 57
Muckraking, 536.
Mugwumps, 420
Municipal ownership, 549
Napoleon I, 190
Napoleon III: Civil War, 354.
Mexico, 477
National Labor Union, 574
National road, 232
Nationalism, colonial, 56f.
Natural rights, 95
Navigation acts, 69
Navy: in Revolution, 188
War of 1812, 195
Civil War, 353
World War, 610
See also Sea Power
Nebraska, admission, 441
Negro: Civil rights, 370f.
in agriculture, 393f.
status of, 396ff.
See also Slavery
New England: colonial times, 6ff., 35, 40ff.
See also Industry, Suffrage, Commerce, and Wars
New Hampshire: founded, 4ff.
See also Immigration, Royal province, Suffrage, and Constitutions, state
New Jersey, founded, 6
See also Immigration, Royal province, Suffrage, and Constitutions, state
Newlands, Senator, 524
New Mexico, admission, 443
New Orleans, 59, 190
battle, 201
Newspapers, colonial, 46f.
New York: founded by Dutch, 3
transferred to English, 49
See also Dutch, Immigration, Royal province, Commerce, Suffrage, and
Constitutions, state
New York City, colonial, 36
Niagara, Fort, 59
Nicaragua protectorate, 594
Non-intercourse act, 196f.
Non-importation, 84f., 99
North, Lord, 100, 131, 133
North Carolina: founded, 6
See also Royal province, Immigration, Suffrage, and Constitutions, state
North Dakota, admission, 442
Northwest Ordinance, 219
Nullification, 182, 251ff.
Oglethorpe, James, 3
Ohio, admission, 225
Oklahoma, admission, 443
Open door policy, 500
Oregon, 284f.
Ostend Manifesto, 486
Otis, James, 88, 95f.
Pacific, American influence, 447
Paine, Thomas, 103, 115, 175
Panama Canal, 508f.
Panics: 1837, 262
1857, 336
1873, 464
1893, 465
Parcel post, 529
Parker, A.B., 527
Parties: rise of, 168f.
Federalists, 169f.
Anti-Federalists (Jeffersonian Republicans), 169f.
Democrats, 260
Whigs, 260f.
Republicans, 334f.
Liberal Republicans, 420
Constitutional union, 340
minor parties, 462f.
Paterson, William, 196f.
Penn, William, 6
Pennsylvania: founded, 6
See also Penn, Germans, Immigration, Industry, Revolutionary War, Constitutions,
state, Suffrage
Pennsylvania University, 45
Pensions, soldiers and sailors, 413, 607
mothers', 551
Pequots, 57
Perry, O.H., 200
Pershing, General, 610
Philadelphia, 36, 116
Philippines, 492f., 516f., 592
Phillips, Wendell, 320
Pierce, Franklin, 295, 330
Pike, Z., 193, 287
Pilgrims, 4
Pinckney, Charles, 148
Pitt, William, 61, 79, 87, 132
Planting system, 22., 25, 149, 389, 393ff.
Plymouth, 4, 21
Polk, J.K., 265, 285f.
Polygamy, 290.
Populist party, 464
Porto Rico, 515, 592
Postal savings bank, 529
Preble, Commodore, 196
Press. See Newspapers
Primary, direct, 541
Princeton, battle, 129
University, 45
Profit sharing, 572
Progressive party, 531
Prohibition, 591
Proprietary colonies, 3, 6
Provinces, royal, 49f.
Public service, 538f.
Pulaski, 121
Pullman strike, 465
Pure food act, 523
Puritans, 3, 7, 40f.
Quakers, 6ff.
Quartering act, 83
Quebec act, 94
Queen Anne's War, 59
Quit rents, 21
Radicals, 579
Railways, 298, 402, 425, 460ff., 547, 621
Randolph, Edmund, 146, 147, 162
Ratification, of Constitution, 156f.
Recall, 543
Reclamation, 523f.
Reconstruction, 370f.
Referendum, the, 543
Reign of terror, 174
Republicans: Jeffersonian, 179
rise of present party, 334f.
supremacy of, 412f.
See also McKinley, Roosevelt, and Taft
Resumption, 454
Revolution: American, 99f.
French, 171f.
Russian, 619
Rhode Island: founded, 4ff.
self-government, 49
See also Suffrage
Roosevelt, Theodore, 492, 500ff., 531, 570
Royal province, 49f.
Russia, 205, 207, 355, 479, 619
Russo-Japanese War, 511
Saint Mihiel, 612
Samoa, 481
San Jacinto, 280
Santa Fé trail, 287
Santo Domingo, 480, 513, 592
Saratoga, battle, 116, 130
Savannah, 116, 131
Scandinavians, 278
Schools. See Education
Scott, General, 283, 330
Scotch-Irish, 7ff.
Seamen's act, 590
Sea power: American Revolution, 118
Napoleonic wars, 193f.
Civil War, 353
Caribbean, 593
Pacific, 447
World War, 610f.
Secession, 344f.
Sedition: act of 1798, 180f., 187
of 1918, 608
Senators, popular election, 527, 541ff.
Seven Years' War, 60f.
Sevier, John, 218
Seward, W.H., 322, 342
Shafter, General, 492
Shays's rebellion, 142
Sherman, General, 361
Sherman: anti-trust law, 461
silver act, 458
Shiloh, 361
Shipping. See Commerce
Shipping act, 607
Silver, free, 455f.
Slavery: colonial, 16.
trade, 150
in Northwest, 219
decline in North, 316.
growth in South, 320f.
and the Constitution, 324
and territories, 325f.
compromises, 350
abolished, 357f.
Smith, Joseph, 290
Socialism, 577f.
Solid South, 388
Solomon, Hayn, 126
Sons of liberty, 82
South: economic and political views, 309f.
See also Slavery and Planting system, and Reconstruction
South Carolina: founded, 6
nullification, 253f.
See also Constitutions, state, Suffrage, Slavery, and Secession
South Dakota, 442
Spain: and Revolution, 130
Louisiana, 190
Monroe Doctrine, 205
Spanish War, 490f.
Spoils system, 244, 250, 418, 536ff.
Stamp act, 82f.
Stanton, Elizabeth Cady, 564
States: disorders under Articles of Confederation, 141
constitutions, federal limits on, 155
position after Civil War, 366f.
See also Suffrage, Nullification, and Secession
Steamboat, 234
Stowe, H.B., 332
Strikes: of 1877, 581
Pullman, 581
coal, 526
See also Labor
Submarine campaign, 600f.
Suffrage: colonial, 42, 51
first state constitutions, 239
White manhood, 242
Negro, 374f., 385.
Woman, 110, 562ff.
Sugar act, 81
Sumner, Charles, 319
Sumter, Fort, 350
Swedes, 3, 13
Taft, W.H., 527f.
Tammany Hall, 306, 418
Taney, Chief Justice, 357
Tariff: first, 167
of 1816, 203
development of, 251f.
abominations, 249, 253
nullification, 251
of 1842, 264
Southern views of, 309f.
of 1857, 337
Civil War, 367
Wilson bill, 459
McKinley bill, 422
Dingley bill, 472
Payne-Aldrich, 528
Underwood, 588
Taxation: and representation, 149
and Constitution, 154
Civil War, 353
and wealth, 522, 551
and World War, 606
Tea act, 88
Tea party, 92
Tenement house reform, 549
Tennessee, 28, 224
Territories, Northwest, 219
South of the Ohio, 219
See also Slavery and Compromise
Texas, 278f.
Tippecanoe, battle, 198
Tocqueville, 267
Toleration, religious, 42
Tories, colonial, 84
in Revolution, 112
Townshend acts, 80, 87
Trade, colonial, 70
legislation, 70 See Commerce
Transylvania company, 28
Treasury, independent, 263
Treaties, of 1763, 61
alliance with France, 177
of 1783 with England, 134
Jay, 177, 218
Louisiana purchase, 191.
of 1815, 201
Ashburton, 265
of 1848 with Mexico, 283
Washington with England, 481
with Spain, 492
Versailles (1919), 612f.
Trenton, battle, 116
Trollope, Mrs., 268
Trusts, 405f., 461, 472ff., 521, 526, 530
Tweed, W.M., 418
Tyler, President, 264f., 281, 349
"Uncle Tom's Cabin," 332
Union party, 365
Unions. See Labor
Utah, 290f., 329, 442
Utilities, municipal, 548
Vallandigham, 360
Valley Forge, 116, 129
Van Buren, Martin, 262
Venango, Fort, 59
Venezuela, 482f., 512
Vermont, 223
Vicksburg, 361
Virginia: founded, 6
See also Royal province, Constitutions, state, Planting system, Slavery,
Secession, and Immigration
Walpole, Sir Robert, 66
Wars: colonial, 57f.
Revolutionary, 99f.
of 1812, 199f.
Mexican, 282f.
Civil, 344f.
Spanish, 490f.
World, 596f.
Washington: warns French, 60
in French war, 63
commander-in-chief, 101f.
and movement for Constitution, 142f.
as President, 166f.
Farewell Address, 178
Washington City, 166
Washington State, 442
Webster, 256, 265, 328
Welfare work, 573
Whigs: English, 78
colonial, 83
rise of party, 260f., 334, 340
Whisky Rebellion, 171
White Camelia, 382
White Plains, battle, 114
Whitman, Marcus, 284
William and Mary College, 45
Williams, Roger, 5, 42
Wilmot Proviso, 326
Wilson, James, 147
Wilson, Woodrow, election, 533.
administrations, 588f.
Winthrop, John, 3
Wisconsin, admission, 274
Witchcraft, 41
Wollstonecraft, Mary, 556
Women: colonial, 28
Revolutionary War, 124
labor, 305
education and civil rights, 554f.
suffrage, 562f.
Workmen's compensation, 549
Writs of assistance, 88
Wyoming, admission, 442
X, Y, Z affair, 180
Yale, 44
Young, Brigham, 290
Zenger, Peter, 48
Printed in the United States of America.
FOOTNOTES:
[1] North Carolina ratified in November, 1789, and Rhode Island in May, 1790.
[2] To prevent a repetition of such an unfortunate affair, the twelfth amendment
of the Constitution was adopted in 1804, changing slightly the method of
electing the President.
[3] Partly superseded by the 14th Amendment, p. 639.
[4] See the 17th Amendment, p. 641.
[5] Ibid., p. 641.
[6] See the 16th Amendment, p. 640.
[7] The following paragraph was in force only from 1788 to 1803.
[8] Superseded by the 12th Amendment, p. 638.
[9] See the 11th Amendment, p. 638.
[10] First ten amendments proposed by Congress, Sept. 25, 1789. Proclaimed to be
in force Dec. 15, 1791.
[11] Proposed Sept. 5, 1794. Declared in force January 8, 1798.
[12] Adopted in 1804.
[13] Adopted in 1865.
[14] Adopted in 1868.
[15] Proposed February 27, 1869. Declared in force March 30, 1870.
[16] Passed July, 1909; proclaimed February 25, 1913.
[17] Passed May, 1912, in lieu of paragraph one, Section 3, Article I, of the
Constitution and so much of paragraph two of the same Section as relates to the
filling of vacancies; proclaimed May 31, 1913.
[18] Ratified January 16, 1919.
[19] Ratified August 26, 1920.
[20] Promoted from the vice-presidency on the death of the president.
[21] Population in 1912.
[22] Population in 1918.
[23] Population in 1903.
[24] Population in 1917.
[25] Population in 1911.
Transcriber's Notes:
Punctuation normalized in all Underwood and Underwood, N.Y.
Period added after Mass on verso page. Original read "Mass, U.S.A."
Chapter I, page 19, period added to pp. 55-159 and pp. 242-244.
Chapter VIII, page 185, period added to "Vol." Original read "Vol III,"
Chapter XII, page 269 added period after "Vol" Vol. II
Chapter XII, page 270. Title of work reads "Selected Documents of United States
History, 1776-1761". Research shows the document does have this title.
Topical Syllabus. Missing periods added to normalize punctuation in entries such
as on page 648 (4) Sixteenth Amendment—income tax (528-529).
Index, Page 662, added comma to States: disorders under Articles of
Constitution, 141
The remaining corrections made are indicated by dotted lines under the
corrections. Scroll the cursor over the word and the original text will appear.
End of History of the United States
by Charles A. Beard and Mary R. Beard
*** END OF HISTORY OF THE UNITED STATES ***
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